David Valenzuela-Gonzalez v. United States Dist. Court for the Dist. of Arizona, United States of Am., Real Party in Interest, 915 F.2d 1276 (9th Cir. 1990). · Go Syfert
David Valenzuela-Gonzalez v. United States Dist. Court for the Dist. of Arizona, United States of Am., Real Party in Interest, 915 F.2d 1276 (9th Cir. 1990). Cases Citing This Book View Copy Cite
125 citation events (56 in the last 25 years) across 18 distinct courts.
Strongest positive: In Re: John Kirkland v. Usbc, Los Angeles (ca9, 2023-07-27) · Strongest negative: United States v. Michael Ortiz (ca9, 1993-05-05)
Treatment trajectory · 1991 → 2026 · click a year to view as-of
1991 2008 2026
Top citers, strongest first. 46 distinct citers. How cited ↗
discussed Cited "but see" United States v. Michael Ortiz (2×) also: Cited as authority (rule)
9th Cir. · 1993 · signal: but see · confidence high
But see Valenzuela-Gonzalez, 915 F.2d at 1281 (strict compliance with the Federal Rules of Criminal Procedure is required). 5 Under the due process clause, a criminal defendant has the constitutional right to be present "at any criminal proceeding in which his presence would contribute to the proceeding's fairness or reliability." Thomas v. Goldsmith, 979 F.2d 746, 748 (9th Cir.1992).
discussed Cited as authority (verbatim quote) In Re: John Kirkland v. Usbc, Los Angeles (2×) also: Cited as authority (rule)
9th Cir. · 2023 · signal: cf. · quote attribution · 1 verbatim quote · confidence high
absent a determination by congress that closed circuit television may satisfy the presence requirement of the criminal rules, we are not free to ignore the clear instructions of the rules.
cited Cited as authority (rule) Saige v. United States District Court for the Central District of California
9th Cir. · 2025 · confidence medium
Ct. for Dist. of Ariz., 915 F.2d 1276, 1279 (9th Cir. 1990).
discussed Cited as authority (rule) Swift Transportation Co. v. United States District Court for District of Arizona (2×)
9th Cir. · 2016 · confidence medium
Court for Dist. of Ariz., 915 F.2d 1276, 1279 (9th Cir. 1990).
cited Cited as authority (rule) Orange, S.A. v. United States District Court
9th Cir. · 2016 · confidence medium
Ct., 915 F.2d 1276, 1279 (9th Cir.1990), citing Seattle Times v. U.S. Dist.
cited Cited as authority (rule) Doe v. Sex Offender Registry Board
Mass. App. Ct. · 2011 · confidence medium
Ct. for the Dist. of Ariz., 915 F.2d 1276, 1280 (9th Cir. 1990).
discussed Cited as authority (rule) Cohen v. US DIST. COURT FOR ND OF CAL. (2×) also: Cited "see"
9th Cir. · 2009 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990).
discussed Cited as authority (rule) Roberto Cohen v. Usdc-Casj (2×) also: Cited "see"
9th Cir. · 2009 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir. 1990). [1] We decide whether to issue the writ under the factors laid out in Bauman, analyzing whether (1) the party seeking the writ has no other adequate means, such as direct appeal, to attain the relief he or she desires; (2) the petitioner will be damaged or prejudiced in a way not correctable on appeal; (3) the district court’s order is clearly erroneous as a matter of law; (4) the district court’s error is an oft-repeated error, or manifests a persistent disregard of the federal rules; and (5) the district court’s order raises new and important…
discussed Cited as authority (rule) Cohen v. United States District Court for the Northern District of California (2×) also: Cited "see"
9th Cir. · 2009 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990).
cited Cited as authority (rule) United States v. Romero-Ochoa
9th Cir. · 2009 · confidence medium
Ct., 915 F.2d 1276, 1279 (9th Cir.1990) (quoting Kerr v. U.S. Dist.
cited Cited as authority (rule) United States v. Antonio Romero-Ochoa
9th Cir. · 2009 · confidence medium
Ct., 915 F.2d 1276, 1279 (9th Cir. 1990) (quoting Kerr v. U.S. Dist.
cited Cited as authority (rule) City of San Diego v. United States District Court for Southern District
unknown court · 2008 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990).
cited Cited as authority (rule) Morgan v. United States District Court for the District of Arizona
9th Cir. · 2007 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990) (internal quotation marks and citations omitted).
cited Cited as authority (rule) In Re Morgan
9th Cir. · 2007 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990) (internal quotation marks and citations omitted).
cited Cited as authority (rule) Douglas v. United States District Court for the Central District of California
9th Cir. · 2007 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990).
cited Cited as authority (rule) Douglas v. Usdc Central District
9th Cir. · 2007 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir. 1990).
cited Cited as authority (rule) United States v. Clifford Bird, Sr., United States of America v. Wesley Lane Crawford
9th Cir. · 2004 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990)).
discussed Cited as authority (rule) People v. Stroud
Ill. · 2004 · confidence medium
In Valenzuela-Gonzalez v. United States , 915 F.2d 1276, 1280 (9th Cir. 1990), the court found that the defendant’s not-guilty plea at arraignment by closed circuit television was improper because the preamended rules required the defendant’s physical presence.
discussed Cited as authority (rule) People v. Stroud
Ill. · 2004 · confidence medium
In Valenzuela-Gonzalez v. United States, 915 F.2d 1276, 1280 (9th Cir. 1990), the court found that the defendant’s not-guilty plea at arraignment by closed-circuit television was improper because the preamended rules required the defendant’s physical presence.
examined Cited as authority (rule) United States v. Leon Burke (3×)
6th Cir. · 2003 · confidence medium
Court for Dist. of Ariz., 915 F.2d 1276, 1280 (9th Cir.1990) (finding a violation where video-conferencing was used in an arraignment, based on a combination of Rule 10’s requirement that arraignments be held in “open court” and Rule 43’s requirement that the defendant be “present”).
examined Cited as authority (rule) United States v. Buendia-Cabrera (4×) also: Cited "see", Cited "see, e.g."
9th Cir. · 2003 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990). .
cited Cited as authority (rule) Cavanaugh v. United States District Court for the Northern District of California
9th Cir. · 2002 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990).
cited Cited as authority (rule) United States v. Desmond Charles Lawrence
4th Cir. · 2001 · confidence medium
Ct. for Dist of Az., 915 F.2d 1276, 1280 (9th Cir.1990) (finding that Rule 10 and Rule 43 combined require that a defendant be physically present at arraignment).
examined Cited as authority (rule) United States v. Salvador Vargas Navarro Samuel Pasqual Edmondson (5×) also: Cited "see, e.g."
5th Cir. · 1999 · confidence medium
Court, 915 F.2d 1276, 1281 (9th Cir.1990). 81 For the foregoing reasons the sentences of Edmondson are VACATED and the matter is REMANDED for his sentencing consistent herewith. 82 POLITZ, Circuit Judge, dissenting as to Part VI: 83 In an issue of first impression requiring de novo review, 1 Edmondson contends that the district court's use of sentencing by video conferencing violated Rules 32 and 43 of the Federal Rules of Criminal Procedure. 84 Rule 32 requires that the court "address the defendant personally" at the imposition of sentence. 2 Rule 43 also provides as follows: 85 (a) Presence …
cited Cited as authority (rule) Edwards v. Logan
W.D. Va. · 1999 · confidence medium
Court, 915 F.2d 1276, 1280 (9th Cir.1990).
discussed Cited as authority (rule) United States v. Edmondson (2×)
E.D. Tex. · 1998 · confidence medium
The court is aware that in Valenzuela-Gonzalez v. United States, 915 F.2d 1276, 1280 (9th Cir.1990), the Ninth Circuit disapproved of the use of video conferencing for arraignments under FED.R.CRIM.P. 10 and 43.
discussed Cited as authority (rule) 97 Cal. Daily Op. Serv. 9042, 97 Daily Journal D.A.R. 14,617 Credit Suisse Swiss Bank Corporation v. United States District Court for the Central District of California, Loretta Ann Rosales Hilda Narciso, Real Parties in Interest (2×) also: Cited "see"
9th Cir. · 1997 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990) (citation and quotations omitted). 11 In determining whether a writ should issue, this court looks to five specific guidelines, known as the "Bauman guidelines": 12 (1) The party seeking the writ has no other adequate means, such as a direct appeal, to attain the relief he or she desires. (2) The petitioner will be damaged or prejudiced in a way not correctable on appeal.
discussed Cited as authority (rule) Credit Suisse v. United States District Court for the Central District of California (2×) also: Cited "see"
9th Cir. · 1997 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990) (citation and quotations omitted).
discussed Cited as authority (rule) Otuma Bernard Agadaga v. United States
9th Cir. · 1997 · confidence medium
See Hamilton v. Alabama, 368 U.S. 52 , 54-55 n. 4 (1961) (stating that, under federal law, "arraignment is a sine qua non to the trial itself"); Valenzuela-Gonzalez v. United States, 915 F.2d 1276, 1279 (9th Cir.1990) (noting generally importance of arraignment).
discussed Cited as authority (rule) Henry Earl Duncan v. United States District Court for the Central District of California, Arthur Calderon, Warden, Real Party in Interest (2×)
9th Cir. · 1996 · confidence medium
Valenzuela-Gonzalez v. United States District Court, 915 F.2d 1276, 1278 (9th Cir.1990).
discussed Cited as authority (rule) Confederated Salish Kootenai Tribes of the Flathead Reservation v. Mark Simonich (2×)
9th Cir. · 1994 · confidence medium
Court, 915 F.2d 1276, 1278 (9th Cir.1990).
discussed Cited as authority (rule) Executive Software North America, Inc. v. United States District Court For The Central District Of California (2×)
9th Cir. · 1994 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990) (quoting Seattle Times v. United States, 845 F.2d 1513 , 1515 (9th Cir.1988)), and that "the petitioner's right to the writ is 'clear and indisputable,' " id. (quoting Kerr v. United States Dist.
discussed Cited as authority (rule) Executive Software North America, Inc. v. United States District Court for the Central District of California (2×)
9th Cir. · 1994 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990) (quoting Seattle Times v. United States, 845 F.2d 1513 , 1515 (9th Cir.1988)), and that “the petitioner’s right to the writ is ‘clear and indisputable,’ ” id. (quoting Kerr v. United States Dist.
examined Cited as authority (rule) Executive Software North America, Inc. v. United States District Court For The Central District Of California (3×)
9th Cir. · 1994 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990) (quoting Seattle Times v. United States, 845 F.2d 1513 , 1515 (9th Cir.1988)), and that "the petitioner's right to the writ is 'clear and indisputable,' " id. (quoting Kerr v. United States Dist.
examined Cited as authority (rule) Executive Software North America, Inc. v. United States District Court for the Central District (3×)
9th Cir. · 1994 · confidence medium
Court, 915 F.2d 1276, 1279 (9th Cir.1990) (quoting Seattle Times v. United States, 845 F.2d 1513 , 1515 (9th Cir.1988)), and that “the petitioner’s right to the writ is ‘clear and indisputable,’ ” id. (quoting Kerr v. United States Dist.
cited Cited as authority (rule) United States v. Mike Benavidez
9th Cir. · 1993 · confidence medium
Court for the Dist. of Arizona, 915 F.2d 1276, 1280 (9th Cir.1990). 8 The Confrontation Clause is not implicated here because no witnesses were presented against Benavidez.
cited Cited as authority (rule) James W. McGuire v. Louis Sullivan, M.D., Secretary of Health and Human Services
9th Cir. · 1991 · confidence medium
Court for the Dist. of Ariz., 915 F.2d 1276, 1279 (9th Cir.1990). 2 14 AFFIRMED. * The panel unanimously finds this case suitable for decision without oral argument.
discussed Cited as authority (rule) United States v. Parker-Taramona
D. Haw. · 1991 · confidence medium
This Court is mindful of the accused’s Sixth Amendment right to counsel, including “contact visitation” with his counsel, and that “the Supreme Court has long recognized that the accused has a right to be present at all critical stages of the proceeding against him.” Ching v. Lewis, 895 F.2d 608, 609-610 (9th Cir.1990); Valenzuela-Gonzalez v. U.S.D.C. for D. of Arizona, 915 F.2d 1276, 1279 (9th Cir.1990) (citations omitted).
discussed Cited as authority (rule) UNITED STATES OF AMERICA v. SALVADOR VARGAS NAVARRO; SAMUEL PASQUAL EDMONDSON (2×)
unknown court · confidence medium
Court, 915 F.2d 1276, 1281 (9th Cir. 1990).
discussed Cited "see" Larose v. Superintendent
N.H. · 1997 · signal: see · confidence high
Petition of Grimm, 138 N.H. 42, 49 , 635 A.2d 456, 461 (1993); see Valenzuela-Gonzalez v. U.S. D.C. for D. of Arizona, 915 F.2d 1276, 1280 (9th Cir. 1990) (decided under federal rules of criminal procedure).
discussed Cited "see" Mortgages, Inc. v. United States District Court For The District Of Nevada (Las Vegas) (2×)
9th Cir. · 1991 · signal: see · confidence high
See Valenzuela-Gonzalez v. United States District Court, 915 F.2d 1276, 1278 (9th Cir.1990). 14 In Bauman v. United States District Court, 557 F.2d 650, 654 (9th Cir.1977), we established five guidelines to aid in our determination of whether mandamus is appropriate in a given case: 15 1) whether the petitioner has no other means such as an appeal, to obtain the desired relief; 16 2) whether petitioner will be damaged or prejudiced in any way not correctable on appeal; 17 3) whether the district court is clearly erroneous as a matter of law; 18 4) whether the district court's order is an oft r…
discussed Cited "see" Mortgages, Inc. v. United States District Court for the District of Nevada (2×)
9th Cir. · 1991 · signal: see · confidence high
See Valenzuela-Gonzalez v. United States District Court, 915 F.2d 1276, 1278 (9th Cir.1990).
discussed Cited "see, e.g." Ellis v. United States District Court
9th Cir. · 2002 · signal: see also · confidence medium
See Bauman v. United States District Court, 557 F.2d 650, 654 (9th Cir.1977) (quoting Will v. United States, 389 U.S. 90, 95 , 88 S.Ct. 269 , 19 L.Ed.2d 305 (1967)); see also Valenzuela-Gonzalez v. United States District Court, 915 F.2d 1276, 1278-79 (9th Cir.1990). . 557 F.2d 650 (9th Cir.1977). .
discussed Cited "see, e.g." In Re Marciano Ellis. Marciano Ellis v. United States District Court for the Western District of Washington (Tacoma) United States of America, Real Party in Interest
9th Cir. · 2002 · signal: see also · confidence medium
Notes: 1 18 U.S.C. §§ 1111 (a) & (b), 7(3) 2 18 U.S.C. § 5032 3 Because the defendant and the government agree as to most of their arguments, we refer to them jointly as "petitioners" except where otherwise noted 4 See Bauman v. United States District Court, 557 F.2d 650, 654 (9th Cir.1977) (quoting Will v. United States, 389 U.S. 90, 95 , 88 S.Ct. 269 , 19 L.Ed.2d 305 (1967)); see also Valenzuela-Gonzalez v. United States District Court, 915 F.2d 1276, 1278-79 (9th Cir.1990). 5 557 F.2d 650 (9th Cir.1977) 6 Id. at 654-55 . 7 520 U.S. 670 , 117 S.Ct. 1630 , 137 L.Ed.2d 935 (1997) 8 Fed.R.Cr…
discussed Cited "see, e.g." Opinion No.
Ark. Att'y Gen. · 1993 · signal: see, e.g. · confidence low
See, e.g., Valenzuela-Gonzalez v. U.S.D.C. for Arizona, supra ; State v. Porter, 755 S.W.2d 3 (Mo.Ct.App. 1988); and State v. Kinder, 740 S.W.2d 654 (Mo. 1987) (cases in which courts rejected the use of such audiovisual technology in criminal proceedings, finding that a video hookup between the courtroom and a conference room in the prison did not satisfy the requirement of the defendant's presence). 1 In my opinion, it is highly unlikely that such a procedure would be approved for a court or jury trial.
Retrieving the full opinion text from the archive…
David VALENZUELA-GONZALEZ, Petitioner,
v.
UNITED STATES DISTRICT COURT FOR the DISTRICT OF ARIZONA, Respondent, United States of America, Real Party in Interest
90-70350.
Court of Appeals for the Ninth Circuit.
Sep 27, 1990.
915 F.2d 1276
1990 U.S. App. LEXIS 17078
1990 WL 139588
Robert McWhirter, Asst. Federal Public Defender, Phoenix, Ariz., for petitioner., Janet L. Patterson, Asst. U.S. Atty., Phoenix, Ariz., for respondent.
Nelson, Reinhardt, Beezer.
Cited by 62 opinions  |  Published
BEEZER, Circuit Judge:

Valenzuela-Gonzalez petitions for a writ of mandamus vacating the district court’s order that his arraignment be conducted by closed circuit television. We grant the writ and vacate the order of the district court.

I

Valenzuela-Gonzalez is a federal prisoner who was arrested in May, 1990. Upon his arrest, he appeared before a federal magistrate of the District of Arizona, who scheduled his arraignment for July, 1990. His trial was set for August, 1990.

In June, 1990, the United States District Court for the District of Arizona issued its General Order No. 190, [1] amending the local rules to allow arraignment by closed circuit television. [2] Shortly thereafter, the magistrate ordered that Valenzuela-Gonzalez’s arraignment be conducted by closed circuit television.

Two days before his scheduled arraignment, Valenzuela-Gonzalez moved the district court for an order requiring that his arraignment be conducted in person. The district court heard the motion on an expedited basis on the day the arraignment was scheduled. The district court ruled that arraignment by means of audiovisual interactive technology did not violate the fifth or sixth amendments or Fed.R.Crim.P. 43. [3] Valenzuela-Gonzalez immediately sought an order staying the district court's order, which we granted the next day. He now[*1278] petitions for a writ of mandamus vacating the district court’s order in this case.

This petition came on for hearing before us on July 27, 1990. We issued our order granting the writ and vacating the district court’s order on July 27, 1990. [4] This opinion follows.

II

We must first determine whether we have jurisdiction to issue the writ that is requested. Under the All Writs Act, 28 U.S.C. § 1651(a), [5] we unquestionably have the power to issue, in our discretion, a writ of mandamus in this case. Roche v. Evaporated Milk Ass’n, 319 U.S. 21, 25, 63 S.Ct. 938, 941, 87 L.Ed. 1185 (1943); United States v. Harper, 729 F.2d 1216, 1221 (9th Cir.1984). We must nevertheless determine whether mandamus is a proper remedy here.

The government first argues that we lack jurisdiction to vacate General Order No. 190 because it was not entered in a case involving the specific petitioner before us. Valenzuela-Gonzalez does not contest this argument. We need not reach it in any event, for Valenzuela-Gonzalez has not requested us to review General Order No. 190. He requests only that we vacate the district court’s order in his case. Without accepting the government’s argument, therefore, we review the district court’s order only to the extent it concerns Valenzuela-Gonzalez.

The government next argues that we lack jurisdiction to issue a writ of mandamus vacating the order concerning Valenzuela-Gonzalez because his arraignment has not yet taken place. Because the harm complained of has not yet occurred, the government contends, “nothing has occurred that the defense can object to.” Furthermore, the government suggests that we cannot review the district court’s decision until we know that “the arraignment would in fact, proceed the way the court anticipated.” Absent these two circumstances, the government argues, our opinion would be merely advisory in violation of Article III of the United States Constitution. Aetna Life Ins. Co. v. Haworth, 300 U.S. 227, 239-41, 57 S.Ct. 461, 463-64, 81 L.Ed. 617 (1937).

We disagree. First, we may easily evaluate the proposed arraignment procedure, since Valenzuela-Gonzalez’s two co-defendants have already been arraigned under the exact procedures challenged by Valenzuela-Gonzalez. Our evaluation of the scheme as it affects Valenzuela-Gonzalez is not contingent upon any uncertain event that might not occur. Thomas v. Union Carbide, 473 U.S. 568, 580-81, 105 S.Ct. 3325, 3332-33, 87 L.Ed.2d 409 (1985). Second, the standards for granting a writ of mandamus do not require that the challenged order be carried out before the writ can issue. See, e.g., Schlagenhauf v. Holden, 379 U.S. 104, 111, 85 S.Ct. 234, 238, 13 L.Ed.2d 152 (1964) (excessively oppressive discovery order); Admiral Ins. Co. v. United States Dist. Court, 881 F.2d 1486, 1491 (9th Cir.1989) (assertion of absolute privilege to discovery order). But for our stay, the harm Valenzuela-Gonzalez complains of is imminent. We conclude that the district court’s order satisfies the “case or controversy” requirement of Article III.

The government concedes that the petition for writ of mandamus is otherwise an appropriate procedure for reviewing the order challenged here. We agree. The writ of mandamus is an extraordinary remedy reserved for situations where a trial court has exceeded its authority. Kerr v. United States, 426 U.S. 394, 402, 96 S.Ct. 2119, 2123, 48 L.Ed.2d 725 (1976); Bauman v. United States, 557 F.2d 650, 654-55 (9th Cir.1977). We have adopted five guidelines for determining if a writ of mandamus should issue:

[*1279] (1) The party seeking the writ has no other adequate means, such as a direct appeal, to attain the relief he or she desires.
(2) The petitioner will be damaged or prejudiced in a way not correctable on appeal.
(3) The district court’s order is clearly erroneous as a matter of law.
(4) The district court’s order is an oft-repeated error, or manifests a persistent disregard of the federal rules.

(5) The district court’s order raises new and important problems, or issues of law of first impression.

In re Allen, 896 F.2d 416, 419-20 (9th Cir.1990) (quoting Bauman, 557 F.2d at 654-55). No single factor is determinative, Bauman, 557 F.2d at 655, and all five factors need not be satisfied at once. In re Cement Antitrust Litigation, 688 F.2d 1297, 1301 (9th Cir.1982), aff'd mem. sub nom. Arizona v. United States Dist. Court, 459 U.S. 1191, 103 S.Ct. 1173, 75 L.Ed.2d 425 (1983).

Mandamus is particularly appropriate when we are called upon to determine the construction of a federal procedural rule in a new context. Schlagenhauf, 379 U.S. at 111, 85 S.Ct. at 238 (Fed.R.Civ.P. 35); La Buy v. Howes Leather Co., 352 U.S. 249, 251, 77 S.Ct. 309, 311, 1 L.Ed.2d 290 (1957) (Fed.R.Civ.P. 53); United States v. Lasker, 481 F.2d 229, 235-36 (2d Cir.1973) (Fed.R.Crim.P. 48), cert. denied, 415 U.S. 975, 94 S.Ct. 1560, 39 L.Ed.2d 871 (1974). Such a situation presents the rare case where both the fourth and fifth Bauman factors are satisfied: we are presented with a novel question of law that is simultaneously likely to be “oft-repeated.” Bauman, 557 F.2d at 655; see Harper, 729 F.2d at 1222. In addition, the first Bauman factor is satisfied here: since Valenzuela-Gonzalez’s notice of appeal has not been certified for interlocutory appeal under 28 U.S.C. § 1292(b), he has no adequate means to obtain review. We conclude that a petition for writ of mandamus is an appropriate method for reviewing the district court’s order. [6]

We determine de novo whether the writ should issue. Seattle Times v. United States Dist. Court, 845 F.2d 1513, 1515 (9th Cir.1988). Before the writ may issue, we must be “firmly convinced that the district court has erred,” id., and that the petitioner’s right to the writ is “clear and indisputable.” Kerr, 426 U.S. at 403, 96 S.Ct. at 2124.

Ill

Valenzuela-Gonzalez argues first that the district court’s order must be vacated because it violates his rights under the fifth and sixth amendments to the United States Constitution. The Supreme Court has long recognized that the accused has a right to be present at all critical stages of the proceeding against him. Kentucky v. Stincer, 482 U.S. 730, 744-45, 107 S.Ct. 2658, 2666-67, 96 L.Ed.2d 631 (1987); Snyder v. Massachusetts, 291 U.S. 97, 105-06, 54 S.Ct. 330, 332-33, 78 L.Ed. 674 (1934); United States v. Lewis, 146 U.S. 370, 372, 13 S.Ct. 136, 137, 36 L.Ed. 1011 (1892). Arraignment, “far from a mere formalism,” is a stage important enough to entitle the accused to the presence of counsel. Kirby v. Illinois, 406 U.S. 682, 689-90, 92 S.Ct. 1877, 1882-83, 32 L.Ed.2d 411 (1972); Coleman v. Alabama, 399 U.S. 1, 7, 90 S.Ct. 1999, 2002, 26 L.Ed.2d 387 (1970); Powell v. Alabama, 287 U.S. 45, 57, 53 S.Ct. 55, 59, 77 L.Ed. 158 (1932).

[*1280] Nevertheless, whether the fifth and sixth amendments prohibit the use of closed circuit television at an otherwise proper arraignment is not immediately apparent. Arraignment is not a procedure required by the due process clause of the fifth amendment. Garland v. Washington, 232 U.S. 642, 645, 34 S.Ct. 456, 457, 58 L.Ed. 772 (1914); United States v. Coffman, 567 F.2d 960 (10th Cir.1977). The sixth amendment right to confront witnesses is not implicated, since there are no witnesses. Snyder, 291 U.S. at 107, 54 S.Ct. at 332. Moreover, the Supreme Court has held that closed circuit television may satisfy the confrontation clause in limited circumstances. Maryland v. Craig, — U.S. -, 110 S.Ct. 3157, 3170, 111 L.Ed.2d 666 (1990). [7]

We need not resolve this question, however, for the presence of the defendant at arraignment is required under two federal rules of criminal procedure, Fed.R. Crim.P. 10 [8] and Fed.R.Crim.P. 43(a). [9] The protection of these rules is broader than the constitution provides. United States v. Gordon, 829 F.2d 119, 123-24 (D.C.Cir.1987); United States v. Christopher, 700 F.2d 1253, 1261-62 (9th Cir.), cert. denied, 461 U.S. 960, 103 S.Ct. 2436, 77 L.Ed.2d 1321 (1983). It is the rule in this circuit that although arraignment may not be required, conducting an arraignment in the defendant’s absence violates the plain instruction of the rule. [10] Id. at 1262. There is simply “no provision for arraignment in the defendant’s absence.” Id.

Similarly, there is no provision for arraignment by closed circuit television. Under Rule 43, the defendant must be present at arraignment. Under Rule 10, the arraignment must take place in open court. We hold that these rules together require that the district court must arraign the accused face-to-face with the accused physically present in the courtroom.

The government urges that the federal rules of criminal procedure are to be construed broadly under Fed.R.Crim.P. 2. [11] We recognize that substantial compliance with the “open court” requirement of Rule 10 may satisfy the rule. Sweeney v. United States, 408 F.2d 121 (9th Cir.1969); see also Fed.R.Crim.P. 10, advisory committee notes (“mere technical irregularity” does not warrant reversal). Moreover, the right to be present under Rule 43 is not absolute. United States v. Gagnon, 470 U.S. 522, 529, 105 S.Ct. 1482, 1485, 84 L.Ed.2d 486 (1985) (in camera conference); Illinois v. Allen, 397 U.S. 337, 343, 90 S.Ct. 1057, 1060, 25 L.Ed.2d 353 (1970) (unruly behavior at trial). Violations of Rule 43 are subject to the harmless error rule of Rule 52(a). United States v. Rogers, 422 U.S. 35, 40, 95 S.Ct. 2091, 2095, 45 L.Ed.2d 1 (1975); United States v. Kupau, 781 F.2d 740, 743 (9th Cir.), cert. denied, 479 U.S. 823, 107 S.Ct. 93, 93 L.Ed.2d 45 (1986).

[*1281] The District of Columbia Circuit has held that under certain circumstances, closed circuit television may satisfy the presence requirement of Rule 43, if the procedure is considered necessary by the court. See United States v. Washington, 705 F.2d 489, 497 n. 4 (D.C.Cir.1983) (per curiam) (unruly behavior at voir dire). The government, however, does not argue that the procedure is necessary as opposed to convenient here. Absent such a showing, we hold that arraignment by closed circuit television does not constitute substantial compliance with either Rule 10 or Rule 43.

Several states, including Arizona, [12] have adopted rules allowing the use of closed circuit television for arraignments, with the approval of their state courts. See, e.g., Commonwealth of Pennsylvania v. Terebieniec, 268 Pa.Super. 511, 408 A.2d 1120, 1123-24 (1979) (noting no “circus atmosphere” or unconstitutional prejudice). [13] But one state court, examining statutes not explicitly authorizing the procedure, did not approve its use. See State ex rel. Turner v. Kinder, 740 S.W.2d 654, 656 (Mo.1987) (en banc). After the state legislature amended the statute, the court gave its approval. See Guinan v. State, 769 S.W.2d 427, 430 (Mo.) (en banc), cert. denied, — U.S. -, 110 S.Ct. 259, 107 L.Ed.2d 208 (1989).

“Strong reasons” support Federal Rules 10 and 43. In re United States, 784 F.2d 1062, 1063 (11th Cir.1986). Their purpose is to ensure, at a minimum, that the defendant has a copy of the indictment, “know[s] what he is accused of and [is] able adequately to defend himself.” United States v. Romero, 640 F.2d 1014, 1015 (9th Cir.1981). “Without the presence of the defendant, the court cannot know with certainty that the defendant has been apprised of the proceedings.” In re United States, 784 F.2d at 1063. [14] Moreover, Rule 43 requires that the defendant be present at all stages of the trial, the plea and sentencing. Allowing the use of closed circuit television at arraignment without Valenzuela-Gonzalez’s consent would amount to our tacit approval of its use at these other stages of the criminal proceeding as well.

Absent a determination by Congress that closed circuit television may satisfy the presence requirement of the rules, we are not free to ignore the clear instructions of Rules 10 and 43. We have held in other contexts that strict compliance with federal rules of criminal procedure is required. See United States v. Fernandez-Angulo, 897 F.2d 1514, 1516-17 (9th Cir.1990) (en banc) (Fed.R.Crim.P. 32). We see no reason to reach a different conclusion here. So long as Congress has chosen to provide those persons accused of federal crimes with the right to be arraigned in open court, we hold that the plain language of the rules must be followed.

IV

Arraignment by closed circuit television constitutes a violation of Federal Rules of Criminal Procedure 10 and 43. The petitioner’s right to a writ of mandamus is clear and indisputable. The writ of mandamus shall issue and the district court shall vacate the order requiring arraignment of Valenzuela-Gonzalez by closed circuit television.

WRIT GRANTED.

1

. General Order No. 190, entered June 22, 1990, provides:

IT IS ORDERED that for a period of one year from the date of filing of this Order, in the discretion of any district judge or magistrate of the District of Arizona, initial appearances and arraignments of pretrial detainees may be conducted by video-conferencing. The attorney for the defendant may elect to be present by video with the defendant or may appear personally in the hearing room at the District Courthouse. A defendant having his initial appearance before a federal magistrate may be taken before such magistrate by video when authorized by that judicial officer.
2

. This procedure has been instituted under a pilot project of the Federal Bureau of Prisons, Arizona District, Phoenix Division. Under the procedure, arraignment is conducted while the detainee remains in prison. Communication is established between the prisoner and the district court by a sophisticated video-teleconferencing or closed circuit television system with several voice-activated cameras and monitors in the courthouse and the federal prison. The system is designed to allow public viewing as well as confidential attorney-client conferences. It is augmented by fax machines for transmitting documents. See United States District Court, District of Arizona, Video Court Proceedings Committee Report and Recommendations (September, 1987).

3

.The district court stated orally:

The issue specifically is ... does an arraignment conducted before the magistrate, where the defendant is present by means of audiovisual interactive technology, for the purpose of entering a not guilty plea, constitute a violation of Rule 43, F.R. Criminal Procedures, or the Fifth and Sixth Amendments of the United States Constitution.
And this Court rules that review of the record and the arguments presented clearly show that there are no violations. And the motion is denied.

Reporter’s Transcript of Proceedings at 50, United States v. Valenzuela-Gonzalez, No. CR-90-243-PHX-PGR (D.Ariz. July 18, 1990).

4

. Our order of July 27, 1990, reads, in pertinent part:

The district court is directed to arraign petitioner face to face with the petitioner physically present in the courtroom. See Fed.R. Crim.P. 43.
5

. 28 U.S.C. § 1651(a) provides:

The Supreme Court and all courts established by Act of Congress may issue all writs necessary or appropriate in aid of their respective jurisdiction and agreeable to the usages and principles of law.
6

. We therefore exercise our power

to determine all the issues presented by the writ of mandamus ... and to formulate the necessary guidelines in this area.... This is not to say, however, that, following the setting of guidelines in this opinion, any future allegation that the district court was in error in applying these guidelines to a particular case makes mandamus an appropriate remedy. The writ of mandamus is not to be used when 'the most that could be claimed is that the district courts have erred in ruling on matters within their jurisdiction.’

Schlagenhauf, 379 U.S. at 111-12, 85 S.Ct. at 238-40 (quoting Parr v. United States, 351 U.S. 513, 520, 76 S.Ct. 912, 917, 100 L.Ed. 1377 (1956)). Readiness to issue the writ may defeat the intent of Congress to reserve for appellate review only final judgments. Kerr, 426 U.S. at 403, 96 S.Ct. at 2124.

7

. The use of closed circuit television for taking testimony of child witnesses has been approved by the Supreme Court. Maryland v. Craig, 110 S.Ct. at 3170. So long as the teleconferencing procedure is "functionally equivalent to that accorded live, in-person testimony,” it will satisfy constitutional requirements. Id. at 3166. Approval of the procedure is dependent, however, on the state’s making an adequate showing of necessity. Id. at 3169.

8

. Fed.R.Crim.P. 10, "Arraignment,” provides:

Arraignment shall be conducted in open court and shall consist of reading the indictment or information to the defendant or stating to the defendant the substance of the charge and calling on the defendant to plead thereto. The defendant shall be given a copy of the indictment or information before being called upon to plead.
9

. Fed.R.Crim.P. 43, “Presence of the Defendant,” provides:

(a) Presence Required. The defendant shall be present at the arraignment, at the time of the plea, at every stage of the trial including the impaneling of the jury and the return of the verdict, and at the imposition of sentence, except as otherwise provided by this rule.

An exception is provided for misdemeanors. Fed.R.Crim.P. 43(c)(2).

10

. A defendant may waive, in writing, the right to appear in person at arraignment. Christopher, 700 F.2d at 1262. But see In re United States, 784 F.2d 1062, 1063 (11th Cir.1986) (no waiver absent good cause).

11

. Fed.R.Crim.P. 2 provides:

These rules are intended to provide for the just determination of every criminal proceeding. They shall be construed to secure simplicity in procedure, fairness in administration and the elimination of unjustifiable expense and delay.
12

. Ariz.R.Crim.P. 14.2 provides:

The defendant shall be arraigned personally before the trial court or by video telephone.
13

. At least one commentator has noted that, far from being prejudicial, the procedure can be beneficial to defendants, since it avoids the need to be kept in a "holding cell" awaiting arraignment and allows greater focus by the judge. See Note, The Use of Closed Circuit Television for Conducting Misdemeanor Arraignments in Dade County, Florida, 38 U.Miami L.Rev. 657, 672 (1984).

14

. To the extent the plea process is involved, the presence of the defendant may become even more important. Some district courts allow only pleas of not guilty to be entered at arraignment. See M. Hermann, Rules of Criminal Procedure for the United States District Courts 91-92 (1990). This is the procedure anticipated in the District of Arizona. See Transcript, supra, n. 3. Acceptance of a guilty plea at arraignment would raise questions concerning the requirements of Fed.R.Crim.P. 11, which we do not reach here.