v.
Dondi Holland
FOR THE EIGHTH CIRCUIT
No. 98-2572
Filed: October 29, 1999
Before LOKEN, HANSEN, and MORRIS SHEPPARD ARNOLD, Circuit Judges.
HANSEN, Circuit Judge.
Dondi Holland pleaded guilty to a federal indictment charging him with two counts of possessing with the intent to distribute cocaine and crack cocaine. At sentencing, the district court1 determined that Holland, although then only age 22, was already a "career offender" under the United States Sentencing Guidelines, because he had two prior Missouri adult convictions for controlled substance offenses involving trial court suspended the imposition of any sentence and placed Holland on probation for five years. Holland's other predicate drug trafficking conviction for career offender status (and about which no dispute exists) occurred when he pleaded guilty in Missouri state court to three felony counts of delivery of a controlled substance occurring on three separate days. For those offenses, he was sentenced to concurrent five year terms of imprisonment which were suspended, and he was placed on probation.
Holland's principal argument is that his April 29, 1994, conviction for possession with intent to deliver/sell a controlled substance for which the imposition of sentence was suspended by the state court (the "SIS conviction") should not be counted against him under the career offender guideline because no sentence was imposed by the state court. He relies on the language of USSG § 4A.1.2(d)(2)(B) and application note 7 to the cited section. His argument brings into focus a perceived tension between USSG § 4A1.2(a)(3) and § 4A1.2(d)(2)(B).
We begin the analysis by examining USSG § 4A1.2, which is titled "Definitions and Instructions for Computing Criminal History." Section 4A1.2(a)(3) provides that "[a] conviction for which the imposition or execution of sentence was initially suspended or stayed shall be counted as a prior sentence under § 4A1.1(c)." Sentences counted under § 4A1.1(c) receive one criminal history point and are therefore countable as a qualifying predicate conviction under the career offender guideline. See § 4B1.2(c). While § 4A1.2(a) is titled "Prior Sentence Defined," both § 4A1.2(a)(3) and (4) turn previous convictions for which no sentence has ever been imposed into "prior sentences." See §§ 4A1.2(a)(3), ante, and (4) ("where a defendant has been convicted of an offense, but not yet sentenced, such conviction shall be counted as if it constituted a prior sentence under § 4A1.1(c) . . ."). Hence, under § 4A1.2(a)(3), Holland's SIS conviction should be considered a "prior sentence," assessed one criminal history point, and be countable as a qualifying predicate conviction for the purposes of the career offender guideline.
Holland's contention is that § 4A1.2(d)(2)(B) precludes the use of his prior SIS conviction to support the career offender determination. Section 4A1.2(d) is titled "Offenses Committed Prior to Age Eighteen." Subsection 4A1.2(d)(2)(B) provides, "add 1 point under § 4A1.1(c) for each adult or juvenile sentence imposed within five years of the defendant's commencement of the instant offense." Holland's SIS conviction occurred on April 29, 1994, and his instant offense occurred on December 11, 1997, so Holland's SIS conviction falls within the five year time period. However, because the imposition of sentence was suspended by the state court, Holland argues that no sentence was imposed upon him, so no criminal history point can be assessed under § 4A1.2(d)(2)(B). In essence, his argument is that the "specific" provisions of § 4A1.2(d) dealing with offenses committed prior to age 18 trump the provisions of § 4A1.2(a) defining "prior sentence."
We respectfully disagree. We believe that the two subsections of § 4A1.2 should be read together, if possible, so that they can co-exist. In our view, the better construction would give effect to both subsections as follows. Holland's state SIS conviction is considered a "prior sentence" by the operation of § 4A1.2(a)(3), and is assessed one criminal history point despite the fact that imposition of sentence was suspended. If it is deemed a "prior sentence," then it also must be considered to have been constructively imposed for purposes of § 4A1.2(d), otherwise it could not be a "sentence." If the Guidelines can treat a bare conviction for which the defendant has not yet stood sentencing as itself a "prior sentence" receiving one criminal history point, see USSG § 4A1.2(a)(4), then we conclude that we do no violence to the Guidelines by holding that § 4A1.2(a)(3)'s directions to count a conviction for which the imposition of sentence has been suspended as a prior "sentence," necessarily incorporate a constructive imposition of the "prior sentence" for the purposes of calculating the defendant's criminal history score. Further we note that application note 1 to the career offender guideline, § 4B1.2, provides that for the purpose of the career offender guideline a "prior felony conviction means a prior adult . . . state conviction for an offense punishable by . . . imprisonment for a term exceeding one year . . . regardless of the actual sentence imposed" (emphasis added). Incorporating the definition set forth in § 4A1.2(a)(3) into the language of § 4A1.2(d) clarifies that even where the imposition of sentence has been suspended, the conviction qualifies as a "sentence imposed within five years of the defendant's commencement of the instant offense," within the meaning of § 4A1.2(d).
We have studied § 4A1.2(d) and conclude that the provisions of subsection (2) are primarily concerned with making sure that a nationwide uniform standard of a five year time frame is applied to those cases involving offenses committed prior to age 18 where the defendant received less than a 13-month sentence to imprisonment as opposed to whether or not a sentence was actually imposed. We note that under either § 4A1.2(a)(3) or § 4A1.2(d)(2)(B), only one criminal history point is assessed.[2]
Accordingly, we affirm the judgment of the district court.
A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT