At page 1227 Distinguishing venue rights from due process protections23 citing cases“to prevent chilling the exercise of legal rights by other defendants who must make their choices under similar cir- cumstances in the future.”
- United States v. Velsicol Chem. Corp., 498 F. Supp. 1255 (D.D.C. 1980).published (apprehension of vindictiveness and the ‘appearance of vindictiveness’ are adequate to bring this case squarely within Blackledge [v. Perry].)
- Johnson v. Super. Ct., No. B266421 (Cal. Ct. App. Oct. 27, 2016).published(vindictive-prosecution doctrine designed to prevent chilling exercise of rights by other defendants making similar choice in the future)
- United States v. Jenkins, 504 F.3d 694 (9th Cir. 2007).published As the district court noted, the “prophylactic” doctrine is designed, in part, “to prevent chilling the exercise of [legal] rights by other defendants who must make their choices under similar cir- cumstances in the future.” United States…
- United States v. Jenkins, No. 06-50049 (9th Cir. July 16, 2007).publishedAs the district court noted, the “prophylactic” doctrine is designed, in part, “to prevent chilling the exercise of [legal] rights by other defendants who must make their choices under similar cir- cumstances in the future.” United States…
- State v. Moen, 150 Wash. 2d 221 (2003).published Ed. 2d 628 (1974); United States v. DeMarco, 550 F.2d 1224, 1227 (9th Cir. 1977); MacDonald, 425 F.2d at 375 .
- United States v. Boos, 166 F.3d 1222 (10th Cir. 1999).unpublished(statutory venue rights)
- John Harvey Adamson v. James G. Ricketts, 865 F.2d 1011 (9th Cir. 1988).published Thus, a presumption of vindictiveness is warranted in this case. 8 Id.; see also Shaw, 655 F.2d at 171 (prima facie case of vindictiveness created when government upped the ante by vacating guilty plea in retaliation for exercise of protec…
- United States v. Thomas William Ballester, United States of Am. v. Richard Thomas McGiffen United States of Am. v. Daniel Elton Hayes, 763 F.2d 368 (9th Cir. 1985).publishedUnited States v. DeMarco, 550 F.2d 1224, 1227-28 (9th Cir.), cert. denied, 434 U.S. 827 , 98 S.Ct. 105 , 54 L.Ed.2d 85 (1977).
- State v. Penn, 650 P.2d 1111 (Wash. Ct. App. 1982).publishedUnited States v. DeMarco, 550 F.2d 1224, 1227 (9th Cir. 1977).
- United States v. Philip Spiesz, 689 F.2d 1326 (9th Cir. 1982).published United States v. DeMarco, supra, at 1227.
Show 11 more citing cases
- United States v. Richard Glenn Motley, United States of Am. v. Michael Lee Musick, 655 F.2d 186 (9th Cir. 1982).publishedUnited States v. DeMarco, 550 F.2d 1224, 1227 (9th Cir.), cert. denied, 434 U.S. 827 , 98 S.Ct. 105 , 54 L.Ed.2d 85 (1977),.
- United States v. Hollywood Motor Car Co., 646 F.2d 384 (9th Cir. 1981).published Blackledge v. Perry, 417 U.S. 21 , 94 S.Ct. 2098 , 40 L.Ed.2d 628 (1974); North Carolina v. Pearce, 395 U.S. 711 , 89 S.Ct. 2072 , 23 L.Ed.2d 656 (1969); United States v. Burt, supra, at 836 ; United States v. DeMarco, 550 F.2d 1224, 1227…
- United States v. Hollywood Motor Car Co., 646 F.2d 378 (9th Cir. 1981).published Blackledge v. Perry, 417 U.S. 21 , 94 S.Ct. 2098 , 40 L.Ed.2d 628 (1974); North Carolina v. Pearce, 395 U.S. 711 , 89 S.Ct. 2072 , 23 L.Ed.2d 656 (1969); United States v. Burt, supra, at 836; United States v. DeMarco, 550 F.2d 1224, 1227 (…
- Commonwealth v. Ward, 425 A.2d 401 (Pa. 1981).published He was retried on three of the charges, convicted, and sentenced to prison terms aggregating 25 years, with no credit being given for the time he had spent in prison on the original sentence. [12] See, inter alia, United States v. DeMarco,…
- Koski v. Samaha, 491 F. Supp. 432 (D.N.H. 1980).published Lovett, supra, 610 F.2d at 1006 , quoting from United States v. DeMarco, 550 F.2d 1224, 1227 (9th Cir.), cert. denied, 434 U.S. 827 , 98 S.Ct. 105 , 54 L.Ed.2d 85 (1977).
- United States v. Bradford Burt, United States of Am. v. William L. Dennis, United States of Am. v. Roy Dean Snarr & James F. Rounsavall, 619 F.2d 831 (9th Cir. 1980).published United States v. Rosales-Lopez, 617 F.2d 1349, 1357 (9th Cir. 1980); United States v. DeMarco, 550 F.2d 1224, 1227 (9th Cir. 1977), cert. denied, 434 U.S. 827 , 98 S.Ct. 105 , 54 L.Ed.2d 85 ; see generally Blackledge v. Perry, 417 U.S. 21…
- State v. Koski, 411 A.2d 1122 (N.H. 1980).publishedLovett v. Butterworth supra; United States v. DeMarco, 550 F.2d 1224, 1227 (9th Cir.), cert. denied, 434 U.S. 827 (1977).
- Walter J. Lovett, Jr. v. Fred Butterworth, 610 F.2d 1002 (1st Cir. 1979).published “The prophylactic rule is designed not only to relieve the defendant who has asserted his right from bearing the burden [of the prosecutor’s] ‘upping the ante’ but also to prevent chilling the exercise of such rights by other defendants wh…
- State v. Hinton, 601 P.2d 338 (Ariz. Ct. App. 1979).publishedUnited States v. DeMarco, 550 F.2d 1224, 1227 (9th Cir.), cert. denied, 434 U.S. 827 , 98 S.Ct. 105 , 54 L.Ed.2d 85 (1977).
- United States v. Terence Cecil Stacey, 571 F.2d 440 (8th Cir. 1978).publishedIn North Carolina v. Pearce, 395 U.S. 711 , 89 S.Ct. 2072 , 23 L.Ed.2d 656 (1969) and Blackledge v. Perry, 417 U.S. 21 , 94 S.Ct. 2098 , 40 L.Ed.2d 628 (1974), the Supreme Court “establish[ed] a prophylactic rule imposing limits upon prose…
- United States v. James Douglas Griffin, 617 F.2d 1342 (9th Cir. 1980).published See, United States v. DeMarco, 550 F.2d 1224, 1227 (9th Cir. 1977).
At page 1226 Government threats deterring exercise of venue rights11 citing casesholding that factual findings necessary to determination of vindictive prosecution were "amply supported by the record
- United States v. Maria C. Duran, United States of Am. v. Lilia Vazquez, 41 F.3d 540 (9th Cir. 1994).publishedUnited States v. DeMarco, 550 F.2d 1224, 1226 (9th Cir.1977), cert. denied, 434 U.S. 827 , 98 S.Ct. 105 , 54 L.Ed.2d 85 (1977).
- United States v. Joe Garza-Juarez, 992 F.2d 896 (9th Cir. 1993).publishedUnited States v. DeMarco, 550 F.2d 1224, 1226 (9th Cir.) (dismissing indictment when government brought additional charges because defendant obtained severance and change of venue), cert. denied, 434 U.S. 827 , 98 S.Ct. 105 , 54 L.Ed.2d 85…
- United States v. John M. Grabinski, 727 F.2d 681 (8th Cir. 1984).publishedSee Blackledge v. Perry, 417 U.S. 21 , 25—29, 94 S.Ct. 2098, 2101-2103 , 40 L.Ed.2d 628 (1974); United States v. DeMarco, 550 F.2d 1224, 1226-1227 (9th Cir.), cert. denied, 434 *685 U.S. 827, 98 S.Ct. 105 , 54 L.Ed.2d 85 (1977).
- United States v. James Albert Robison, United States of Am. v. Fred Joseph Pedote, United States of Am. v. Leroy Jones, 644 F.2d 1270 (9th Cir. 1981).publishedAlthough this fact is neither dispositive, United States v. Groves, 571 F.2d 450, 454 (9th Cir. 1978), nor essential, see De Marco, supra, at 1226-1227, to prove vindictiveness, it is one of the key indicia scrutinized by *1273 courts when…
- United States v. Nancy E. Wilson, United States of Am. v. Buddy Rex Wilson, 639 F.2d 500 (9th Cir. 1981).published See United States v. Burt, 619 F.2d 831, 836 (9th Cir. 1980); see generally, United States v. Groves, 571 F.2d 450, 453 (9th Cir. 1978) (vindictive prosecution claim brought after new charges were filed following defendant's motion to dism…
- State v. Moritz, 293 N.W.2d 235 (Iowa 1980).publishedSee Blackledge v. Perry, 417 U.S. 21, 28 , 94 S.Ct. 2098, 2101 , 40 L.Ed.2d 628, 634 (1974); United States v. Groves, 571 F.2d 450, 453 (9th Cir. 1978); United States v. DeMarco, 550 F.2d 1224, 1226 (9th Cir.), cert. denied, 434 U.S. 827 ,…
- Walter J. Lovett, Jr. v. Fred Butterworth, 610 F.2d 1002 (1st Cir. 1979).published “The prophylactic rule is designed not only to relieve the defendant who has asserted his right from bearing the burden [of the prosecutor’s] ‘upping the ante’ but also to prevent chilling the exercise of such rights by other defendants wh…
- United States v. Andrews, 444 F. Supp. 1238 (E.D. Mich. 1978).publishedIn that case “The Government argue[d] that Black-ledge does not control because here, unlike Blackledge . . . the motivation for the Government’s threats grew out of limits placed on the original indictment resulting from the policy of the…
- United States v. Kent, 649 F.3d 906 (9th Cir. 2011).published (holding that factual findings necessary to determination of vindictive prosecution were "amply supported by the record)
- United States v. Kent, 633 F.3d 920 (9th Cir. 2011).published(holding that factual findings necessary to determination of vindictive prosecution were “amply supported by the record)
At page 1228 “it was not constitutionally permissible for the government to threaten to 'up the ante' to discourage demarco from exercising his venue right; a fortiori it was constitutionally impermissible to follow up that threat with the california indictment.”1 citing case
- United States v. Donald Eddie Moody, United States of Am. v. Howard George Hollenbeck, 778 F.2d 1380 (9th Cir. 1986).publishedSeveral decisions appear to have applied an “abuse of discretion” standard, e.g., United States v. Griffin, 617 F.2d 1342, 1349 (9th Cir.), cert. denied, 449 U.S. 863 , 101 S.Ct. 167 , 66 L.Ed.2d 80 (1980); United States v. DeMarco, 550 F.…
Other citing cases
- United States v. Dondich, 460 F. Supp. 849 (N.D. Cal. 1978).published
- United States v. Whitehorn, 710 F. Supp. 803 (D.D.C. 1989).published
- United States v. John M. Grabinski, 674 F.2d 677 (8th Cir. 1982).published
- United States v. Int'l Paper Co., 457 F. Supp. 571 (S.D. Tex. 1978).published
v.
Frank DeMARCO, Jr., Appellee
The Government appeals, under 18 U.S.C. § 3731, from the dismissal of an indictment against DeMarco. The district court gave two reasons for dismissing the indictment: (1) The challenged indictment was the culmination of governmental efforts designed to discourage or to prevent DeMarco from asserting his statutory venue rights, and failure to dismiss the indictment would permit the “potential for vindictiveness” proscribed in Blackledge v. Perry (1974) 417 U.S. 21, 28, 94 S.Ct. 2098, 40 L.Ed.2d 628; and (2) the failure of the prosecutor to inform the grand jury about the facts leading the prosecutor to seek the California indictment interfered with the deliberative function of the grand jury. [1] Because we agree with the district court’s application of Blackledge, we do not reach the second ground for the district court’s decision.
This case grew out of an investigation into the preparation of President Nixon’s 1969 income tax return in which a deduc[*1226] tion was claimed for the gift of pre-Presi-dential papers to the National Archives. DeMarco and Ralph Newman were indicted in February, 1975, in the District of Columbia. The indictments charged them with conspiring to defraud the United States; with making false statements to the Staff of the Joint Committee on Internal Revenue Taxation, to Treasury agents, and to agents of the Internal Revenue Service (“IRS”) in the District of Columbia; and with obstructing the congressional investigation of President Nixon’s tax returns. Newman and DeMarco moved to change venue to the districts of their residence, Chicago and Los Angeles respectively. (18 U.S.C. § 3237(b); Fed.R.Crim.P. 21(b).) The Government vigorously opposed the motions and the resulting severance of the defendants’ trials. The district court in the District of Columbia granted the motions. The district court below found that, after the motions were granted, the prosecutor told DeMarco’s counsel that “the government was considering filing a motion for reconsideration of the order of transfer, that if [DeMarco] successfully transferred his case to California the government would consider more counts against him, and that the government would ‘restructure’ the case against him if it came to California.” (401 F.Supp. at 508.) The prosecutor also told defense counsel that “restructuring” might possibly lead to his recommending dismissal of some of the original charges. DeMarco insisted upon his venue rights, and the original indictment was transferred to California. [2] The Government obtained a second indictment in California, based on substantially the same facts as the first indictment, with the addition of a specific charge relating to statements that DeMarco made to IRS agents in a California interview on February 22, 1974. The facts upon which the second indictment was founded had been known to the Government long before the first indictment was returned.
The district court found that “the government deliberately used the threat of a new indictment in California to deter the defendant from exercising his statutory [venue] rights” and that the government “threatened to respond [to his exercising his rights] by ‘upping the ante.’ ” (401 F.Supp. at 508-09, quoting Blackledge, 417 U.S. at 28, 94 S.Ct. 2098.) Those findings are amply supported by,the record.
The Government argues that Biackledge does not control because here, unlike Black-ledge, the first and second indictments were not based on identical facts and because the motivation for the Government’s threats grew out of limits placed on the original indictment resulting from the policy of the Department of Justice not to pursue contemporaneous indictments, rather than any vindictiveness against the defendant. The Government’s contentions rest on misper-ception of the record and a misreading of Biackledge.
The Government’s contention that there had occurred a “major change legitimately bearing on the prosecution function” which justifies distinguishing Biackledge is unsupported by the record. The only “major change” was severance resulting from De-Marco’s exercise of his statutory venue right. The Government cannot rely on the exercise of that right to defeat Biackledge. The factual nucleus of both indictments was the same. The District of Columbia indictment did not specifically charge an offense based upon DeMarco’s interview with IRS agents in California on February 22, 1974, but the California statement was part of the evidence presented to the District of Columbia grand jury. Moreover, the California statement was a duplicate of DeMarco’s statement in the District of Columbia to the Joint Committee, upon which the original indictment was, in part, based.
Even if the first and second indictments were not based on facts that were so similar that a trial on one would have prevented trial on the other upon double jeopardy grounds, that situation would not dis[*1227] tinguish this case from Blackledge. In Blackledge the Court specifically eschewed reliance on double jeopardy. (417 U.S. at 31, 94 S.Ct. 2098). See also United States v. Ruesga-Martinez (9th Cir. 1976) 534 F.2d 1367.) Rather, the progenitor of Blackledge was North Carolina v. Pearce (1969), 395 U.S. 711, 89 S.Ct. 2072, 23 L.Ed.2d 656. Pearce forbade increasing a sentence upon retrial after the defendant had successfully appealed, absent new facts unrelated to the appeal, affecting sentencing. The Court reasoned that fear of vindictiveness for exercising a statutory right to appeal was as forceful as actual vindictiveness in chilling a defendant’s “free and unfettered” (id. at 724, 89 S.Ct. 2072) choice in deciding to appeal. (“[D]ue process also requires that a defendant be freed of apprehension of such a retaliatory motivation on the part of the sentencing judge.” Id. at 725, 89 S.Ct. at 2080.) Apprehension of vindictiveness and the “appearance of vindictiveness” (United States v. Ruesga-Martinez (9th Cir. 1976) 534 F.2d 1367, 1369) are adequate to bring this ease squarely within Blackledge. The district court found those facts against the Government, and we have no basis to disturb those findings.
DeMarco is controlled by the teaching of Blackledge unless the statutory right involved (change of venue to the defendant’s residence) is so different from the statutory rights to appeal (North Carolina v. Pierce, supra) and to a trial de novo (Blackledge v. Perry, supra) as to justify a different result. We perceive no basis for distinguishing DeMarco’s venue right under 18 U.S.C. § 3237(b) from the statutory rights considered in Blackledge and Pearce. As in those cases, the statutory right involved has due process overtones, although none of the rights is constitutionally mandated. The Section 3237(b) venue right is laden with due process concern for a fair trial in which the litigating burdens are not inordinately cast on the defendant. Congress intended to relieve the defendant from the “heavy burden” caused by tax prosecution in a judicial district “substantially distant” from the defendant’s residence. (Senate Rep. No. 1952, 85th Cong., 2d Sess. (1958); 1958 U.S.Code Cong. & Admin.News, p. 3262.) The defendant’s expense and his difficulties in securing counsel, his problems in finding witnesses (especially character witnesses) who would be able to travel to a distant forum were all considered by Congress in its decision to relieve the defendant from defending himself away from his residence. (Id.)
As in Blackledge, “the central figure is not the judge or the jury, but the prosecutor. The question is whether the opportunities for vindictiveness in this situation are such as to impel the conclusion that due process of law requires a rule analogous to that of the Pearce case. We conclude that the answer must be in the affirmative.” (417 U.S. at 27, 94 S.Ct. at 2102. See also United States v. Ruesga-Martinez, supra, 534 F.2d at 1370-71.) Here, as in Black-ledge, a prosecutor “has considerable stake in discouraging” defendants from exercising their venue rights when the effect “will clearly require increased expenditures of prosecutorial resources” because the prosecutor loses the advantages of trying alleged conspirators together and must also conduct two trials in different parts of the country. (Id.)
Blackledge and Pearce each establish a prophylactic rule imposing limits upon prosecutorial discretion is seeking new indictments or in conducting retrials when such actions carry with them the opportunity of retaliation for a defendant’s exercise of a statutory right that has due process implications. It is irrelevant that a particular defendant exercises his statutory rights, despite his fear of vindictiveness and despite the lack of vindictiveness in fact in subsequent proceedings instituted by the prosecutor. The prophylactic rule is designed not only to relieve the defendant who has asserted his right from bearing the burden from “upping the ante” but also to prevent chilling the exercise of such rights by other defendants who must make their choices under similar circumstances in the future.
Under Pearce and Blackledge, it was not constitutionally permissible for the Govern[*1228] ment to threaten to “up the ante” to discourage DeMarco from exercising his venue right; a fortiori it was constitutionally impermissible to follow up the threat with the California indictment. No abuse of discretion is involved in the district court’s dismissing the indictment for Blackledge taint.
AFFIRMED.
. The district court’s opinion is reported at 401 F.Supp. 505.
. The case went to trial on the original indictment, but the indictment was dismissed during the course of trial on grounds unrelated to those involved in this case. The dismissal of the original indictment is not involved on this appeal.