Eugene Pepper v. Phillip N. Miani & Maduff & Sons, Inc., a Colorado Corp., 734 F.2d 1420 (10th Cir. 1984). · Go Syfert
Eugene Pepper v. Phillip N. Miani & Maduff & Sons, Inc., a Colorado Corp., 734 F.2d 1420 (10th Cir. 1984). Cases Citing This Book View Copy Cite
13 citation events (1 in the last 25 years) across 5 distinct courts.
Strongest positive: In re American Freight Systems, Inc. (ca10, 1993-09-03)
Top citers, strongest first. 8 distinct citers. How cited ↗
discussed Cited as authority (rule) In re American Freight Systems, Inc.
10th Cir. · 1993 · confidence medium
This court later relied on Ephraim in dismissing the appeal of an order denying a motion for a stay and referral of proceedings to the Commodity Futures Trading Commission, stating that "[t]his Court has held that an order granting or denying a stay pending the outcome of [administrative] proceedings is not appealable under 28 U.S.C. § 1292 (a)(1)." Pepper v. Miani, 734 F.2d 1420, 1421-22 (10th Cir.1984)
examined Cited as authority (rule) Gulfstream Aerospace Corp. v. Mayacamas Corp. (4×)
SCOTUS · 1988 · confidence medium
Moon & Sons, Inc., 407 F. 2d 21, 22 (CA5 1969), with Pepper v. Miani, 734 F. 2d 1420, 1422 (CA10 1984).
discussed Cited as authority (rule) Pioneer Properties, Inc. v. Ross Lloyd Martin, the Genesis Marketing Organization Limited
10th Cir. · 1985 · confidence medium
Although this doctrine has been criticized, see, e.g., Hussain v. Bache & Co., 562 F.2d 1287 , 1289 n. 1-3 (D.C.Cir.1977), and we have recently declined to extend its application to other factual *892 settings, Pepper v. Miani, 734 F.2d 1420, 1421 (10th Cir.1984), we nevertheless continue to adhere to the view that the doctrine governs the appealability of orders staying or refusing to stay proceedings pending arbitration.
discussed Cited "see" Ortega Gonsalez v. Amsberry
D. Or. · 2020 · signal: see · confidence high
See Lew v. Kona Hosp., 734 F.2d 1420, 1423 (9th Cir.1985) (a verified complaint may be used as an opposing affidavit under Rule 56 to the extent it expresses personal knowledge of admissible facts but an unverified complaint is insufficient to counter a summary judgment motion supported by affidavits). 3 Gonsalez also objected to the court’s denial of his various requests for appointment of counsel as discriminatory based on Gonsalez’s inability to fully comprehend the English language.
cited Cited "see" Frutiger v. Hamilton Central School District
2d Cir. · 1991 · signal: see · confidence high
See Pepper v. Miani, 734 F.2d 1420, 1421 (10th Cir.1984); see generally 9 J.
cited Cited "see" Frutiger v. Hamilton Central School District
2d Cir. · 1991 · signal: see · confidence high
See Pepper v. Miani, 734 F.2d 1420, 1421 (10th Cir.1984); see generally 9 J.
cited Cited "see" Moretrench American Corporation v. S.J. Groves and Sons Company
7th Cir. · 1988 · signal: see · confidence high
See Pepper v. Miani, 734 F.2d 1420, 1421-22 (10th Cir.1984), and cases cited there; cf. Texaco, Inc. v. Cottage Hill Operating Co., 709 F.2d 452 (7th Cir.1983).
cited Cited "see, e.g." No. 92-3003
10th Cir. · 1993 · signal: see also · confidence medium
See also Pepper v. Miani, 734 F.2d 1420, 1422 (10th Cir.1984) (no jurisdiction to review denial of stay where defendants not seeking stay to permit prior determination of equitable defense).
Retrieving the full opinion text from the archive…
Eugene PEPPER, Plaintiff-Appellee,
v.
Phillip N. MIANI; And Maduff & Sons, Inc., a Colorado Corporation, Defendants-Appellants
82-2357.
Court of Appeals for the Tenth Circuit.
May 21, 1984.
734 F.2d 1420
1984 U.S. App. LEXIS 22329
Leslie A. Blau, Gen. Counsel, Maduff & Sons, Inc., Chicago, Ill. (R. Eric Peterson and John M. Lebsack of White & Steele, Denver, Colo., with him on the brief), for defendants-appellants., John S. Retrum of Polidori, Rasmussen, Gerome & Jacobson, Lakewood, Colo., for plaintiff-appellee.
Seth, Seymour, Logan.
Cited by 10 opinions  |  Published
LOGAN, Circuit Judge.

After examining the briefs and the appellate record, this three-judge panel has determined unanimously that oral argument would not be of material assistance in the determination of this appeal. See Fed.R. App.P. 34(a); Tenth Cir. R. 10(e). This cause is therefore ordered submitted without oral argument.

[*1421] This is an appeal from an order of the district court denying a motion to stay or dismiss all proceedings and to direct the parties to participate in reparations proceedings before the Commodity Futures Trading Commission.

Plaintiff, Eugene Pepper, entered into a commodity agreement with defendants, Phillip Miani and Maduff & Sons, Inc., establishing a trading account for plaintiff in commodities, commodity options, and commodity futures. Before the parties entered into the agreement, Miani allegedly promised to manage the account and to keep plaintiffs losses, if any, below three to four thousand dollars. After plaintiff allegedly sustained trading losses of approximately $12,920, he brought this suit for breach of contract, for violation of the Commodity Exchange Act, 7 U.S.C. §§ 1-26, and for various torts. Defendants moved that the district court dismiss or stay the action and direct the parties to take the claims before the Commodity Futures Trading Commission. Defendants relied on a section of the commodity agreement that provides, “In the event of any claim by the Customer against the Broker or the Clearing Agent in any way involving commodities, funds or transactions subject to the Commodity Exchange Act, the parties agree that such claim will be resolved by resort to Reparations Proceedings pursuant to that Act.” The district court denied the motion, and defendants appeal.

The threshold question is whether we have jurisdiction to review the district court’s denial of the motion. Defendants contend that appellate jurisdiction exists because the district court’s order was an interlocutory order refusing an injunction under 28 U.S.C. § 1292(a)(1). Under the Enelow-Ettelson doctrine, an order staying or refusing to stay proceedings is appealable under § 1292(a)(1) only if the initial action is essentially an action at law and the stay was sought to permit the prior determination of some equitable defense or counterclaim. Hart v. Orion Insurance Co., 427 F.2d 528, 530 (10th Cir.1970); see Ettelson v. Metropolitan Life Insurance Co., 317 U.S. 188, 63 S.Ct. 163, 87 L.Ed. 176 (1942); Enelow v. New York Life Insurance Co., 293 U.S. 379, 55 S.Ct. 310, 79 L.Ed. 440 (1935). In contending that they sought the stay to permit the prior determination of an equitable defense, defendants rely on Shanferoke Coal & Supply Corp. v. Westchester Service Corp., 293 U.S. 449, 452, 55 S.Ct. 313, 314, 79 L.Ed. 583 (1935), in which the Court held that a ruling on a motion for a stay based on an arbitration agreement was appealable under § 1292(a)(1). Defendants argue that a ruling on a motion for a stay based on an agreement to resolve disputes in administrative proceedings is analogous and hence appealable under § 1292(a)(1).

We acknowledge that a stay pending resolution of administrative proceedings is analytically similar to a stay pending arbitration. More recent Supreme Court decisions suggest, however, that the Enelow-Ettelson doctrine should'not be extended “on merely logical grounds.” 9 J. Moore, B. Ward & J. Lucas, Moore’s Federal Practice ¶ 110.20[4], at 252 (2d ed. 1983); see, e.g., Baltimore Contractors v. Bodinger, 348 U.S. 176, 184-85, 75 S.Ct. 249, 254-55, 99 L.Ed. 233 (1955) (refusing to extend doctrine even though “outmoded procedural distinctions” upon which doctrine is based led to incongruous result). Thus, especially in light of widespread criticism regarding both the historical accuracy of the Enelow-Ettelson rule and the anomalous results that the rule creates, see, e.g., Hayes v. Allstate Insurance Co., 722 F.2d 1332, 1336-41 (7th Cir.1983) (Posner, J., dissenting); Wallace v. Norman Industries, Inc., 467 F.2d 824, 827 (5th Cir.1972); C. Wright, The Law of Federal Courts 710-11 (4th ed. 1983), most courts have refused to extend the doctrine beyond the precise situations in which the Supreme Court has approved it. See generally 9 J. Moore, B. Ward & J. Lucas, Moore’s Federal Practice M 110.20[3]-.20[4], at 240-53 (2d ed. 1983). Furthermore, reparations proceedings under 7 U.S.C. § 18 are administrative, quasi-judicial proceedings. This Court has held that an order granting or denying a stay pending the outcome of[*1422] such proceedings is not appealable under 28 U.S.C. § 1292(a)(1). Ephraim Freightways, Inc. v. Red Ball Motor Freight Co., 376 F.2d 40 (10th Cir.), cert. denied, 389 U.S. 829, 88 S.Ct. 92, 19 L.Ed.2d 87 (1967); accord, Allied Air Freight, Inc. v. Pan American World Airways, Inc., 340 F.2d 160 (2d Cir.), cert. denied, 381 U.S. 924, 85 S.Ct. 1560, 14 L.Ed.2d 683 (1965); Chronicle Publishing Co. v. National Broadcasting Co., 294 F.2d 744, 746 (9th Cir.1961); Day v. Pennsylvania Railroad, 243 F.2d 485 (3d Cir.1957). But cf. Bethlehem Steel Corp. v. Grace Line, Inc., 416 F.2d 1096, 1099 n. 13 (D.C.Cir.1969) (order granting or denying stay of action at law pending exhaustion of administrative remedies under disputes clause of government contract held appealable); H.W. Caldwell & Son, Inc. v. United States ex rel. John H. Moon & Sons, Inc., 407 F.2d 21, 22 (5th Cir.1969) (same). Thus, because we conclude that defendants did not seek to dismiss or stay the action to permit the prior determination of an equitable defense, we hold that we lack jurisdiction under 28 U.S.C. § 1292(a)(1) to review the district court’s order denying the motion.

APPEAL DISMISSED.