dual capacity doctrine (Illinois) · Go Syfert
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dual capacity doctrine in Illinois

49 Illinois opinions name it 2 courts 1945–2014 0 in the last five years

The cases below were cited by Illinois courts in a sentence that names this issue. Sides come from how each citing opinion treated the case (Syfertize flag on that citation), so a case can appear on both: that is where the law is contested. A red or yellow chip is the case's own overall treatment.

Followed or applied (14)

CaseFollowedCited
Sharp v. Gallaghergreen
ill · 1983 · cited in 9 Illinois opinions naming this issue, 1985–2013
2 sentences

2013Likewise, the court found that “defendant’s liability as a lessor of equipment should not be dependent upon whether it was solely a lessor or occupied the coincidental status of a member of the joint venture.” Smith, 77 Ill. 2d at 320 . ¶ 38 Subsequent to Smith, our supreme court once again addressed the dual capacity doctrine in Sharp v. Gallagher, 95 Ill. 2d 322 (1983).

2013In so doing, the court emphasized the second prong of the dual capacity doctrine, noting that the key question in determining whether the dual capacity doctrine applies is whether an employer is acting as a “separate legal entity.” Sharp, 95 Ill. 2d at 328 .

59
Stewart v. Jonesgreen
illappct · 2001 · cited in 4 Illinois opinions naming this issue, 2008–2013
2 sentences

2013See, e.g., Stewart v. Jones, 318 Ill.

2013App. 3d at 217 (citing 2A Arthur Larson, Workmen’s Compensation § 72.81 (1986) (establishing the two-prong test for the dual capacity doctrine)); see also Stewart, 318 Ill.

24
Hyman v. Sipi Metals Corp.green
illappct · 1987 · cited in 3 Illinois opinions naming this issue, 1993–2013
2 sentences

2013See, e.g., Hyman, 156 Ill.

1994App. 3d 699 , 300 N.E.2d 512 , to the most recent pronouncement on the subject by our supreme court in Sharp v. Gallagher (1983), 95 Ill. 2d 322 , 447 N.E.2d 786 , as we undertook in Hyman v. Sipi Metals Corp. (1987), 156 Ill.

23
Sims v. Teepak, Inc.green
illappct · 1986 · cited in 2 Illinois opinions naming this issue, 2003–2003
2 sentences

2003See Sims v. Teepak, Inc. , 143 Ill.

2003See Sims v. Teepak, Inc., 143 Ill.

22
Smith v. Metropolitan Sanitary District of Greater Chicagogreen
ill · 1979 · cited in 16 Illinois opinions naming this issue, 1980–2013
2 sentences

2013App. 3d at 217 (quoting 2A Arthur Larson, Workmen’s Compensation § 72.80, at 14-112 (1976)). ¶ 35 Our supreme court first adopted the dual capacity doctrine in Smith v. Metropolitan Sanitary District of Greater Chicago, 77 Ill. 2d 313 (1979).

2013Smith, 77 Ill. 2d at 316 . ¶ 36 Our supreme court affirmed the finding of the appellate court, holding that the dual capacity doctrine applied so as to circumvent the exclusive remedy provision of the Act.

116
McCormick v. Caterpillar Tractor Co.green
ill · 1981 · cited in 8 Illinois opinions naming this issue, 1981–1996
2 sentences

1995(McCormick v. Caterpillar Tractor Co. (1981), 85 Ill. 2d 352 , 423 N.E.2d 876 .) Under this dual-capacity doctrine, the decisive test is "whether the employer’s conduct in the second role or capacity has generated obligations that are unrelated to those flowing from the company’s or individual’s first role as an employer.” McCormick, 85 Ill. 2d at 357 , 423 N.E.2d at 878 .

1995(McCormick v. Caterpillar Tractor Co. (1981), 85 Ill. 2d 352 , 423 N.E.2d 876 .) Under this dual-capacity doctrine, the decisive test is "whether the employer’s conduct in the second role or capacity has generated obligations that are unrelated to those flowing from the company’s or individual’s first role as an employer.” McCormick, 85 Ill. 2d at 357 , 423 N.E.2d at 878 .

18
Guerino v. Depot Place Partnershipgreen
illappct · 1995 · cited in 4 Illinois opinions naming this issue, 2001–2013
2 sentences

2013App. 3d at 565 (requiring that the plaintiff meet the burden of both the first and second prongs of the dual capacity doctrine test); Guerino, 273 Ill.

2012Id. ¶ 28 In this case, Hilgart cannot establish liability under the dual capacity doctrine.

14
Toth v. Westinghouse Elevator Co.green
illappct · 1983 · cited in 3 Illinois opinions naming this issue, 1985–2013
2 sentences

2013App. 3d at 213 (noting that the decision in Sharp signals a deliberate narrowing of the dual capacity doctrine, with a primary focus on the second prong of the test, namely “the separateness of the entities involved in the controversy”); see also Toth v. Westinghouse Elevator Co., 114 Ill.

1987The court noted that the “parameters” of the dual capacity doctrine had “been recently modified” by Sharp v. Gallagher, which changed “the analytical vortex of the doctrine.” ( 114 Ill.

13
Ocasek v. Krassgreen
illappct · 1987 · cited in 1 Illinois opinions naming this issue, 2013–2013
2 sentences

2013Under the dual capacity doctrine, “ ‘an employer normally shielded from tort liability by the exclusive remedy principle may become liable in tort to his own employee if he occupies, in addition to his capacity as employer, a second capacity that confers on him obligations independent of those imposed on him as employer.’ ” Ocasek, 153 Ill.

2013See Sharp, 95 Ill. 2d at 328 (noting the importance of the second prong of the dual capacity test, apart from the first, and reiterating that even in Smith, which did not specifically delineate the second prong of the analysis, the doctrine of dual capacity was applied “on the basis that the employer *** was found to be acting as a separate legal entity” (emphasis added)); see also Ocasek, 153 Ill.

11
Murcia v. Textron, Inc.green
illappct · 2003 · cited in 1 Illinois opinions naming this issue, 2013–2013
1 sentence

2013App. 3d at 218-19 (“We *** do not accept the plaintiff’s argument that the dual-capacity doctrine was applicable simply because [the general partner’s] status as an airplane pilot created obligations to the general public.”); see also Murcia v. Textron, Inc., 342 Ill.

11
Sobczak v. Flaskagreen
illappct · 1998 · cited in 1 Illinois opinions naming this issue, 2013–2013
2 sentences

2013App. 3d at 32 (requiring that the plaintiff meet the burden of both the first and second prongs of the dual capacity doctrine test); see also Sobczak v. Flaska, 302 Ill.

2013App. 3d at 32 (requiring that the plaintiff meet the burden of both the first and second prongs of the dual capacity doctrine test); see also Sobczak v. Flaska, 302 Ill.

11
Master Leakfinding Co. v. Industrial Commissiongreen
ill · 1977 · cited in 1 Illinois opinions naming this issue, 1993–1993
11
McCarty v. City of Marshallgreen
illappct · 1977 · cited in 1 Illinois opinions naming this issue, 1977–1977
11
Parro Construction Corp. v. Industrial Commissiongreen
ill · 1970 · cited in 1 Illinois opinions naming this issue, 1977–1977
11

Distinguished, questioned or overruled (0)

CaseNegativeCited
No negative-treatment citations attached to this issue in Illinois. Read the followed side critically anyway.

Also cited on this issue (34)

CaseCitedYears
Marcus v. Green green
illappct · 1973
2 sentences

1994We find no need to again trace the evolution of the dual capacity doctrine from its first application in Illinois in the case of Marcus v. Green (1973), 13 Ill.

1981Mary's L.J. 818 (1974).) Professor Larson explains that the decisive test in applying the dual capacity doctrine `is not concerned with how separate or different the second function of the employer is from the first but with whether the second function generates obligations unrelated to those flowing from the first, that of employer.' (2A A. Larson, Workmen's Compensation3 sec. 72.80, at 14-117 (1976).) A mere separate theory of liability against the same legal person as the employer is not a true basis for use of the *1135 dual capacity doctrine; the doctrine, instead, requires a distinct sep

61979–1994
Stevens v. Industrial Commission neutral
ill · 1931
2 sentences

2002“In Stevens v. Industrial Com., 346 Ill. 495 , the court adopted the so-called dual capacity doctrine followed by a majority of the States.

1980This court adopted the dual-capacity doctrine in Stevens v. Industrial Com. (1931), 346 Ill. 495 .

41966–2002
Duprey v. Shane green
cal · 1952
2 sentences

1985Plaintiff’s reliance upon a case in which a California court applied the dual-capacity doctrine to a situation where the employer was himself a physician and treated one of his employees (Duprey v. Shane (1952), 39 Cal. 2d 781 , 249 P.2d 8 ) is equally unavailing.

1985Plaintiff’s reliance upon a case in which a California court applied the dual-capacity doctrine to a situation where the employer was himself a physician and treated one of his employees (Duprey v. Shane (1952), 39 Cal. 2d 781 , 249 P.2d 8 ) is equally unavailing.

41980–1985
McCormick v. Caterpillar Tractor Co. green
illappct · 1980
2 sentences

1982App. 3d 77 , 402 N.E.2d 412 , affd in part, rev’d in part (1981), 85 Ill. 2d 352 , 423 N.E.2d 876 , makes the assertion that the dual capacity doctrine cannot be applied in a situation involving an employee suing a co-employee.

1982In coming to this conclusion, the court stated that there was no indication by the Illinois Supreme Court in Smith v. Metropolitan Sanitary District, where it recently applied the dual capacity doctrine, that the co-employee immunity should be waived “merely because an employee might be serving an employer in a capacity different than that of another employee whom he might injure.” (McCormick v. Caterpillar Tractor Co. (1980), 82 Ill.

41981–1985
Reed v. the Yaka green
scotus · 1963
2 sentences

1981Mary’s L.J. 818 (1974).) Professor Larson explains that the decisive test in applying the dual capacity doctrine ‘is not concerned with how separate or different the second function of the employer is from the first but with whether the second function generates obligations unrelated to those flowing from the first, that of employer.’ (2A A. Larson, Workmen’s Compensation sec. 72.80, at 14 — 117 (1976).) A mere separate theory of liability against the same legal person as the employer is not a true basis for use of the dual capacity doctrine; the doctrine, instead, requires a distinct separate

1981Mary’s L.J. 818 (1974).) Professor Larson explains that the decisive test in applying the dual capacity doctrine ‘is not concerned with how separate or different the second function of the employer is from the first but with whether the second function generates obligations unrelated to those flowing from the first, that of employer.’ (2A A. Larson, Workmen’s Compensation sec. 72.80, at 14 — 117 (1976).) A mere separate theory of liability against the same legal person as the employer is not a true basis for use of the dual capacity doctrine; the doctrine, instead, requires a distinct separate

41979–1981
Reynolds v. Clarkson green
illappct · 1994
2 sentences

2012Id. at 435 .

2001Reynolds, 263 Ill.

32001–2012
Kontos v. Boudros green
illappct · 1993
2 sentences

2008See Sharp, 95 Ill. 2d at 327-28 , 447 N.E.2d at 788 (dual-capacity doctrine did not apply to partnership defendant that owned construction business that employed plaintiff, even though partnership defendant also owned property where construction work was being done and where plaintiffs injury had occurred); Kontos, 241 Ill.

2008See Sharp, 95 Ill. 2d at 327-28 , 447 N.E.2d at 788 (dual-capacity doctrine did not apply to partnership defendant that owned construction business that employed plaintiff, even though partnership defendant also owned property where construction work was being done and where plaintiff’s injury had occurred); Kontos, 241 Ill.

31995–2008
Rosales v. Verson Allsteel Press Co. green
illappct · 1976
2 sentences

2003The court reasoned that, "under the dual capacity doctrine, the second capacity must be one that creates legal obligations on the part of the employer to the public in general and not just to its employees." Rosales , 41 Ill.

2003The court reasoned that, “under the dual capacity doctrine, the second capacity must be one that creates legal obligations on the part of the employer to the public in general and not just to its employees.” Rosales, 41 Ill.

31982–2003
Laffoon v. Bell & Zoller Coal Co. green
ill · 1976
2 sentences

1977The majority refuses to acknowledge the validity of the dual capacity doctrine and in doing so erroneously ignores the plain holding of the supreme court in Laffoon v. Bell & Zoller Coal Co. (1976), 65 Ill. 2d 437 , 359 N.E.2d 125 .

1977The majority refuses to acknowledge the validity of the dual capacity doctrine and in doing so erroneously ignores the plain holding of the supreme court in Laffoon v. Bell & Zoller Coal Co. (1976), 65 Ill. 2d 437 , 359 N.E.2d 125 .

31977–1989
Garland v. Morgan Stanley and Company, Inc. green
illappct · 2013
2 sentences

2014In the second appeal, Garland v. Morgan Stanley & Co., 2013 IL App (1st) 112121 , plaintiff Jennifer Garland, surviving spouse of Scott A. Garland, who perished in the plane crash, brought a complaint under the dual capacity doctrine, alleging that defendant Morgan Stanley availed itself so extensively of the use of private pilots and airplanes in its business that it should itself be liable for injuries occurring during those flights.

2014In the second appeal, Garland v. Morgan Stanley & Co., 2013 IL App (1st) 112121 , plaintiff Jennifer Garland, surviving spouse of Scott A. Garland, who perished in the plane crash, brought a complaint under the dual capacity doctrine, alleging that defendant Morgan Stanley availed itself so extensively of the use of private pilots and airplanes in its business that it should itself be liable for injuries occurring during those flights.

22014–2014
Incandela v. Giannini green
illappct · 1993
2 sentences

2003Incandela v. Giannini , 250 Ill.

2003Incandela v. Giannini, 250 Ill.

22003–2003
Goins v. Mercy Center for Health Care Services green
illappct · 1996
2 sentences

1998See Sharp v. Gallagher, 95 Ill. 2d 322 , 447 N.E.2d 786 (1983); Goins v. Mercy Center for Health Care Services, 281 Ill.

1998See Sharp v. Gallagher , 95 Ill. 2d 322 , 447 N.E.2d 786 (1983); Goins v. Mercy Center for Health Care Services , 281 Ill.

21998–1998
B. W. Sales Co. v. Industrial Commission green
ill · 1966
2 sentences

1995Sales Co., 35 Ill. 2d at 424 , 220 N.E.2d at 408 .) This rule of law is known as the dual-capacity doctrine.

1995Sales Co., 35 Ill. 2d at 424 , 220 N.E.2d at 408 .) This rule of law is known as the dual-capacity doctrine.

21980–1995
Deauville v. Hall green
calctapp · 1961
2 sentences

1984Among the cases cited by the court was Deauville v. Hall (1961), 188 Cal. App. 2d 535 , 10 Cal. Rptr. 511 .

1984Among the cases cited by the court was Deauville v. Hall (1961), 188 Cal. App. 2d 535 , 10 Cal. Rptr. 511 .

21981–1984
Sharp v. Gallagher green
illappct · 1981
2 sentences

1983A majority of the appellate court reversed on the basis of the dual-capacity doctrine ( 94 Ill.

1981App. 3d 1128 , 419 N.E.2d 443 .) This exception to employer immunity, called the dual capacity doctrine, is discussed in the recent Illinois Supreme Court decision of McCormick v. Caterpillar Tractor Co. (1981), 85 Ill. 2d 352 , 423 N.E.2d 876 .

21981–1983
Meerbrey v. Marshall Field & Co. green
ill · 1990
1 sentence

2013Meerbrey, 139 Ill. 2d at 463 .5 ¶ 27 A. Accidental Injury ¶ 28 Plaintiff contends that two exceptions to the exclusivity rule of the Act apply here: (1) the injury was not accidental; and (2) the dual capacity doctrine applies.

12013–2013
Dalton v. Community General Hospital green
illappct · 1995
1 sentence

1996App. 3d 73 (1995), described the doctrine thusly: "Section 5(a) states that the Workers’ Compensation Act provides the exclusive means of compensation for injury or death sustained by a covered employee 'while engaged in the line of his duty as such employee.’ [Citation.] An employer normally shielded from tort liability by the exclusive remedy principle may be liable in tort to his own employee if he occupies, in addition to his capacity as employer, a second capacity that confers on him obligations independent of those imposed on him as employer. [Citation.] Under this dual-capacity doctrine

11996–1996
Mufich v. Heisler Green Chemical Co. green
illappct · 1984
1 sentence

1995In Mufich v. Heisler Green Chemical Co. (1984), 121 Ill.

11995–1995
Bolnick v. Industrial Commission green
ill · 1980
1 sentence

1993(Bolnick v. Industrial Comm’n (1980), 81 Ill. 2d 22, 26 ; see Master Leakfinding Co. v. Industrial Comm’n (1977), 67 Ill. 2d 517, 526 .) Defendant alleges that he was the manager and more than a mere stockholder, but this allegation supports a conclusion that he was an executive.

11993–1993
Siva v. General Tire & Rubber Co. green
calctapp · 1983
11987–1987
Sago v. Amax Aluminum Mill Products, Inc. green
illappct · 1978
11987–1987
McNeil v. Diffenbaugh green
illappct · 1982
11985–1985
Madden v. Kuehn green
illappct · 1978
11982–1982
Trotter v. Litton Systems, Inc. green
miss · 1979
11981–1981
Warwick v. Hudson Pulp & Paper Co. Inc. green
fladistctapp · 1974
11981–1981
Dixon v. Ford Motor Co. green
calctapp · 1975
11980–1980
Reid v. Employers Mutual Liability Insurance green
ill · 1974
11980–1980
Kennerly v. Shell Oil Co. green
ill · 1958
11977–1977
Walker v. Berkshire Foods, Inc. green
illappct · 1976
11977–1977
Carey v. Coca-Cola Bottling Co. green
illappct · 1977
11977–1977
Dintelman v. Granite City Steel Co. green
illappct · 1976
11976–1976
Boatman v. Jordan neutral
illappct · 1968
11976–1976
Grossman v. Industrial Commission neutral
ill · 1941
11945–1945
Compton v. Industrial Commission neutral
ill · 1919
11945–1945

Statutes the citing opinions construe

IL § 820 ILCS 305/5 (15) IL § 820 ILCS 305/1 (14) IL § 735 ILCS 5/2-619 (6) IL § 735 ILCS 5/2-1005 (5) IL § 820 ILCS 305/2 (3) IL § 820 ILCS 305/8 (3)

Counted by distinct opinions that both name this issue and are annotated to the section; sections every opinion cites regardless of issue are not filtered here, so read the counts against the total above.

Where else courts name it

IL 49 (1945–2014) CA 43 (1977–2026) OH 24 (1976–2013) LA 16 (1981–2004) MI 15 (1980–2000) MO 14 (1909–2021) PA 13 (1981–2023) OK 12 (1918–2024) AZ 9 (1985–2017) NJ 9 (1982–2001) AL 9 (1980–2013) TX 8 (1919–2015) WI 7 (1980–1993) CT 7 (1988–2010) NY 6 (1978–1999) MS 6 (1933–1997) WA 5 (1985–1998) NH 4 (1982–1994) SC 3 (1999–2013) KS 3 (1985–2022) IN 3 (2008–2008) KY 3 (1981–2019) CO 3 (1983–1996) MD 2 (1999–2000) AK 2 (1979–1995) MT 2 (1995–2015) MA 2 (1980–1987) NM 2 (1988–1995) WV 2 (1986–1993) MN 2 (1962–1987) FL 2 (1984–1991) RI 2 (1989–1997) VA 2 (2005–2007) UT 2 (1985–1987) NC 2 (1942–1993) ME 2 (1994–1994)

Opinions by the citing court's state. A doctrine retained in one state and abandoned in another shows up here as a year span that stalls.

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