A district court should stay a second-filed action rather than dismiss it when the first-filed action presents a likelihood of dismissal.
After a district court dismissed a second-filed action involving a challenge to a Trademark Trial and Appeal Board decision by applying the first-to-file rule, the court addressed whether dismissal was appropriate. Although the district court did not abuse its discretion in applying the rule, the court held that where the first-filed action presents a likelihood of dismissal, the second-filed suit should be stayed rather than dismissed. This approach reconciles the discretionary first-to-file rule with a party's statutory right to appeal. Because jurisdictional uncertainty regarding the first-filed action's appeal existed, the court determined that a stay was the proper remedy to avoid potential statute of limitations issues.
At page 628 Discretion in applying the first-to-file rule132 citing casesThe most basic aspect of the first-to-file rule is that it is discretionary; an ample degree of discretion, appropriate for disciplined and experienced judges, 26 must be left to the lower courts.
- Erika Quintero McColley v. Pac. Mar. Ass'n, No. 3:25-cv-02372 (S.D. Cal. Jan. 13, 2026). Cal. Aug. 8, 2018); 6 Alltrade, 946 F.2d at 629 (“Where the first-filed action presents a likelihood of dismissal, 7 the second-filed suit should be stayed, rather than dismissed.”).
- Martin v. Binance Holdings Ltd, No. 2:24-cv-01264 (W.D. Wash. Apr. 21, 2025). (The most basic aspect of the first-to-file rule is that it is discretionary . 12 . . .)
- Martin v. Binance Holdings Ltd, No. 1:25-cv-22100 (S.D. Fla. Apr. 21, 2025). (The most basic aspect of the first-to-file rule is that it is discretionary . 12 . . .)
- Heinz v. Mazda Motor of Am., Inc., No. 2:22-cv-02058, 2023 WL 4305118 (E.D. Cal. June 30, 2023). (The most basic aspect 20 of the first-to-file rule is that it is discretionary.)
- Rambler Air, LLC v. Monocoque Diversified Interests, LLC, No. 3:21-cv-00235 (D. Alaska Aug. 24, 2022). (In appropriate cases it would be relevant for the court in the second-filed action to give consideration to the convenience of the parties and witnesses.)
- Tappin v. TForce Freight, Inc., No. 2:22-cv-00322, 2022 WL 3567126 (E.D. Cal. Aug. 18, 2022).(The most basic 13 aspect of the first-to-file rule is that it is discretionary.)
- Tappin v. TForce Freight, Inc., No. 3:22-cv-04755 (N.D. Cal. Aug. 18, 2022).(The most basic 13 aspect of the first-to-file rule is that it is discretionary.)
- Zurich Am. Ins. Co. v. Magellan Health Inc., No. 2:21-cv-00899 (D. Ariz. Sept. 23, 2021).(The most basic aspect of the first-to-file rule is that it is discretionary . . . [D]istrict court judges can, in the exercise of their discretion, dispense with the first-filed principle for reasons of equity.)
- Zurich Am. Ins. Co. v. Magellan Health Inc., No. 1:21-cv-05291 (E.D.N.Y. Sept. 23, 2021).(The most basic aspect of the first-to-file rule is that it is discretionary . . . [D]istrict court judges can, in the exercise of their discretion, dispense with the first-filed principle for reasons of equity.)
- Leuzinger v. Gardner Trucking, Inc. Consol. CASE-LEAD CASE, No. 4:21-cv-04952 (N.D. Cal. Sept. 22, 2021).(The most basic aspect of the first-to-file rule is that it is discretionary; ‘an ample degree of 2 discretion, appropriate for disciplined and experienced judges, must be left to the lower courts.’)
Show 122 more citing cases
- Kihnke v. LM Ins. Corp., No. 2:21-cv-00011 (W.D. Wash. Apr. 14, 2021).(The most basic aspect of the first-to-file rule is that it is discretionary; an ample degree of discretion, appropriate for disciplined and experienced judges, 26 must be left to the lower courts.)
- Winters v. Quicken Loans Inc., No. 2:20-cv-00112 (D. Ariz. Mar. 12, 2021). (The most basic aspect 23 of the first-to-file rule is that it is discretionary; an ample degree of discretion, appropriate 24 for disciplined and experienced judges, must be left to the lower courts.)
- Youngevity Int'l, Corp. v. Smith, No. 3:16-cv-00704 (S.D. Cal. Mar. 10, 2020). See Alltrade, Inc. v. Uniweld Prod., Inc., 946 F.2d 622, 625 (9th Cir. 26 1991) (“The first-to-file rule was developed to serve the purpose of promoting 27 efficiency . . . .”) (internal quotations and citations omitted). 28 Further, equit…
- Sporn v. TransUnion Interactive, Inc., No. 1:19-cv-00266 (N.D. Ill. Jan. 10, 2019).(The most basic aspect of the first-to-file rule is that it is discretionary . . . .)
- Cherokee Nation v. Nash, No. 2010-1169 (D.D.C. July 2, 2010).published“the circumstances under which an exception to the first-to-file rule typically will be made include bad faith, anticipatory suit, and forum shopping.”
- Xoxide, Inc. v. Ford Motor Co., 448 F. Supp. 2d 1188 (C.D. Cal. 2006).published “the circumstances under which an exception to the first-to-file rule typically will be made include bad faith, anticipatory suit, and forum shopping.... district court judges can, in the exercise of their discretion, di…”
- Viture Inc. v. Matrixed Reality Tech. Co., No. 4:26-cv-02268 (N.D. Cal. Sept. 17, 2026). Inc., 19 946 F.2d 622, 623 (9th Cir. 1991).
- Vielma, No. 3:26-cv-01935 (S.D. Cal. Aug. 4, 2026). But, the rule “should not be disregarded lightly.” Church of 17 Scientology of Cal., 611 F.2d at 750 . “[C]ircumstances under which an exception to the 18 first-to-file rule typically will be made include bad faith, anticipatory suit, and…
- Germann, No. 4:26-cv-00021 (D. Mont. July 29, 2026).Alltrade, Inc. v. Uniweld Products, Inc., 946 F.2d 622, 628 (9th Cir. 1991).
- Burns, No. 4:26-cv-03060 (N.D. Cal. July 28, 2026). LEGAL STANDARD 16 The first to file rule permits a federal district court “to transfer, stay, or dismiss an action 17 when a similar complaint has already been filed in another federal court.” Alltrade Inc. v. Uniweld 18 Prods., Inc., 946…
- Dustin Miller v. Jones Lang LaSalle Americas, Inc., No. 2:26-cv-01344 (E.D. Cal. July 28, 2026).Inc., 10 946 F.2d 622, 628 (9th Cir. 1991) (citation omitted).
- Wolford, No. 2:25-cv-03735 (E.D. Cal. July 14, 2026). Inc., 946 F.2d 622, 628 (9th Cir. 1991) (citation omitted).
- Gilbert Quiyjada Jr. v. Trajector, Inc, No. 2:26-cv-03792 (C.D. Cal. June 18, 2026).Alltrade, Inc. v. Uniweld Prod., Inc., 946 F.2d 622, 625-26 (9th Cir. 1991).
- Gilbert Quiyjada Jr. v. Trajector, Inc, No. 1:26-cv-00150 (N.D. Fla. June 18, 2026).Alltrade, Inc. v. Uniweld Prod., Inc., 946 F.2d 622, 625-26 (9th Cir. 1991).
- Torres, No. 1:26-cv-00140 (D. Del. Feb. 5, 2026). Even if those factors are satisfied, a 1 v. Uniweld Prod., Inc., 946 F.2d 622, 628 (9th Cir. 1991).
- Jacqueline Jackson v. Diageo North Am., Inc., No. 3:25-cv-05654 (N.D. Cal. Dec. 18, 2025).Cal. April 15, 2014) (finding 3 parties substantially similar where "some of the parties in one matter are also in the other 4 || matter, regardless of whether there are additional unmatched parties in one or both 5 || matters") (internal…
- Jacqueline Jackson v. Diageo North Am., Inc., No. 1:25-cv-06994 (E.D.N.Y. Dec. 18, 2025).Cal. April 15, 2014) (finding 3 parties substantially similar where "some of the parties in one matter are also in the other 4 || matter, regardless of whether there are additional unmatched parties in one or both 5 || matters") (internal…
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At page 625 Review of first-to-file rule and statutory interpretation113 citing casesThe 6 first-to-file rule was developed to ‘serve[] the purpose of promoting efficiency well and should 7 not be disregarded lightly.’
- Scrivner, No. 2:25-cv-03103 (E.D. Cal. Sept. 24, 2026).(The 6 first-to-file rule was developed to ‘serve[] the purpose of promoting efficiency well and should 7 not be disregarded lightly.’)
- Erika Quintero McColley v. Pac. Mar. Ass'n, No. 3:25-cv-02372 (S.D. Cal. Jan. 13, 2026). Cal. Aug. 8, 2018); 6 Alltrade, 946 F.2d at 629 (“Where the first-filed action presents a likelihood of dismissal, 7 the second-filed suit should be stayed, rather than dismissed.”).
- Rambler Air, LLC v. Monocoque Diversified Interests, LLC, No. 3:21-cv-00235 (D. Alaska Aug. 24, 2022). Even so, MDI’s claims and affirmative defenses sound in tort rather than contract. 41 See Alltrade, Inc. v. Uniweld Prods., Inc., 946 F.2d 622, 628 (9th Cir. 1991) (“In appropriate cases it would be relevant for the court in the second-fil…
- Youngevity Int'l, Corp. v. Smith, No. 3:16-cv-00704 (S.D. Cal. Mar. 10, 2020). (The first-to-file rule was developed to serve the purpose of promoting 27 efficiency . . . .)
- Richard Baatz v. Columbia Gas Transmission, 814 F.3d 785 (6th Cir. 2016).published Maritime Officers Union, 170 F.3d 184 , 1999 WL 46962 , at *2 (5th Cir.1999) (unpublished table opinion) (“When the jurisdiction of the first-filed court to hear the dispute is uncertain, it is an abuse of discretion to dismiss the claims…
- Xoxide, Inc. v. Ford Motor Co., 448 F. Supp. 2d 1188 (C.D. Cal. 2006).published Inherent.com. 420 F.Supp.2d at 1097 (emphasis added); see also Alltrade, Inc., 946 F.2d at 628 (“The circumstances under which an exception to the first-to-file rule typically will be made include bad faith, anticipatory suit, and forum sh…
- Dumas v. Major League Baseball Props., Inc., 52 F. Supp. 2d 1183 (S.D. Cal. 1999).published See, e.g., Alltrade, 946 F.2d at 623 (“In such cases, where the first-filed action presents a likelihood of dismissal, the second-filed suit should be stayed, rather than dismissed.”).
- Black Rock Coffee Bar, LLC v. BR Coffee, LLC, No. 3:20-cv-00976, 2020 WL 4728877 (D. Or. Aug. 14, 2020).“the first-to-file rule may be applied 'when a complaint involving the same parties and issues has already been filed in another district.”
- Emory Smith v. Knight Port Servs. LLC, No. 2:25-cv-10797 (C.D. Cal. Aug. 7, 2026). Nevertheless, the parties 1 promoting efficiency well and should not be disregarded lightly.” Alltrade, Inc. v. Uniweld Prods, 2 Inc., 946 F.2d 622, 625 (9th Cir. 1991).
- Javier De La Torre Herrera v. Warden, No. 3:26-cv-01876 (M.D. Fla. July 23, 2026).Mississippi, Inc., 787 F.3d 1237, 1240 (9th Cir. 2015) (citing Alltrade, Inc. v. Uniweld 27 28 matters of public record including documents on file in federal or state courts). 1 |} Prods., Inc., 946 F.2d 622, 625 (9th Cir. 1991)).
Show 102 more citing cases
- ARS Pharm. Operations, Inc. v. Aptargroup, Inc., No. 1:26-cv-06319 (S.D.N.Y. July 17, 2026).Alltrade, Inc. v. Uniweld Prods., Inc., 946 F.2d 622, 625 (9th Cir. 1991); 28 Kohn L. Grp., Inc. v. Auto Parts Mfg.
- ARS Pharm. Operations, Inc. v. Aptargroup, Inc., No. 3:25-cv-02571 (S.D. Cal. July 17, 2026).Alltrade, Inc. v. Uniweld Prods., Inc., 946 F.2d 622, 625 (9th Cir. 1991); 28 Kohn L. Grp., Inc. v. Auto Parts Mfg.
- Gilbert Quiyjada Jr. v. Trajector, Inc, No. 2:26-cv-03792 (C.D. Cal. June 18, 2026).Alltrade, Inc. v. Uniweld Prod., Inc., 946 F.2d 622, 625-26 (9th Cir. 1991).
- Gilbert Quiyjada Jr. v. Trajector, Inc, No. 1:26-cv-00150 (N.D. Fla. June 18, 2026).Alltrade, Inc. v. Uniweld Prod., Inc., 946 F.2d 622, 625-26 (9th Cir. 1991).
- Guidry Liason Grp., Inc. v. Full Sail Logistics, LLC, No. 2:25-cv-01199 (E.D. Cal. Dec. 16, 2025).The first-to-file rule “serve[s] the purpose of promoting efficiency well and should 19 not be disregarded lightly.” Alltrade, Inc. v. Uniweld Prods., Inc., 946 F.2d 622, 625 (9th 20 Cir. 1991). 21 D.
- Manu, No. 3:25-cv-01311 (M.D. Tenn. Nov. 10, 2025).Alltrade, Inc. v. Uniweld Products, Inc., 10 946 F.2d 622, 625 (9th Cir. 1991) (citation omitted).
- Manu, No. 2:25-cv-01956 (W.D. Wash. Nov. 10, 2025).Alltrade, Inc. v. Uniweld Products, Inc., 10 946 F.2d 622, 625 (9th Cir. 1991) (citation omitted).
- Guthy-Renker Fitness, L.L.C. v. Icon Health & Fitness, Inc., 179 F.R.D. 264 (C.D. Cal. 1998).published
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- Buzas Baseball, Inc. v. Bd. of Regents, No. 98-4098 (10th Cir. Sept. 2, 1999).unpublished
- Handy v. Shaw, Bransford, Veilleux & Roth, 325 F.3d 346 (D.C. Cir. 2003).published
- Advanced Fibre Commc'ns v. DSC Commc'ns DSC Tech. Corp., 78 F.3d 591 (9th Cir. 1996).unpublished
- Nos. 96-55358, 96-55892, 125 F.3d 765 (9th Cir. 1997).published
- Kulvir Singh Barapind v. Janet Reno, 225 F.3d 1100 (9th Cir. 2000).published
- Kenneth Penders, II v. Sega of Am., Inc., 543 F. App'x 657 (9th Cir. 2013).unpublished
- Clear! Blue, LLC v. Clear Blue, Inc., 521 F. Supp. 2d 612 (E.D. Mich. 2007).published
- Shannon's Rainbow, LLC v. Supernova Media, Inc., 683 F. Supp. 2d 1261 (D. Utah 2010).published
- Ross v. U.S. Bank Nat'l Ass'n, 542 F. Supp. 2d 1014 (N.D. Cal. 2008).published
- Nartron Corp. v. Quantum Rsch. Grp., Ltd., 473 F. Supp. 2d 790 (E.D. Mich. 2007).published
- Colortyme Fin. Servs., Inc. v. Kivalina Corp., 940 F. Supp. 269 (D. Haw. 1996).published
- NCR Corp. v. First Fin. Comput. Servs., Inc., 492 F. Supp. 2d 864 (S.D. Ohio 2007).published
- Saleh v. Titan Corp., 353 F. Supp. 2d 1087 (S.D. Cal. 2004).published
- Mohr v. Margolis, Ainsworth & Kinlaw Consulting, Inc., 434 F. Supp. 2d 1051 (D. Kan. 2006).published
- Lovell v. United Airlines, Inc., 728 F. Supp. 2d 1096 (D. Haw. 2010).published
- Paxonet Commc'ns, Inc. v. Transwitch Corp., 303 F. Supp. 2d 1027 (N.D. Cal. 2003).published
- Inherent. Com v. Martindale-Hubbell, 420 F. Supp. 2d 1093 (N.D. Cal. 2006).published
- Open LCR. Com, Inc. v. Rates Tech., Inc., 112 F. Supp. 2d 1223 (D. Colo. 2000).published
- Fuller v. Abercrombie & Fitch Stores, Inc., 370 F. Supp. 2d 686 (E.D. Tenn. 2005).published
- Caesars World, Inc. v. Milanian, 247 F. Supp. 2d 1171 (D. Nev. 2003).published
- Kohn Law Grp., Inc. v. Auto Parts Mfg. Mississippi, Inc., 787 F.3d 1237 (9th Cir. 2015).published
- Jiangmen Kinwai Furniture Deco v. Int'l Mkt. Centers, Inc., No. 16-15474 (9th Cir. Dec. 13, 2017).unpublished
- Michael Ford v. [24]7.ai, Inc., No. 19-15462 (9th Cir. July 18, 2020).unpublished
- Mesi Vs. Mesi, 478 P.3d 366 (Nev. 2020).published
- Nat'l Food & Beverage Co. v. United States, 96 Fed. Cl. 258 (Fed. Cl. 2010).published
- Cedars-Sinai Med. Ctr. v. Shalala, 125 F.3d 765 (9th Cir. 1997).published
- Brown v. City & Cnty. of San Francisco Dist. Attorney, 31 F. App'x 412 (9th Cir. 2002).unpublished
- Jackson v. Hakemy, 33 F. App'x 336 (9th Cir. 2002).unpublished
- United States ex rel. Brown Minneapolis Tank Co. v. Kinley Constr. Co., 816 F. Supp. 2d 1139 (D.N.M. 2011).published
- Herer v. Ah Ha Publ'g, LLC, 927 F. Supp. 2d 1080 (D. Or. 2013).published
- Knapp v. Depuy Synthes Sales Inc., 983 F. Supp. 2d 1171 (E.D. Cal. 2013).published
- Joseph Dang v. David Pontier, No. 21-55032 (9th Cir. Sept. 12, 2023).unpublished
- Aerospace Turbine Rotables, Inc. v. 818 Aviation, Inc., No. 2:22-cv-06929 (C.D. Cal. Sept. 26, 2022).
- Robert Grey Johnson Jr. v. Eric Cisney, No. 5:17-cv-02059 (C.D. Cal. Sept. 11, 2023).
- Luis Lesama Rodriguez v. Jetblue Airways Corp., No. 2:23-cv-08742 (C.D. Cal. Feb. 28, 2024).
- Miller Mendel Inc. v. Alaska State Troopers, No. 3:21-cv-00129, 2021 WL 3698377 (D. Alaska Aug. 19, 2021).
- Sprout Fin. LLC v. CapFund Enter. Inc., No. 2:19-cv-05226 (D. Ariz. Mar. 26, 2020).
- Fochtman v. Simmons Foods, Inc., No. 5:17-cv-05228 (W.D. Ark. Feb. 27, 2018).
- Baggett v. Shelter Mut. Ins. Co., No. 2:18-cv-02190 (W.D. Ark. Nov. 7, 2018).
- Whittington v. Walgreen Co., No. 2:20-cv-00600 (E.D. Cal. June 26, 2020).
- Murphy v. Sprint/United Mgmt. Co., No. 2:20-cv-00507 (E.D. Cal. Dec. 9, 2021).
- Valentina Riffel v. Regents of The Univ. of California, No. 2:19-cv-08286 (C.D. Cal. Nov. 12, 2019).
- Tirado v. Victoria's Secret Stores, LLC, No. 1:21-cv-00636 (E.D. Cal. Mar. 10, 2023).
- Peterson v. Thomson Int'l, Inc., No. 1:22-cv-00701 (E.D. Cal. Sept. 29, 2023).
- McNealy-Minor v. Bourne, No. 5:20-cv-02338 (N.D. Cal. June 24, 2020).
- Young v. Biden, No. 3:20-cv-07183 (N.D. Cal. Dec. 11, 2020).
- Fodera, Jr. v. Equinox Holdings, Inc., No. 3:19-cv-05072 (N.D. Cal. Mar. 26, 2021).
- Scott v. Golden State FC, LLC, No. 4:21-cv-02147 (N.D. Cal. July 15, 2021).
- 1K1V TGJ Holdings, LLC v. True Gentlemen's Jerky, No. 3:21-cv-07811 (N.D. Cal. Oct. 4, 2021).
- Kabasele v. Ulta Salon, Cosmetics & Fragrance, Inc., No. 3:21-cv-07458 (N.D. Cal. Dec. 7, 2021).
- Wingo v. H&M Hennes & Mauritz, L.P., No. 4:21-cv-09000 (N.D. Cal. Jan. 28, 2022).
- Avery v. TEKsystems, Inc., No. 3:22-cv-02733, 2022 WL 3998499 (N.D. Cal. Aug. 31, 2022).
- Packwood v. Cnty. of Contra Costa, No. 3:23-cv-01003 (N.D. Cal. Mar. 2, 2023).
- Carrick v. Peloton Interactive, Inc., No. 5:23-cv-04233 (N.D. Cal. Dec. 21, 2023).
- Jia v. Weee! Inc., No. 4:23-cv-02314 (N.D. Cal. Jan. 19, 2024).
- Sharp Health Plan v. HealthEdge Software, Inc., No. 3:19-cv-00983 (S.D. Cal. Mar. 30, 2020).
- Dang v. Pontier, No. 3:19-cv-01519 (S.D. Cal. Dec. 18, 2020).
- Young v. Shoe Palace Corp., No. 3:21-cv-00559 (S.D. Cal. July 2, 2021).
- Flynn v. Love, No. 3:21-cv-00629 (S.D. Cal. July 7, 2021).
- Appel v. Concierge Auctions, LLC, No. 3:17-cv-02263 (S.D. Cal. May 20, 2024).
- Masciotra v. Vertafore, Inc., No. 1:20-cv-03603 (D. Colo. Apr. 30, 2021).
- 1K1V TGJ Holdings, LLC v. True Gentlemen's Jerky, No. 1:21-cv-01831 (D. Colo. Oct. 4, 2021).
- Aerospace Turbine Rotables, Inc. v. 818 Aviation, Inc., No. 6:22-cv-01005 (D. Kan. Sept. 26, 2022).
- Waithaka v. Amazon.com, Inc., 404 F. Supp. 3d 335 (D. Mass. 2019).published
- Packwood v. Cnty. of Contra Costa, No. 3:22-cv-00219 (D. Nev. Mar. 2, 2023).
- Wedi Corp. v. Hydroblok Grand Int'l Ltd., No. 2:22-cv-00457 (D. Nev. Mar. 23, 2023).
- Riley v. Gen. Motors LLC, 591 F. Supp. 3d 259 (S.D. Ohio 2022).published
- BenefitElect, Inc. v. Strategic Benefit Solutions Corp., No. 6:19-cv-00797 (D. Or. Dec. 23, 2019).
- Samsung Elec. Am., Inc. v. Grecia, 525 F. Supp. 3d 590 (E.D. Pa. 2021).published
- Concordia Pharm. Inc. S.A.R.L. v. Vitae Enim Vitae Sci. Inc., No. 6:19-cv-02061 (D.S.C. Sept. 3, 2019).
- AIG Eur., S.A. v. Sears Holding Corp., No. 23-07004 (Bankr. S.D.N.Y. Apr. 3, 2024).
- Robert Grey Johnson Jr. v. Eric Cisney, No. 2:23-cv-01445 (N.D. Ala. Sept. 11, 2023).
- Jia v. Weee! Inc., No. 1:24-cv-00534 (S.D.N.Y. June 24, 2024).
- Airborne ECS v. Lee, No. 4:19-cv-00071 (D. Utah Jan. 27, 2020).
- Sanders v. W. Express Inc, No. 1:20-cv-03137 (E.D. Wash. Feb. 9, 2021).
- Cave Man Kitchens Inc v. Caveman Foods, LLC, No. 2:18-cv-01274, 2019 WL 3891327 (W.D. Wash. Aug. 19, 2019).
- Seiwert v. First Am. Fin. Corp., No. 2:19-cv-00988 (W.D. Wash. Oct. 3, 2019).
- Upstart Grp. LLC v. Upstart Grp. Inc., No. 2:19-cv-01290 (W.D. Wash. Apr. 22, 2020).
- Samson v. UnitedHealthCare Servs. Inc, No. 2:19-cv-00175 (W.D. Wash. July 14, 2020).
- Edmonds v. Amazon.com Inc, No. 2:19-cv-01613 (W.D. Wash. Sept. 30, 2020).
- MA Mortenson Co. v. Zurich Am. Ins. Co., No. 2:21-cv-01407 (W.D. Wash. Dec. 21, 2021).
- Amazon.com Inc v. Lightguide Inc, No. 2:23-cv-00053 (W.D. Wash. Nov. 7, 2023).
- Harman Int'l Indus., Inc. v. Jem Accessories, Inc., No. 23-55774 (9th Cir. Nov. 12, 2024).unpublished
- Slick Slide LLC v. Sports Inovation Corp., No. 3:23-cv-02319 (S.D. Cal. Nov. 19, 2024).
- Zero Cloud One Intelligent Tech. (Hangzhou) Co Ltd v. Flying Heliball LLC, No. 2:24-cv-01699 (W.D. Wash. Nov. 26, 2024).
- Kristofer Giordani v. Staples the Off. Superstore, LLC, No. 5:24-cv-02224 (C.D. Cal. Nov. 25, 2024).
- Myers v. Walmart, Inc., No. 5:24-cv-05182 (W.D. Ark. Jan. 10, 2025).
- Pellant v. Detroit Tigers, Inc., No. 2:23-cv-13288 (E.D. Mich. Jan. 13, 2025).
- Jia v. Weee! Inc., No. 1:24-cv-00534 (S.D.N.Y. Feb. 13, 2025).
- First-Citizens Bank & Trust Co. v. SVB Fin. Grp., No. 25-01044 (Bankr. S.D.N.Y. June 25, 2025).
- In re Miller Mendel, Inc., No. 25-147 (Fed. Cir. Oct. 28, 2025).unpublished
At page 623 District court discretion under first-to-file rule68 citing cases[T]he well-established ‘first-to-file rule,’ which allows a district court to transfer, stay, or dismiss an action when a similar complaint has already been filed in another federal court . . .
- Martin v. Binance Holdings Ltd, No. 2:24-cv-01264 (W.D. Wash. Apr. 21, 2025). See 11 Alltrade, 946 F.2d at 628 (“The most basic aspect of the first-to-file rule is that it is discretionary . 12 . . .”).
- Martin v. Binance Holdings Ltd, No. 1:25-cv-22100 (S.D. Fla. Apr. 21, 2025). See 11 Alltrade, 946 F.2d at 628 (“The most basic aspect of the first-to-file rule is that it is discretionary . 12 . . .”).
- Winters v. Quicken Loans Inc., No. 2:20-cv-00112 (D. Ariz. Mar. 12, 2021). Exceptions 20 The first-to-file rule “is not a rigid or inflexible rule to be mechanically applied, but 21 rather is to be applied with a view to the dictates of sound judicial administration.” 22 Pacesetter Sys., Inc., 678 F.2d at 95 ; Al…
- Tobias Chavez v. Dole Food Co., 796 F.3d 261 (3d Cir. 2015).published ([T]he well-established ‘first-to-file rule,’ which allows a district court to transfer, stay, or dismiss an action when a similar complaint has already been filed in another federal court . . .)
- Dumas v. Major League Baseball Props., Inc., 52 F. Supp. 2d 1183 (S.D. Cal. 1999).published (In such cases, where the first-filed action presents a likelihood of dismissal, the second-filed suit should be stayed, rather than dismissed.)
- Viture Inc. v. Matrixed Reality Tech. Co., No. 4:26-cv-02268 (N.D. Cal. Sept. 17, 2026). Inc., 19 946 F.2d 622, 623 (9th Cir. 1991).
- Turner, No. 1:26-cv-03340 (E.D. Cal. Sept. 1, 2026).“allows a district court to transfer, stay, or dismiss an action when a similar 13 complaint has already been filed in another federal court”
- Burns, No. 4:26-cv-03060 (N.D. Cal. July 28, 2026). “to transfer, stay, or dismiss an action 17 when a similar complaint has already been filed in another federal court”
- IoT Innovations LLC v. Lutron Elec. Co., No. 0:25-cv-60483 (S.D. Fla. Mar. 30, 2026).Fla. July 27, 2015) (Cooke, J.) (citing Alltrade, Inc. v. Uniweld Products, Inc., 946 F.2d 622, 623 (9th Cir. 1991)).
- Hanson, No. 1:26-cv-00352 (D. Del. Mar. 13, 2026).Alltrade, Inc. v. Uniweld Prods., Inc., 946 F.3d 622, 623 (9th Cir. 1991). 7 When deciding whether to transfer, stay, or dismiss a case under the first-to-file rule, 8 courts must find that three conditions are met: (1) the relevant action…
Show 57 more citing cases
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- Arris Int'l, Inc. v. Hybrid Patents, Inc., 357 B.R. 802 (Bankr. N.D. Cal. 2006).published
- Barapind v. Reno, 72 F. Supp. 2d 1132 (E.D. Cal. 1999).published
- R.J. Reynolds Tobacco Co. v. Star Sci., Inc., 169 F. Supp. 2d 452 (M.D.N.C. 2001).published
- United States v. One Oil Painting Entitled \Femme en Blanc\" by Picasso", 362 F. Supp. 2d 1175 (C.D. Cal. 2005).published
- S. Union Co. v. Sw. Gas Corp., 165 F. Supp. 2d 1010 (D. Ariz. 2001).published
- Zimmer Enter., Inc. v. Atlandia Imports, Inc., 478 F. Supp. 2d 983 (S.D. Ohio 2007).published
- Furniture Brands Int'l, Inc. v. United States Int'l Trade Comm'n, 804 F. Supp. 2d 1 (D.D.C. 2011).published
- Regina Bozic v. Usdc-Casd, No. 17-70614 (9th Cir. Apr. 25, 2018).published
- Z-Line Designs, Inc. v. Bell'O Int'l LLC, 218 F.R.D. 663 (N.D. Cal. 2003).published
- Jenkins v. Nat'l Collegiate Athletic Ass'n, 311 F.R.D. 532 (N.D. Cal. 2015).published
- Guthy-Renker Fitness, L.L.C. v. Icon Health & Fitness, Inc., 179 F.R.D. 264 (C.D. Cal. 1998).published
- Ward v. Follett Corp., 158 F.R.D. 645 (N.D. Cal. 1994).published
- C21FC LLC v. NYC Vision Capital Inc., No. 2:22-cv-00736 (D. Ariz. July 8, 2022).
- Paparella v. Plume Design Inc., No. 2:22-cv-02040 (D. Ariz. Mar. 10, 2023).
- Bowles v. Leprino Foods Co., No. 1:19-cv-00635, 2020 WL 3256845 (E.D. Cal. June 16, 2020).
- Roman v. Amazon.com Servs. LLC, No. 1:21-cv-00667 (E.D. Cal. Nov. 5, 2021).
- Hellman v. Polaris Indus., Inc., No. 2:21-cv-00949 (E.D. Cal. Aug. 1, 2023).
- Cortes v. Victoria Secret Stores, LLC, No. 5:19-cv-07639 (N.D. Cal. Mar. 9, 2020).
- Aguilar v. Walgreen Co., No. 3:20-cv-00124 (N.D. Cal. Aug. 12, 2020).
- Thomas v. Twentieth Century Fox Film Corp., No. 3:21-cv-02720, 2021 WL 2434032 (N.D. Cal. June 15, 2021).
- Sanchez v. Roadrunner Transp. Servs., Inc., No. 3:21-cv-00890 (N.D. Cal. July 27, 2021).
- Zhang v. Ancestry.com Operations Inc., No. 3:21-cv-07652 (N.D. Cal. Mar. 10, 2022).
- Marcelo v. Amazon.com, Inc., No. 3:21-cv-07843 (N.D. Cal. Jan. 27, 2023).
- Ickes v. AMC Networks Inc., No. 3:23-cv-00803 (N.D. Cal. June 30, 2023).
- Johnson v. Siemens Indus., Inc., No. 3:23-cv-01562 (N.D. Cal. July 21, 2023).
- Iglesias v. Arizona Beverages USA, LLC, No. 4:22-cv-09108 (N.D. Cal. Oct. 13, 2023).
- NextGen Leads, LLC v. Gen3Ventures, LLC, No. 3:21-cv-01001 (S.D. Cal. Oct. 22, 2021).
- ResMed Corp. v. Cleveland Med. Devices, Inc., No. 3:23-cv-00500 (S.D. Cal. Aug. 22, 2023).
- Vyas v. Taglich Bros., No. 8:22-cv-01515, 2023 WL 5938355 (M.D. Fla. Sept. 12, 2023).
- Abreu v. Pfizer, Inc., No. 0:21-cv-62122, 2022 WL 481184 (S.D. Fla. Feb. 16, 2022).
- Johnson v. Pickett, No. 2:20-cv-00436 (D. Nev. Aug. 31, 2020).
- C21FC LLC v. NYC Vision Capital Inc., No. 1:22-cv-05821 (S.D.N.Y. July 8, 2022).
- Vyas v. Taglich Bros., No. 1:23-cv-08104 (S.D.N.Y. Sept. 12, 2023).
- Pearson v. Daily Harvest, Inc., No. 3:22-cv-01563, 2023 WL 2911785 (D. Or. Apr. 12, 2023).
- Sean Owens v. Experian Info. Solutions, Inc., No. 4:23-cv-00079 (E.D. Tex. June 5, 2023).
- Sousa v. Walmart Inc., No. 1:20-cv-00500, 2023 WL 5278662 (E.D. Cal. Aug. 16, 2023).
- Gomez v. WinCo Holdings, Inc., No. 2:23-cv-02024 (E.D. Cal. July 2, 2024).
- Hermanson v. Lenovo Grp. Ltd., No. 4:23-cv-05890 (N.D. Cal. Oct. 15, 2024).
- Jasmin Larian LLC v. Joseph D'Arezzo, Inc., No. 1:19-cv-06347 (S.D.N.Y. July 2, 2019).
- Balan v. Tesla Motors Inc, No. 2:19-cv-00067 (W.D. Wash. June 16, 2022).
- Liberty Mut. Ins. Co. v. Expeditors Int'l Ocean Inc, No. 2:22-cv-00007 (W.D. Wash. Jan. 11, 2023).
- Samson v. UnitedHealthCare Servs. Inc, No. 2:19-cv-00175 (W.D. Wash. Apr. 13, 2023).
- In re Pac. Mkt. Int'l, LLC, Stanley Tumbler Litig., No. 2:24-cv-00191 (W.D. Wash. Apr. 26, 2024).
- Barbu v. Pac. Mkt. Int'l LLC, No. 2:24-cv-00258 (W.D. Wash. Apr. 26, 2024).
- Krohn v. Pac. Mkt. Int'l LLC, No. 2:24-cv-00200 (W.D. Wash. Apr. 26, 2024).
- Sanchez v. Roadrunner Transp. Servs., Inc., No. 2:21-cv-00893 (E.D. Wis. July 27, 2021).
- Chen v. Zhang, No. 4:24-cv-03942 (N.D. Cal. Nov. 25, 2024).
- Chen v. Zhang, No. 1:24-cv-09050 (S.D.N.Y. Nov. 25, 2024).
- Renesas Elec. Am. Inc. v. Monterey Rsch., LLC, No. 3:24-cv-06223 (N.D. Cal. Dec. 10, 2024).
- Jimenez v. Young's Mkt. Co., No. 3:21-cv-02410 (N.D. Cal. Feb. 11, 2025).
- Slick Slide LLC v. Jokawiem Mfg. LLC, No. 3:25-cv-00339 (M.D. Tenn. Mar. 25, 2025).
- Slick Slide LLC v. Jokawiem Mfg. LLC, No. 2:24-cv-01925 (D. Ariz. Mar. 25, 2025).
- Jimenez v. Young's Mkt. Co., No. 3:21-cv-02410 (N.D. Cal. Mar. 26, 2025).
- Baratta v. Binance Holdings LTD, No. 2:25-cv-00639 (W.D. Wash. May 13, 2025).
- Baratta v. Binance Holdings LTD, No. 1:25-cv-22202 (S.D. Fla. May 13, 2025).
- FCA US LLC v. Int'l Union, No. 3:24-cv-01698 (D. Or. May 19, 2025).
At page 629 Staying second suit when first suit faces dismissal16 citing caseswhere the first-filed action presents a likelihood of dismissal, the second-filed suit should be stayed, rather than dismissed
- Erika Quintero McColley v. Pac. Mar. Ass'n, No. 3:25-cv-02372 (S.D. Cal. Jan. 13, 2026). (Where the first-filed action presents a likelihood of dismissal, 7 the second-filed suit should be stayed, rather than dismissed.)
- Capture Eleven Grp., The v. Otter Prods., LLC, No. 1:21-cv-00068 (D. Colo. May 4, 2021).(where the first-filed action presents a likelihood of dismissal, the second-filed suit should be stayed, rather than dismissed)
- Capture Eleven LLC v. Otter Prods., LLC, No. 1:20-cv-02551 (D. Colo. May 4, 2021).(where the first-filed action presents a likelihood of dismissal, the second-filed suit should be stayed, rather than dismissed)
- Does v. Hills, 217 F. Supp. 3d 199 (D.D.C. 2016).published([W]here the first-filed action presents a likelihood of dismissal, the second-filed suit should be stayed, rather than dismissed.)
- Tobias Chavez v. Dole Food Co., 796 F.3d 261 (3d Cir. 2015).published Co. of Reading, Pa., 713 F.3d 71, 78 (11th Cir. 2013) (“The first-filed rule provides that when parties have instituted competing or parallel litigation in separate courts, the court initially seized 12 of the controversy should hear the c…
- Michael Ford v. [24]7.ai, Inc., No. 19-15462 (9th Cir. July 18, 2020).unpublished
- Mesi Vs. Mesi, 478 P.3d 366 (Nev. 2020).published
- Herer v. Ah Ha Publ'g, LLC, 927 F. Supp. 2d 1080 (D. Or. 2013).published
- Murphy v. Sprint/United Mgmt. Co., No. 2:20-cv-00507 (E.D. Cal. Dec. 9, 2021).
- Amazon.com Inc v. Lightguide Inc, No. 2:23-cv-00053 (W.D. Wash. Nov. 7, 2023).
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- Youngevity Int'l, Inc. v. Renew Life Formulas, Inc., 42 F. Supp. 3d 1377 (C.D. Cal. 2014).published
- Onemata Corp. v. Rahman, No. 2:23-cv-00785, 2024 WL 3202559 (D. Nev. June 26, 2024).
- Liqwd, Inc. v. LOreal S.A., No. 2:19-cv-05869 (C.D. Cal. June 8, 2020).
- Marvell Semiconductor Inc. v. Monterey Rsch., LLC, No. 3:20-cv-03296 (N.D. Cal. Nov. 11, 2020).
- Herrera v. Nat'l Vision, Inc., No. 3:23-cv-01350 (S.D. Cal. Sept. 11, 2023).
- Thomas v. Imperial Indus. Supply Co., No. 1:20-cv-00282 (D. Haw. Oct. 27, 2020).
At page 622 Conflict between first-to-file rule and right to appeal6 citing cases“the well-established 'first-to-file rule,' which allows a district court to transfer, stay, or dismiss an action when a similar complaint has already been filed in another federal court . . .”
- Black Rock Coffee Bar, LLC v. BR Coffee, LLC, No. 3:20-cv-00976, 2020 WL 4728877 (D. Or. Aug. 14, 2020).(The first-to-file rule may be applied ‘when a complaint involving the same parties and issues has already been filed in another district.’)
- Sierra Club v. Nat'l Marine Fisheries Serv., No. 8:25-cv-01627 (D. Md. Dec. 22, 2025).Md. 2008) (quoting Alltrade, Inc. v. Uniweld Prods., Inc., 946 F.2d 622, 622 (9th Cir. 1991)).
- Neuralstem, Inc. v. StemCells, Inc., 573 F. Supp. 2d 888 (D. Md. 2008).published
- HBC US Propco v. Fed. Realty Inv. Trust, 302 A.3d 551 (Md. Ct. Spec. App. 2023).published
- Coastal Labs., Inc. v. Jolly, 502 F. Supp. 3d 1003 (D. Md. 2020).published
- Laurence J. Graham v. DuPont De Nemours, Inc., No. 2:24-cv-09444 (C.D. Cal. Feb. 11, 2025).
At page 627 Weighing jurisdiction and equitable concerns against first-to-file rule6 citing cases[T]he fact that the Florida court’s jurisdiction ... is questionable weighs against dismissing the instant litigation.
- Richard Baatz v. Columbia Gas Transmission, 814 F.3d 785 (6th Cir. 2016).published ([T]he fact that the Florida court’s jurisdiction ... is questionable weighs against dismissing the instant litigation.)
- Wolford, No. 2:25-cv-03735 (E.D. Cal. July 14, 2026). Inc., 946 F.2d 622, 628 (9th Cir. 1991) (citation omitted).
- Mesi Vs. Mesi, 478 P.3d 366 (Nev. 2020).published
- Tingley Sys., Inc. v. Bay State HMO Mgmt., Inc., 833 F. Supp. 882 (M.D. Fla. 1993).published
- Allstate Ins. v. Clohessy, 9 F. Supp. 2d 1314 (M.D. Fla. 1998).published
- Urista v. Wells Fargo & Co., No. 3:20-cv-01689, 2020 WL 7385847 (S.D. Cal. Dec. 16, 2020).
At page 624 Reconciling twin principles of suit dismissal and stay5 citing casesone action pending in the Southern District of Florida 11 and another in the Central District of California
- Laurence J. Graham v. Dupont de Nemours, Inc., No. 2:26-cv-00986 (C.D. Cal. Aug. 31, 2026).Alltrade, 1 Inc. v. Uniweld Prods., Inc., 946 F.2d 622, 624 (9th Cir. 1991); see also Adams, 487 2 F.3d at 688 (“After weighing the equities of the case, the district court may exercise 3 its discretion to dismiss a duplicative later-filed…
- Laurence J. Graham v. Dupont de Nemours, Inc., No. 2:25-cv-06135 (C.D. Cal. Jan. 6, 2026).Alltrade, 28 Inc. v. Uniweld Prods., Inc., 946 F.2d 622, 624 (9th Cir. 1991); see also Adams, 487 1 F.3d at 688 (“After weighing the equities of the case, the district court may exercise 2 its discretion to dismiss a duplicative later-file…
- Gomez v. WinCo Holdings, Inc., No. 2:23-cv-02024 (E.D. Cal. July 2, 2024).
- (HC) Birru v. Barr, No. 2:20-cv-00890, 2020 WL 2395078 (E.D. Cal. May 12, 2020).
- Dominguez Fam. Enter., Inc. v. Juanita's Foods, No. 3:22-cv-01691 (D. Or. Feb. 24, 2023).
At page 626 Limiting appeal rights to dissatisfied parties4 citing casesPrice, 271 F.2d 743 (C.C.P.A.1959), the appellant sought review of some of the Board’s rulings that did not affect its favorable decision. The court dismissed…
- Jean Alexander Cosmetics, Inc. v. L'OreaL Usa, Inc. Redkin 5th Avenue, N.Y.C, 458 F.3d 244 (3d Cir. 2006).published But see Alltrade, Inc. v. Uniweld Prods., Inc., 946 F.2d 622, 626 (9th Cir. 1991) (citing Weight Watchers Int’l, Inc. v. I.
- United States v. Good Samaritan Church Jerome F. Przybyla & Priscilla Przybyla, 29 F.3d 487 (9th Cir. 1994).published
- M.Z. Berger & Co. v. Swatch Ag, 559 F. App'x 1009 (Fed. Cir. 2014).unpublished
v.
UNIWELD PRODUCTS, INC., Defendant-Appellee
This case focuses on an apparent conflict between two legal principles: First, the well-established “first to file rule,” which allows a district court to transfer, stay, or dismiss an action when a similar complaint has already been filed in another federal court; second, the statutory right to appeal enjoyed by a party “dissatisfied” with a “decision” of the Trademark Trial and Appeal Board (“Board”).
Invoking the former principle, the district court dismissed a challenge to a Board decision filed by appellant Alltrade, Inc. (“Alltrade”), on the ground that it duplicated a prior suit. Claiming that the dismissal deprived it of its statutory right to appeal, Alltrade seeks review of the district court’s[*624] holding in the name of the latter. We hereby affirm the decision not to hear appellant’s complaint at this time. However, we also hold that, in order better to reconcile these twin principles, the district court should have stayed, rather than dismissed, the second-filed suit.
I. Factual and Procedural Background
On December 31, 1986, appellee Uniweld Products, Inc. (“Uniweld”), filed a petition pursuant to 15 U.S.C. § 1064 seeking cancellation by the Board of three federal trademark registrations owned by appellant Alltrade. In support of its petition, Uniweld alleged prior use of the mark “ALL-TRADES” and argued that continued use by appellant would be likely to cause confusion. In addition, Uniweld claimed that Alltrade had not complied with a number of statutory registration requirements, that the inferior quality of appellant’s goods damaged its reputation, and that Alltrade had committed fraud by using the registration symbol for goods not set forth in the registration.
The Board rendered its decision on December 12, 1989. In ruling for Uniweld, it held as follows:
[B]ecause the parties use these very similar marks on tools which are related products, confusion is likely. Because petitioner [Uniweld] used this mark prior to respondent’s [Alltrade’s] adoption and use of its mark, petitioner is entitled to judgment in its favor. Accordingly, the petition to cancel is granted.
En route to this conclusion, however, the Board rejected as bases for cancellation Uniweld’s contention that “actual confusion” had occurred, that Alltrade’s goods were of inferior quality, and that Alltrade had failed to comply with statutory requirements. Because appellee did not have to establish either of the above allegations in order to prevail, the essence of the Board’s decision was unaffected by these findings.
Under 15 U.S.C. § 1071(b)(1), the deadline for seeking review of the Board’s decision was sixty days from issuance, or February 12, 1990. See 37 C.F.R. § 2.145(d) (1990). In January and early February of that year, Alltrade conducted settlement discussions with Uniweld, interspersed with statements indicating that it intended to appeal the Board’s decision in the United States District Court for the Central District of California. According to appellant, the suggestion was explicitly made on February 2, 1990.
On February 8, 1990, Uniweld filed an action in the United States District Court for the Southern District of Florida (the “Florida action”) charging Alltrade with federal and state unfair competition (Counts I & III), common law trademark infringement (Count II), and violation of Florida’s anti-dilution laws (Count III). Moreover, Uniweld sought review of those aspects of the Board’s decision with which it disagreed (Count IV). [1] A day later, and unaware of the Florida action, [2] Alltrade filed the action at issue in this appeal in the United States District Court for the Central District of California (the “California action”), seeking review of the Board’s decision (Count I) and a declaratory judgment stating that it did not infringe Uniweld’s trademark (Count II). [3]
Finding the issues in the California action “duplicative of issues in the Action already before the Southern District of Florida,” and mindful of the presence of an additional defendant in the Florida suit, the California district court applied the first-to-file rule and dismissed Alltrade’s action. Alltrade then filed this timely appeal.
[*625] II. First-To-File Rule
The first-to-file rule was developed to “serve[ ] the purpose of promoting efficiency well and should not be disregarded lightly.” Church of Scientology v. United States Dep’t of the Army, 611 F.2d 738, 750 (9th Cir.1979); see also EEOC v. University of Pennsylvania, 850 F.2d 969, 971 (3d Cir.), cert. granted in part, 488 U.S. 992, 109 S.Ct. 554, 102 L.Ed.2d 581 (1988), order amended, 490 U.S. 1015, 109 S.Ct. 1660, 104 L.Ed.2d 173 (1989), aff'd on other grounds, 493 U.S. 182, 110 S.Ct. 577, 107 L.Ed.2d 571 (1990). It may be invoked “when a complaint involving the same parties and issues has already been filed in another district.” Pacesetter Systems, Inc. v. Medtronic, Inc., 678 F.2d 93, 95 (9th Cir.1982). We review a court’s decision to accept or decline jurisdiction based on the first-to-file rule for abuse of discretion. Id.
a.
In the present case, two prerequisites clearly have been met. The first is chronology, as Uniweld filed its suit prior to Alltrade; the second is the identity of the parties involved. Nevertheless, as appellant points out, there is some doubt regarding the similarity of the issues at stake. As the losing party in the proceeding before the Board, Alltrade contends that it alone had the right to bring an appeal. Therefore, it argues, the Florida district court lacks jurisdiction to hear that portion of Uniweld’s action purporting to appeal the Board’s decision. [4] As a result, appellant claims, a basic requirement for applying the first-to-file rule—that the issues in the two suits be identical—is not met. Indeed, even if the Florida court were to agree to hear Uniweld’s appeal, Alltrade contends that to prevent it from bringing its own appeal in the forum of its choice would frustrate the purpose of section 1071. [5]
The ambiguity begins with the language of section 1071, granting a right of appeal to parties “dissatisfied with the decision ” of the Board. 15 U.S.C. § 1071(b)(1) (emphasis added). [6] While “dissatisfaction” hints at a broad construction of the statute—insofar as both parties might have cause for discontent—“decision” considerably narrows the scope—for a decision generally supports one party or the other. Courts that have construed this and analogous provisions typically have held that a party benefiting from a ruling, yet disagreeing with specific findings, cannot appeal.
Thus, in Maremont Corp. v. Air Lift Co., 463 F.2d 1114 (C.C.P.A.1972), the court confronted an appeal by Air Lift, the prevailing party below. Calling it “pure sur-plusage,” and carefully adorning every reference to Air Lift’s “appeal” with quotation marks, the court strongly suggested that it was improper. [7] Likewise, in Klemperer v. [*626] Price, 271 F.2d 743 (C.C.P.A.1959), the appellant sought review of some of the Board’s rulings that did not affect its favorable decision. The court dismissed the appeal, reasoning that “[i]t is evident that [appellant] is not dissatisfied with the decision of the board. ... His dissatisfaction is merely with holdings of the board on other points not necessary to that decision.” Id. at 744. See also W.W. Windle Co. v. Commissioner, 550 F.2d 43, 45 (1st Cir.), cert. denied, 431 U.S. 966, 97 S.Ct. 2923, 53 L.Ed.2d 1062 (1977). [8]
The principle has roots in the more general proposition that “[ojrdinarily, only a party aggrieved by a judgment or order of a district court may exercise the statutory right to appeal therefrom.” Deposit Guaranty Nat'l Bank v. Roper, 445 U.S. 326, 333, 100 S.Ct. 1166, 1171, 63 L.Ed.2d 427 (1980); see also Clapp v. Commissioner, 875 F.2d 1396, 1398 (9th Cir.1989).
However, there stands a somewhat contrary tradition pursuant to which even a “winning” party can appeal those aspects of a ruling with which it is dissatisfied. In Electrical Fittings Corp. v. Thomas & Betts Co., 307 U.S. 241, 59 S.Ct. 860, 83 L.Ed. 1263 (1939), respondents had sued petitioners for patent infringement. The district court, in ruling for petitioners, found that there had been no infringement. Although it could have stopped there, it went on to adjudge the patent valid — a finding that, at that point, was purely superfluous. On petitioners’ appeal of that portion of the decree, the Supreme Court held as follows:
A party may not appeal from a judgment or decree in his favor, for the purpose of obtaining a review of findings he deems erroneous which are not necessary to support the decree. But here the decree itself purports to adjudge the validity of [the patent], and though the adjudication was immaterial to the disposition of the cause, it stands as an adjudication of one of the issues litigated. We think the petitioners were entitled to have this portion of the decree eliminated.
307 U.S. at 242, 59 S.Ct. at 860. Interpreting this holding some 40 years later, the Court wrote: “In a sense, the petitioner in Electrical Fittings sought review of the District Court’s procedural error. The District Court ... was incorrect to adjudge the patent valid after ruling that there had been no infringement. By doing so, the District Court had decided a hypothetical controversy.” Roper, 445 U.S. at 335 n. 7, 100 S.Ct. at 1172 n. 7; see also Restatement (Second) of-Judgments § 27, cmt. h.
By the same token, in the present case the Board unnecessarily decided the questions of actual confusion, inferior quality, and registration fraud — as, indeed, it acknowledged in its order. See Opinion of the Trademark Trial and Appeal Board, E.R. at 8 (“Actual confusion ... is not required”); id. at 9 (“Even if [petitioner’s argument that respondent’s goods are of inferior quality and that petitioner is damaged thereby] ... had been proved, it would be irrelevant”).
As a result, were Uniweld’s appeal construed as an attack on the Board’s procedurally erroneous decision to reach certain issues, the Florida court might have jurisdiction to entertain it. [9] See, e.g., Weight Watchers Int’l, Inc. v. I. Rokeach & Sons, Inc., 546 F.Supp. 841, 842 (S.D.N.Y.1982) (although the word “decision” in section 1071 “refers to the actual result of a proceeding, as opposed to rulings and findings noted in the opinion but not essential to the judgment reached,” the winning party below was allowed to appeal the Board’s action in-needlessly reaching an issue).
[*627] Ultimately, reconciliation of the two principles in the context of section 1071 lies in the hands of the Florida court, not its California counterpart. As we conclude below, the fact that the Florida court’s jurisdiction over Uniweld’s Board appeal is questionable weighs against dismissing the instant litigation. See infra; cf. Jefferson Ward Stores v. Doody Co., 560 F.Supp. 35, 36 (E.D.Pa.1983). But, until the Florida district court has ruled on All-trade’s motion to dismiss, it cannot be said with certainty whether Alltrade will be able to bring its own appeal of the Board decision as a counterclaim to Uniweld’s. At this stage, we cannot conclude that application of the first-to-file rule deprives All-trade of its statutory right to appeal for, if the Florida court decides not to dismiss Uniweld’s appeal,'Alltrade could assert its claims in that forum. [10]
b.
Appellant further argues that, even assuming these requirements have been met, equitable concerns militate against application of the rule in this case. In particular, Alltrade alleges that Uniweld filed its action with knowledge and in anticipation of appellant’s own suit. As evidence of appellee’s bad faith, appellant points to the fact that Uniweld requested release of the original Board record to file it with the Florida district court. Alltrade points out that Uniweld then hastily brought portions of the confidential business documents into the public record in violation of the Board’s protective order. Alltrade asserts that these actions were undertaken in order to present the courts with a fait accompli, in the hope of fortifying Uniweld’s first-to-file claim. [11]
In addition, Alltrade argues that California is a more convenient forum than Florida because, heavily present in the former state, its offices, employees, and business records are virtually absent from the latter. Insofar as Uniweld also has significant ties to California, appellant argues that, on balance, it would make sense to overlook the first-to-file rule in this case. As for the presence of an additional party in the Florida action, Alltrade dismisses it both as another one of Uniweld’s subterfuges and as essentially irrelevant in light of the insignificance of appellee’s claims against Foreign and American. [12]
We recognize that “[w]ise judicial administration, giving regard to conservation of judicial resources and comprehensive disposition of litigation, does not coun[*628] sel rigid mechanical solution of such problems.” Kerotest Mfg. Co. v. C-O-Two Fire Equipment Co., 342 U.S. 180, 183, 72 S.Ct. 219, 221, 96 L.Ed. 200 (1952); see also Pacesetter, 678 F.2d at 95; Church of Scientology, 611 F.2d at 750; Codex Corp. v. Milgo Elect. Corp., 553 F.2d 735, 737 (1st Cir.), cert. denied, 434 U.S. 860, 98 S.Ct. 185, 54 L.Ed.2d 133 (1977). The circumstances under which an exception to the first-to-file rule typically will be made include bad faith, see Crosley Corp. v. Westinghouse Elec. & Mfg. Co., 130 F.2d 474, 476 (3d Cir.), cert. denied, 317 U.S. 681, 63 S.Ct. 202, 87 L.Ed. 546 (1942); anticipatory suit, and forum shopping, see Mission Ins. Co. v. Puritan Fashions Corp., 706 F.2d 599, 602 n. 3 (5th Cir.1983) (“Anticipatory suits are disfavored because they are aspects of forum-shopping”); Factors, Etc., Inc. v. Pro Arts, Inc., 579 F.2d 215, 217, 219 (2d Cir.1978), cert. denied, 440 U.S. 908, 99 S.Ct. 1215, 59 L.Ed.2d 455 (1979); Mattel, Inc. v. Louis Marx & Co., 353 F.2d 421, 424 n. 4 (2d Cir.), cert. dismissed, 384 U.S. 948, 86 S.Ct. 1475, 16 L.Ed.2d 546 (1965).
However, notwithstanding the fact that Alltrade has raised serious questions concerning Uniweld’s conduct, it has summoned the wrong precedents and addressed itself to the wrong court. The most basic aspect of the first-to-file rule is that it is discretionary; “an ample degree of discretion, appropriate for disciplined and experienced judges, must be left to the lower courts.” Kerotest, 342 U.S. at 183-184, 72 S.Ct. at 221; see also Pacesetter, 678 F.2d at 95. The cases cited by appellant are cases in which exceptions to the rule have been allowed; they stand for the proposition that district court judges can, in the exercise of their discretion, dispense with the first-filed principle for reasons of equity.
But it is not an abuse of discretion, and therefore not reversible error, for a district court judge to weigh the facts and conclude that the rule should apply. [13] The decision and the discretion belong to the district court.
As for the respective convenience of the two courts,
normally [this argument] should be ad- • dressed to the court in the first-filed action. Apprehension that the first court would fail to appropriately consider the convenience of the parties and the witnesses should not be a matter for our consideration.
The court in the second-filed action is not required to duplicate this inquiry.
Pacesetter, 678 F.2d at 96 (citing Kerotest, 342 U.S. at 185, 72 S.Ct. at 222).
Accordingly, neither fairness considerations nor equitable concerns bar the application of the rule to the instant case.
III. Dismissal, Stay, or Transfer
In the alternative, appellant urges that we reverse the district court’s decision to dismiss, rather than stay or transfer, this case. Because Alltrade has filed a motion to dismiss the Board appeal in the Florida court and to transfer the infringement and anti-dilution claims to California, it believes a stay would be preferable to dismissal pending a decision on its motion.
Although this court has on past occasions affirmed dismissal of second-filed actions, see, e.g., Pacesetter, 678 F.2d at 95, we find that the district court erred in this case. As discussed earlier, doubts remain about the propriety of Uniweld’s appeal of the Board decision in Florida. While some district courts have ruled that such jurisdictional uncertainty warrants an exception to the first-filed rule, see, e.g., Jefferson Ward Stores, 560 F.Supp. at 36; Creighton Omaha Regional Health Care Corp. v. Lomas & Nettleton Co., 486 F.Supp. 392,[*629] 397 (D.Neb.1980), at the very least it counsels against outright dismissal.
Indeed, were the Florida district court to dismiss Uniweld’s appeal, Alltrade would have to file a new suit in California and would risk encountering statute of limitations problems. [14] In such cases, where the first-filed action presents a likelihood of dismissal, the second-filed suit should be stayed, rather than dismissed. See Asset Allocation & Mgt. v. Western Employers Ins., 892 F.2d 566, 571 (7th Cir.1989) (“Granted, the statute of limitations problems may not be serious.... But why take chances? It is simpler just to stay the second suit”.) [15] Should the Florida court dismiss the appeal and transfer what remains of the first-filed action, “the stay could be lifted and the actions consolidated.” West Gulf Maritime Ass’n v. ILA Deep Sea Local 24, 751 F.2d 721, 729 n. 1 (5th Cir.), cert. denied, 474 U.S. 844, 106 S.Ct. 133, 88 L.Ed.2d 110 (1985). Of course, should the Florida court decide that it has jurisdiction to hear Uniweld’s appeal of the Board’s decision, “the stay could be lifted and the second-filed action dismissed or transferred.” Id. [16]
CONCLUSION
The district court’s decision to apply the first-to-file rule was not an abuse of discretion. However, in light of the motions to dismiss and to transfer pending in the Florida district court, and of the questions regarding appellee’s right to appeal the Board’s decision, we reverse the order of dismissal in favor of a stay. This case is remanded for further proceedings consistent with this opinion. Each party shall bear its own costs.
AFFIRMED in part, REVERSED in part, and REMANDED.
. Appellee disputed the Board’s findings that there was no evidence (1) of actual confusion; (2) that Uniweld had been damaged by All-trade’s sale of inferior goods; and (3) that All-trade’s registrations were void for failure to comply with statutory requirements.
. Alltrade first became aware of the Florida action on February 16, 1990.
.On February 14, five days after Alltrade filed its action, Uniweld added a second defendant, Foreign and American Car Parts Warehouse, Inc. ("Foreign and American”), to its Florida suit.
. Alltrade has filed a motion in the Florida district court requesting that it dismiss Uni-weld's purported appeal for failure to state a claim. As of the time of this appeal, the motion was still pending.
. Alltrade has all but conceded that Count II of the California action—requesting a declaratory judgment of non-infringement—is a compulsory counterclaim to Uniweld’s action for unfair competition, trademark infringement, and dilution. Therefore, the dispute essentially revolves around the characterization of appellant’s and appellee’s respective appeals of the Board’s decision.
. Under section 1071, a party "dissatisfied with the decision of the Commissioner or Trademark Trial and Appeal Board” can have further proceedings conducted as a civil suit in a district court. See 15 U.S.C. § 1071(b)(1); Redken Lab., Inc. v. Clairol, Inc., 501 F.2d 1403, 1404 (9th Cir.1974).
.The court’s decision to allow Air Lift to proceed stemmed from the fact that the losing party had also taken an appeal. The court explained: "Here ... the losing party below has taken an appeal, so there can be no question that a ‘case or controversy’ is properly before us, and the only question is whether Air Lift's action in separating some of its arguments into an unnecessary cross-appeal disables us from considering them. We conclude that it does not.” Maremont, 463 F.2d at 1117. Had the losing party not appealed the decision, dismissal would have been proper and if "[the loser below] later sought review of the Board’s decision by way of its own appeal, the [winner below] would be entitled to raise in that appeal the issues he was prematurely seeking to raise by way of a separate appeal.” Id. at 1116 (emphasis in original).
. Appellee relies on SCOA Industries, Inc. v. Kennedy & Cohen, Inc., 530 F.2d 953 (C.C.P.A.1976), for the contrary proposition. But the case is easily distinguishable. In SCOA, appellant sought review of a Board order striking its allegations of fraud from the complaint. While noting that "[a]ppellant’s dissatisfaction is evident," 530 F.2d at 955, the court went on to find that the Board’s action was not a "decision," and therefore was unappealable. Id. How such a holding can provide support for Uniweld’s position is difficult to fathom.
. We note however that on the face of Uniweld’s complaint, appellee clearly is appealing the merits of the Board’s decision on these issues. See Uniweld’s Amended Complaint, 90-6110-CTV-Roetgger, E.R. at 28.
.Although Alltrade might feel that being forced to bring its appeal in Florida flouts the purpose of 1071, such a conclusion presupposes that section 1071 enables only losing parties to appeal. That, of course, is the question: For if Uniweld’s reading is correct, allowing it to choose the forum does no violence to the statute.
One further point should be noted. In arguing that it should have a right to appeal the Board’s decision, Uniweld claims that inability to appeal unfavorable rulings might have an effect on subsequent litigation via collateral estoppel. For instance, in this case, Uniweld suggests that the Board’s finding on actual confusion and on product quality might estop it from making the claim in its infringement action.
We find this argument without merit and emphasize that it is not one of the grounds of our decision. Uniweld simply has overlooked a critical fact: Findings that are immaterial to a decision, especially if they cannot be appealed, are devoid of preclusive legal effect. See, e.g., Partmar Corp. v. Paramount Pictures Theatres, 347 U.S. 89, 99 n. 6, 74 S.Ct. 414, 420 n. 6, 98 L.Ed. 532 (1954) (noting that “[i]t is only when a finding of law or fact is not necessary for a decree that the prevailing party may not appeal and the finding does not form the basis for collateral estoppel”); Restatement, Judgments, § 68 (“Where a party to a judgment cannot obtain the decision of an appellate court because the matter determined against him is immaterial or moot, the judgment is not conclusive against him in a subsequent action on a different cause of action.”).
. In Alltrade, Inc. v. Uniweld Products, Inc., No. 90-6507-CIV-KING, the district court for the Southern District of Florida held that by alleging that Uniweld had placed records in an open court file, Alltrade had stated a cause of action for misappropriation of trade secrets and breach of confidence sufficient to survive a motion to dismiss. The court in which the records were filed subsequently ordered that the records be returned to the board.
. Foreign and American has requested that the Florida court stay Uniweld’s action against it and sever it from Uniweld's suit against All-trade.
. Of course, if the issues or parties involved in the two suits were not the same, adherence to the first-to-file rule would be reversible error for it would constitute a misapplication of the law. Cf. Pacesetter, 678 F.2d at 96.
. The applicable regulation provides that "[t]he time ... for commencing a civil action ... is two months from the date of the decision of the Trademark Trial and Appeal Board or the Commissioner, as the case may be." 37 C.F.R. § 2.145(d) (1990).
. As the Seventh Circuit remarked, of course, dismissal of the duplicative suit is justified where there is a finding of harassment. Id.
.Although the court in West Gulf held dismissal to be proper in most cases, it specifically remarked that ‘‘[a] stay may, for example, be appropriate to permit the court of first filing to rule on a motion to transfer.” Id.