12 C.F.R. § 335.401
Solicitations of proxies
The provisions of the applicable and currently effective SEC regulations under sections 14(a) and 14(c) of the Exchange Act shall be followed as codified at 17 CFR part 240.
Notes of Decisions
Cited in 2
cases, 1983–1989 · leading case: Fed. Sec. L. Rep. P 94,807 the Hibernia Sav. Bank v. Robert J. Ballarino, William F. French, 891 F.2d 370 (1st Cir. 1989).
Fed. Sec. L. Rep. P 94,807 the Hibernia Sav. Bank v. Robert J. Ballarino, William F. French, 891 F.2d 370 (1st Cir. 1989). “FDIC regulation 12 C.F.R. § 335.401 (a) requires that [a]ny person who, after acquiring directly or indirectly the beneficial ownership of any equity security of a bank of a class which is registered under section 12 of the Act .”
Univ. Bank & Trust Co. v. Gladstone, 574 F. Supp. 1006 (D. Mass. 1983). “12 C.F.R. §§ 335.401 et seq. The owner must later amend the filing to reflect any material change in facts contained in his earlier filing, including any material increase in the percentage of bank shares he owns.”
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