Stephen C. Schiff v. Jane Kennedy, 691 F.2d 196 (4th Cir. 1982). · Go Syfert
Stephen C. Schiff v. Jane Kennedy, 691 F.2d 196 (4th Cir. 1982). Cases Citing This Book View Copy Cite
163 citation events (148 in the last 25 years) across 23 distinct courts.
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Citations from separate opinions of courts that could overrule this case. This is a warning signal, not a treatment change. The flag color above is unaffected.
Concurrence Sharyl Attkisson v. Eric Holder, Jr., 925 F.3d 606 (4th Cir. 2019)
“But this Court long has held that plaintiffs-like Attkisson-who state a plausible claim that unnamed defendants violated their constitutional or statutory rights are entitled to a meaningful opportunity to engage in discovery aimed at identifying the "true identity of an unnamed party." Schiff v. Kennedy , 691 F.2d 196 , 197-98 (4th Cir. 1982).”
Concurrence Sharyl Attkisson v. Eric Holder, Jr., 919 F.3d 789 (4th Cir. 2019)
“But this Court long has held that plaintiffs- like Attkisson-who state a plausible claim that unnamed defendants violated their constitutional or statutory rights are entitled to a meaningful opportunity to engage in discovery aimed at identifying the "true identity of an unnamed party." Schiff v. *812 Kennedy, 691 F.2d 196 , 197-98 (4th Cir. 1982).”
Cited for
At page 198 Dismissal of action when identity of unnamed party cannot be discovered48 citing cases“if it does not appear that the true identity of an unnamed party can be discovered through discovery or through intervention by the court, the court could dismiss the action without prejudice.”13 citing courts quote it · 45 listed here
  • Hayat v. Diaz, 766 F. Supp. 3d 512 (D. Md. 2025).published
    ([I]f it does not appear that the true identity of an unnamed party can be discovered through discovery or through intervention by the court, the court could dismiss the action without prejudice.)
  • Sharyl Attkisson v. Eric Holder, Jr., 925 F.3d 606 (4th Cir. 2019).published 8 cites
    (Should the district court persist in its dismissal of Doe without further proceedings, the dismissal will be without prejudice.)
  • Sharyl Attkisson v. Eric Holder, Jr., 919 F.3d 789 (4th Cir. 2019).published 5 cites
    (Should the district court persist in its dismissal of Doe without further proceedings, the dismissal will be without prejudice.)
  • Montague, No. 1:25-cv-02039 (D. Md. Aug. 12, 2026).
    That is accurate, but often the dismissal of unnamed defendants is not appropriate unless “it does not appear that the true identity of an unnamed party can be discovered through discovery or through intervention by the court.” Schiff v. K…
  • Leidseplein Presse B.V. v. ABC Companies & Jane/John Does, No. 3:26-cv-00524 (W.D.N.C. July 7, 2026).
    “if it does not appear that the true identity of an unnamed party can be discovered through discovery or through intervention by the court, the court could dismiss the action without prejudice”
  • Mitchell v. Attorney Generals, No. 1:24-cv-00232 (E.D. Va. July 1, 2025).
    Crandell, 56 F.3d 35, 37 (8th Cir. 1995), and Schiff v. Kennedy, 691 F.2d 196, 198 (4th Cir. 1982), but his reliance on each case is misplaced.
  • Gilliam v. Dep't of Pub. Saf. & Corr. Servs., No. 1:23-cv-01047, 2024 WL 5186706 (D. Md. Dec. 20, 2024).
    Schiff v. Kennedy, 691 F.2d 196, 198 (4th Cir. 1982). 7 Scruggs, Morgan, Adisa-Thomas, Matti, Bailey, Smith, Werner, Johnson, Weber, and Gardner are each sued in their official capacity.
  • Holley v. Thompson, No. 2:23-cv-00652 (S.D. W. Va. Aug. 26, 2024).
    However, the Fourth Circuit has also recognized the “right of the district court 6 to manage its docket and the danger of permitting suits with unnamed parties to remain on the docket unprosecuted.” Schiff v. Kennedy, 691 F.2d 196, 198 (4t…
  • Rosa v. Greenbrier Cnty. Comm. on Aging, Inc., No. 5:22-cv-00403 (S.D. W. Va. July 30, 2024).
    Our Court of Appeals has permitted designation of Doe defendants where “the true identity of an unnamed party can be discovered through discovery or through intervention by the court . . .” Schiff v. Kennedy, 691 F.2d 196, 198 (4th Cir. 19…
  • Gaddy v. Alexander Corr. Inst., No. 5:24-cv-00109 (W.D.N.C. June 26, 2024). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
Show 35 more citing cases
  • Haney v. North Carolina Dep't of Corr., No. 5:24-cv-00047 (W.D.N.C. May 7, 2024). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Sanders v. Union Cnty. Jail, No. 3:24-cv-00240 (W.D.N.C. Mar. 27, 2024). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Hudson v. Dep't of Adult Corr., No. 5:23-cv-00209 (W.D.N.C. Jan. 24, 2024). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • M.S. v. Amazon.com, Inc., No. 3:23-cv-00046 (S.D. W. Va. Nov. 30, 2023).
    Although unnamed defendants are disfavored, the Court expects the “true identity” of John Doe to “be discovered through discovery or through intervention by the court.” Schiff v. Kennedy, 691 F.2d 196, 198 (4th Cir. 1982).
  • Pacheco v. Wilkes Cnty. Courthouse, No. 5:22-cv-00190 (W.D.N.C. Nov. 7, 2023).
    P. 8(a)(2); Schiff v. Kennedy, 691 F.2d 196, 197-98 (4th Cir. 1982) (John Doe suits are permissible only against “real, but unidentified, defendants;” “if it does not appear that the true identity of an unnamed party can be discovered thro…
  • Vazquez v. Trantham, No. 1:23-cv-00111 (W.D.N.C. Sept. 25, 2023).
    As for the John Doe Defendants, the Fourth Circuit has stated that the proper use of a John Doe designation is as a placeholder in situations where the “true identity of an unnamed party can be discovered through discovery or through inter…
  • Jackson v. Simpson, No. 3:22-cv-00240 (W.D. Ky. Mar. 2, 2023).
    “Although designation of a ‘John Doe’ defendant is not favored in the federal courts, it is permissible when the identity of the alleged defendant is not known at the time the complaint is filed and plaintiff could identify defendant throu…
  • Inscoe v. NC Dep't of Pub. Saf., No. 1:22-cv-00243 (W.D.N.C. Jan. 18, 2023). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Fuller v. Ishee, No. 1:22-cv-00063 (W.D.N.C. Oct. 31, 2022). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Perez v. Morrison, No. 5:21-cv-00097 (W.D.N.C. Aug. 16, 2022). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Pike v. Catawba Cnty. DSS, No. 5:22-cv-00041 (W.D.N.C. July 5, 2022). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir.1982).
  • Crump v. Mecklenburg Cnty. Det. Ctr. Officers, No. 3:22-cv-00133 (W.D.N.C. June 22, 2022). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Abdullah-Malik v. Cathy, No. 3:22-cv-00114 (W.D.N.C. June 22, 2022). 3 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Hoots v. Miller, No. 1:22-cv-00060 (W.D.N.C. June 8, 2022). 3 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Hefner v. Jones, No. 1:21-cv-00227 (W.D.N.C. May 19, 2022). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • McGugan v. Clarke, No. 7:20-cv-00303 (W.D. Va. Sept. 27, 2021).
    Va. July 29, 2011) (citing Schiff v. Kennedy, 691 F.2d 196, 198 (4th Cir. 1982)).
  • Ted Palladeno v. Gary Mohr, No. 20-3587, 2021 WL 4145579 (6th Cir. Sept. 13, 2021).unpublished
    “Although designation of a ‘John Doe’ defendant is not favored in the federal courts, it is permissible when the identity of the alleged defendant is not known at the time the complaint is filed and plaintiff could identify defendant throu…
  • Studco Bldg. Sys. US, LLC v. 1st Advantage Fed. Credit Union, 509 F. Supp. 3d 560 (E.D. Va. 2020).published
    Dismissal of Claims Against John Doe The United States Court of Appeals for the Fourth Circuit has recognized that while there is a necessity for allowing John Doe suits in federal courts, “[the Court is] not unaware of the right of the di…
  • Williams v. O'Conor, No. 1:18-cv-02723 (D.S.C. Aug. 19, 2020).
    Local Civil Rule 4.01 (D.S.C.) further requires that if a party is not served “within 120 days after the pleading is filed, the party filing the pleading shall, within the same period, file a status report advising the court of the identit…
  • Morris v. Scott Kernan, No. 1:17-cv-01488 (E.D. Cal. Sept. 6, 2019).
    Gillespie v. Civiletti, 629 F.2d 637 (9th Cir. 1980); 14 see also Green v. Doe, 260 F. App’x 717, 719 (5th Cir. 2007); Estate of Rosenberg by Rosenberg 15 v. Crandell, 56 F.3d 35, 37 (8th Cir. 1995); Schiff v. Kennedy, 691 F.2d 196, 198 (4…
  • Felder v. MGM Nat'l Harbor, LLC, No. 8:18-cv-03405, 2019 WL 3860272 (D. Md. Aug. 15, 2019).
    MESSITTE UNITED STATES DISTRICT JUDGE August 15, 2019 6 While the Fourth Circuit “recognize[s] the necessity of allowing John Doe suits in the federal courts, . . . [it is] not unaware of the right of the district court to manage its docke…
  • Njoku v. Unknown Special Unit, No. 99-7644 (4th Cir. July 7, 2000).unpublished
  • Local Acceptance Co. of Florida v. Doe, 962 F. Supp. 1495 (S.D. Fla. 1997).published
  • Munz v. Parr, 758 F.2d 1254 (8th Cir. 1985).published
  • Thornton v. U.S. Dep't of Just., 93 F. Supp. 2d 1057 (D. Minn. 2000).published
  • Merch. v. Fairfax Cnty., Va., 778 F. Supp. 2d 636 (E.D. Va. 2011).published
  • Kemper Ins. Companies v. Fed. Exp. Corp., 115 F. Supp. 2d 116 (D. Mass. 2000).published
  • Shawn Massey v. J.J. Ojaniit, 759 F.3d 343 (4th Cir. 2014).published
  • Garfield Davis v. Mgmt., No. 21-3124 (3d Cir. Apr. 19, 2022).unpublished
  • Patel v. Moron, 897 F. Supp. 2d 389 (E.D.N.C. 2012).published
  • Nirav Ingredients, Inc. v. Wells Fargo Bank, N.A., No. 3:20-cv-00366 (W.D.N.C. July 9, 2021).
  • Bellamy v. Dewitt, No. 4:19-cv-01673 (D.S.C. Nov. 26, 2019).
  • Williams v. Perdue Farms Inc, No. 4:18-cv-02387 (D.S.C. Feb. 5, 2020).
  • Bellamy v. Dewitt, No. 4:19-cv-01673 (D.S.C. June 23, 2020).
  • Skinner v. Liller, No. 8:17-cv-03262 (D. Md. Mar. 4, 2020).
At page 197 Permissibility of john doe defendants in lawsuits44 citing cases“real, but unidentified, defendants.”19 citing courts quote it · 43 listed here
  • Sharyl Attkisson v. Eric Holder, Jr., 925 F.3d 606 (4th Cir. 2019).published 8 cites
    P. 4(m) (“If a defendant is not served within 90 days after the complaint is filed, the court . . . must dismiss the action without prejudice against that defendant[.]”); see also Schiff, 691 F.2d at 198 (“Should the district court persist…
  • Sharyl Attkisson v. Eric Holder, Jr., 919 F.3d 789 (4th Cir. 2019).published 5 cites
    P. 4(m) (“If a defendant is not served within 90 days after the complaint is 40 filed, the court . . . must dismiss the action without prejudice against that defendant[.]”); see also Schiff, 691 F.2d at 198 (“Should the district court pers…
  • Barry, No. 1:25-cv-02393 (D. Md. July 8, 2026).
    At minimum, unnamed defendants must be “real, but unidentified.” Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Wheeler, No. 1:25-cv-03558 (D. Md. June 10, 2026).
    At minimum, the John Doe defendants must be “real, but unidentified.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Carter, No. 5:23-cv-00811 (S.D. W. Va. Mar. 16, 2026).
    Our Court of Appeals has held that John Doe suits are permissible only against “real, but unidentified, defendants” where the “true identity of an unnamed party can be discovered through discovery or through intervention by the court.” Sch…
  • Bacon v. Cache Cnty. Jail, No. 2:21-cv-00648 (D. Utah Sept. 23, 2025).
    See Billman v. Ind. Dep't of Corr., 56 F.3d 785, 789 (7th Cir. 1995); Dean v. Barber, 951 F.2d 1210, 1216 (11th Cir. 1992); Munz v. Parr, 758 F.2d 1254, 1257 (8th Cir. 1985); Maggette v. Dalsheim, 709 F.2d 800, 803 (2d Cir. 1983); Schiff v…
  • Gustuson v. Martin, No. 2:22-cv-00264 (D. Utah June 4, 2025).
    See Billman v. Indiana Dep't of Corr., 56 F.3d 785, 789 (7th Cir. 1995); Dean v. Barber, 951 F.2d 1210, 1216 (11th Cir. 1992); Munz v. Parr, 758 F.2d 1254 , 1257 (8th Cir. 1985); Maggette v. Dalsheim, 709 F.2d 800, 803 (2d Cir. 1983); Schi…
  • Bacon v. Salt Lake Cnty. Jail, No. 2:21-cv-00718 (D. Utah Mar. 18, 2025).
    See Billman v. Indiana Dep't of Corr., 56 F.3d 785, 789 (7th Cir. 1995); Dean v. Barber, 951 F.2d 1210, 1216 (11th Cir. 1992); Munz v. Parr, 758 F.2d 1254, 1257 (8th Cir. 1985); Maggette v. Dalsheim, 709 F.2d 800, 803 (2d Cir. 1983); Schif…
  • Karroll v. Car Toys Inc, 765 F. Supp. 3d 506 (D.S.C. 2025).published
    Generally, John Doe suits are permissible only against “real, but unidentified, defendants.” See Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir.1982).
  • Olson v. A.R.T. Inst. of Washington, Inc., No. 8:24-cv-00437 (D. Md. Jan. 6, 2025).
    Jan. 13, 2022) (quoting Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982)).
Show 33 more citing cases
  • Gaddy v. Alexander Corr. Inst., No. 5:24-cv-00109 (W.D.N.C. June 26, 2024). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Haney v. North Carolina Dep't of Corr., No. 5:24-cv-00047 (W.D.N.C. May 7, 2024). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Sanders v. Union Cnty. Jail, No. 3:24-cv-00240 (W.D.N.C. Mar. 27, 2024). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Hudson v. Dep't of Adult Corr., No. 5:23-cv-00209 (W.D.N.C. Jan. 24, 2024). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Pacheco v. Wilkes Cnty. Courthouse, No. 5:22-cv-00190 (W.D.N.C. Nov. 7, 2023).
    (John Doe suits are permissible only against “real, but unidentified, defendants;” “if it does not appear that the true identity of an unnamed party can be discovered through discovery or through intervention by the cour…)
  • Crump v. Mecklenburg Cnty. Det. Ctr. Officers, No. 3:22-cv-00133 (W.D.N.C. Aug. 28, 2023).
    DISCUSSION John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Inscoe v. NC Dep't of Pub. Saf., No. 1:22-cv-00243 (W.D.N.C. Jan. 18, 2023). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Johnson v. Taylor, Bean & Whitaker Mortg. Corp., No. 8:22-cv-00730 (D. Md. Dec. 15, 2022).
    A district court may dismiss an action, without prejudice, “if it does not appear that the true identity of an unnamed party can be discovered through discovery or through intervention by the court.” Schiff v. Kennedy, 691 F.2d 196, 197 (4…
  • Fuller v. Ishee, No. 1:22-cv-00063 (W.D.N.C. Oct. 31, 2022). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Perez v. Morrison, No. 5:21-cv-00097 (W.D.N.C. Aug. 16, 2022). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Pike v. Catawba Cnty. DSS, No. 5:22-cv-00041 (W.D.N.C. July 5, 2022). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir.1982).
  • Crump v. Mecklenburg Cnty. Det. Ctr. Officers, No. 3:22-cv-00133 (W.D.N.C. June 22, 2022). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Abdullah-Malik v. Cathy, No. 3:22-cv-00114 (W.D.N.C. June 22, 2022). 3 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Hoots v. Miller, No. 1:22-cv-00060 (W.D.N.C. June 8, 2022). 3 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Hefner v. Jones, No. 1:21-cv-00227 (W.D.N.C. May 19, 2022). 2 cites
    John Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Mendygral v. 85 N Sunny, LLC, No. 1:21-cv-01381 (D. Md. Jan. 13, 2022).
    The Fourth Circuit has made clear that Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Ogunsula v. Warrenfeltz, No. 1:20-cv-02568 (D. Md. Dec. 23, 2021).
    The Fourth Circuit has made clear that Doe suits are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • United Food & Com. Workers Int'l v. EC Mgmt. Servs. of Georgia, Inc., No. 3:19-cv-00247 (E.D. Va. Mar. 31, 2021).
    A “John Doe suit[] [is] permissible only against “real, but unidentified, defendants.” Chidi Njoku v. Unknown Special Unit Staff, No. 99-7644, 217 F.3d 840 , at *1 (4th Cir. 2000) (citing Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir.1982)…
  • Short v. Hartman, No. 1:18-cv-00741 (M.D.N.C. Feb. 17, 2021).
    See Goodwin v. Beasley, No. 1:09-cv-151 (WWD), 2010 WL 2539795 , at *6 (June 18, 2010 M.D.N.C.) (allowing claims against unidentified defendants “if it appears that the true identities of the unnamed parties can be ascertained through disc…
  • Griffin v. Hollar, No. 5:19-cv-00049 (W.D.N.C. Nov. 26, 2019).
    The Court also notes that John Doe claims are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Griffin v. Hooks, No. 3:19-cv-00135 (W.D.N.C. Nov. 14, 2019).
    Finally, the Court notes that John Doe claims are permissible only against “real, but unidentified, defendants.” Schiff v. Kennedy, 691 F.2d 196, 197 (4th Cir. 1982).
  • Judd v. Watkins, No. 1:19-cv-00076 (W.D.N.C. Oct. 22, 2019). 2 cites
    “Impairment of any other litigating capacity is simply one of the incidental (and perfectly constitutional) consequences of conviction and incarceration.” Casey, 518 U.S. at 355 . 4 John Doe suits are permissible only against “real, but un…
  • Gose v. Bd. of Cnty. Com'rs of Cnty. of Mckinley, 778 F. Supp. 2d 1191 (D.N.M. 2011).published
    “Courts have generally recognized the ability of a plaintiff to use unnamed defendants so long as the plaintiff provides an adequate description of some kind which is sufficient to identify the person involved so process eventually can be…
  • Roper v. Adams Cnty., 81 F.3d 124 (10th Cir. 1996).published
  • Ronny J. Goldsmith v. Mayor & City Council of Baltimore Wilbur E. Cunningham Fred Morris Lauer, 987 F.2d 1064 (4th Cir. 1993).published
  • Njoku v. Unknown Special Unit, No. 99-7644 (4th Cir. July 7, 2000).unpublished
  • Blakely v. Austin-Weston Ctr. for Cosmetic Surgery L.L.C., 348 F. Supp. 2d 673 (E.D. Va. 2004).published
  • HMK Corp. v. Walsey, 637 F. Supp. 710 (E.D. Va. 1986).published
  • Poole v. Pass, 351 F. Supp. 2d 473 (E.D. Va. 2005).published
  • Local Acceptance Co. of Florida v. Doe, 962 F. Supp. 1495 (S.D. Fla. 1997).published
  • May v. Univ. Health Sys. of E. North Carolina, Inc., No. 4:21-cv-00014, 2021 WL 5868135 (E.D.N.C. Dec. 9, 2021).
  • Ellerbe v. Ishee, No. 5:22-cv-00075 (W.D.N.C. Oct. 31, 2022).
  • Thompson v. Akhavi, No. 1:24-cv-00192 (W.D.N.C. Oct. 24, 2024).
Retrieving the full opinion text from the archive…
Stephen C. SCHIFF, Appellant,
v.
Jane KENNEDY, and John Doe, and Persons Unknown, Appellees
81-2162.
Court of Appeals for the Fourth Circuit.
Oct 19, 1982.
Published opinion
691 F.2d 196
1982 U.S. App. LEXIS 24710
Jean Marshall Crawford, Alexandria, Va. (Yvonne F. Weight, Weight, Finch & Chamowitz, Alexandria, Va., on brief), for appellant., Robert Bleakley James, Jr., Washington, D.C., for appellees.
Widener, Sprouse, Kiser.
Cited by 84 opinions  |  Published
WIDENER, Circuit Judge:

Stephen Schiff brought this action against his former wife and an unidentified third party, John Doe, for violations of the Federal Wiretap Statute, 18 U.S.C. § 2520. The district court dismissed the action against both defendants, concluding that the action against the former wife was barred by the divorce settlement, that the action was res judicata as to the former wife and possibly against Doe, because of an earlier state court proceeding, and finally that this court does not allow John Doe suits. We affirm the judgment in favor of the former wife, but remand with instructions that any dismissal of the action against John Doe be without prejudice.

Defendant Jane Kennedy does not deny that during the latter part of her marriage to the plaintiff she placed a tap on the family telephone. Furthermore, she admitted in a deposition during the divorce proceeding that an unidentified third party assisted her with the tapping. Nevertheless, she has refused to disclose the identity of the third party, instead asserting her fifth amendment privilege against self-incrimination.

As part of the divorce agreement, the parties provided:

7. MUTUAL RELEASE. Insofar as he may do so under the Terms of § 8.01-35.1 of the Virginia Code as amended, the husband agrees to release any and all claims both civil and criminal he may have against the wife. The husband specifically reserves any rights and claims he may have against any third party or joint tortfeasor pursuant to § 19.2-62 of the Code of Virginia.

The plaintiff now argues that this release was obtained fraudulently or through mutual mistake of fact because he understood defendant Kennedy would identify John Doe. The district court nevertheless found that the release was effective and barred the present suit. We agree as there is no basis for concluding that there was a collateral agreement for Kennedy to reveal Doe’s identity.

Following the divorce settlement, plaintiff brought an action in Fairfax County Circuit Court against John Doe for violation of the Virginia Wiretap Statute, Va. Code § 19.2-62. The suit was dismissed because the circuit court was “without jurisdiction.” The district court below concluded that, because the federal and state wiretap statutes were similar, the state court’s disposition of the case barred the present suit under principles of res judicata. While it is not absolutely clear that the dismissal on the ground of res judicata was meant to apply to Doe, we think the state court action was not res judicata on the merits of the claim presented here, Wright, Miller and Cooper, Federal Practice and Procedure, § 4432 (1981), because it was for lack of jurisdiction.

Another reason for dismissing John Doe was the district court’s holding that this court does not recognize John Doe suits. The basis for the conclusion apparently was such cases as Johnson v. General Motors Corp., 242 F.Supp. 778 (E.D. Va. 1965), where the court refused to allow a diversity suit to proceed because the domicile of the John Doe defendant, and thus the existence of diversity between the parties, was unknown. Because the present suit is in federal court under federal question jurisdiction, 28 U.S.C. § 1331, concerns of diversity are not present. See 2A Moore’s Federal Practice, § 8.10 at p. 8-74 to 75 (1982).

The district court did not follow the eases where courts have allowed actions to proceed against real, but unidentified, defendants. E.g., Bivens v. Six Unknown Agents, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971); Maclin v. Paulson, 627 F.2d 83 (7th Cir. 1980). Because it appears that John Doe was an actual person, it was[*198] error for the district court to conclude that, under appropriate circumstances, this type of case would not be permitted.

While we recognize the necessity for allowing John Doe suits in the federal courts, we are not unaware of the right of the district court to manage its docket and the danger of permitting suits with unnamed parties to remain on the docket unprosecuted. Thus, if it does not appear that the true identity of an unnamed party can be discovered through discovery or through intervention by the court, [1] the court could dismiss the action without prejudice. In the present action, so far as we now know, the identity of John Doe apparently is known only to defendant Kennedy. As noted above, she has invoked the fifth amendment privilege against self-incrimination in refusing to identify him. A federal magistrate has ruled that Kennedy was justified in invoking the privilege, but the district court has not.

So as to obviate the need for Kennedy to invoke the privilege, the plaintiff has obtained a pledge of immunity for prosecution of Kennedy under the Virginia Wiretap Statute from the Fairfax County Commonwealth Attorney’s office. The plaintiff claims that a similar pledge of transactional immunity is forthcoming from the United States Attorney for criminal prosecution under the federal statute. We do not know that these measures will necessarily eliminate Kennedy’s reasons for claiming the privilege. First, we are not sure that the federal immunity procedure proposed by the plaintiff will give transactional immunity to Kennedy under 18 U.S.C. § 6002, 6003. See United States v. Society of Independent Gasoline Marketers, 624 F.2d 461, 474 (4th Cir. 1979). Furthermore, even if it does, we are unsure when, if ever, the immunity will be available. Following oral argument, the United States Attorney apparently declined to reply, absent court order, to an inquiry from the plaintiff’s attorney as to the progress of any immunity sought. We do not think we should require the district court to leave a case on the docket awaiting some future event which may never happen.

On the other hand, there may be problems with statutes of limitation which are not before us and the facts concerning which are not readily apparent. There is also the question of the proposed immunity of Jane Kennedy; whether or not it exists, and to what extent. The district court is in a better position than are we to make rulings on both of these problems and to ascertain the extent thereof.

Accordingly, we affirm the judgment in favor of Jane Kennedy. We vacate the judgment against John Doe and remand the case against Doe to the district court for such further action as it may deem appropriate. We might have simply required the district court to amend its order of dismissal in favor of Doe so that the order would be without prejudice, but, as just above noted, the district court is in a better position than we now are to ascertain what treatment should be given, and when, to the problems of statutes of limitation and immunity, and to ascertain whether the case against Doe should be now permitted to proceed or whether the case at this stage should be terminated. Should the district court persist in its dismissal of Doe without further proceedings, the dismissal will be without prejudice.

AFFIRMED IN PART, VACATED IN PART, and REMANDED.

1

. See Maclin v. Paulson, 627 F.2d 83, 87 (7th Cir. 1980). In Bivens, for example, the unknown agents were not named in the petitioner’s complaint so the district court ordered that the complaint be served upon “those federal agents who it is indicated by the records of the United States Attorney participated in the November 25, 1965, arrest of the [petitioner].” 403 U.S. at 390, n. 2, 91 S.Ct. at 2001, n. 2.