North Am. Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229 (2d Cir. 1978). · Go Syfert
North Am. Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229 (2d Cir. 1978). Cases Citing This Book View Copy Cite
157 citation events (40 in the last 25 years) across 38 distinct courts.
Strongest positive: Agricultural Logistics LLC v. Survival Transportation Inc. (nyed, 2024-08-07)
Treatment trajectory · 1978 → 2026 · click a year to view as-of
1978 2002 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) Agricultural Logistics LLC v. Survival Transportation Inc.
E.D.N.Y · 2024 · signal: see also · quote attribution · 1 verbatim quote · confidence high
congress has created a broad, comprehensive scheme covering the interstate shipment of freight . . . this has occupied the field to the exclusion of state law.
discussed Cited as authority (verbatim quote) Azzil Granite Materials, LLC v. Canadian Pacific Railway Corporation
E.D.N.Y · 2023 · signal: see also · quote attribution · 1 verbatim quote · confidence high
congress has created a broad, comprehensive scheme covering the interstate shipment of freight . . . this has occupied the field to the exclusion of state law.
examined Cited as authority (verbatim quote) L.A.M. Recovery, Inc. v. Department of Consumer Affairs
2d Cir. · 2006 · quote attribution · 1 verbatim quote · confidence high
the lack of any reference to federal law in the complaint is not controlling____from the substance of plaintiffs allegations, it is clear that the complaint sets forth a claim arising under federal law.
cited Cited as authority (rule) Schenker of Canada Ltd. v. Am Trans Expedite LLC
E.D.N.Y · 2025 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir. 1978).
cited Cited as authority (rule) Merhi v. Bullion Exchanges, LLC
S.D.N.Y. · 2024 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 234 (2d Cir. 1978).
cited Cited as authority (rule) Cariati Developers, Inc. v. XPO Logistics Freight, Inc.
D. Conn. · 2023 · confidence medium
"This [scheme] has occupied the field to the exclusion of state law." Id. at 234 (collecting cases) (emphasis added).
cited Cited as authority (rule) Beck v. City of Whitefish
D. Mont. · 2023 · confidence medium
Phillips v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir. 1978)); Western Org. of Res.
discussed Cited as authority (rule) RDK NY Inc. v. The City of New York
E.D.N.Y · 2023 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 234 (2d Cir. 1978) (concluding complaint set forth a federal-law claim where plaintiff alleged a “loss of goods during interstate transportation by [defendant] as a common carrier for hire”).
cited Cited as authority (rule) Warren v. City of Greensboro
M.D.N.C. · 2017 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir. 1978))).
cited Cited as authority (rule) Bowers v. Windstream Kentucky East, LLC.
W.D. Ky. · 2010 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir.1978).
cited Cited as authority (rule) St. Paul Fire & Marine Insurance v. Delta Air Lines, Inc.
S.D.N.Y. · 2008 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir.1978); accord Arkwrighh-Boston Mfrs.
cited Cited as authority (rule) Panzer v. Continental Airlines, Inc.
S.D. Miss. · 2005 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir.1978)).
discussed Cited as authority (rule) E.J. Rogers, Inc. v. United Parcel Service, Inc.
S.D. Ind. · 2004 · confidence medium
In North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 234 (2d Cir.1978), also cited by UPS, the Second Circuit affirmed a district court’s finding of limited liability, but the bill of lading governing the shipment specifically provided that the goods were received “subject to the classifications and tariffs in effect on the date of the issue of this Bill of Lading,” which contained the liability provisions.
cited Cited as authority (rule) Powers Law Offices, PC v. Cable & Wireless USA, Inc.
D. Mass. · 2004 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir.1978).
discussed Cited as authority (rule) Ramette v. AT&T Corp.
Ill. App. Ct. · 2004 · confidence medium
Ed. 1094 (1921) (citing the predecessor to § 202(a) as establishing the uniformity principle); [ North American Phillips Corp. v. Emery Air Freight Corp. ], 579 F.2d 229, 232 (2nd Cir. 1978) (explaining that the purpose of § 202(a) was to establish a uniformity of rates in all interstate transactions), and therefore the Congressional objective of achieving uniformity in rates, terms, and conditions of service remains in full force notwithstanding detariffing.
discussed Cited as authority (rule) Ramette v. AT & T CORP.
Ill. App. Ct. · 2004 · confidence medium
Ed. 1094 (1921) (citing the predecessor to § 202(a) as establishing the uniformity principle); [North American Phillips Corp. v. Emery Air Freight Corp.], 579 F.2d 229, 232 (2nd Cir. 1978) (explaining that the purpose of § 202(a) was to establish a uniformity of rates in all interstate transactions), and therefore the Congressional objective of achieving uniformity in rates, terms, and conditions of service remains in full force notwithstanding detariffing.
discussed Cited as authority (rule) In Re Universal Service Fund Telephone Billing Practices Litigation
D. Kan. · 2003 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 232 (2d Cir.1978) (explaining that the purpose of § 202(a) was to establish a uniformity of rates in all interstate transactions), and therefore the Congressional objective of achieving uniformity in rates, terms, and conditions of service remains in full force notwithstanding detariffing.
discussed Cited as authority (rule) Dictor v. David & Simon, Inc.
Cal. Ct. App. · 2003 · confidence medium
As explained by the Second Circuit Court of Appeals, even tort claims are subject to the liability limitations set forth on a bill of lading: “A valid limitation of liability clause governs ‘not only the nature and extent of [the carrier’s] liability, but also the nature and extent of the shipper’s right of recovery.’ North American Phillips Corp. v. Emery Air Freight Corp. 579 F.2d 229, 233 (2d Cir. 1978).
discussed Cited as authority (rule) Stein Jewelry Co. v. United Parcel Service, Inc.
S.D.N.Y. · 2002 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir.1978) (“Congress has created a broad, comprehensive scheme covering the interstate shipment of freight ... [which] has occupied the field to the exclusion of state law.”); see also MDL Decision and Order at IV.B.3.
cited Cited as authority (rule) United Parcel Service, Inc. v. Flores-Galarza
D.P.R. · 2002 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir.1978).
cited Cited as authority (rule) No. 01-1717
3rd Cir. · 2002 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir. 1978).
cited Cited as authority (rule) Club Comanche, Inc. v. Government of Virgin Islands
3rd Cir. · 2002 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir.1978).
discussed Cited as authority (rule) Materazzi v. Atlas Van Lines, Inc.
E.D.N.Y · 2001 · confidence medium
North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir.1978) (“Congress has created a broad, comprehensive scheme covering the interstate shipment of freight, aimed at preventing preferential treatment among shippers and establishing national equality of rates and services.
discussed Cited as authority (rule) Nippon Fire & Marine Insurance Co., Ltd. v. Skyway Freight Systems, Inc.
2d Cir. · 2000 · confidence medium
A valid limitation of liability clause governs "not only the nature and extent of [the carrier's] liability, but also the nature and extent of the shipper's right of recovery." North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir. 1978).
discussed Cited as authority (rule) Nippon Fire & Marine Insurance v. Skyway Freight Systems, Inc.
2d Cir. · 2000 · confidence medium
A valid limitation of liability clause governs “not only the nature and extent of [the carrier’s] liability, but also the nature and extent of the shipper’s right of recovery.” North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir.1978).
discussed Cited as authority (rule) Greer v. Federal Express
W.D. Ky. · 1999 · confidence medium
After finding that the federal interest in uniformity of application of the rules limited liability in these situations, see 579 F.2d 229, 232-33 (2d Cir.1978), the Phillips court extrapolated that uniform, federal defense into a positive cause of action: "a carrier’s valid federal tariffs which are applicable to the shipment at issue govern not only the nature and extent of its liability, but also the nature and extent of the shipper’s right of recovery." Id. at 233 .
cited Cited as authority (rule) Ben & Jerry's Homemade, Inc. v. KLLM, Inc.
D. Vt. · 1999 · confidence medium
This has occupied the field to the exclusion of state law.’ ” Id. at 378 (quoting North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir.1978)).
discussed Cited as authority (rule) Amalgamated Local Union Number 55, International Union, United Automobile, Aerospace & Agricultural Implement Workers of America Retirement Income Fund ex rel. Amalgamated Local Union Number 55, International Union, United Automobile, Aerospace & Agricultural Implement Workers of America Welfare Fund v. Fibron Products, Inc.
W.D.N.Y. · 1997 · confidence medium
North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir.1978) (holding that allegations contained in complaint which showed federal law as basis for claims was sufficient to invoke original jurisdiction of district court even though no federal law was asserted in complaint).
cited Cited as authority (rule) Ren-Dan Farms, Inc. v. Monsanto Co.
W.D. La. · 1997 · confidence medium
North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2nd Cir.1978).
discussed Cited as authority (rule) Honeycutt v. Tour Carriage, Inc.
W.D.N.C. · 1996 · confidence medium
Achille Lauro ed Altri-Gestione, 858 F.2d 905, 912 (3d Cir.1988), cert. dismissed, 490 U.S. 1001 , 109 S.Ct. 1633 , 104 L.Ed.2d 149 (1989) (a standard form ticket disclaimer barred plaintiffs’ claim, even though the ticket had been held by their travel agent, because they were “charged with notice of the ticket provisions”); Shankles v. Costa Armatori, S.P.A., 722 F.2d 861, 864 (1st Cir.1983) (upholding printed terms and conditions requiring notice of claims and lawsuits to be filed within certain time periods, even though the operative language was incorporated within 10 pages of “sma…
discussed Cited as authority (rule) Ready Transportation, Inc. v. Best Foam Fabricators, Inc.
N.D. Ill. · 1996 · confidence medium
LEXIS 9478 at *12. 6 See also Illinois Produce International, Inc. v. Reliance Insurance Co., 388 F.Supp. 29, 35 (N.D.Ill.1975) (“The rights and liabilities of parties to a contract involving interstate and international air carriers are governed by federal law and local, state or common law is pre-empted by federal statutory scheme.”); North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 234 (2d Cir. 1978) (finding the FAA “has occupied the field to the exclusion of state law”). 7 The court need not decide whether to follow those cases and hold that the ICA preempts…
examined Cited as authority (rule) Roberts Distributor, Inc. v. Federal Express Corp. (3×) also: Cited "see, e.g."
S.D. Ind. · 1996 · confidence medium
North American Phillips, 579 F.2d at 232-33 (citations and footnotes omitted).
discussed Cited as authority (rule) Caporicci Footwear, Ltd. v. Roadway Package Systems, Inc.
E.D. Va. · 1995 · confidence medium
Co. v. Great Western Airlines, Inc., 767 F.2d 425, 427 (8th Cir.1985); First Pennsylvania Bank, N.A. v. Eastern Airlines, 731 F.2d 1113 (3d Cir.1984), North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir. 1978).
discussed Cited as authority (rule) Caporicci Footwear, Ltd. v. Federal Express Corp.
E.D. Va. · 1995 · confidence medium
Co. v. Great Western Airlines, Inc., 767 F.2d 425, 427 (8th Cir.1985); First Pennsylvania Bank, N.A. v. Eastern Airlines, 731 F.2d 1113 (3d Cir.1984); North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir.1978).
discussed Cited as authority (rule) Donald L. Cleveland Christa A. Cleveland v. Beltman North American Co., Inc. N. American Van Lines (2×)
2d Cir. · 1994 · confidence medium
We have had occasion to address the subject at issue only peripherally, holding in North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 234 (2d Cir.1978), that a shipper’s claims based upon the loss of goods during interstate transport arose under federal law.
discussed Cited as authority (rule) Hill Construction Corp. v. American Airlines, Inc.
1st Cir. · 1993 · confidence medium
Co., 840 F.2d 447 , 451-52 (7th Cir.1988); Polyplastics, Inc. v. Transconex, Inc., 827 F.2d 859 (1st Cir.1987); Anton v. Greyhound Van Lines, 591 F.2d 103 (1st Cir.1978); National Motor Freight Traffic Ass’n, Inc. v. Interstate Commerce Comm’n, 590 F.2d 1180 (D.C.Cir.1978), cert. denied, 442 U.S. 909 , 99 S.Ct. 2822 , 61 L.Ed.2d 275 (1979); North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 232 (2d Cir.1978); Dassin v. Eastern Airlines, 501 F.2d 74 (9th Cir.1974), cert. denied, 419 U.S. 1121 , 95 S.Ct. 805 , 42 L.Ed.2d 821 (1975); Thomas v. Trans World Airlines, 457 F.…
discussed Cited as authority (rule) Hill Construction Corporation, D/B/A Hill Helicopters Rental Service v. American Airlines, Inc., Hill Construction Corporation, D/B/A Hill Helicopters Rental Service v. American Airlines, Inc.
1st Cir. · 1993 · confidence medium
Co., 840 F.2d 447 , 451-52 (7th Cir.1988); Polyplastics, Inc. v. Transconex, Inc., 827 F.2d 859 (1st Cir.1987); Anton v. Greyhound Van Lines, 591 F.2d 103 (1st Cir.1978); National Motor Freight Traffic Ass'n, Inc. v. Interstate Commerce Comm'n, 590 F.2d 1180 (D.C.Cir.1978), cert. denied, 442 U.S. 909 , 99 S.Ct. 2822 , 61 L.Ed.2d 275 (1979); North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 232 (2d Cir.1978); Dassin v. Eastern Airlines, 501 F.2d 74 (9th Cir.1974), cert. denied, 419 U.S. 1121 , 95 S.Ct. 805 , 42 L.Ed.2d 821 (1975); Thomas v. Trans World Airlines, 457 F.2d 1…
discussed Cited as authority (rule) Williams Dental Co. v. Air Express International
S.D.N.Y. · 1993 · confidence medium
H, Fleming Dep. at 82) Although some cases have said that “the tariff becomes part of the contract between the parties,” see, e.g., North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir.1978) (citing cases), other cases have held “[b]ills of lading are contracts of adhesion, and any ambiguities are strictly construed against the earner.” Allied, Chemical Int’l Corp. v. Companhia de Navegacao Lloyd Brasileiro, 775 F.2d 476, 482 (2d Cir.1985), cert. denied, 475 U.S. 1099 , 106 S.Ct. 1502 , 89 L.Ed.2d 903 (1986).
cited Cited as authority (rule) Rafaella Gallery, Inc. v. United Parcel Service, Inc.
S.D.N.Y. · 1993 · confidence medium
North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir.1978).
cited Cited as authority (rule) Butler International, Inc. v. Central Air Freight, Inc.
N.C. Ct. App. · 1991 · confidence medium
North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir. 1978).
cited Cited as authority (rule) Miller v. Air New Zealand, Ltd.
N.D. Ill. · 1990 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir.1978); Tishman & Lipp, Inc. v. Delta Airlines, 413 F.2d 1401, 1403 (2d Cir.1978).
cited Cited as authority (rule) Welliver v. Federal Express Corp.
S.D.N.Y. · 1990 · confidence medium
North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir.1978).
cited Cited as authority (rule) B.R.I. Coverage Corp. v. Air Canada
E.D.N.Y · 1989 · confidence medium
Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir.1978).
discussed Cited as authority (rule) Baloise Ins. Co., Ltd. v. United Airlines, Inc.
S.D.N.Y. · 1989 · confidence medium
Mar. 30, 1989) (LEXIS, Genfed library, Dist file); Angela Cummings, Inc. v. Purolator Courier Corp., 670 F.Supp. 92, 94 (S.D.N.Y.1987) (citing North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir.1978) and First Pa. Bank v. Eastern Airlines, 731 F.2d 1113, 1122 (3d Cir. 1984)); Nippon, 616 F.Supp. at 612 .
discussed Cited as authority (rule) United States Gold Corp. v. Federal Express Corp.
S.D.N.Y. · 1989 · confidence medium
Thus, prior to the Airline Deregulation Act of 1978, this Circuit applied federal law to air carrier liability, even though “the liability of air carriers is not created by statute as is the case with surface carriers.” North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir.1978). 3 Federal law recognized that “both the rights and liabilities as between an airline and a shipper are determined by the shipper’s valid tariffs,” and that “it is clear that a carrier’s valid tariffs which are applicable to the shipment at issue govern not only the nature an…
discussed Cited as authority (rule) Ferro v. Ass'n of Catholic Schools
S.D.N.Y. · 1985 · confidence medium
North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233-34 (2d Cir.1978); Alameda, supra; Palm Beach Co. v. Journeymen’s & Production Allied Services Local 157, 519 F.Supp. 705, 708 (S.D.N.Y.1981) (Ward, J.).
discussed Cited as authority (rule) Gensplit Finance Corp. v. Foreign Credit Ins. Ass'n
E.D. Wis. · 1985 · confidence medium
Hunter v. United Van Lines, 746 F.2d 635, 639 (9th Cir.1984); North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2nd Cir.1978); Local Division 519, Amalgamated Transit Union, AFL-CIO v. LaCrosse Municipal Transit Utility, 445 F.Supp. 798, 801 (W.D.Wis.), aff’d, 585 F.2d 1340 (7th Cir.1978).
discussed Cited as authority (rule) Nippon Fire & Marine Insurance v. Holmes Transportation, Inc.
S.D.N.Y. · 1985 · signal: cf. · confidence medium
Cf. North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 232 (2d Cir.1978) (“Limitations of liability and cargo valuations are inherent parts of the rates, and the statutory mandate of uniformity must therefore apply to the liability which attend the carriage of goods”).
cited Cited as authority (rule) Traynor v. Walters
S.D.N.Y. · 1985 · confidence medium
North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir.1978).
discussed Cited as authority (rule) City of Independence, Missouri v. Bond
8th Cir. · 1985 · confidence medium
See Atlanta Transit, 667 F.2d at 1341 ; North American Phillips Corp. v. Emery Air Freight Corp., 579 F.2d 229, 233 (2d Cir.1978). 36 Further, even if federal question jurisdiction exists, I would hold that the district court properly dismissed the complaint because it fails to state a federal cause of action.
Retrieving the full opinion text from the archive…
NORTH AMERICAN PHILLIPS CORPORATION, Plaintiff-Appellant,
v.
EMERY AIR FREIGHT CORPORATION, Defendant-Appellee
385, Docket 77-7379.
Court of Appeals for the Second Circuit.
Jul 17, 1978.
579 F.2d 229
1978 U.S. App. LEXIS 10108
C. Raymond Nelson, New York City, Rein, Mound & Cotton, New York City, for plaintiff-appellant., John V. McAuliffe, New York City, Bigham, Englar, Jones & Houston, New York City, for defendant-appellee.
Van Graafeiland, Oakes, Van Graafeiland Bartels.
Cited by 108 opinions  |  Published
Reporter's Syllabus editorial summary, not part of the Court's opinion

C. Raymond Nelson, New York City, Rein, Mound & Cotton, New York City, for plaintiff-appellant.

John V. McAuliffe, New York City, Bigham, Englar, Jones & Houston, New York City, for defendant-appellee.

Before OAKES, VAN GRAAFEILAND, Circuit Judges, and BARTELS,* District Judge.

VAN GRAAFEILAND, Circuit Judge:

Lead Opinion

VAN GRAAFEILAND, Circuit Judge:

In 1971, North American Phillips (Norel-co) retained Emery Air Freight[1] to ship 1250 cartons of electric razors from a warehouse in Nevada to Norelco’s Long Island plant. Because Emery had no facilities or personnel in Nevada, it used Parcel Delivery Service of Reno, Nevada, as its agent. On November 3, 1971, a Service representative went to the warehouse to check and label the cargo. He received and signed a document entitled “Straight Bill of Lading — Short Form” but apparently did not deliver an airway bill as required by 14 C.F.R. § 296.73. Subsequently, the razors were transported to San Francisco by truck and then to New York City by air. On arrival, the cargo was loaded onto two trucks for delivery to Norelco. One of the trucks, carrying 795 cartons of razors, was hijacked en route, and the cargo was stolen.

On December 7, 1971, Norelco submitted a written claim to Emery for $114,003.00, the value of the lost cargo. On December 21, 1971, Emery informed Norelco that the claim was governed by the provisions of Emery’s tariff, which limited its liability for negligence to $.50 per pound in the absence of a higher declared value. Because Norel-co had not declared a higher value at the time of shipment, Emery tendered a check for $10,527.50, its maximum liability under the tariff. Norelco held the check for over a year, returning it on December 28, 1972, and reasserting its claim for the full $114,-003.00. Thereafter, it filed suit in the Supreme Court of the State of New York. Emery removed the action to the United States District Court for the Southern District of New York on the ground that plaintiff’s claim arose under federal law. 28 U.S.C. § 1441(b).

In the district court, Emery raised three defenses to Norelco’s claim. It asserted that under its tariff all suits against it had to be instituted within one year of the disallowance of a claim and that plaintiff’s suit was not timely. It also contended that the tariff relieved it of liability for losses not due to its negligence and that it had not been negligent. Lastly, it argued that, even if negligent, its liability was limited to $.50 per pound. Norelco countered that the tariff was inapplicable because no airway-bill was delivered at the time of shipping, and that therefore the common law, not the tariff, governed Emery’s liability.

After considering the pleadings, pre-trial depositions, and stipulated facts, the district judge ruled in defendant’s favor, holding that delivery of an airwaybill was not a[*232] prerequisite to the application of the tariff. The district judge decided that Emery was not negligent and could avail itself of the exculpatory provision in the tariff. He also found that the action was not begun within the one-year period and therefore was time barred. His opinion is reported at 432 F.Supp. 519.

Appellant and appellee are Delaware corporations doing business in the State of New York, and there was no diversity of citizenship justifying removal of appellant’s action to federal court under 28 U.S.C. § 1441(a). Appellee proceeded therefore under § 1441(b), which authorizes removal where the plaintiff’s claim is one over which the federal courts would have original jurisdiction because the claim arises under the laws of the United States.[2] In recent years, several courts have held that claims similar to appellant’s did not arise under the laws or statutes of the United States. See, e. g., Security Insurance Co. v. National Airlines, Inc., 413 F.Supp. 493 (E.D.La.1976); Frenkel v. Western Union Telegraph Co., 327 F.Supp. 954 (D.Md.1971); cf. Phillips Petroleum Co. v. Texaco Inc., 415 U.S. 125, 94 S.Ct. 1002, 39 L.Ed.2d 209 (1974). For this reason, we raised the question, sua sponte, whether original federal jurisdiction existed in the district court to pass upon appellant’s claim and requested the parties to brief this issue.[3] We now hold that the district court did have jurisdiction.

Section 403(b) of the Federal Aviation Act of 1958, 49 U.S.C. § 1373(b)(1), contains language which is similar to that of the Interstate Commerce Act, 49 U.S.C. §§ 2, 3, 6(7), 906(c), the Federal Communications Act, 47 U.S.C. § 202(a), and the Motor Carrier Act, 49 U.S.C. § 317(b).[4] The purpose of these provisions was to establish a uniformity and equality of rates in all interstate transactions to which the several statutes applied. Western Union Telegraph Co. v. Esteve Brothers & Co., 256 U.S. 566, 572, 41 S.Ct. 584, 65 L.Ed. 1094 (1921); New York, New Haven & Hartford Railroad v. ICC, 200 U.S. 361, 391-92, 26 S.Ct. 272, 50 L.Ed. 515 (1906); United States v. Associated Air Transport, Inc., 275 F.2d 827, 832-34 (5th Cir. 1960); Lichten v. Eastern Airlines, Inc., 189 F.2d 939, 941 (2d Cir. 1951).

Limitations of liability and cargo valuations are inherent parts of the rates, and the statutory mandate of uniformity must therefore apply to the liabilities which attend the carriage of goods. Western Union Telegraph Co. v. Esteve Brothers & Co., supra, 256 U.S. at 571-73, 41 S.Ct. 584; Kansas City Southern Railway v. Carl, 227 U.S. 639, 653, 33 S.Ct. 391, 57 L.Ed. 683 (1913). If a shipper in one state could hold a carrier to a higher standard or degree of liability than a shipper in another state who has paid the same rate, the first shipper would be getting a preference not granted to the second.[5] Vaigneur v. Western Union [*233] Telegraph Co., 34 F.Supp. 92, 93 (E.D.Tenn. 1940). This, the various commerce acts prohibit. Western Union Telegraph Co. v. Es-tere Brothers & Co., supra, 256 U.S. at 571, 41 S.Ct. 584.

Although the liability of air carriers is not created by statute, as is the case with surface carriers, see 49 U.S.C. § 20(11), the prohibition against unlawful preferences is equally strong with regard to the former as the latter. Twentieth Century Delivery Service, Inc. v. St. Paul Fire and Marine Insurance Co., 242 F.2d 292, 299 (9th Cir. 1957). For example, 49 U.S.C. § 1472(d) makes it unlawful to give or receive rebates or commissions in shipments by air.[6] It follows that both the rights and liabilities as between an airline and a shipper are determined by the shipper’s valid tariffs. Tishman & Lipp, Inc. v. Delta Air Lines, 413 F.2d 1401, 1403 (2d Cir. 1969). In some cases, this conclusion is reached by treating the tariff rate as a matter of law instead of contract. See Western Union Telegraph Co. v. Esteve Brothers & Co., supra, 256 U.S. at 572, 41 S.Ct. 584; Carter v. AT&T, 365 F.2d 486, 496 (5th Cir. 1966), cert. denied, 385 U.S. 1008, 87 S.Ct. 714, 17 L.Ed.2d 546 (1967); United States v. Associated Air Transport, Inc., supra, 275 F.2d at 833; American Railway Express Co. v. American Trust Co., 47 F.2d 16, 18 (7th Cir. 1931); Blair v. Delta Air Lines, Inc., 344 F.Supp. 360, 365 (S.D.Fla.1972), aff’d on opinion below, 477 F.2d 564 (5th Cir. 1973); Slick Airways, Inc. v. United States, 292 F.2d 515, 519 (Ct.C1.1961). In other cases, it is said that the tariff becomes part of the contract between the parties. Tishman & Lipp, Inc. v. Delta Air Lines, supra, 413 F.2d at 1405; Lichten v. Eastern Air Lines, Inc., supra, 189 F.2d at 940; Mao v. Eastern Air Lines, Inc., 310 F.Supp. 844, 846 (S.D.N. Y.1970); Rosch v. United Air Lines, 146 F.Supp. 266, 267 (S.D.N.Y.1956); Mack v. Eastern Air Lines, 87 F.Supp. 113, 115 (D.Mass.1949). Regardless of the rationale, it is clear that a carrier’s valid federal tariffs which are applicable to the shipment at issue govern not only the nature and extent of its liability, but also the nature and extent of the shipper’s right of recovery. It is in this light that we must examine the question of federal jurisdiction.

Whether a suit arises under a law of the United States must be determined from plaintiff’s complaint, not defendant’s answer. Peyton v. Railway Express Agency, Inc., 316 U.S. 350, 353, 62 S.Ct. 1171, 86 L.Ed. 1525 (1942). The court must ascertain from the complaint whether federal law is a pivotal issue in the case, one that is basic in the determination of the conflict between the parties. Gully v. First National Bank, 299 U.S. 109, 117-18, 57 S.Ct. 96, 81 L.Ed. 70 (1936); Ivy Broadcasting Co. v. AT&T, 391 F.2d 486, 489 (2d Cir. 1968). However, the lack of any reference to federal law in the complaint is not controlling. Sylgab Steel & Wire Corp. v. Strickland Transportation Co., 270 F.Supp. 264, 267 (E.D.N.Y.1967); 1A Moore’s Federal Practice ¶ 0.160 at 185-87 (2d ed. 1974). Congress has created a broad, comprehensive scheme covering the interstate shipment of freight, aimed at preventing preferential treatment among shippers and es[*234] tablishing national equality of rates and services. This has occupied the field to the exclusion of state law. Illinois Produce International, Inc. v. Reliance Insurance Co., 388 F.Supp. 29, 35 (N.D.Ill.1975); Milhizer v. Riddle Airlines, Inc., 185 F.Supp. 110, 112 (E.D.Mich.1960), aff’d, 289 F.2d 933 (6th Cir. 1961); cf. Vogelsang v. Delta Air Lines, Inc., 302 F.2d 709, 712 (2d Cir.), cert. denied, 371 U.S. 826, 83 S.Ct. 46, 9 L.Ed.2d 65 (1962). But see Litvak Meat Co. v. Baker, 446 F.2d 329, 334-37 (10th Cir. 1971). The allegations of appellant’s complaint show that its claim is based upon the loss of goods during interstate transportation by appellee as a common carrier for hire. From the substance of these allegations, it is clear that the complaint sets forth a claim arising under federal law. Blair v. Delta Air Lines, Inc., supra, 344 F.Supp. at 365.

Having determined that the district court had jurisdiction, we have no problem in affirming its decision on the merits. Moreover, we need add little to what the district judge has already said in his scholarly opinion. Although appellee failed to furnish an airwaybill to appellant as required by 14 C.F.R. § 296.73(a), the bill of lading governing the shipment specifically provided that the goods were received “subject to the classifications and tariffs in effect on the date of the issue of this Bill of Lading.” These tariffs provided in part that appellee would not be liable for losses not caused by its own negligence, and in no event unless action was brought within one year after written disallowance of a claim for loss. Judge Gagliardi held that these provisions were controlling, that appellee was not negligent, and that the action was not timely. We see no error here. Tishman & Lipp, Inc. v. Delta Air Lines, supra, 413 F.2d at 1403-06; Lichten v. Eastern Airlines, Inc., supra, 189 F.2d at 941; see also Molitch v. Irish International Airlines, 436 F.2d 42, 44 (2d Cir. 1970) (Warsaw Convention).

Appellant’s reliance on Klicker v. Northwest Airlines, Inc., 563 F.2d 1310 (9th Cir. 1977), is misplaced. In that case, the concededly negligent carrier attempted to rely upon a tariff provision which completely exonerated it from liability and which had been declared unlawful by the CAB subsequent to the loss. Alternatively, the carrier attempted to rely upon a “released valuation” for the valuable animal which had been shipped, although it had refused to give the shipper an opportunity to declare the animal’s true value. In the present case, appellee was not negligent. Accordingly, the basis of Klicker — the common law rule forbidding a carrier to exculpate itself from liability for its negligence — is not applicable.

Reading between the lines, we get the impression that the court in Klicker does not agree with this Court’s holdings concerning the CAB’s role in supervising tariffs and services. However, because of the critical factual differences between the two cases discussed above, and because of the enactment of the air cargo “deregulation” bill on November 9, 1977, Pub.L.No.95-163, § 18(a)-(e), 91 Stat. 1286-88 (to be codified in 49 U.S.C. § 1482(d), (g)-(i), (k)), we see no point in discussing the disagreement between the Circuits. In the deregulation bill, Congress has taken away the CAB’s authority to suspend “unjust or unreasonable” cargo rates and to prescribe rates and rules in their place. See 49 U.S.C.A. § 1482(d)(3) (Supp.1978). What effect this regulation will have on the powers of the CAB and, in turn, the courts must await future legislative or judicial clarification.[7] Our holding herein does not address this question.

The judgment appealed from is affirmed.

1

Emery is an air freight forwarder, certified by the CAB and operating under tariffs filed with the CAB pursuant to the Federal Aviation Act, 49 U.S.C. §§ 1301 et seq.

2

28 U.S.C. § 1337 provides that the district courts shall have original jurisdiction “of any civil action or proceeding arising under any Act of Congress regulating commerce,” and 28 U.S.C. § 1331 provides for such original jurisdiction where the matter in controversy exceeds $10,000 and “arises under . . . laws . of the United States.”

3

This Court, of course, may raise the question of jurisdiction on its own motion. John Birch Society v. NBC, 377 F.2d 194, 199 (2d Cir. 1967); see 28 U.S.C. § 1447(c).

4

Section 1373(b)(1) provides in part as follows:

No air carrier or foreign air carrier or any ticket agent shall charge or demand or collect or receive a greater or less or different compensation for air transportation, or for any service in connection therewith, than the rates, fares, and charges specified in then currently effective tariffs of such air carrier or foreign air carrier; and no air carrier or foreign air carrier or ticket agent shall, in any manner or by any device, directly or indirectly, or through any agent or broker, or otherwise, refund or remit any portion of the rates, fares, or charges so specified, or extend to any person any privileges or facilities, with respect to matters required by the Board to be specified in such tariffs except those specified therein.
5

In such a case, “an irreconcilable conflict between the statutory scheme and the persistence of common-law remedies” would exist, Nader v. Allegheny Airlines, Inc., 426 U.S. 290, 299, 96 S.Ct. 1978, 1984, 48 L.Ed.2d 643 (1976), requiring the preemption of state law in spite of the savings provision of 49 U.S.C. § 1506.

6

49 U.S.C. § 1472(d) provides:

(1) Any air carrier, foreign air carrier, or ticket agent, or. any officer, agent, employee, or representative thereof, who shall, knowingly and willfully, offer, grant, or give, or cause to be offered, granted, or given, any rebate or other concession in violation of the provisions of this chapter, or who, by any device or means, shall, knowingly, and willfully assist, or shall willingly suffer or permit, any person to obtain transportation or services subject to this chapter at less than the rates, fares, or charges lawfully in effect, shall be deemed guilty of a misdemeanor and, upon conviction thereof, shall be subject for each offense to a fine of not less than $100 and not more than $5,000.
(2) Any person who, in any manner or by any device, knowingly and willfully solicits, accepts, or receives a refund or remittance of any portion of the rates, fares, or charges lawfully in effect for the air transportation of property, or for any service in connection therewith, or knowingly solicits, accepts, or receives any privilege, favor, or facility, with respect to matters required by the Board to be specified in currently effective tariffs applicable to the air transportation of property, shall be fined not less than $100, nor more than $5,000, for each offense.
7

The CAB is currently considering the effect of Pub.L.No.95-163 in a proceeding entitled “Liability And Claim Rules And Practices Investigation,” Dkt.No. 19923.

Concurrence

OAKES, Circuit Judge

(concurring):

While I agree with Judge Van Graafei-land’s scholarly exposition of the jurisdictional issue, I concur in the judgment for reasons different from those stated in his opinion. CAB regulations quite specifically[*235] require an air freight forwarder to prepare and deliver to consignor and consignee an “accurate” airwaybill which contains both a limitation of liability statement and a declared value of the shipment with charges for excess valuation. Only because the documentation provided was the functional equivalent of what the CAB ordinarily requires can the air freight forwarder take advantage of the tariff limitations on liability and time within which to bring suit.

The relevant regulation is quite explicit.[1] In addition to delivery, it requires that the airwaybill be “accurate,” that a bill be prepared “for each shipment” and that it set forth a considerable amount of information including a “limitation of liability statement,” the “[d]eclared value of shipment,” and charges for “[ejxcess valuation.” 29 C.F.R. § 296.73(a)(l)(ii), (vii), (2)(iv) (1977). The regulation further specifies that

[w]here a forwarder desires to conduct an operation which entails the use of documentation different from that required herein, it is the responsibility of such forwarder to secure from the Board, in advance, permission to deviate from the requirements of this section.[2]

Plainly this regulation which is concededly binding has a purpose. At a minimum, it seeks to ensure that the shipper is aware of any limitations on liability. It further entitles him to declare an excess value and to pay any charges thereby incurred in order to avoid the tariff’s limitations, here fifty cents a pound.[3] And surely the requirement that a copy of the bill be delivered to consignor and consignee[4] is not surplusage.[*236] A delivered bill is the contract of carriage and binding. See generally United States v. Louisville & Nashville Railway Co., 221 F.2d 698, 701-02 (6th Cir. 1955).

The court below and the panel majority rely on Vogelsang v. Delta Air Lines, Inc., 302 F.2d 709, 712 (2d Cir.), cert. denied, 371 U.S. 826, 83 S.Ct. 46, 9 L.Ed.2d 65 (1962), and Tishman & Lipp, Inc. v. Delta Air Lines, 413 F.2d 1401, 1403-04 (2d Cir. 1969), for the proposition that air tariff limitations govern whether or not the documentation incorporates them. This may be true in a case where no regulations govern the subject,[5] but it is quite different from saying that a bill that is undelivered or is prepared contrary to CAB regulations will serve to invoke the tariff provisions. To hold otherwise is to render the regulation nugatory, a result we are without power to effectuate.

The overland bill prepared here did, as Judge Van Graafeiland points out, state that it was “subject to the classifications and tariffs in effect on the date of the issue of this Bill.” Moreover, the overland bill contained a space for the shipper to make the filed tariffs inapplicable to him by declaring the value of the merchandise and by paying a special charge. The net effect then of the provisions in the overland bill,[6] construing them generously, is to put the freight forwarder in substantial compliance with the regulation. On this basis, but only on this basis, I concur in the judgment.

1

The regulation provides:

Each holder of an operating authorization shall prepare an accurate airwaybill for each shipment consigned for transportation to a direct air carrier by such holder in the capacity of an air freight forwarder or internation: al air freight forwarder and a copy thereof shall be supplied to the consignor and to the consignee of each such shipment. Each such airwaybill shall contain:
(1) The following information:
(i) Name and address of consignor, consignee, and forwarder.
(ii) A limitation of liability statement.
(iii) Number of packages in shipment.
(iv) Total weight (both actual and dimensional, where applicable).
(v) Description of commodities.
(vi) Point of origin and destination of shipment.
(vii) Declared value of shipment.
(viii) Date of airwaybill preparation.
(ix) Name of employee or agent preparing airwaybill.
(2) The following charges, when applicable:
(i) Commodity rate applied.
(ii) Total weight-rate charge.
(iii) Pickup and/or delivery.
(iv) Excess valuation.
(v) Charges advanced.
(vi) Assembly or distribution.
(vii) Other accessorial charges (specify).
(viii) Insurance (liability).
(ix) C.O.D. fee.
(x) Preparation of export documents (international air freight forwarders only).
(xi) Total charges and an indication as to whether charges are prepaid or collect.

29 C.F.R. § 296.73(a) (1977).

2

Id. § 296.73 (Note). Appellee argues, Brief for Appellee at 14-15, that the CAB impliedly gave such permission in advance by accepting Emery’s Tariff Rule 45A which provides that, irrespective of form, nonnegotiable shipping documents presented in lieu of Forwarder Air-bills “shall be subject to the Forwarder’s Tariff in effect on the day of acceptance.” But acceptance of the tariff, though it might have independent effect, Tishman & Lipp, Inc. v. Delta Air Lines, 413 F.2d 1401, 1405 (2d Cir. 1969), cannot displace the requirements of the regulation. Tariff Rule 45A, however, arguably falls within the dispensation from the regulation’s strictures accorded by the Note appended to § 296.73; the Note refers to a forwarder desiring “to conduct an operation.” While we need not decide whether the activity at issue here constituted an operation it is by no means clear whether the term “operation” is bureau-cratese for a single transaction or contemplates a continuing course of business. The regulation could well be amended to advantage.

3

The regulation requires that the choice given to the shipper (or passenger) to obtain either full or limited liability must be made explicit, absent which the limitations in the filed tariffs are not available. The element of choice is critical. Conklin v. Canadian-Colonial Airways, Inc., 266 N.Y. 244, 248, 194 N.E. 692, 694 (1935); American Machine & Foundry Co. v. Santini Bros., Inc., 54 Misc.2d 886, 889, 283 N.Y.S.2d 574, 577 (Sup.Ct.1967), aff'd, 46 A.D.2d 844, 362 N.Y.S.2d 402 (1st Dep’t 1974).

4

Here of course a copy of the bill could not have been furnished to the consignee since the underlying goods were stolen. This is not a fatal defect, however, since the basic dispute[*236] here relates to the contract between the consignor and the air freight forwarder.

5

The opinion for the court in Vogelsang refers to Boston & Maine R. R. v. Hooker, 233 U.S. 97, 34 S.Ct. 526, 58 L.Ed. 868 (1914), for this proposition. There the Court held a common carrier’s baggage limitation provisions valid and applicable though the passenger was not aware of them. But, and it is an important qualification, the Interstate Commerce Commission itself considered that the tariff filing was sufficient and that no other notice was required. The Court relied on the ICC’s position. See id. at 118-21, 34 S.Ct. 526. Here the CAB required otherwise; its regulation specifies the form of notice which must be furnished to the shipper. None of the cases referred to involves a regulation with such requirements.

6

The stipulated facts indicate that a copy of the overland bill of lading was delivered to appellant’s authorized agent, Pacific Freeport Warehouse Company:

13. That later in the morning of November 3, 1971, Mr. Tosolini appeared at Pacific Freeport’s warehouse shipping office, checked and labeled plaintiff’s cargo, received the aforementioned Straight Bill of Lading and, after signing and dating said document at the bottom, returned same to a representative of Pacific Freeport Warehouse, retaining one copy thereof for his own purposes.
14. That there is an issue of fact to be submitted to this Court for determination as to whether or not Mr. Tosolini, at the same time and place, also prepared and delivered to Pacific Freeport Warehouse a document known as Emery Air Freight Corp. Airbill RNO-68927.

For purposes of this appeal, we must assume that an airwaybill was not delivered.