Title 12 C.F.R. — Banks and Banking

7175 sections

PART 1

• § 1.1 — Authority, purpose, scope, and reservation of authority
• § 1.2 — Definitions
• § 1.3 — Limitations on dealing in, underwriting, and purchase and sale of securities
• § 1.4 — Calculation of limits
• § 1.5 — Safe and sound banking practices; credit information required
• § 1.6 — Convertible securities
• § 1.7 — Securities held in satisfaction of debts previously contracted; holding period; disposal; accounting treatment; non-speculative purpose
• § 1.8 — Nonconforming investments
• § 1.100 — Indirect general obligations
• § 1.110 — Taxing powers of a State or political subdivision
• § 1.120 — Prerefunded or escrowed bonds and obligations secured by Type I securities
• § 1.130 — Type II securities; guidelines for obligations issued for university and housing purposes

PART 2

• § 2.1 — Authority, purpose, and scope
• § 2.2 — Definitions
• § 2.3 — Distribution of credit life insurance income
• § 2.4 — Bonus and incentive plans
• § 2.5 — Bank compensation

PART 3

• § 3.1 — Purpose, applicability, reservations of authority, and timing
• § 3.2 — Definitions
• § 3.3 — Operational requirements for counterparty credit risk
• § 3.4-3.9 — 3.4-3.9 [Reserved]
• § 3.10 — Minimum capital requirements
• § 3.11 — Capital conservation buffer and countercyclical capital buffer amount
• § 3.12 — Community bank leverage ratio framework
• § 3.13-3.19 — 3.13-3.19 [Reserved]
• § 3.20 — Capital components and eligibility criteria for regulatory capital instruments
• § 3.21 — Minority interest
• § 3.22 — Regulatory capital adjustments and deductions
• § 3.23-3.29 — 3.23-3.29 [Reserved]
• § 3.30 — Applicability
• § 3.31 — Mechanics for calculating risk-weighted assets for general credit risk
• § 3.32 — General risk weights
• § 3.33 — Off-balance sheet exposures
• § 3.34 — Derivative contracts
• § 3.35 — Cleared transactions
• § 3.36 — Guarantees and credit derivatives: substitution treatment
• § 3.37 — Collateralized transactions
• § 3.38 — Unsettled transactions
• § 3.39-3.40 — 3.39-3.40 [Reserved]
• § 3.41 — Operational requirements for securitization exposures
• § 3.42 — Risk-weighted assets for securitization exposures
• § 3.43 — Simplified supervisory formula approach (SSFA) and the gross-up approach
• § 3.44 — Securitization exposures to which the SSFA and gross-up approach do not apply
• § 3.45 — Recognition of credit risk mitigants for securitization exposures
• § 3.46-3.50 — 3.46-3.50 [Reserved]
• § 3.51 — Introduction and exposure measurement
• § 3.52 — Simple risk-weight approach (SRWA)
• § 3.53 — Equity exposures to investment funds
• § 3.54-3.60 — 3.54-3.60 [Reserved]
• § 3.61 — Purpose and scope
• § 3.62 — Disclosure requirements
• § 3.63 — Disclosures by national banks or Federal savings associations described in § 3.61
• § 3.64-3.99 — 3.64-3.99 [Reserved]
• § 3.100 — Purpose, applicability, and principle of conservatism
• § 3.101 — Definitions
• § 3.121 — Qualification process
• § 3.122 — Qualification requirements
• § 3.123 — Ongoing qualification
• § 3.124 — Merger and acquisition transitional arrangements
• § 3.125-3.130 — 3.125-3.130 [Reserved]
• § 3.131 — Mechanics for calculating total wholesale and retail risk-weighted assets
• § 3.132 — Counterparty credit risk of repo-style transactions, eligible margin loans, and OTC derivative contracts
• § 3.133 — Cleared transactions
• § 3.134 — Guarantees and credit derivatives: PD substitution and LGD adjustment approaches
• § 3.135 — Guarantees and credit derivatives: double default treatment
• § 3.136 — Unsettled transactions
• § 3.137-3.140 — 3.137-3.140 [Reserved]
• § 3.141 — Operational criteria for recognizing the transfer of risk
• § 3.142 — Risk-weighted assets for securitization exposures
• § 3.143 — Supervisory formula approach (SFA)
• § 3.144 — Simplified supervisory formula approach (SSFA)
• § 3.145 — Recognition of credit risk mitigants for securitization exposures
• § 3.146-3.150 — 3.146-3.150 [Reserved]
• § 3.151 — Introduction and exposure measurement
• § 3.152 — Simple risk weight approach (SRWA)
• § 3.153 — Internal models approach (IMA)
• § 3.154 — Equity exposures to investment funds
• § 3.155 — Equity derivative contracts
• § 3.156-3.160 — 3.156-3.160 [Reserved]
• § 3.161 — Qualification requirements for incorporation of operational risk mitigants
• § 3.162 — Mechanics of risk-weighted asset calculation
• § 3.163-3.170 — 3.163-3.170 [Reserved]
• § 3.171 — Purpose and scope
• § 3.172 — Disclosure requirements
• § 3.173 — Disclosures by certain advanced approaches national banks or Federal savings associations and Category III national banks or Federal savings associations
• § 3.174-3.200 — 3.174-3.200 [Reserved]
• § 3.201 — Purpose, applicability, and reservation of authority
• § 3.202 — Definitions
• § 3.203 — Requirements for application of this subpart F
• § 3.204 — Measure for market risk
• § 3.205 — VaR-based measure
• § 3.206 — Stressed VaR-based measure
• § 3.207 — Specific risk
• § 3.208 — Incremental risk
• § 3.209 — Comprehensive risk
• § 3.210 — Standardized measurement method for specific risk
• § 3.211 — Simplified supervisory formula approach (SSFA)
• § 3.212 — Market risk disclosures
• § 3.213-3.299 — 3.213-3.299 [Reserved]
• § 3.300 — Transitions
• § 3.301 — Current Expected Credit Losses (CECL) transition
• § 3.302 — Exposures related the Money Market Mutual Fund Liquidity Facility
• § 3.303 — Temporary changes to the community bank leverage ratio framework
• § 3.304 — Temporary exclusions from total leverage exposure
• § 3.305 — Exposures related to the Paycheck Protection Program Lending Facility
• § 3.401 — Purpose and scope
• § 3.402 — Applicability
• § 3.403 — Standards for determination of appropriate individual minimum capital ratios
• § 3.404 — Procedures
• § 3.405 — Relation to other actions
• § 3.501 — Remedies
• § 3.601 — Purpose and scope
• § 3.602 — Notice of intent to issue a directive
• § 3.603 — Response to notice
• § 3.604 — Decision
• § 3.605 — Issuance of a directive
• § 3.606 — Change in circumstances
• § 3.607 — Relation to other administrative actions
• § 3.701 — Capital and surplus

PART 4

• § 4.1 — Purpose
• § 4.2 — Office of the Comptroller of the Currency
• § 4.3 — Comptroller of the Currency
• § 4.4 — Washington office and web site
• § 4.5 — Other OCC supervisory offices
• § 4.6 — Frequency of examination of national banks and Federal savings associations
• § 4.7 — Frequency of examination of Federal agencies and branches
• § 4.8 — Service of process upon the OCC or the Comptroller
• § 4.11 — Purpose and scope
• § 4.12 — Information available under the FOIA
• § 4.13 — Publication in the Federal Register
• § 4.14 — Public inspection in an electronic format
• § 4.15 — How to request records
• § 4.16 — Predisclosure notice for confidential commercial information
• § 4.17 — FOIA request fees
• § 4.18 — How to track a FOIA request
• § 4.31 — Purpose and scope
• § 4.32 — Definitions
• § 4.33 — Requirements for a request of records or testimony
• § 4.34 — Where to submit a request
• § 4.35 — Consideration of requests
• § 4.36 — Disclosure of non-public OCC information
• § 4.37 — Persons and entities with access to OCC information; prohibition on dissemination
• § 4.38 — Restrictions on dissemination of released information
• § 4.39 — Notification of parties and procedures for sharing and using OCC records in litigation
• § 4.40 — Fees for services
• § 4.61 — Purpose
• § 4.62 — Definitions
• § 4.63 — Policy
• § 4.64 — Promotion
• § 4.65 — Certification
• § 4.66 — Oversight and monitoring
• § 4.72 — Scope and purpose
• § 4.73 — Definitions
• § 4.74 — One-year post-employment restrictions
• § 4.75 — Waivers
• § 4.76 — Penalties
• § 4.81 — Purpose
• § 4.82 — Implementation of the Statement Clarifying the Role of Supervisory Guidance
• § 4.83 — Rule of construction

PART 5

• § 5.1 — Scope
• § 5.2 — Rules of general applicability
• § 5.3 — Definitions
• § 5.4 — Filing required
• § 5.5 — Filing fees
• § 5.6 — [Reserved]
• § 5.7 — Investigations
• § 5.8 — Public notice
• § 5.9 — Public availability
• § 5.10 — Comments
• § 5.11 — Hearings and other meetings
• § 5.12 — Computation of time
• § 5.13 — Decisions
• § 5.20 — Organizing a national bank or Federal savings association
• § 5.21 — Federal mutual savings association charter and bylaws
• § 5.22 — Federal stock savings association charter and bylaws
• § 5.23 — Conversion to become a Federal savings association
• § 5.24 — Conversion to become a national bank
• § 5.25 — Conversion from a national bank or Federal savings association to a State bank or State savings association
• § 5.26 — Fiduciary powers of national banks and Federal savings associations
• § 5.30 — Establishment, acquisition, and relocation of a branch of a national bank
• § 5.31 — Establishment, acquisition, and relocation of a branch and establishment of an agency office of a Federal savings association
• § 5.32 — Expedited procedures for certain reorganizations of a national bank
• § 5.33 — Business combinations involving a national bank or Federal savings association
• § 5.34 — Operating subsidiaries of a national bank
• § 5.35 — Bank service company investments by a national bank or Federal savings association
• § 5.36 — Other equity investments by a national bank
• § 5.37 — Investment in national bank or Federal savings association premises
• § 5.38 — Operating subsidiaries of a Federal savings association
• § 5.39 — Financial subsidiaries of a national bank
• § 5.40 — Change in location of a main office of a national bank or home office of a Federal savings association
• § 5.42 — Corporate title of a national bank or Federal savings association
• § 5.43 — National bank director residency and citizenship waivers
• § 5.45 — Increases in permanent capital of a Federal stock savings association
• § 5.46 — Changes in permanent capital of a national bank
• § 5.47 — Subordinated debt issued by a national bank
• § 5.48 — Voluntary liquidation of a national bank or Federal savings association
• § 5.50 — Change in control of a national bank or Federal savings association; reporting of stock loans
• § 5.51 — Changes in directors and senior executive officers of a national bank or Federal savings association
• § 5.52 — Change of address of a national bank or Federal savings association
• § 5.53 — Substantial asset change by a national bank or Federal savings association
• § 5.55 — Capital distributions by Federal savings associations
• § 5.56 — Inclusion of subordinated debt securities and mandatorily redeemable preferred stock as Federal savings association supplementary (tier 2) capital
• § 5.58 — Pass-through investments by a Federal savings association
• § 5.59 — Service corporations of Federal savings associations
• § 5.60 — Authority, scope, and exceptions to rules of general applicability
• § 5.61 — Definitions
• § 5.62 — Date of declaration of dividend
• § 5.63 — Capital limitation under 12 U.S.C. 56
• § 5.64 — Earnings limitation under 12 U.S.C. 60
• § 5.65 — Restrictions on undercapitalized institutions
• § 5.66 — Dividends payable in property other than cash
• § 5.67 — Fractional shares
• § 5.70 — Federal branches and agencies

PART 6

• § 6.1 — Authority, purpose, scope, other supervisory authority, disclosure of capital categories, and transition procedures
• § 6.2 — Definitions
• § 6.3 — Notice of capital category
• § 6.4 — Capital measures and capital categories
• § 6.5 — Capital restoration plan
• § 6.6 — Mandatory and discretionary supervisory actions
• § 6.20 — Scope
• § 6.21 — Notice of intent to issue a directive
• § 6.22 — Response to notice
• § 6.23 — Decision and issuance of a prompt corrective action directive
• § 6.24 — Request for modification or rescission of directive
• § 6.25 — Enforcement of directive

PART 7

• § 7.1000 — Activities that are part of, or incidental to, the business of banking
• § 7.1001 — National bank acting as general insurance agent
• § 7.1002 — National bank and Federal savings association acting as finder
• § 7.1003 — Money lent by a national bank at banking offices or at facilities other than banking offices
• § 7.1004 — Establishment of a loan production office by a national bank
• § 7.1005 — [Reserved]
• § 7.1006 — Loan agreement providing for a national bank or Federal savings association share in profits, income, or earnings or for stock warrants
• § 7.1007 — National Bank Acceptances
• § 7.1008 — Preparation by a national bank of income tax returns for customers or public
• § 7.1009 — [Reserved]
• § 7.1010 — Postal services by national banks and Federal savings associations
• § 7.1011 — National bank acting as payroll issuer
• § 7.1012 — Establishment, operation, or use of a messenger service by a national bank
• § 7.1014 — Sale of money orders at nonbanking outlets by a national bank
• § 7.1015 — National bank and Federal savings association investments in small business investment companies
• § 7.1016 — Independent undertakings issued by a national bank or Federal savings association to pay against documents
• § 7.1017 — National bank as guarantor or surety on indemnity bond
• § 7.1018 — National bank automatic payment plan accounts
• § 7.1020 — Purchase of open accounts by a national bank
• § 7.1021 — Financial literacy programs not branches of national banks
• § 7.1022 — National banks' authority to buy and sell exchange, coin, and bullion
• § 7.1023 — Federal savings associations, prohibition on industrial or commercial metal dealing or investing
• § 7.1024 — National bank or Federal savings association ownership of property
• § 7.1025 — Tax equity finance transactions by national banks and Federal savings associations
• § 7.1026 — National bank and Federal savings association payment system memberships
• § 7.1027 — Establishment and operation of a remote service unit by a national bank
• § 7.1028 — Establishment and operation of a deposit production office by a national bank
• § 7.1029 — Combination of national bank loan production office, deposit production office, and remote service unit
• § 7.1030 — Permissible derivatives activities for national banks
• § 7.2000 — National bank corporate governance
• § 7.2001 — National bank adoption of anti-takeover provisions
• § 7.2002 — National bank director or attorney as proxy
• § 7.2003 — National bank shareholder meetings; Board of directors meetings
• § 7.2004 — Honorary national bank directors or advisory boards
• § 7.2005 — Ownership of stock necessary to qualify as director of a national bank
• § 7.2006 — Cumulative voting in election of national bank directors
• § 7.2007 — Filling vacancies and increasing board of directors of a national bank other than by shareholder action
• § 7.2008 — Oath of national bank directors
• § 7.2009 — Quorum of a national bank board of directors; proxies not permissible
• § 7.2010 — National bank directors' responsibilities
• § 7.2011 — National bank compensation plans
• § 7.2012 — President as director of a national bank
• § 7.2013 — Fidelity bonds covering national bank officers and employees
• § 7.2014 — Indemnification of national bank and Federal savings association institution-affiliated parties
• § 7.2015 — National bank cashier
• § 7.2016 — Restricting transfer of national bank stock and record dates; stock certificates
• § 7.2019 — Loans secured by a national bank's own shares
• § 7.2021 — National bank preemptive rights
• § 7.2022 — National bank voting trusts
• § 7.2023 — National bank reverse stock splits
• § 7.2024 — Staggered terms for national bank directors and size of bank board
• § 7.2025 — Capital stock-related activities of a national bank
• § 7.3000 — National bank and Federal savings association operating hours and closings
• § 7.3001 — Sharing national bank or Federal association space and employees
• § 7.4000 — Visitorial powers with respect to national banks
• § 7.4001 — Charging interest by national banks at rates permitted competing institutions; charging interest to corporate borrowers
• § 7.4002 — National bank charges
• § 7.4006 — [Reserved]
• § 7.4007 — Deposit-taking by national banks
• § 7.4008 — Lending by national banks
• § 7.4009 — [Reserved]
• § 7.4010 — Applicability of state law and visitorial powers to Federal savings associations and subsidiaries
• § 7.5000 — Scope
• § 7.5001 — Electronic activities that are incidental to the business of banking
• § 7.5002 — Furnishing of products and services by electronic means and facilities
• § 7.5003 — Composite authority to engage in electronic activities
• § 7.5004 — Sale of excess electronic capacity and by-products
• § 7.5005 — National bank acting as digital certification authority
• § 7.5006 — Data processing
• § 7.5007 — Correspondent services
• § 7.5008 — Location of a national bank conducting electronic activities
• § 7.5009 — Location under 12 U.S.C. 85 of national banks operating exclusively through the Internet
• § 7.5010 — Shared electronic space

PART 8

• § 8.1 — Scope and application
• § 8.2 — Semiannual assessment
• § 8.6 — Fees for special examinations and investigations
• § 8.7 — Payment of interest on delinquent assessments and examination and investigation fees
• § 8.8 — Notice of Office of the Comptroller of the Currency fees and assessments

PART 9

• § 9.1 — Authority, purpose, and scope
• § 9.2 — Definitions
• § 9.3 — Approval requirements
• § 9.4 — Administration of fiduciary powers
• § 9.5 — Policies and procedures
• § 9.6 — Review of fiduciary accounts
• § 9.7 — Multi-state fiduciary operations
• § 9.8 — Recordkeeping
• § 9.9 — Audit of fiduciary activities
• § 9.10 — Fiduciary funds awaiting investment or distribution
• § 9.11 — Investment of fiduciary funds
• § 9.12 — Self-dealing and conflicts of interest
• § 9.13 — Custody of fiduciary assets
• § 9.14 — Deposit of securities with state authorities
• § 9.15 — Fiduciary compensation
• § 9.16 — Receivership or voluntary liquidation of bank
• § 9.17 — Surrender or revocation of fiduciary powers
• § 9.18 — Collective investment funds
• § 9.20 — Transfer agents
• § 9.100 — Acting as indenture trustee and creditor
• § 9.101 — Providing investment advice for a fee

PART 10

• § 10.1 — Scope
• § 10.2 — Filing requirements

PART 11

• § 11.1 — Authority
• § 11.2 — Reporting requirements for registered national banks and Federal savings associations
• § 11.3 — Filing requirements and inspection of documents
• § 11.4 — Filing fees

PART 12

• § 12.1 — Authority, purpose, and scope
• § 12.2 — Definitions
• § 12.3 — Recordkeeping
• § 12.4 — Content and time of notification
• § 12.5 — Notification by agreement; alternative forms and times of notification
• § 12.6 — Fees
• § 12.7 — Securities trading policies and procedures
• § 12.8 — Waivers
• § 12.9 — Settlement of securities transactions

PART 13

• § 13.1 — Scope
• § 13.2 — Definitions
• § 13.3 — Business conduct
• § 13.4 — Recommendations to customers
• § 13.5 — Customer information
• § 13.100 — Obligations concerning institutional customers

PART 14

• § 14.10 — Purpose and scope
• § 14.20 — Definitions
• § 14.30 — Prohibited practices
• § 14.40 — What a covered person must disclose
• § 14.50 — Where insurance activities may take place
• § 14.60 — Qualification and licensing requirements for insurance sales personnel

PART 16

• § 16.1 — Authority, purpose, and scope
• § 16.2 — Definitions
• § 16.3 — Registration statement and prospectus requirements
• § 16.4 — Communications not deemed an offer
• § 16.5 — Exemptions
• § 16.6 — Sales of nonconvertible debt
• § 16.7 — Nonpublic offerings
• § 16.8 — Small issues
• § 16.9 — Securities offered and sold in holding company dissolution
• § 16.10 — Sales of securities at an office of a Federal savings association
• § 16.15 — Form and content
• § 16.16 — Effectiveness
• § 16.17 — Filing requirements and inspection of documents
• § 16.18 — Use of prospectus
• § 16.19 — Withdrawal or abandonment
• § 16.30 — Request for interpretive advice or no-objection letter
• § 16.31 — Escrow requirement
• § 16.32 — Fraudulent transactions and unsafe or unsound practices
• § 16.33 — Filing fees

PART 19

• § 19.0 — Applicability date
• § 19.1 — Scope
• § 19.2 — Rules of construction
• § 19.3 — Definitions
• § 19.4 — Authority of the Comptroller
• § 19.5 — Authority of the administrative law judge (ALJ)
• § 19.6 — Appearance and practice in adjudicatory proceedings
• § 19.7 — Good faith certification
• § 19.8 — Conflicts of interest
• § 19.9 — Ex parte communications
• § 19.10 — Filing of papers
• § 19.11 — Service of papers
• § 19.12 — Construction of time limits
• § 19.13 — Change of time limits
• § 19.14 — Witness fees and expenses
• § 19.15 — Opportunity for informal settlement
• § 19.16 — OCC's right to conduct examination
• § 19.17 — Collateral attacks on adjudicatory proceeding
• § 19.18 — Commencement of proceeding and contents of notice
• § 19.19 — Answer
• § 19.20 — Amended pleadings
• § 19.21 — Failure to appear
• § 19.22 — Consolidation and severance of actions
• § 19.23 — Motions
• § 19.24 — Scope of document discovery
• § 19.25 — Request for document discovery from parties
• § 19.26 — Document subpoenas to nonparties
• § 19.27 — Deposition of witness unavailable for hearing
• § 19.28 — Interlocutory review
• § 19.29 — Summary disposition
• § 19.30 — Partial summary disposition
• § 19.31 — Scheduling and prehearing conferences
• § 19.32 — Prehearing submissions
• § 19.33 — Public hearings
• § 19.34 — Hearing subpoenas
• § 19.35 — Conduct of hearings
• § 19.36 — Evidence
• § 19.37 — Post-hearing filings
• § 19.38 — Recommended decision and filing of record
• § 19.39 — Exceptions to recommended decision
• § 19.40 — Review by the Comptroller
• § 19.41 — Stays pending judicial review
• § 19.100 — Filing documents
• § 19.101 — Delegation to OFIA
• § 19.102 — Civil money penalties
• § 19.110 — Scope and definitions
• § 19.111 — Suspension, removal, or prohibition of institution-affiliated party
• § 19.112 — Informal hearing
• § 19.113 — Recommended and final decisions
• § 19.120 — Exemption hearings under section 12(h) of the Securities Exchange Act of 1934
• § 19.121 — Disciplinary proceedings
• § 19.122 — Civil money penalty authority under Federal securities laws
• § 19.123 — Cease-and-desist authority
• § 19.160 — Scope
• § 19.161 — Hearing process
• § 19.170 — Discovery depositions
• § 19.171 — Deposition subpoenas
• § 19.180 — Scope
• § 19.181 — Confidentiality of formal investigations
• § 19.182 — Order to conduct a formal investigation
• § 19.183 — Rights of witnesses
• § 19.184 — Service of subpoena and payment of witness expenses
• § 19.185 — Dilatory, obstructionist, or insubordinate conduct
• § 19.190 — Scope
• § 19.191 — Definitions
• § 19.192 — Sanctions relating to conduct in an adjudicatory proceeding
• § 19.193 — Censure, suspension, or debarment
• § 19.194 — Eligibility of attorneys and accountants to practice
• § 19.195 — Incompetence
• § 19.196 — Disreputable conduct
• § 19.197 — Initiation of disciplinary proceeding
• § 19.198 — Conferences
• § 19.199 — Proceedings under this subpart
• § 19.200 — Effect of debarment, suspension, or censure
• § 19.201 — Petition for reinstatement
• § 19.205 — Authority and scope; waiver
• § 19.206 — Definitions
• § 19.207 — Application requirements
• § 19.208 — Net worth exhibit
• § 19.209 — Documentation of fees and expenses
• § 19.210 — Filing and service of documents
• § 19.211 — Answer to application
• § 19.212 — Reply
• § 19.213 — Settlement
• § 19.214 — Further proceedings
• § 19.215 — Decision
• § 19.216 — Agency review
• § 19.217 — Judicial review
• § 19.218 — Stay of decision concerning award
• § 19.219 — Payment of award
• § 19.220 — Scope
• § 19.221 — Reclassification of an insured depository institution based on unsafe or unsound condition or practice
• § 19.222 — Request for rescission of reclassification
• § 19.230 — Scope
• § 19.231 — Order to dismiss a director or senior executive officer
• § 19.240 — Inflation adjustments
• § 19.241 — Scope
• § 19.242 — Definitions
• § 19.243 — Removal, suspension, or debarment
• § 19.244 — Automatic removal, suspension, or debarment
• § 19.245 — Notice of removal, suspension, or debarment
• § 19.246 — Petition for reinstatement
• § 19.250 — Scope
• § 19.251 — Notice and hearing
• § 19.252 — Presiding officer
• § 19.253 — Grounds for termination
• § 19.254 — Judicial review

PART 21

• § 21.1 — Purpose and scope of subpart A of this part
• § 21.2 — Designation of security officer
• § 21.3 — Security program
• § 21.4 — Report
• § 21.11 — Suspicious Activity Report
• § 21.21 — Procedures for monitoring Bank Secrecy Act (BSA) compliance

PART 22

• § 22.1 — Purpose and scope
• § 22.2 — Definitions
• § 22.3 — Requirement to purchase flood insurance where available
• § 22.4 — Exemptions
• § 22.5 — Escrow requirement
• § 22.6 — Required use of standard flood hazard determination form
• § 22.7 — Force placement of flood insurance
• § 22.8 — Determination fees
• § 22.9 — Notice of special flood hazards and availability of Federal disaster relief assistance
• § 22.10 — Notice of servicer's identity

PART 23

• § 23.1 — Authority, purpose, and scope
• § 23.2 — Definitions
• § 23.3 — Lease requirements
• § 23.4 — Investment in personal property
• § 23.5 — Requirement for separate records
• § 23.6 — Application of lending limits; restrictions on transactions with affiliates
• § 23.10 — General rule
• § 23.11 — Lease term
• § 23.12 — Transition rule
• § 23.20 — General rule
• § 23.21 — Estimated residual value
• § 23.22 — Transition rule

PART 24

• § 24.1 — Authority, purpose, and OMB control number
• § 24.2 — Definitions
• § 24.3 — Public welfare investments
• § 24.4 — Investment limits
• § 24.5 — Public welfare investment after-the-fact notice and prior approval procedures
• § 24.6 — Examples of qualifying public welfare investments
• § 24.7 — Examination, records, and remedial action

PART 25

• § 25.11 — Authority, purposes, and scope
• § 25.12 — Definitions
• § 25.13 — Consideration of community development loans, community development investments, and community development services
• § 25.14 — Community development illustrative list; Confirmation of eligibility
• § 25.15 — Impact and responsiveness review of community development loans, community development investments, and community development services
• § 25.16 — Facility-based assessment areas
• § 25.17 — Retail lending assessment areas
• § 25.18 — Outside retail lending areas
• § 25.19 — Areas for eligible community development loans, community development investments, and community development services
• § 25.20 — [Reserved]
• § 25.21 — Evaluation of CRA performance in general
• § 25.22 — Retail lending test
• § 25.23 — Retail services and products test
• § 25.24 — Community development financing test
• § 25.25 — Community development services test
• § 25.26 — Limited purpose banks and savings associations
• § 25.27 — Strategic plan
• § 25.28 — Assigned conclusions and ratings
• § 25.29 — Small bank and savings association performance evaluation
• § 25.30 — Intermediate bank and savings association performance evaluation
• § 25.31 — Effect of CRA performance on applications
• § 25.42 — Data collection, reporting, and disclosure
• § 25.43 — Content and availability of public file
• § 25.44 — Public notice by banks and savings associations
• § 25.45 — Publication of planned examination schedule
• § 25.46 — Public engagement
• § 25.51 — Applicability dates and transition provisions
• § 25.61 — Purpose and scope
• § 25.62 — Definitions
• § 25.63 — Loan-to-deposit ratio screen
• § 25.64 — Credit needs determination
• § 25.65 — Sanctions

PART 26

• § 26.1 — Authority, purpose, and scope
• § 26.2 — Definitions
• § 26.3 — Prohibitions
• § 26.4 — Interlocking relationships permitted by statute
• § 26.5 — Small market share exemption
• § 26.6 — General exemption
• § 26.7 — Change in circumstances
• § 26.8 — Enforcement

PART 28

• § 28.1 — Authority, purpose, and scope
• § 28.2 — Definitions
• § 28.3 — Filing requirements for foreign operations of a national bank
• § 28.4 — Permissible activities
• § 28.5 — Filing of notice
• § 28.10 — Authority, purpose, and scope
• § 28.11 — Definitions
• § 28.12 — Approval of a Federal branch or agency
• § 28.13 — Permissible activities
• § 28.14 — Limitations based upon capital of a foreign bank
• § 28.15 — Capital equivalency deposits
• § 28.16 — Deposit-taking by an uninsured Federal branch
• § 28.17 — Notice of change in activity or operations
• § 28.18 — Recordkeeping and reporting
• § 28.19 — Enforcement
• § 28.20 — Maintenance of assets
• § 28.21 — Service of process
• § 28.22 — Voluntary liquidation
• § 28.23 — Procedures for closing of some of a foreign bank's Federal branches and/or agencies
• § 28.24 — Termination of a Federal branch or agency
• § 28.25 — Change in control
• § 28.26 — Loan production offices
• § 28.50 — Authority, purpose, and scope
• § 28.51 — Definitions
• § 28.52 — Allocated transfer risk reserve
• § 28.53 — Accounting for fees on international loans
• § 28.54 — Reporting and disclosure of international assets

PART 30

• § 30.1 — Scope
• § 30.2 — Purpose
• § 30.3 — Determination and notification of failure to meet safety and soundness standards and request for compliance plan
• § 30.4 — Filing of safety and soundness compliance plan
• § 30.5 — Issuance of orders to correct deficiencies and to take or refrain from taking other actions
• § 30.6 — Enforcement of orders

PART 31

• § 31.1 — Authority
• § 31.2 — Insider lending restrictions and reporting requirements
• § 31.3 — Affiliate transactions requirements

PART 32

• § 32.1 — Authority, purpose and scope
• § 32.2 — Definitions
• § 32.3 — Lending limits
• § 32.4 — Calculation of lending limits
• § 32.5 — Combination rules
• § 32.6 — Nonconforming loans and extensions of credit
• § 32.7 — Residential real estate loans, loans to small businesses, and loans or extensions of credit to small farms (“Supplemental Lending Limits Program”)
• § 32.8 — Temporary funding arrangements in emergency situations
• § 32.9 — Credit exposure arising from derivative and securities financing transactions

PART 34

• § 34.1 — Purpose and scope
• § 34.2 — Definitions
• § 34.3 — General rule
• § 34.4 — Applicability of state law
• § 34.5 — Due-on-sale clauses
• § 34.6 — Applicability of state law to Federal savings associations and subsidiaries
• § 34.20 — Definitions
• § 34.21 — General rule
• § 34.22 — Index
• § 34.23 — Prepayment fees
• § 34.24 — Nonfederally chartered commercial banks
• § 34.25 — Transition rule
• § 34.41 — Authority, purpose, and scope
• § 34.42 — Definitions
• § 34.43 — Appraisals required; transactions requiring a State certified or licensed appraiser
• § 34.44 — Minimum appraisal standards
• § 34.45 — Appraiser independence
• § 34.46 — Professional association membership; competency
• § 34.47 — Enforcement
• § 34.61 — Purpose and scope
• § 34.62 — Real estate lending standards
• § 34.81 — Definitions
• § 34.82 — Holding period
• § 34.83 — Disposition of OREO
• § 34.84 — [Reserved]
• § 34.85 — Appraisal requirements
• § 34.86 — OREO expenditures and notification
• § 34.201 — Authority, purpose and scope
• § 34.202 — Definitions applicable to higher-priced mortgage loans
• § 34.203 — Appraisals for higher-priced mortgage loans
• § 34.210 — Authority, purpose, and scope
• § 34.211 — Definitions
• § 34.212 — Appraiser panel—annual size calculation
• § 34.213 — Appraisal management company registration
• § 34.214 — Ownership limitations for State-registered appraisal management companies
• § 34.215 — Requirements for Federally regulated appraisal management companies
• § 34.216 — Information to be presented to the Appraisal Subcommittee by participating States
• § 34.220 — Authority, purpose, and scope
• § 34.221 — Definitions
• § 34.222 — Quality control standards

PART 35

• § 35.1 — Purpose and scope of this part
• § 35.2 — Definition of covered agreement
• § 35.3 — CRA communications
• § 35.4 — Fulfillment of the CRA
• § 35.5 — Related agreements considered a single agreement
• § 35.6 — Disclosure of covered agreements
• § 35.7 — Annual reports
• § 35.8 — Release of information under FOIA
• § 35.9 — Compliance provisions
• § 35.10 — Transition provisions
• § 35.11 — Other definitions and rules of construction used in this part

PART 37

• § 37.1 — Authority, purpose, and scope
• § 37.2 — Definitions
• § 37.3 — Prohibited practices
• § 37.4 — Refunds of fees in the event of termination or prepayment of the covered loan
• § 37.5 — Method of payment of fees
• § 37.6 — Disclosures
• § 37.7 — Affirmative election to purchase and acknowledgment of receipt of disclosures required
• § 37.8 — Safety and soundness requirements

PART 41

• § 41.80-41.82 — 41.80-41.82 [Reserved]
• § 41.83 — Proper disposal of records containing consumer information
• § 41.90 — Duties regarding the detection, prevention, and mitigation of identity theft
• § 41.91 — Duties of card issuers regarding changes of address
• § 41.92 — Examples

PART 43

• § 43.1 — Authority, purpose, scope, and reservation of authority
• § 43.2 — Definitions
• § 43.3 — Base risk retention requirement
• § 43.4 — Standard risk retention
• § 43.5 — Revolving pool securitizations
• § 43.6 — Eligible ABCP conduits
• § 43.7 — Commercial mortgage-backed securities
• § 43.8 — Federal National Mortgage Association and Federal Home Loan Mortgage Corporation ABS
• § 43.9 — Open market CLOs
• § 43.10 — Qualified tender option bonds
• § 43.11 — Allocation of risk retention to an originator
• § 43.12 — Hedging, transfer and financing prohibitions
• § 43.13 — Exemption for qualified residential mortgages
• § 43.14 — Definitions applicable to qualifying commercial loans, qualifying commercial real estate loans, and qualifying automobile loans
• § 43.15 — Qualifying commercial loans, commercial real estate loans, and automobile loans
• § 43.16 — Underwriting standards for qualifying commercial loans
• § 43.17 — Underwriting standards for qualifying CRE loans
• § 43.18 — Underwriting standards for qualifying automobile loans
• § 43.19 — General exemptions
• § 43.20 — Safe harbor for certain foreign-related transactions
• § 43.21 — Additional exemptions
• § 43.22 — Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption

PART 44

• § 44.1 — Authority, purpose, scope, and relationship to other authorities
• § 44.2 — Definitions
• § 44.3 — Prohibition on proprietary trading
• § 44.4 — Permitted underwriting and market making-related activities
• § 44.5 — Permitted risk-mitigating hedging activities
• § 44.6 — Other permitted proprietary trading activities
• § 44.7 — Limitations on permitted proprietary trading activities
• § 44.8-44.9 — 44.8-44.9 [Reserved]
• § 44.10 — Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund
• § 44.11 — Permitted organizing and offering, underwriting, and market making with respect to a covered fund
• § 44.12 — Permitted investment in a covered fund
• § 44.13 — Other permitted covered fund activities and investments
• § 44.14 — Limitations on relationships with a covered fund
• § 44.15 — Other limitations on permitted covered fund activities and investments
• § 44.16 — Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities
• § 44.17-44.19 — 44.17-44.19 [Reserved]
• § 44.20 — Program for compliance; reporting
• § 44.21 — Termination of activities or investments; penalties for violations

PART 45

• § 45.1 — Authority, purpose, scope, exemptions and compliance dates
• § 45.2 — Definitions
• § 45.3 — Initial margin
• § 45.4 — Variation margin
• § 45.5 — Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements
• § 45.6 — Eligible collateral
• § 45.7 — Segregation of collateral
• § 45.8 — Initial margin models and standardized amounts
• § 45.9 — Cross-border application of margin requirements
• § 45.10 — Documentation of margin matters
• § 45.11 — Special rules for affiliates
• § 45.12 — Capital

PART 46

• § 46.1 — Authority and purpose
• § 46.2 — Definitions
• § 46.3 — Applicability
• § 46.4 — Reservation of authority
• § 46.5 — Stress testing
• § 46.6 — Stress test methodologies and practices
• § 46.7 — Reports to the Office of the Comptroller of the Currency and the Federal Reserve Board
• § 46.8 — Publication of disclosures

PART 47

• § 47.1 — Authority and purpose
• § 47.2 — Definitions
• § 47.3 — Applicability
• § 47.4 — U.S. special resolution regimes
• § 47.5 — Insolvency proceedings
• § 47.6 — Approval of enhanced creditor protection conditions
• § 47.7 — Foreign bank multi-branch master agreements
• § 47.8 — Exclusion of certain QFCs

PART 48

• § 48.1 — Authority, purpose, and scope
• § 48.2 — Definitions
• § 48.3 — Prohibited transactions
• § 48.4 — Supervisory non-objection
• § 48.5 — Application and closing out of offsetting long and short positions
• § 48.6 — Disclosure
• § 48.7 — Recordkeeping
• § 48.8 — Capital requirements
• § 48.9 — Margin requirements
• § 48.10 — Required reporting to customers
• § 48.11 — Unlawful representations
• § 48.12 — Authorization to trade
• § 48.13 — Trading and operational standards
• § 48.14 — Supervision
• § 48.15 — Notice of transfers
• § 48.16 — Customer dispute resolution
• § 48.17 — Reservation of authority

PART 50

• § 50.1 — Purpose and applicability
• § 50.2 — Reservation of authority
• § 50.3 — Definitions
• § 50.4 — Certain operational requirements
• § 50.10 — Liquidity coverage ratio
• § 50.20 — High-quality liquid asset criteria
• § 50.21 — High-quality liquid asset amount
• § 50.22 — Requirements for eligible high-quality liquid assets
• § 50.30 — Total net cash outflow amount
• § 50.31 — Determining maturity
• § 50.32 — Outflow amounts
• § 50.33 — Inflow amounts
• § 50.34 — Cash flows related to Covered Federal Reserve Facility Funding
• § 50.40 — Liquidity coverage shortfall: Supervisory framework
• § 50.50 — Transitions
• § 50.100 — Net stable funding ratio
• § 50.101 — Determining maturity
• § 50.102 — Rules of construction
• § 50.103 — Calculation of available stable funding amount
• § 50.104 — ASF factors
• § 50.105 — Calculation of required stable funding amount
• § 50.106 — RSF factors
• § 50.107 — Calculation of NSFR derivatives amounts
• § 50.108 — Funding related to Covered Federal Reserve Facility Funding
• § 50.109 — Rules for consolidation
• § 50.110 — NSFR shortfall: Supervisory framework
• § 50.120 — Transitions

PART 51

• § 51.1 — Purpose and scope
• § 51.2 — Appointment of receiver
• § 51.3 — Notice of appointment of receiver
• § 51.4 — Claims
• § 51.5 — Order of priorities
• § 51.6 — Administrative expenses of receiver
• § 51.7 — Powers and duties of receiver; disposition of fiduciary and custodial accounts
• § 51.8 — Payment of claims and dividends to shareholders
• § 51.9 — Termination of receivership

PART 52

• § 52.1 — Authority and purpose
• § 52.2 — Definitions
• § 52.3 — Reduced reporting
• § 52.4 — Reservation of authority
• § 52.5 — Temporary relief

PART 53

• § 53.1 — Authority, purpose, and scope
• § 53.2 — Definitions
• § 53.3 — Notification
• § 53.4 — Bank service provider notification

PART 100

• § 100.1 — Certain regulations superseded
• § 100.2 — Waiver authority

PART 101

• § 101.1 — Authority and purposes
• § 101.2 — Definitions and computation of time
• § 101.3 — Procedures
• § 101.4 — Treatment of covered savings associations
• § 101.5 — Nonconforming subsidiaries, assets, and activities
• § 101.6 — Termination
• § 101.7 — Reelection
• § 101.8 — Evasion

PART 128

• § 128.1 — Definitions
• § 128.2 — Nondiscrimination in lending and other services
• § 128.3 — Nondiscrimination in applications
• § 128.4 — Nondiscriminatory advertising
• § 128.5 — Equal Housing Lender Poster
• § 128.6 — Loan application register
• § 128.7 — Nondiscrimination in employment
• § 128.8 — Complaints
• § 128.9 — Guidelines relating to nondiscrimination in lending
• § 128.10 — Supplementary guidelines
• § 128.11 — Nondiscriminatory appraisal and underwriting

PART 141

• § 141.1 — When do the definitions in this part apply?
• § 141.2 — [Reserved]
• § 141.5 — Commercial paper
• § 141.7 — Corporate debt security
• § 141.8 — [Reserved]
• § 141.10 — Dwelling unit
• § 141.11 — Federal savings association
• § 141.14 — Home
• § 141.15-141.19 — [Reserved]
• § 141.20 — Loans
• § 141.21 — Nonresidential real estate
• § 141.22 — [Reserved]
• § 141.23 — Residential real estate
• § 141.25 — Single-family dwelling
• § 141.26 — Surplus

PART 143

• § 143.12 — Grandfathered authority

PART 144

• § 144.8 — Communication between members of a Federal mutual savings association

PART 145

• § 145.1 — General authority
• § 145.2 — [Reserved]
• § 145.16 — Public deposits, depositaries, and fiscal agents
• § 145.17 — Funds transfer services
• § 145.92 — Branch offices
• § 145.101 — Fiscal agency

PART 150

• § 150.10 — What regulations govern the fiduciary operations of Federal savings associations?
• § 150.20 — What are fiduciary powers?
• § 150.30 — What fiduciary capacities does this part cover?
• § 150.40 — When do I have investment discretion?
• § 150.50 — What is a fiduciary account?
• § 150.60 — What other definitions apply to this part?
• § 150.70 — Must I obtain OCC approval or file a notice before I exercise fiduciary powers?
• § 150.130 — How may I conduct multi-state operations?
• § 150.135 — How do I determine which state's laws apply to my operations?
• § 150.136 — To what extent do state laws apply to my fiduciary operations?
• § 150.140 — Must I adopt and follow written policies and procedures in exercising fiduciary powers?
• § 150.150 — Who is responsible for the exercise of fiduciary powers?
• § 150.160 — What personnel and facilities may I use to perform fiduciary services?
• § 150.170 — May my other departments or affiliates use fiduciary personnel and facilities to perform other services?
• § 150.180 — May I perform fiduciary services for, or purchase fiduciary services from, another association or entity?
• § 150.190 — Must fiduciary officers and employees be bonded?
• § 150.200 — Must I review a prospective account before I accept it?
• § 150.210 — Must I conduct another review of an account after I accept it?
• § 150.220 — Are any other account reviews required?
• § 150.230 — Who must maintain custody or control of assets in a fiduciary account?
• § 150.240 — May I hold investments of a fiduciary account off-premises?
• § 150.245 — When is a fiduciary not required to maintain custody or control of fiduciary assets?
• § 150.250 — Must I keep fiduciary assets separate from other assets?
• § 150.260 — How may I invest funds of a fiduciary account?
• § 150.290 — What must I do with fiduciary funds awaiting investment or distribution?
• § 150.300 — Where may I deposit fiduciary funds awaiting investment or distribution?
• § 150.310 — What if the FDIC does not insure the deposits?
• § 150.320 — What is acceptable collateral for uninsured deposits?
• § 150.330 — Are there investments in which I may not invest funds of a fiduciary account?
• § 150.340 — May I exercise rights to purchase additional stock or fractional shares of my stock or obligations or the stock or obligations of my affiliates?
• § 150.350 — May I lend, sell, or transfer assets of a fiduciary account if I have an interest in the transaction?
• § 150.360 — May I make a loan to a fiduciary account that is secured by an interest in the assets of the account?
• § 150.370 — May I sell assets or lend money between fiduciary accounts?
• § 150.380 — May I earn compensation for acting in a fiduciary capacity?
• § 150.390 — May my officer or employee retain compensation for acting as a co-fiduciary?
• § 150.400 — May my fiduciary officer or employee accept a gift or bequest?
• § 150.410 — What records must I keep?
• § 150.420 — How long must I keep these records?
• § 150.430 — Must I keep fiduciary records separate and distinct from other records?
• § 150.440 — When do I have to audit my fiduciary activities?
• § 150.450 — What standards govern the conduct of the audit?
• § 150.460 — Who may conduct an audit?
• § 150.470 — Who directs the conduct of the audit?
• § 150.480 — How do I report the results of the audit?
• § 150.490 — When must I deposit securities with state authorities?
• § 150.500 — How much must I deposit if I administer fiduciary assets in more than one state?
• § 150.510 — What must I do if state authorities refuse my deposit?
• § 150.520 — What happens if I am placed in receivership or voluntary liquidation?
• § 150.530 — How do I surrender fiduciary powers?
• § 150.540 — When will the OCC terminate my fiduciary powers?
• § 150.550 — May I recover my deposit from state authorities?
• § 150.560 — When may the OCC revoke my fiduciary powers?
• § 150.570 — What procedures govern the revocation?
• § 150.580 — When may I conduct fiduciary activities without obtaining OCC approval?
• § 150.590 — What standards must I observe when acting in exempt fiduciary capacities?
• § 150.600 — How may funds be invested when I act in an exempt fiduciary capacity?
• § 150.610 — What disclosures must I make when acting in exempt fiduciary capacities?
• § 150.620 — May I receive compensation for acting in exempt fiduciary capacities?

PART 151

• § 151.10 — What does this part do?
• § 151.20 — Must I comply with this part?
• § 151.30 — What requirements apply to all transactions?
• § 151.40 — What definitions apply to this part?
• § 151.50 — What records must I maintain for securities transactions?
• § 151.60 — How must I maintain my records?
• § 151.70 — What type of notice must I provide when I effect a securities transaction for a customer?
• § 151.80 — How do I provide a registered broker-dealer confirmation?
• § 151.90 — How do I provide a written notice?
• § 151.100 — What are the alternate notice requirements?
• § 151.120 — May I charge a fee for a notice?
• § 151.130 — When must I settle a securities transaction?
• § 151.140 — What policies and procedures must I maintain and follow for securities transactions?
• § 151.150 — How do my officers and employees file reports of personal securities trading transactions?

PART 155

• § 155.100 — Scope
• § 155.200 — Use of electronic means and facilities
• § 155.210 — Requirements for using electronic means and facilities

PART 157

• § 157.1 — What does this part do?
• § 157.10 — What authorities govern the issuance of deposit accounts by Federal savings associations?
• § 157.11 — To what extent does Federal law preempt deposit-related state laws?
• § 157.12-157.13 — 157.12-157.13 [Reserved]
• § 157.14 — What interest rate may I pay on accounts?
• § 157.15 — Who owns a deposit account?
• § 157.20 — What records should I maintain on deposit activities?

PART 160

• § 160.1 — General
• § 160.2 — Applicability of law
• § 160.3 — Definitions
• § 160.30 — General lending and investment powers of Federal savings associations
• § 160.31 — Election regarding categorization of loans or investments and related calculations
• § 160.32 — Pass-through investments
• § 160.33 — Late charges
• § 160.34 — Prepayments
• § 160.35 — Adjustments to home loans
• § 160.36 — De minimis investments
• § 160.40 — Commercial paper and corporate debt securities
• § 160.41 — Leasing
• § 160.42 — State and local government obligations
• § 160.43 — Foreign assistance investments
• § 160.60 — Suretyship and guaranty
• § 160.100 — Real estate lending standards; purpose and scope
• § 160.101 — Real estate lending standards
• § 160.110 — Most favored lender usury preemption for all savings associations
• § 160.121 — Investment in state housing corporations
• § 160.130 — Prohibition on loan procurement fees
• § 160.160 — Asset classification
• § 160.170 — Records for lending transactions
• § 160.210 — [Reserved]
• § 160.220 — [Reserved]

PART 161

• § 161.1 — When do the definitions in this part apply?
• § 161.2 — Account
• § 161.3 — [Reserved]
• § 161.4 — Affiliate
• § 161.5 — Affiliated person
• § 161.6 — [Reserved]
• § 161.7 — Appropriate Federal banking agency
• § 161.8 — [Reserved]
• § 161.9 — Certificate account
• § 161.10 — Comptroller
• § 161.12 — Consumer credit
• § 161.14 — Controlling person
• § 161.15 — Corporation
• § 161.16 — Demand accounts
• § 161.18 — Director
• § 161.19 — Financial institution
• § 161.24 — Immediate family
• § 161.26-161.31 — 161.26-161.31 [Reserved]
• § 161.33 — Note account
• § 161.34 — OCC
• § 161.35 — Officer
• § 161.37 — Parent company; subsidiary
• § 161.38 — Political subdivision
• § 161.39 — [Reserved]
• § 161.40 — Public unit
• § 161.41 — [Reserved]
• § 161.42 — Savings account
• § 161.43 — Savings association
• § 161.44 — Security
• § 161.45 — [Reserved]
• § 161.50 — State
• § 161.51 — [Reserved]
• § 161.52 — Tax and loan account
• § 161.53 — United States Treasury General Account
• § 161.54 — United States Treasury Time Deposit Open Account
• § 161.55 — With recourse

PART 162

• § 162.1 — Accounting and disclosure standards

PART 163

• § 163.4 — [Reserved]
• § 163.5 — Securities: Statement of non-insurance
• § 163.27 — Advertising
• § 163.33 — Directors, officers, and employees
• § 163.36 — Tying restriction exception
• § 163.39 — [Reserved]
• § 163.47 — Pension plans
• § 163.74 — Mutual capital certificates
• § 163.76 — Offers and sales of securities at an office of a Federal savings association
• § 163.80 — Borrowing limitations
• § 163.170 — Examinations and audits; appraisals; establishment and maintenance of records
• § 163.171 — [Reserved]
• § 163.172 — Financial derivatives
• § 163.176 — Interest-rate-risk-management procedures
• § 163.180 — Suspicious Activity Reports and other reports and statements
• § 163.200 — Conflicts of interest
• § 163.201 — Corporate opportunity

PART 168

• § 168.1 — Authority, purpose, and scope
• § 168.2 — Designation of security officer
• § 168.3 — Security program
• § 168.4 — Report
• § 168.5 — Protection of customer information

PART 169

• § 169.1 — Definitions
• § 169.2 — Form of proxies
• § 169.3 — Holders of proxies
• § 169.4 — Proxy soliciting material

PART 190

• § 190.1 — Authority, purpose, and scope
• § 190.2 — Definitions
• § 190.3 — Operation
• § 190.4 — Federally-related residential manufactured housing loans—consumer protection provisions
• § 190.100 — Status of Interpretations issued under Public Law 96-161
• § 190.101 — State criminal usury statutes

PART 191

• § 191.1 — Authority, purpose, and scope
• § 191.2 — Definitions
• § 191.3 — Loans originated by Federal savings associations
• § 191.4 — Loans originated by lenders other than Federal savings associations
• § 191.5 — Limitation on exercise of due-on-sale clauses
• § 191.6 — Interpretations

PART 192

• § 192.5 — Purpose, prescribed forms, waiver
• § 192.7 — Electronic filing
• § 192.8 — Computation of time
• § 192.10 — Forming a holding company upon conversion
• § 192.15 — Forming a charitable organization upon conversion
• § 192.20 — Acquiring another insured depository institution upon conversion
• § 192.25 — Definitions
• § 192.100 — Preparing for a conversion
• § 192.105 — Information required in business plan
• § 192.110 — Review of business plan by chief executive officer and board of directors
• § 192.115 — Review of business plan by the appropriate Federal banking agency
• § 192.120 — Confidentiality of conversion information
• § 192.125 — Adoption of plan of conversion by board of directors
• § 192.130 — Information required in plan of conversion
• § 192.135 — Notifying members of adopted plan of conversion
• § 192.140 — Amendments to plan of conversion
• § 192.150 — Information required in an application for conversion
• § 192.155 — Filing an application for conversion
• § 192.160 — Request for confidential treatment
• § 192.165 — Amendments to an application for conversion
• § 192.180 — Public notice of an application for conversion
• § 192.185 — Public comment on application for conversion
• § 192.200 — Review, approval, or denial of application for conversion
• § 192.205 — Court review of final action on application for conversion
• § 192.225 — Approval of plan of conversion by members
• § 192.230 — Members' voting eligibility
• § 192.235 — Notice of members' meeting
• § 192.240 — Submission of documents to the appropriate Federal banking agency after the members' meeting
• § 192.250 — Compliance with proxy solicitation provisions
• § 192.255 — Form of proxy requirements
• § 192.260 — Previously executed proxies
• § 192.265 — Proxies executed under this part
• § 192.270 — Proxy statement requirements
• § 192.275 — Filing revised proxy materials
• § 192.280 — Mailing member's proxy solicitation materials
• § 192.285 — Prohibited solicitations
• § 192.290 — Remedial measures for prohibited solicitations
• § 192.295 — Re-solicitation of proxies
• § 192.300 — Offering circular requirements
• § 192.305 — Distribution of offering circular
• § 192.310 — Filing a post-effective amendment to an offering circular
• § 192.320 — Order of priority to purchase conversion shares
• § 192.325 — Timing of offer to sell conversion shares
• § 192.330 — Pricing of conversion shares
• § 192.335 — Procedures for the sale of conversion shares
• § 192.340 — Prohibited sales practices
• § 192.345 — Permissible forms of subscriber payment
• § 192.350 — Interest on payments for conversion shares
• § 192.355 — Subscription rights for eligible account holders and supplemental eligible account holders
• § 192.360 — Officers, directors, and associates as eligible account holders
• § 192.365 — Purchase of conversion shares by other voting members
• § 192.370 — Limits on aggregate purchases by officers, directors, and associates
• § 192.375 — Allocation of oversubscribed conversion shares
• § 192.380 — Purchase of conversion shares by employee stock ownership plan
• § 192.385 — Purchase limitations
• § 192.390 — Community offering of conversion shares
• § 192.395 — Other conditions for community and public offerings
• § 192.400 — Time period for completion of sale of stock
• § 192.405 — Extension of the offering period
• § 192.420 — Time period for completion of conversion
• § 192.425 — Termination of conversion
• § 192.430 — Charter amendments
• § 192.435 — Corporate existence after conversion
• § 192.440 — Stockholder voting rights after conversion
• § 192.445 — Savings account holder's account after conversion
• § 192.450 — Liquidation accounts
• § 192.455 — Initial balance of liquidation account
• § 192.460 — Initial balance of liquidation sub-account
• § 192.465 — Retention of voting rights based on liquidation sub-accounts
• § 192.470 — Required adjustments to liquidation sub-accounts
• § 192.475 — Definition of liquidation
• § 192.480 — Effect of liquidation account on net worth
• § 192.485 — Required liquidation account provision in new Federal charter
• § 192.500 — Permissible management stock benefit plans after conversion
• § 192.505 — Restrictions on the trading of shares by directors, officers, and associates
• § 192.510 — Repurchase of shares after conversion
• § 192.515 — Information to be filed with Federal banking agency prior to repurchase of shares
• § 192.520 — Declaring and paying dividends after the conversion
• § 192.525 — Restrictions on acquisition of shares after conversion
• § 192.530 — Other post-conversion requirements
• § 192.550 — Donating conversion shares or conversion proceeds to a charitable organization
• § 192.555 — Member approval of charitable contributions
• § 192.560 — Limitations on charitable contributions
• § 192.565 — Contents of organizational documents of charitable organization
• § 192.570 — Conflicts of interest among directors
• § 192.575 — Other requirements for charitable organizations
• § 192.600 — Voluntary supervisory conversions
• § 192.605 — Conducting a voluntary supervisory conversion
• § 192.610 — Member rights in a voluntary supervisory conversion
• § 192.625 — Eligibility for a voluntary supervisory conversion
• § 192.630 — Eligibility of State-chartered savings bank for voluntary supervisory conversion
• § 192.650 — Contents of plan of voluntary supervisory conversion
• § 192.660 — Contents of voluntary supervisory conversion application
• § 192.670 — Approval of voluntary supervisory conversion application
• § 192.675 — Conditions imposed upon approval of voluntary supervisory conversion application
• § 192.680 — Offer and sale of shares in a voluntary supervisory conversion
• § 192.690 — Restrictions on acquisition of additional shares after voluntary supervisory conversion

PART 201

• § 201.1 — Authority, purpose and scope
• § 201.2 — Definitions
• § 201.3 — Extensions of credit generally
• § 201.4 — Availability and terms of credit
• § 201.5 — Limitations on availability and assessments
• § 201.51 — Interest rates applicable to credit extended by a Federal Reserve Bank. 3
• § 201.104 — Eligibility of consumer loans and finance company paper
• § 201.107 — Eligibility of demand paper for discount and as security for advances by Reserve Banks
• § 201.108 — Obligations eligible as collateral for advances
• § 201.109 — Eligibility for discount of mortgage company notes
• § 201.110 — Goods held by persons employed by owner

PART 202

• § 202.1 — Authority, scope and purpose
• § 202.2 — Definitions
• § 202.3 — Limited exceptions for certain classes of transactions
• § 202.4 — General rules
• § 202.5 — Rules concerning requests for information
• § 202.6 — Rules concerning evaluation of applications
• § 202.7 — Rules concerning extensions of credit
• § 202.8 — Special purpose credit programs
• § 202.9 — Notifications
• § 202.10 — Furnishing of credit information
• § 202.11 — Relation to state law
• § 202.12 — Record retention
• § 202.13 — Information for monitoring purposes
• § 202.14 — Rules on providing appraisal reports
• § 202.15 — Incentives for self-testing and self-correction
• § 202.16 — Enforcement, penalties and liabilities
• § 202.17 — Data collection for credit applications by women-owned, minority-owned, or small businesses

PART 204

• § 204.1 — Authority, purpose and scope
• § 204.2 — Definitions
• § 204.3 — Reporting and location
• § 204.4 — Computation of required reserves
• § 204.5 — Maintenance of required reserves
• § 204.6 — Charges for deficiencies
• § 204.7 — Supplemental reserve requirement
• § 204.8 — International banking facilities
• § 204.9 — Emergency reserve requirement
• § 204.10 — Payment of interest on balances
• § 204.121 — Bankers' banks
• § 204.122 — Secondary market activities of international banking facilities
• § 204.123 — Sale of Federal funds by investment companies or trusts in which the entire beneficial interest is held exclusively by depository institutions
• § 204.124 — Repurchase agreement involving shares of a money market mutual fund whose portfolio consists wholly of United States Treasury and Federal agency securities
• § 204.125 — Foreign, international, and supranational entities referred to in §§ 204.2(c)(1)(iii)(E) and (f)(1)(iv)(E) and 204.8(a)(2)(i)(B)(5)
• § 204.126 — Depository institution participation in “Federal funds” market
• § 204.127 — Nondepository participation in “Federal funds” market
• § 204.128 — Deposits at foreign branches guaranteed by domestic office of a depository institution
• § 204.130 — Eligibility for NOW accounts
• § 204.131 — Participation by a depository institution in the secondary market for its own time deposits
• § 204.132 — Treatment of loan strip participations
• § 204.133 — Multiple savings deposits treated as a transaction account
• § 204.134 — Linked time deposits and transaction accounts
• § 204.135 — Shifting funds between depository institutions to make use of the low reserve tranche
• § 204.136 — Treatment of trust overdrafts for reserve requirement reporting purposes

PART 205

• § 205.1 — Authority and purpose
• § 205.2 — Definitions
• § 205.3 — Coverage
• § 205.4 — General disclosure requirements; jointly offered services
• § 205.5 — Issuance of access devices
• § 205.6 — Liability of consumer for unauthorized transfers
• § 205.7 — Initial disclosures
• § 205.8 — Change in terms notice; error resolution notice
• § 205.9 — Receipts at electronic terminals; periodic statements
• § 205.10 — Preauthorized transfers
• § 205.11 — Procedures for resolving errors
• § 205.12 — Relation to other laws
• § 205.13 — Administrative enforcement; record retention
• § 205.14 — Electronic fund transfer service provider not holding consumer's account
• § 205.15 — Electronic fund transfer of government benefits
• § 205.16 — Disclosures at automated teller machines
• § 205.17 — Requirements for overdraft services
• § 205.18 — Requirements for financial institutions offering payroll card accounts
• § 205.20 — Requirements for gift cards and gift certificates

PART 206

• § 206.1 — Authority, purpose, and scope
• § 206.2 — Definitions
• § 206.3 — Prudential standards
• § 206.4 — Credit exposure
• § 206.5 — Capital levels of correspondents
• § 206.6 — Waiver

PART 207

• § 207.1 — Purpose and scope of this part
• § 207.2 — Definition of covered agreement
• § 207.3 — CRA communications
• § 207.4 — Fulfillment of the CRA
• § 207.5 — Related agreements considered a single agreement
• § 207.6 — Disclosure of covered agreements
• § 207.7 — Annual reports
• § 207.8 — Release of information under FOIA
• § 207.9 — Compliance provisions
• § 207.10 — Transition provisions
• § 207.11 — Other definitions and rules of construction used in this part

PART 208

• § 208.1 — Authority, purpose, and scope
• § 208.2 — Definitions
• § 208.3 — Application and conditions for membership in the Federal Reserve System
• § 208.4 — Capital adequacy
• § 208.5 — Dividends and other distributions
• § 208.6 — Establishment and maintenance of branches
• § 208.7 — Prohibition against use of interstate branches primarily for deposit production
• § 208.20 — Authority, purpose, and scope
• § 208.21 — Investments in premises and securities
• § 208.22 — Community development and public welfare investments
• § 208.23 — Agricultural loan loss amortization
• § 208.24 — Letters of credit and acceptances
• § 208.25 — Loans in areas having special flood hazards
• § 208.30 — Authority, purpose, and scope
• § 208.31 — State member banks as transfer agents
• § 208.32 — Notice of disciplinary sanctions imposed by registered clearing agency
• § 208.33 — Application for stay or review of disciplinary sanctions imposed by registered clearing agency
• § 208.34 — Recordkeeping and confirmation of certain securities transactions effected by State member banks
• § 208.35 — Qualification requirements for transactions in certain securities. [Reserved]
• § 208.36 — Reporting requirements for State member banks subject to the Securities Exchange Act of 1934
• § 208.37 — Government securities sales practices
• § 208.40 — Authority, purpose, scope, other supervisory authority, and disclosure of capital categories
• § 208.41 — Definitions for purposes of this subpart
• § 208.42 — Notice of capital category
• § 208.43 — Capital measures and capital category definitions
• § 208.44 — Capital restoration plans
• § 208.45 — Mandatory and discretionary supervisory actions under section 38
• § 208.50 — Authority, purpose, and scope
• § 208.51 — Real estate lending standards
• § 208.60 — Authority, purpose, and scope
• § 208.61 — Bank security procedures
• § 208.62 — Suspicious activity reports
• § 208.63 — Procedures for monitoring Bank Secrecy Act compliance
• § 208.64 — Frequency of examination
• § 208.71 — What are the requirements to invest in or control a financial subsidiary?
• § 208.72 — What activities may a financial subsidiary conduct?
• § 208.73 — What additional provisions are applicable to state member banks with financial subsidiaries?
• § 208.74 — What happens if the state member bank or a depository institution affiliate fails to continue to meet certain requirements?
• § 208.75 — What happens if the state member bank or any of its insured depository institution affiliates receives less than a “satisfactory” CRA rating?
• § 208.76 — What Federal Reserve approvals are necessary for financial subsidiaries?
• § 208.77 — Definitions
• § 208.81 — Purpose and scope
• § 208.82 — Definitions for purposes of this subpart
• § 208.83 — Prohibited practices
• § 208.84 — What you must disclose
• § 208.85 — Where insurance activities may take place
• § 208.86 — Qualification and licensing requirements for insurance sales personnel
• § 208.110 — Sale of bank's money orders off premises as establishment of branch office
• § 208.111 — Obligations concerning institutional customers
• § 208.112 — Policy statement on section 9(13) of the Federal Reserve Act
• § 208.120 — Authority, purpose, and scope
• § 208.121 — Definitions
• § 208.122 — Reporting
• § 208.123 — Reduced reporting
• § 208.124 — Reservation of authority

PART 209

• § 209.1 — Authority, purpose, scope, and definitions
• § 209.2 — Banks desiring to become member banks
• § 209.3 — Cancellation of Reserve Bank stock; mergers involving member banks
• § 209.4 — Amounts and payments for subscriptions and cancellations; timing and rate of dividends
• § 209.5 — The share register

PART 210

• § 210.1 — Authority, purpose, and scope
• § 210.2 — Definitions
• § 210.3 — General provisions
• § 210.4 — Sending items to Reserve Banks
• § 210.5 — Sender's agreement; recovery by Reserve Bank
• § 210.6 — Status, warranties, and liability of Reserve Bank
• § 210.7 — Presenting items for payment
• § 210.8 — Presenting noncash items for acceptance
• § 210.9 — Settlement and payment
• § 210.10 — Time schedule and availability of credits for cash items and returned checks
• § 210.11 — Availability of proceeds of noncash items; time schedule
• § 210.12 — Return of cash items and handling of returned checks
• § 210.13 — Unpaid items
• § 210.14 — Extension of time limits
• § 210.15 — Direct presentment of certain warrants
• § 210.25 — Authority, purpose, and scope
• § 210.26 — Definitions
• § 210.27 — Reliance on identifying number
• § 210.28 — Agreement of sender
• § 210.29 — Agreement of receiving bank
• § 210.30 — Payment orders
• § 210.31 — Payment by a Federal Reserve Bank to a receiving bank or beneficiary
• § 210.32 — Federal Reserve Bank liability; payment of compensation
• § 210.40 — Authority, purpose, and scope
• § 210.41 — Definitions
• § 210.42 — Reliance on identifying number
• § 210.43 — Agreement of sender
• § 210.44 — Agreement of receiving bank
• § 210.45 — Payment orders
• § 210.46 — Payment by a Federal Reserve Bank to a receiving bank or beneficiary
• § 210.47 — Federal Reserve Bank liability; payment of compensation

PART 211

• § 211.1 — Authority, purpose, and scope
• § 211.2 — Definitions
• § 211.3 — Foreign branches of U.S. banking organizations
• § 211.4 — Permissible activities and investments of foreign branches of member banks
• § 211.5 — Edge and agreement corporations
• § 211.6 — Permissible activities of Edge and agreement corporations in the United States
• § 211.7 — Voluntary liquidation of Edge and agreement corporations
• § 211.8 — Investments and activities abroad
• § 211.9 — Investment procedures
• § 211.10 — Permissible activities abroad
• § 211.11 — Advisory opinions under Regulation K
• § 211.12 — Lending limits and capital requirements
• § 211.13 — Supervision and reporting
• § 211.20 — Authority, purpose, and scope
• § 211.21 — Definitions
• § 211.22 — Interstate banking operations of foreign banking organizations
• § 211.23 — Nonbanking activities of foreign banking organizations
• § 211.24 — Approval of offices of foreign banks; procedures for applications; standards for approval; representative office activities and standards for approval; preservation of existing authority
• § 211.25 — Termination of offices of foreign banks
• § 211.26 — Examination of offices and affiliates of foreign banks
• § 211.27 — Disclosure of supervisory information to foreign supervisors
• § 211.28 — Provisions applicable to branches and agencies: limitation on loans to one borrower
• § 211.29 — Applications by state branches and state agencies to conduct activities not permissible for federal branches
• § 211.30 — Criteria for evaluating U.S. operations of foreign banks not subject to consolidated supervision
• § 211.31 — Authority, purpose, and scope
• § 211.32 — Definitions
• § 211.33 — Investments and extensions of credit
• § 211.34 — Procedures for filing and processing notices
• § 211.41 — Authority, purpose, and scope
• § 211.42 — Definitions
• § 211.43 — Allocated transfer risk reserve
• § 211.44 — Reporting and disclosure of international assets
• § 211.45 — Accounting for fees on international loans
• § 211.601 — Status of certain offices for purposes of the International Banking Act restrictions on interstate banking operations
• § 211.602 — Investments by United States Banking Organizations in foreign companies that transact business in the United States
• § 211.603 — Commodity swap transactions
• § 211.604 — Data processing activities
• § 211.605 — Permissible underwriting activities of foreign banks

PART 212

• § 212.1 — Authority, purpose, and scope
• § 212.2 — Definitions
• § 212.3 — Prohibitions
• § 212.4 — Interlocking relationships permitted by statute
• § 212.5 — Small market share exemption
• § 212.6 — General exemption
• § 212.7 — Change in circumstances
• § 212.8 — Enforcement
• § 212.9 — Effect of Interlocks Act on Clayton Act

PART 213

• § 213.1 — Authority, scope, purpose, and enforcement
• § 213.2 — Definitions
• § 213.3 — General disclosure requirements
• § 213.4 — Content of disclosures
• § 213.5 — Renegotiations, extensions, and assumptions
• § 213.6 — [Reserved]
• § 213.7 — Advertising
• § 213.8 — Record retention
• § 213.9 — Relation to state laws

PART 214

• § 214.1 — Scope of part
• § 214.2 — Information to be furnished to the Board
• § 214.3 — Conferences and negotiations with foreign banks, bankers, or States
• § 214.4 — Agreements with foreign banks, bankers, or States, and participation in foreign accounts
• § 214.5 — Accounts with foreign banks
• § 214.6 — Amendments

PART 215

• § 215.1 — Authority, purpose, and scope
• § 215.2 — Definitions
• § 215.3 — Extension of credit
• § 215.4 — General prohibitions
• § 215.5 — Additional restrictions on loans to executive officers of member banks
• § 215.6 — Prohibition on knowingly receiving unauthorized extension of credit
• § 215.7 — Extensions of credit outstanding on March 10, 1979
• § 215.8 — Records of member banks
• § 215.9 — Disclosure of credit from member banks to executive officers and principal shareholders
• § 215.10 — Reporting requirement for credit secured by certain bank stock
• § 215.11 — Civil penalties
• § 215.12 — Application to savings associations

PART 217

• § 217.1 — Purpose, applicability, reservations of authority, and timing
• § 217.2 — Definitions
• § 217.3 — Operational requirements for counterparty credit risk
• § 217.4-217.9 — 217.4-217.9 [Reserved]
• § 217.10 — Minimum capital requirements
• § 217.11 — Capital conservation buffer, countercyclical capital buffer amount, and GSIB surcharge
• § 217.12 — Community bank leverage ratio framework
• § 217.13-217.19 — 217.13-217.19 [Reserved]
• § 217.20 — Capital components and eligibility criteria for regulatory capital instruments
• § 217.21 — Minority interest
• § 217.22 — Regulatory capital adjustments and deductions
• § 217.23-217.29 — 217.23-217.29 [Reserved]
• § 217.30 — Applicability
• § 217.31 — Mechanics for calculating risk-weighted assets for general credit risk
• § 217.32 — General risk weights
• § 217.33 — Off-balance sheet exposures
• § 217.34 — Derivative contracts
• § 217.35 — Cleared transactions
• § 217.36 — Guarantees and credit derivatives: substitution treatment
• § 217.37 — Collateralized transactions
• § 217.38 — Unsettled transactions
• § 217.39-217.40 — 217.39-217.40 [Reserved]
• § 217.41 — Operational requirements for securitization exposures
• § 217.42 — Risk-weighted assets for securitization exposures
• § 217.43 — Simplified supervisory formula approach (SSFA) and the gross-up approach
• § 217.44 — Securitization exposures to which the SSFA and gross-up approach do not apply
• § 217.45 — Recognition of credit risk mitigants for securitization exposures
• § 217.46-217.50 — 217.46-217.50 [Reserved]
• § 217.51 — Introduction and exposure measurement
• § 217.52 — Simple risk-weight approach (SRWA)
• § 217.53 — Equity exposures to investment funds
• § 217.54-217.60 — 217.54-217.60 [Reserved]
• § 217.61 — Purpose and scope
• § 217.62 — Disclosure requirements
• § 217.63 — Disclosures by Board-regulated institutions described in § 217.61
• § 217.64-217.99 — 217.64-217.99 [Reserved]
• § 217.100 — Purpose, applicability, and principle of conservatism
• § 217.101 — Definitions
• § 217.102-217.120 — 217.102-217.120 [Reserved]
• § 217.121 — Qualification process
• § 217.122 — Qualification requirements
• § 217.123 — Ongoing qualification
• § 217.124 — Merger and acquisition transitional arrangements
• § 217.125-217.130 — 217.125-217.130 [Reserved]
• § 217.131 — Mechanics for calculating total wholesale and retail risk-weighted assets
• § 217.132 — Counterparty credit risk of repo-style transactions, eligible margin loans, and OTC derivative contracts
• § 217.133 — Cleared transactions
• § 217.134 — Guarantees and credit derivatives: PD substitution and LGD adjustment approaches
• § 217.135 — Guarantees and credit derivatives: double default treatment
• § 217.136 — Unsettled transactions
• § 217.137-217.140 — 217.137-217.140 [Reserved]
• § 217.141 — Operational criteria for recognizing the transfer of risk
• § 217.142 — Risk-based capital requirement for securitization exposures
• § 217.143 — Supervisory formula approach (SFA)
• § 217.144 — Simplified supervisory formula approach (SSFA)
• § 217.145 — Recognition of credit risk mitigants for securitization exposures
• § 217.146-217.150 — 217.146-217.150 [Reserved]
• § 217.151 — Introduction and exposure measurement
• § 217.152 — Simple risk weight approach (SRWA)
• § 217.153 — Internal models approach (IMA)
• § 217.154 — Equity exposures to investment funds
• § 217.155 — Equity derivative contracts
• § 217.156-217.160 — 217.156-217.160 [Reserved]
• § 217.161 — Qualification requirements for incorporation of operational risk mitigants
• § 217.162 — Mechanics of risk-weighted asset calculation
• § 217.163-217.170 — 217.163-217.170 [Reserved]
• § 217.171 — Purpose and scope
• § 217.172 — Disclosure requirements
• § 217.173 — Disclosures by certain advanced approaches Board-regulated institutions and Category III Board-regulated institutions
• § 217.174-217.200 — 217.174-217.200 [Reserved]
• § 217.201 — Purpose, applicability, and reservation of authority
• § 217.202 — Definitions
• § 217.203 — Requirements for application of this subpart F
• § 217.204 — Measure for market risk
• § 217.205 — VaR-based measure
• § 217.206 — Stressed VaR-based measure
• § 217.207 — Specific risk
• § 217.208 — Incremental risk
• § 217.209 — Comprehensive risk
• § 217.210 — Standardized measurement method for specific risk
• § 217.211 — Simplified supervisory formula approach (SSFA)
• § 217.212 — Market risk disclosures
• § 217.213-217.299 — 217.213-217.299 [Reserved]
• § 217.300 — Transitions
• § 217.301 — Current expected credit losses (CECL) transition
• § 217.302 — Exposures Related the Money Market Mutual Fund Liquidity Facility
• § 217.303 — Temporary exclusions from total leverage exposure
• § 217.304 — Temporary changes to the community bank leverage ratio framework
• § 217.305 — Exposures related to the Paycheck Protection Program Lending Facility
• § 217.306 — Building Block Approach (BBA) capital conservation buffer transition
• § 217.400 — Purpose and applicability
• § 217.401 — Definitions
• § 217.402 — Identification as a global systemically important BHC
• § 217.403 — GSIB surcharge
• § 217.404 — Method 1 score
• § 217.405 — Method 2 score
• § 217.406 — Short-term wholesale funding score
• § 217.501 — The Board's Regulatory Capital Framework for Depository Institution Holding Companies Organized as Non-Stock Companies
• § 217.502 — Application of the Board's Regulatory Capital Framework to Employee Stock Ownership Plans that are Depository Institution Holding Companies and Certain Trusts that are Savings and Loan Holding Companies
• § 217.601 — Purpose, applicability, and reservations of authority
• § 217.602 — Definitions
• § 217.603 — BBA ratio and minimum requirements
• § 217.604 — Capital conservation buffer
• § 217.605 — Determination of building blocks
• § 217.606 — Scaling parameters
• § 217.607 — Capital requirements under the Building Block Approach
• § 217.608 — Available capital resources under the Building Block Approach

PART 218

• § 218.100 — Definition
• § 218.700 — Defined terms relating to the networking exception from the definition of “broker.”
• § 218.701 — Exemption from the definition of “broker” for certain institutional referrals
• § 218.721 — Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”
• § 218.722 — Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis
• § 218.723 — Exemptions for special accounts, transferred accounts, foreign branches and a de minimis number of accounts
• § 218.740 — Defined terms relating to the sweep accounts exception from the definition of “broker.”
• § 218.741 — Exemption for banks effecting transactions in money market funds
• § 218.760 — Exemption from definition of “broker” for banks accepting orders to effect transactions in securities from or on behalf of custody accounts
• § 218.771 — Exemption from the definition of “broker” for banks effecting transactions in securities issued pursuant to Regulation S
• § 218.772 — Exemption from the definition of “broker” for banks engaging in securities lending transactions
• § 218.775 — Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities
• § 218.776 — Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans
• § 218.780 — Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934
• § 218.781 — Exemption from the definition of “broker” for banks for a limited period of time

PART 219

• § 219.1 — Authority, purpose and scope
• § 219.2 — Definitions
• § 219.3 — Cost reimbursement
• § 219.4 — Exceptions
• § 219.5 — Conditions for payment
• § 219.6 — Payment procedures
• § 219.21 — Authority, purpose and scope
• § 219.22 — Definitions
• § 219.23 — Recordkeeping and reporting requirements
• § 219.24 — Retention period

PART 220

• § 220.1 — Authority, purpose, and scope
• § 220.2 — Definitions
• § 220.3 — General provisions
• § 220.4 — Margin account
• § 220.5 — Special memorandum account
• § 220.6 — Good faith account
• § 220.7 — Broker-dealer credit account
• § 220.8 — Cash account
• § 220.9 — Clearance of securities, options, and futures
• § 220.10 — Borrowing and lending securities
• § 220.11 — Requirements for the list of marginable OTC stocks and the list of foreign margin stocks
• § 220.12 — Supplement: margin requirements
• § 220.101 — Transactions of customers who are brokers or dealers
• § 220.102 — [Reserved]
• § 220.103 — Borrowing of securities
• § 220.104 — [Reserved]
• § 220.105 — Ninety-day rule in special cash account
• § 220.106-220.107 — 220.106-220.107 [Reserved]
• § 220.108 — International Bank Securities
• § 220.109 — [Reserved]
• § 220.110 — Assistance by Federal credit union to its members
• § 220.111 — Arranging for extensions of credit to be made by a bank
• § 220.112 — [Reserved]
• § 220.113 — Necessity for prompt payment and delivery in special cash accounts
• § 220.114-220.116 — 220.114-220.116 [Reserved]
• § 220.117 — Exception to 90-day rule in special cash account
• § 220.118 — Time of payment for mutual fund shares purchased in a special cash account
• § 220.119 — Applicability of margin requirements to credit extended to corporation in connection with retirement of stock
• § 220.120 — [Reserved]
• § 220.121 — Applicability of margin requirements to joint account between two creditors
• § 220.122 — “Deep in the money put and call options” as extensions of credit
• § 220.123 — Partial delayed issue contracts covering nonconvertible bonds
• § 220.124 — Installment sale of tax-shelter programs as “arranging” for credit
• § 220.125-220.126 — 220.125-220.126 [Reserved]
• § 220.127 — Independent broker/dealers arranging credit in connection with the sale of insurance premium funding programs
• § 220.128 — Treatment of simultaneous long and short positions in the same margin account when put or call options or combinations thereof on such stock are also outstanding in the account
• § 220.129-220.130 — 220.129-220.130 [Reserved]
• § 220.131 — Application of the arranging section to broker-dealer activities under SEC Rule 144A
• § 220.132 — Credit to brokers and dealers

PART 221

• § 221.1 — Authority, purpose, and scope
• § 221.2 — Definitions
• § 221.3 — General requirements
• § 221.4 — Employee stock option, purchase, and ownership plans
• § 221.5 — Special purpose loans to brokers and dealers
• § 221.6 — Exempted transactions
• § 221.7 — Supplement: Maximum loan value of margin stock and other collateral
• § 221.101 — Determination and effect of purpose of loan
• § 221.102 — Application to committed credit where funds are disbursed thereafter
• § 221.103 — Loans to brokers or dealers
• § 221.104 — Federal credit unions
• § 221.105 — Arranging for extensions of credit to be made by a bank
• § 221.106 — Reliance in “good faith” on statement of purpose of loan
• § 221.107 — Arranging loan to purchase open-end investment company shares
• § 221.108 — Effect of registration of stock subsequent to making of loan
• § 221.109 — Loan to open-end investment company
• § 221.110 — Questions arising under this part
• § 221.111 — Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses
• § 221.112 — Loans by bank in capacity as trustee
• § 221.113 — Loan which is secured indirectly by stock
• § 221.114 — Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan
• § 221.115 — Accepting a purpose statement through the mail without benefit of face-to-face interview
• § 221.116 — Bank loans to replenish working capital used to purchase mutual fund shares
• § 221.117 — When bank in “good faith” has not relied on stock as collateral
• § 221.118 — Bank arranging for extension of credit by corporation
• § 221.119 — Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code
• § 221.120 — Allocation of stock collateral to purpose and nonpurpose credits to same customer
• § 221.121 — Extension of credit in certain stock option and stock purchase plans
• § 221.122 — Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs
• § 221.123 — Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise
• § 221.124 — Purchase of debt securities to finance corporate takeovers
• § 221.125 — Credit to brokers and dealers

PART 222

• § 222.1 — Purpose, scope, and effective dates
• § 222.2 — Examples
• § 222.3 — Definitions
• § 222.20 — Coverage and definitions
• § 222.21 — Affiliate marketing opt-out and exceptions
• § 222.22 — Scope and duration of opt-out
• § 222.23 — Contents of opt-out notice; consolidated and equivalent notices
• § 222.24 — Reasonable opportunity to opt out
• § 222.25 — Reasonable and simple methods of opting out
• § 222.26 — Delivery of opt-out notices
• § 222.27 — Renewal of opt-out
• § 222.28 — Effective date, compliance date, and prospective application
• § 222.30 — Obtaining or using medical information in connection with a determination of eligibility for credit
• § 222.31 — Limits on redisclosure of information
• § 222.32 — Sharing medical information with affiliates
• § 222.40 — Scope
• § 222.41 — Definitions
• § 222.42 — Reasonable policies and procedures concerning the accuracy and integrity of furnished information
• § 222.43 — Direct disputes
• § 222.70 — Scope
• § 222.71 — Definitions
• § 222.72 — General requirements for risk-based pricing notices
• § 222.73 — Content, form, and timing of risk-based pricing notices
• § 222.74 — Exceptions
• § 222.75 — Rules of construction
• § 222.80-222.81 — 222.80-222.81 [Reserved]
• § 222.82 — Duties of users regarding address discrepancies
• § 222.83 — Disposal of consumer information
• § 222.90 — Duties regarding the detection, prevention, and mitigation of identity theft
• § 222.91 — Duties of card issuers regarding changes of address

PART 223

• § 223.1 — Authority, purpose, and scope
• § 223.2 — What is an “affiliate” for purposes of sections 23A and 23B and this part?
• § 223.3 — What are the meanings of the other terms used in sections 23A and 23B and this part?
• § 223.11 — What is the maximum amount of covered transactions that a member bank may enter into with any single affiliate?
• § 223.12 — What is the maximum amount of covered transactions that a member bank may enter into with all affiliates?
• § 223.13 — What safety and soundness requirement applies to covered transactions?
• § 223.14 — What are the collateral requirements for a credit transaction with an affiliate?
• § 223.15 — May a member bank purchase a low-quality asset from an affiliate?
• § 223.16 — What transactions by a member bank with any person are treated as transactions with an affiliate?
• § 223.21 — What valuation and timing principles apply to credit transactions?
• § 223.22 — What valuation and timing principles apply to asset purchases?
• § 223.23 — What valuation and timing principles apply to purchases of and investments in securities issued by an affiliate?
• § 223.24 — What valuation principles apply to extensions of credit secured by affiliate securities?
• § 223.31 — How does section 23A apply to a member bank's acquisition of an affiliate that becomes an operating subsidiary of the member bank after the acquisition?
• § 223.32 — What rules apply to financial subsidiaries of a member bank?
• § 223.33 — What rules apply to derivative transactions?
• § 223.41 — What covered transactions are exempt from the quantitative limits and collateral requirements?
• § 223.42 — What covered transactions are exempt from the quantitative limits, collateral requirements, and low-quality asset prohibition?
• § 223.43 — What are the standards under which the Board may grant additional exemptions from the requirements of section 23A?
• § 223.51 — What is the market terms requirement of section 23B?
• § 223.52 — What transactions with affiliates or others must comply with section 23B's market terms requirement?
• § 223.53 — What asset purchases are prohibited by section 23B?
• § 223.54 — What advertisements and statements are prohibited by section 23B?
• § 223.55 — What are the standards under which the Board may grant exemptions from the requirements of section 23B?
• § 223.56 — What transactions are exempt from the market-terms requirement of section 23B?
• § 223.61 — How do sections 23A and 23B apply to U.S. branches and agencies of foreign banks?
• § 223.71 — How do sections 23A and 23B apply to transactions in which a member bank purchases from one affiliate an asset relating to another affiliate?
• § 223.72 — Transactions with affiliates

PART 224

• § 224.1 — Authority, purpose, and scope
• § 224.2 — Definitions
• § 224.3 — Margin regulations to be applied by nonexempted borrowers

PART 225

• § 225.1 — Authority, purpose, and scope
• § 225.2 — Definitions
• § 225.3 — Administration
• § 225.4 — Corporate practices
• § 225.5 — Registration, reports, and inspections
• § 225.6 — Penalties for violations
• § 225.7 — Exceptions to tying restrictions
• § 225.8 — Capital planning and stress capital buffer requirement
• § 225.9 — Control over securities
• § 225.10 — Temporary relief for 2020 and 2021
• § 225.11 — Transactions requiring Board approval
• § 225.12 — Transactions not requiring Board approval
• § 225.13 — Factors considered in acting on bank acquisition proposals
• § 225.14 — Expedited action for certain bank acquisitions by well-run bank holding companies
• § 225.15 — Procedures for other bank acquisition proposals
• § 225.16 — Public notice, comments, hearings, and other provisions governing applications and notices
• § 225.17 — Notice procedure for one-bank holding company formations
• § 225.21 — Prohibited nonbanking activities and acquisitions; exempt bank holding companies
• § 225.22 — Exempt nonbanking activities and acquisitions
• § 225.23 — Expedited action for certain nonbanking proposals by well-run bank holding companies
• § 225.24 — Procedures for other nonbanking proposals
• § 225.25 — Hearings, alteration of activities, and other matters
• § 225.26 — Factors considered in acting on nonbanking proposals
• § 225.27 — Procedures for determining scope of nonbanking activities
• § 225.28 — List of permissible nonbanking activities
• § 225.31 — Control proceedings
• § 225.32 — Rebuttable presumptions of control of a company
• § 225.33 — Rebuttable presumption of noncontrol of a company
• § 225.34 — Total equity
• § 225.41 — Transactions requiring prior notice
• § 225.42 — Transactions not requiring prior notice
• § 225.43 — Procedures for filing, processing, publishing, and acting on notices
• § 225.44 — Reporting of stock loans
• § 225.52 — Limitation on overdrafts
• § 225.61 — Authority, purpose, and scope
• § 225.62 — Definitions
• § 225.63 — Appraisals required; transactions requiring a State certified or licensed appraiser
• § 225.64 — Minimum appraisal standards
• § 225.65 — Appraiser independence
• § 225.66 — Professional association membership; competency
• § 225.67 — Enforcement
• § 225.71 — Definitions
• § 225.72 — Director and officer appointments; prior notice requirement
• § 225.73 — Procedures for filing, processing, and acting on notices; standards for disapproval; waiver of notice
• § 225.81 — What is a financial holding company?
• § 225.82 — How does a bank holding company elect to become a financial holding company?
• § 225.83 — What are the consequences of failing to continue to meet applicable capital and management requirements?
• § 225.84 — What are the consequences of failing to maintain a satisfactory or better rating under the Community Reinvestment Act at all insured depository institution subsidiaries?
• § 225.85 — Is notice to or approval from the Board required prior to engaging in a financial activity?
• § 225.86 — What activities are permissible for any financial holding company?
• § 225.87 — Is notice to the Board required after engaging in a financial activity?
• § 225.88 — How to request the Board to determine that an activity is financial in nature or incidental to a financial activity?
• § 225.89 — How to request approval to engage in an activity that is complementary to a financial activity?
• § 225.90 — What are the requirements for a foreign bank to be treated as a financial holding company?
• § 225.91 — How may a foreign bank elect to be treated as a financial holding company?
• § 225.92 — How does an election by a foreign bank become effective?
• § 225.93 — What are the consequences of a foreign bank failing to continue to meet applicable capital and management requirements?
• § 225.94 — What are the consequences of an insured branch or depository institution failing to maintain a satisfactory or better rating under the Community Reinvestment Act?
• § 225.101 — Bank holding company's subsidiary banks owning shares of nonbanking companies
• § 225.102 — Bank holding company indirectly owning nonbanking company through subsidiaries
• § 225.103 — Bank holding company acquiring stock by dividends, stock splits or exercise of rights
• § 225.104 — “Services” under section 4(c)(1) of Bank Holding Company Act
• § 225.107 — Acquisition of stock in small business investment company
• § 225.109 — “Services” under section 4(c)(1) of Bank Holding Company Act
• § 225.111 — Limit on investment by bank holding company system in stock of small business investment companies
• § 225.112 — Indirect control of small business concern through convertible debentures held by small business investment company
• § 225.113 — Services under section 4(a) of Bank Holding Company Act
• § 225.115 — Applicability of Bank Service Corporation Act in certain bank holding company situations
• § 225.118 — Computer services for customers of subsidiary banks
• § 225.121 — Acquisition of Edge corporation affiliate by State member banks of registered bank holding company
• § 225.122 — Bank holding company ownership of mortgage companies
• § 225.123 — Activities closely related to banking
• § 225.124 — Foreign bank holding companies
• § 225.125 — Investment adviser activities
• § 225.126 — Activities not closely related to banking
• § 225.127 — Investment in corporations or projects designed primarily to promote community welfare
• § 225.129 — Activities closely related to banking
• § 225.130 — Issuance and sale of short-term debt obligations by bank holding companies
• § 225.131 — Activities closely related to banking
• § 225.132 — Acquisition of assets
• § 225.133 — Computation of amount invested in foreign corporations under general consent procedures
• § 225.134 — Escrow arrangements involving bank stock resulting in a violation of the Bank Holding Company Act
• § 225.136 — Utilization of foreign subsidiaries to sell long-term debt obligations in foreign markets and to transfer the proceeds to their United States parent(s) for domestic purposes
• § 225.137 — Acquisitions of shares pursuant to section 4(c)(6) of the Bank Holding Company Act
• § 225.138 — Statement of policy concerning divestitures by bank holding companies
• § 225.139 — Presumption of continued control under section 2(g)(3) of the Bank Holding Company Act
• § 225.140 — Disposition of property acquired in satisfaction of debts previously contracted
• § 225.141 — Operations subsidiaries of a bank holding company
• § 225.142 — Statement of policy concerning bank holding companies engaging in futures, forward and options contracts on U.S. Government and agency securities and money market instruments
• § 225.143 — Policy statement on nonvoting equity investments by bank holding companies
• § 225.145 — Limitations established by the Competitive Equality Banking Act of 1987 on the activities and growth of nonbank banks
• § 225.170 — What type of investments are permitted by this subpart, and under what conditions may they be made?
• § 225.171 — What are the limitations on managing or operating a portfolio company held as a merchant banking investment?
• § 225.172 — What are the holding periods permitted for merchant banking investments?
• § 225.173 — How are investments in private equity funds treated under this subpart?
• § 225.174 — What aggregate thresholds apply to merchant banking investments?
• § 225.175 — What risk management, record keeping and reporting policies are required to make merchant banking investments?
• § 225.176 — How do the statutory cross marketing and sections 23A and B limitations apply to merchant banking investments?
• § 225.177 — Definitions
• § 225.180 — Definitions
• § 225.181 — Conformance Period for Banking Entities Engaged in Prohibited Proprietary Trading or Private Fund Activities
• § 225.182 — Conformance Period for Nonbank Financial Companies Supervised by the Board Engaged in Proprietary Trading or Private Fund Activities
• § 225.190 — Authority, purpose, and scope
• § 225.191 — Definitions
• § 225.192 — Appraiser panel—annual size calculation
• § 225.193 — Appraisal management company registration
• § 225.194 — Ownership limitations for State-registered appraisal management companies
• § 225.195 — Requirements for Federally regulated appraisal management companies
• § 225.196 — Information to be presented to the Appraisal Subcommittee by participating States
• § 225.200 — Conditions to Board's section 20 orders
• § 225.300 — Authority, purpose, and scope
• § 225.301 — Definitions
• § 225.302 — Notification
• § 225.303 — Bank service provider notification
• § 225.350 — Authority, purpose and scope
• § 225.351 — Definitions
• § 225.352 — Quality control standards

PART 226

• § 226.1 — Authority, purpose, coverage, organization, enforcement, and liability
• § 226.2 — Definitions and rules of construction
• § 226.3 — Exempt transactions
• § 226.4 — Finance charge
• § 226.5 — General disclosure requirements
• § 226.5a — Credit and charge card applications and solicitations
• § 226.5b — Requirements for home equity plans
• § 226.6 — Account-opening disclosures
• § 226.7 — Periodic statement
• § 226.8 — Identifying transactions on periodic statements
• § 226.9 — Subsequent disclosure requirements
• § 226.10 — Payments
• § 226.11 — Treatment of credit balances; account termination
• § 226.12 — Special credit card provisions
• § 226.13 — Billing error resolution. 27
• § 226.14 — Determination of annual percentage rate
• § 226.15 — Right of rescission
• § 226.16 — Advertising
• § 226.17 — General disclosure requirements
• § 226.18 — Content of disclosures
• § 226.19 — Certain mortgage and variable-rate transactions
• § 226.20 — Subsequent disclosure requirements
• § 226.21 — Treatment of credit balances
• § 226.22 — Determination of annual percentage rate
• § 226.23 — Right of rescission
• § 226.24 — Advertising
• § 226.25 — Record retention
• § 226.26 — Use of annual percentage rate in oral disclosures
• § 226.27 — Language of disclosures
• § 226.28 — Effect on State laws
• § 226.29 — State exemptions
• § 226.30 — Limitation on rates
• § 226.31 — General rules
• § 226.32 — Requirements for certain closed-end home mortgages
• § 226.33 — Requirements for reverse mortgages
• § 226.34 — Prohibited acts or practices in connection with credit subject to § 226.32
• § 226.35 — Prohibited acts or practices in connection with higher-priced mortgage loans
• § 226.36 — Prohibited acts or practices in connection with credit secured by a dwelling
• § 226.37-226.38 — 226.37-226.38 [Reserved]
• § 226.39 — Mortgage transfer disclosures
• § 226.40-226.41 — 226.40-226.41 [Reserved]
• § 226.42 — Valuation independence
• § 226.43 — Appraisals for higher-priced mortgage loans
• § 226.44-226.45 — 226.44-226.45 [Reserved]
• § 226.46 — Special disclosure requirements for private education loans
• § 226.47 — Content of disclosures
• § 226.48 — Limitations on private education loans
• § 226.51 — Ability to Pay
• § 226.52 — Limitations on fees
• § 226.53 — Allocation of payments
• § 226.54 — Limitations on the imposition of finance charges
• § 226.55 — Limitations on increasing annual percentage rates, fees, and charges
• § 226.56 — Requirements for over-the-limit transactions
• § 226.57 — Reporting and marketing rules for college student open-end credit
• § 226.58 — Internet posting of credit card agreements
• § 226.59 — Reevaluation of rate increases

PART 228

• § 228.11 — Authority, purposes, and scope
• § 228.12 — Definitions
• § 228.13 — Consideration of community development loans, community development investments, and community development services
• § 228.14 — Community development illustrative list; Confirmation of eligibility
• § 228.15 — Impact and responsiveness review of community development loans, community development investments, and community development services
• § 228.16 — Facility-based assessment areas
• § 228.17 — Retail lending assessment areas
• § 228.18 — Outside retail lending areas
• § 228.19 — Areas for eligible community development loans, community development investments, and community development services
• § 228.20 — [Reserved]
• § 228.21 — Evaluation of CRA performance in general
• § 228.22 — Retail lending test
• § 228.23 — Retail services and products test
• § 228.24 — Community development financing test
• § 228.25 — Community development services test
• § 228.26 — Limited purpose banks
• § 228.27 — Strategic plan
• § 228.28 — Assigned conclusions and ratings
• § 228.29 — Small bank performance evaluation
• § 228.30 — Intermediate bank performance evaluation
• § 228.31 — Effect of CRA performance on applications
• § 228.42 — Data collection, reporting, and disclosure
• § 228.43 — Content and availability of public file
• § 228.44 — Public notice by banks
• § 228.45 — Publication of planned examination schedule
• § 228.46 — Public engagement
• § 228.51 — Applicability dates and transition provisions

PART 229

• § 229.1 — Authority and purpose; organization
• § 229.2 — Definitions
• § 229.3 — Administrative enforcement
• § 229.10 — Next-day availability
• § 229.11 — Adjustment of dollar amounts
• § 229.12 — Availability schedule
• § 229.13 — Exceptions
• § 229.14 — Payment of interest
• § 229.15 — General disclosure requirements
• § 229.16 — Specific availability policy disclosure
• § 229.17 — Initial disclosures
• § 229.18 — Additional disclosure requirements
• § 229.19 — Miscellaneous
• § 229.20 — Relation to state law
• § 229.21 — Civil liability
• § 229.30 — Electronic checks and electronic information
• § 229.31 — Paying bank's responsibility for return of checks and notices of nonpayment
• § 229.32 — Returning bank's responsibility for return of checks
• § 229.33 — Depositary bank's responsibility for returned checks and notices of nonpayment
• § 229.34 — Warranties and indemnities
• § 229.35 — Indorsements
• § 229.36 — Presentment and issuance of checks
• § 229.37 — Variation by agreement
• § 229.38 — Liability
• § 229.39 — Insolvency of bank
• § 229.40 — Effect of merger transaction
• § 229.41 — Relation to State law
• § 229.42 — Exclusions
• § 229.43 — [Reserved]
• § 229.51 — General provisions governing substitute checks
• § 229.52 — Substitute check warranties
• § 229.53 — Substitute check indemnity
• § 229.54 — Expedited recredit for consumers
• § 229.55 — Expedited recredit for banks
• § 229.56 — Liability
• § 229.57 — Consumer awareness
• § 229.58 — Mode of delivery of information
• § 229.59 — Relation to other law
• § 229.60 — Variation by agreement

PART 231

• § 231.1 — Authority, purpose, and scope
• § 231.2 — Definitions
• § 231.3 — Qualification as a financial institution

PART 232

• § 232.1 — Scope, general prohibition and definitions
• § 232.2 — Rule of construction for obtaining and using unsolicited medical information
• § 232.3 — Financial information exception for obtaining and using medical information
• § 232.4 — Specific exceptions for obtaining and using medical information

PART 233

• § 233.1 — Authority, purpose, collection of information, and incorporation by reference
• § 233.2 — Definitions
• § 233.3 — Designated payment systems
• § 233.4 — Exemptions
• § 233.5 — Policies and procedures required
• § 233.6 — Non-exclusive examples of policies and procedures
• § 233.7 — Regulatory enforcement

PART 234

• § 234.1 — Authority, purpose, and scope
• § 234.2 — Definitions
• § 234.3 — Standards for designated financial market utilities
• § 234.4 — Changes to rules, procedures, or operations
• § 234.5 — Access to Federal Reserve Bank accounts and services
• § 234.6 — Interest on balances

PART 235

• § 235.1 — Authority and purpose
• § 235.2 — Definitions
• § 235.3 — Reasonable and proportional interchange transaction fees
• § 235.4 — Fraud-prevention adjustment
• § 235.5 — Exemptions
• § 235.6 — Prohibition on circumvention, evasion, and net compensation
• § 235.7 — Limitations on payment card restrictions
• § 235.8 — Reporting requirements and record retention
• § 235.9 — Administrative enforcement
• § 235.10 — Effective and compliance dates

PART 237

• § 237.1 — Authority, purpose, scope, exemptions and compliance dates
• § 237.2 — Definitions
• § 237.3 — Initial margin
• § 237.4 — Variation margin
• § 237.5 — Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements
• § 237.6 — Eligible collateral
• § 237.7 — Segregation of collateral
• § 237.8 — Initial margin models and standardized amounts
• § 237.9 — Cross-border application of margin requirements
• § 237.10 — Documentation of margin matters
• § 237.11 — Special rules for affiliates
• § 237.12 — Capital
• § 237.20 — Definitions
• § 237.21 — Definition of insured depository institution for purposes of section 716 of the Dodd-Frank Act
• § 237.22 — Transition period for insured depository institutions

PART 238

• § 238.1 — Authority, purpose and scope
• § 238.2 — Definitions
• § 238.3 — Administration
• § 238.4 — Records, reports, and inspections
• § 238.5 — Audit of savings association holding companies
• § 238.6 — Penalties for violations
• § 238.7 — Tying restriction exception
• § 238.8 — Safe and sound operations, and Small Bank Holding Company Policy Statement
• § 238.9 — Control over securities
• § 238.10 — Categorization of banking organizations
• § 238.11 — Transactions requiring Board approval
• § 238.12 — Transactions not requiring Board approval
• § 238.13 — Prohibited acquisitions
• § 238.14 — Procedural requirements
• § 238.15 — Factors considered in acting on applications
• § 238.21 — Control proceedings
• § 238.22 — Rebuttable presumptions of control of a company
• § 238.23 — Rebuttable presumption of noncontrol of a company
• § 238.31 — Transactions requiring prior notice
• § 238.32 — Transactions not requiring prior notice
• § 238.33 — Procedures for filing, processing, publishing, and acting on notices
• § 238.41 — Qualified stock issuances by undercapitalized savings associations or holding companies
• § 238.51 — Prohibited activities
• § 238.52 — Exempt savings and loan holding companies and grandfathered activities
• § 238.53 — Prescribed services and activities of savings and loan holding companies
• § 238.54 — Permissible bank holding company activities of savings and loan holding companies
• § 238.61 — Scope
• § 238.62 — Definitions
• § 238.63 — Requirements to engage in financial holding company activities
• § 238.64 — Election required
• § 238.65 — Election procedures
• § 238.66 — Ongoing requirements
• § 238.71 — Purpose
• § 238.72 — Definitions
• § 238.73 — Prior notice requirements
• § 238.74 — Filing and processing procedures
• § 238.75 — Standards for review
• § 238.76 — Waiting period
• § 238.77 — Waiver of prior notice requirement
• § 238.81 — Purpose
• § 238.82 — Definitions
• § 238.83 — Prohibited actions
• § 238.84 — Covered convictions or agreements to enter into pre-trial diversions or similar programs
• § 238.85 — Adjudications and offenses not covered
• § 238.86 — Exemptions
• § 238.87 — Filing procedures
• § 238.88 — Factors for review
• § 238.89 — Board action
• § 238.90 — Hearings
• § 238.91 — Authority, purpose, and scope
• § 238.92 — Definitions
• § 238.93 — Prohibitions
• § 238.94 — Interlocking relationships permitted by statute
• § 238.95 — Small market share exemption
• § 238.96 — General exemption
• § 238.97 — Change in circumstances
• § 238.98 — Enforcement
• § 238.99 — Interlocking relationships permitted pursuant to Federal Deposit Insurance Act
• § 238.101 — Authority and purpose
• § 238.102 — Definitions
• § 238.103 — Filing requirement
• § 238.104 — Board action and criteria for review
• § 238.118 — Applicability
• § 238.119 — Risk committee requirement for covered savings and loan holding companies with total consolidated assets of $50 billion or more
• § 238.120 — Scope
• § 238.121 — Applicability
• § 238.122 — Risk-management and risk committee requirements
• § 238.123 — Liquidity risk-management requirements
• § 238.124 — Liquidity stress testing and buffer requirements
• § 238.130 — Definitions
• § 238.131 — Applicability
• § 238.132 — Analysis conducted by the Board
• § 238.133 — Data and information required to be submitted in support of the Board's analyses
• § 238.134 — Review of the Board's analysis; publication of summary results
• § 238.135 — Corporate use of stress test results
• § 238.140 — Authority and purpose
• § 238.141 — Definitions
• § 238.142 — Applicability
• § 238.143 — Stress test
• § 238.144 — Methodologies and practices
• § 238.145 — Reports of stress test results
• § 238.146 — Disclosure of stress test results
• § 238.150 — Applicability and general provisions
• § 238.151 — Definitions
• § 238.152 — Credit exposure limits
• § 238.153 — Gross credit exposure
• § 238.154 — Net credit exposure
• § 238.155 — Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not subsidiaries of the covered company
• § 238.156 — Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships
• § 238.157 — Exemptions
• § 238.158 — Compliance
• § 238.160 — Definitions
• § 238.161 — Applicability
• § 238.162 — Capital stress testing requirements
• § 238.170 — Capital planning and stress capital buffer requirement

PART 239

• § 239.1 — Authority, purpose, and scope
• § 239.2 — Definitions
• § 239.3 — Mutual holding company reorganizations
• § 239.4 — Grounds for disapproval of reorganizations
• § 239.5 — Membership rights
• § 239.6 — Contents of Reorganization Plans
• § 239.7 — Acquisition and disposition of savings associations, savings and loan holding companies, and other corporations by mutual holding companies
• § 239.8 — Operating restrictions
• § 239.9 — Conversion or liquidation of mutual holding companies
• § 239.10 — Procedural requirements
• § 239.11 — Subsidiary holding companies
• § 239.12 — Communication between members of a mutual holding company
• § 239.13 — Charters
• § 239.14 — Charter amendments
• § 239.15 — Bylaws
• § 239.16 — Voluntary dissolution
• § 239.20 — Scope
• § 239.21 — Charters
• § 239.22 — Charter amendments
• § 239.23 — Bylaws
• § 239.24 — Issuances of stock by subsidiary holding companies of mutual holding companies
• § 239.25 — Contents of Stock Issuance Plans
• § 239.26 — Shareholders
• § 239.27 — Board of directors
• § 239.28 — Officers
• § 239.29 — Certificates for shares and their transfer
• § 239.30 — Annual reports; books and records
• § 239.31 — Indemnification; employment contracts
• § 239.40 — Indemnification of directors, officers and employees
• § 239.41 — Employment contracts
• § 239.50 — Purpose and scope
• § 239.51 — Acquiring another insured stock depository institution as part of a conversion
• § 239.52 — Definitions
• § 239.53 — Prior to conversion
• § 239.54 — Plan of conversion
• § 239.55 — Filing requirements
• § 239.56 — Vote by members
• § 239.57 — Proxy solicitation
• § 239.58 — Offering circular
• § 239.59 — Offers and sales of stock
• § 239.60 — Completion of the offering
• § 239.61 — Completion of the conversion
• § 239.62 — Liquidation accounts
• § 239.63 — Post-conversion
• § 239.64 — Contributions to charitable organizations
• § 239.65 — Voluntary supervisory conversions
• § 239.66 — Board review of the voluntary supervisory conversion application

PART 240

• § 240.1 — Authority, purpose and scope
• § 240.2 — Definitions
• § 240.3 — Prohibited transactions
• § 240.4 — Notification
• § 240.5 — Application and closing out of offsetting long and short positions
• § 240.6 — Disclosure
• § 240.7 — Recordkeeping
• § 240.8 — Capital requirements
• § 240.9 — Margin requirements
• § 240.10 — Required reporting to customers
• § 240.11 — Unlawful representations
• § 240.12 — Authorization to trade
• § 240.13 — Trading and operational standards
• § 240.14 — Supervision
• § 240.15 — Notice of transfers
• § 240.16 — Customer dispute resolution
• § 240.17 — Reservation of authority

PART 241

• § 241.1 — Authority and purpose
• § 241.2 — Definitions
• § 241.3 — Registration as a supervised securities holding company

PART 242

• § 242.1 — Authority and purpose
• § 242.2 — Definitions
• § 242.3 — Nonbank companies “predominantly engaged” in financial activities
• § 242.4 — Significant nonbank financial companies and significant bank holding companies

PART 243

• § 243.1 — Authority and scope
• § 243.2 — Definitions
• § 243.3 — Critical operations
• § 243.4 — Resolution plan required
• § 243.5 — Informational content of a full resolution plan
• § 243.6 — Informational content of a targeted resolution plan
• § 243.7 — Informational content of a reduced resolution plan
• § 243.8 — Review of resolution plans; resubmission of deficient resolution plans
• § 243.9 — Failure to cure deficiencies on resubmission of a resolution plan
• § 243.10 — Consultation
• § 243.11 — No limiting effect or private right of action; confidentiality of resolution plans
• § 243.12 — Enforcement
• § 243.13 — Additional covered companies

PART 244

• § 244.1 — Authority, purpose, and scope
• § 244.2 — Definitions
• § 244.3 — Base risk retention requirement
• § 244.4 — Standard risk retention
• § 244.5 — Revolving pool securitizations
• § 244.6 — Eligible ABCP conduits
• § 244.7 — Commercial mortgage-backed securities
• § 244.8 — Federal National Mortgage Association and Federal Home Loan Mortgage Corporation ABS
• § 244.9 — Open market CLOs
• § 244.10 — Qualified tender option bonds
• § 244.11 — Allocation of risk retention to an originator
• § 244.12 — Hedging, transfer and financing prohibitions
• § 244.13 — Exemption for qualified residential mortgages
• § 244.14 — Definitions applicable to qualifying commercial loans, qualifying commercial real estate loans, and qualifying automobile loans
• § 244.15 — Qualifying commercial loans, commercial real estate loans, and automobile loans
• § 244.16 — Underwriting standards for qualifying commercial loans
• § 244.17 — Underwriting standards for qualifying CRE loans
• § 244.18 — Underwriting standards for qualifying automobile loans
• § 244.19 — General exemptions
• § 244.20 — Safe harbor for certain foreign-related transactions
• § 244.21 — Additional exemptions
• § 244.22 — Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption

PART 246

• § 246.1 — Authority, purpose and scope
• § 246.2 — Definitions
• § 246.3 — Assessed companies
• § 246.4 — Assessments
• § 246.5 — Notice of assessment and appeal
• § 246.6 — Collection of assessments; payment of interest

PART 248

• § 248.1 — Authority, purpose, scope, and relationship to other authorities
• § 248.2 — Definitions
• § 248.3 — Prohibition on proprietary trading
• § 248.4 — Permitted underwriting and market making-related activities
• § 248.5 — Permitted risk-mitigating hedging activities
• § 248.6 — Other permitted proprietary trading activities
• § 248.7 — Limitations on permitted proprietary trading activities
• § 248.8-248.9 — 248.8-248.9 [Reserved]
• § 248.10 — Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund
• § 248.11 — Permitted organizing and offering, underwriting, and market making with respect to a covered fund
• § 248.12 — Permitted investment in a covered fund
• § 248.13 — Other permitted covered fund activities and investments
• § 248.14 — Limitations on relationships with a covered fund
• § 248.15 — Other limitations on permitted covered fund activities
• § 248.16 — Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities
• § 248.17-248.19 — 248.17-248.19 [Reserved]
• § 248.20 — Program for compliance; reporting
• § 248.21 — Termination of activities or investments; penalties for violations

PART 249

• § 249.1 — Purpose and applicability
• § 249.2 — Reservation of authority
• § 249.3 — Definitions
• § 249.4 — Certain operational requirements
• § 249.10 — Liquidity coverage ratio
• § 249.20 — High-quality liquid asset criteria
• § 249.21 — High-quality liquid asset amount
• § 249.22 — Requirements for eligible high-quality liquid assets
• § 249.30 — Total net cash outflow amount
• § 249.31 — Determining maturity
• § 249.32 — Outflow amounts
• § 249.33 — Inflow amounts
• § 249.34 — Cash flows related to Covered Federal Reserve Facility Funding
• § 249.40 — Liquidity coverage shortfall: Supervisory framework
• § 249.50 — Transitions
• § 249.90 — Timing, method and retention of disclosures
• § 249.91 — Disclosure requirements
• § 249.100 — Net stable funding ratio
• § 249.101 — Determining maturity
• § 249.102 — Rules of construction
• § 249.103 — Calculation of available stable funding amount
• § 249.104 — ASF factors
• § 249.105 — Calculation of required stable funding amount
• § 249.106 — RSF factors
• § 249.107 — Calculation of NSFR derivatives amounts
• § 249.108 — Funding related to Covered Federal Reserve Facility Funding
• § 249.109 — Rules for consolidation
• § 249.110 — NSFR shortfall: Supervisory framework
• § 249.120 — Transitions
• § 249.130 — Timing, method, and retention of disclosures
• § 249.131 — Disclosure requirements

PART 250

• § 250.141 — Member bank purchase of stock of “operations subsidiaries.”
• § 250.142 — Meaning of “obligor or maker” in determining limitation on securities investments by member State banks
• § 250.143 — Member bank purchase of stock of foreign operations subsidiaries
• § 250.160 — Federal funds transactions
• § 250.163 — Inapplicability of amount limitations to “ineligible acceptances.”
• § 250.164 — Bankers' acceptances
• § 250.165 — Bankers' acceptances: definition of participations
• § 250.166 — Treatment of mandatory convertible debt and subordinated notes of state member banks and bank holding companies as “capital”
• § 250.180 — Reports of changes in control of management
• § 250.181 — Reports of change in control of bank management incident to a merger
• § 250.182 — Terms defining competitive effects of proposed mergers
• § 250.200 — Investment in bank premises by holding company banks
• § 250.220 — Whether member bank acting as trustee is prohibited by section 20 of the Banking Act of 1933 from acquiring majority of shares of mutual fund
• § 250.221 — Issuance and sale of short-term debt obligations by bank holding companies
• § 250.260 — Miscellaneous interpretations; gold coin and bullion
• § 250.400 — Service of open-end investment company
• § 250.401 — Director serving member bank and closed-end investment company being organized
• § 250.402 — Service as officer, director, or employee of licensee corporation under the Small Business Investment Act of 1958
• § 250.403 — Service of member bank and real estate investment company
• § 250.404 — Serving as director of member bank and corporation selling own stock
• § 250.405 — No exception granted a special or limited partner
• § 250.406 — Serving member bank and investment advisor with mutual fund affiliation
• § 250.407 — Interlocking relationship involving securities affiliate of brokerage firm
• § 250.408 — Short-term negotiable notes of banks not securities under section 32, Banking Act of 1933
• § 250.409 — Investment for own account affects applicability of section 32
• § 250.410 — Interlocking relationships between bank and its commingled investment account
• § 250.411 — Interlocking relationships between member bank and variable annuity insurance company
• § 250.412 — Interlocking relationships between member bank and insurance company-mutual fund complex
• § 250.413 — “Bank-eligible” securities activities

PART 251

• § 251.1 — Authority, purpose, and other authorities
• § 251.2 — Definitions
• § 251.3 — Concentration limit
• § 251.4 — Exceptions to the concentration limit
• § 251.5 — No evasion
• § 251.6 — Reporting requirements

PART 252

• § 252.1 — Authority and purpose
• § 252.2 — Definitions
• § 252.3 — Reservation of authority
• § 252.4 — Nonbank financial companies supervised by the Board
• § 252.5 — Categorization of banking organizations
• § 252.10 — [Reserved]
• § 252.11 — Authority and purpose
• § 252.12 — Definitions
• § 252.13 — Applicability
• § 252.14 — Stress test
• § 252.15 — Methodologies and practices
• § 252.16 — Reports of stress test results
• § 252.17 — Disclosure of stress test results
• § 252.20 — [Reserved]
• § 252.21 — Applicability
• § 252.22 — Risk committee requirement for bank holding companies with total consolidated assets of $50 billion or more
• § 252.30 — Scope
• § 252.31 — Applicability
• § 252.32 — Risk-based and leverage capital and stress test requirements
• § 252.33 — Risk-management and risk committee requirements
• § 252.34 — Liquidity risk-management requirements
• § 252.35 — Liquidity stress testing and buffer requirements
• § 252.40 — [Reserved]
• § 252.41 — Authority and purpose
• § 252.42 — Definitions
• § 252.43 — Applicability
• § 252.44 — Analysis conducted by the Board
• § 252.45 — Data and information required to be submitted in support of the Board's analyses
• § 252.46 — Review of the Board's analysis; publication of summary results
• § 252.47 — Corporate use of stress test results
• § 252.50 — [Reserved]
• § 252.51 — Authority and purpose
• § 252.52 — Definitions
• § 252.53 — Applicability
• § 252.54 — Stress test
• § 252.55 — [Reserved]
• § 252.56 — Methodologies and practices
• § 252.57 — Reports of stress test results
• § 252.58 — Disclosure of stress test results
• § 252.60 — Applicability
• § 252.61 — Definitions
• § 252.62 — External long-term debt requirement
• § 252.63 — External total loss-absorbing capacity requirement and buffer
• § 252.64 — Restrictions on corporate practices of U.S. global systemically important banking organizations
• § 252.65 — Disclosure requirements
• § 252.70 — Applicability and general provisions
• § 252.71 — Definitions
• § 252.72 — Credit exposure limits
• § 252.73 — Gross credit exposure
• § 252.74 — Net credit exposure
• § 252.75 — Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not subsidiaries of the covered company
• § 252.76 — Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships
• § 252.77 — Exemptions
• § 252.78 — Compliance
• § 252.81 — Definitions
• § 252.82 — Applicability
• § 252.83 — U.S. Special Resolution Regimes
• § 252.84 — Insolvency proceedings
• § 252.85 — Approval of enhanced creditor protection conditions
• § 252.86 — Foreign bank multi-branch master agreements
• § 252.87 — Identification of global systemically important foreign banking organizations
• § 252.88 — Exclusion of certain QFCs
• § 252.130 — [Reserved]
• § 252.131 — Applicability
• § 252.132 — Risk-committee requirements for foreign banking organizations with total consolidated assets of $50 billion or more but less than $100 billion
• § 252.140 — Scope
• § 252.142 — Applicability
• § 252.143 — Risk-based and leverage capital requirements for foreign banking organizations with total consolidated assets of $250 billion or more and combined U.S. assets of less than $100 billion
• § 252.144 — Risk-management and risk-committee requirements for foreign banking organizations with total consolidated assets of $100 billion or more but combined U.S. assets of less than $100 billion
• § 252.145 — Liquidity risk-management requirements for foreign banking organizations with total consolidated assets of $250 billion or more and combined U.S. assets of less than $100 billion
• § 252.146 — Capital stress testing requirements for foreign banking organizations with total consolidated assets of $100 billion or more and combined U.S. assets of less than $100 billion
• § 252.147 — U.S. intermediate holding company requirement for foreign banking organizations with combined U.S. assets of less than $100 billion and U.S. non-branch assets of $50 billion or more
• § 252.150 — Scope
• § 252.151 — [Reserved]
• § 252.152 — Applicability
• § 252.153 — U.S. intermediate holding company requirement for foreign banking organizations with combined U.S. assets of $100 billion or more and U.S. non-branch assets of $50 billion or more
• § 252.154 — Risk-based and leverage capital requirements for foreign banking organizations with combined U.S. assets of $100 billion or more
• § 252.155 — Risk-management and risk-committee requirements for foreign banking organizations with combined U.S. assets of $100 billion or more
• § 252.156 — Liquidity risk-management requirements for foreign banking organizations with combined U.S. assets of $100 billion or more
• § 252.157 — Liquidity stress testing and buffer requirements for foreign banking organizations with combined U.S. assets of $100 billion or more
• § 252.158 — Capital stress testing requirements for foreign banking organizations with combined U.S. assets of $100 billion or more
• § 252.160 — Applicability
• § 252.161 — Definitions
• § 252.162 — Covered IHC long-term debt requirement
• § 252.163 — Internal debt conversion order
• § 252.164 — Identification as a resolution Covered IHC or a non-resolution Covered IHC
• § 252.165 — Covered IHC total loss-absorbing capacity requirement and buffer
• § 252.166 — Restrictions on corporate practices of intermediate holding companies of global systemically important foreign banking organizations
• § 252.167 — Disclosure requirements for resolution Covered IHCs
• § 252.170 — Applicability and general provisions
• § 252.171 — Definitions
• § 252.172 — Credit exposure limits
• § 252.173 — Gross credit exposure
• § 252.174 — Net credit exposure
• § 252.175 — Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not affiliates of the covered foreign entity
• § 252.176 — Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships
• § 252.177 — Exemptions
• § 252.178 — Compliance
• § 252.220 — Debt-to-equity limits for U.S. bank holding companies
• § 252.221 — Debt-to-equity limits for foreign banking organizations

PART 253

• § 253.1 — Authority, purpose, and scope
• § 253.2 — Definitions
• § 253.3 — Applicability
• § 253.4 — Board-selected benchmark replacements
• § 253.5 — Benchmark replacement conforming changes
• § 253.6 — Preemption
• § 253.7 — Continuity of contract and safe harbor

PART 261a

• § 261a.1 — Authority, purpose and scope
• § 261a.10 — Appeal of adverse determination of request for access or amendment
• § 261a.11 — Restrictions on disclosure
• § 261a.12 — Exempt records
• § 261a.2 — Definitions
• § 261a.3 — Custodian of records; delegations of authority
• § 261a.4 — Fees
• § 261a.5 — Request for access to records
• § 261a.6 — Board procedures for responding to request for access
• § 261a.7 — Special procedures for medical records
• § 261a.8 — Request for amendment of record
• § 261a.9 — Board review of request for amendment of record

PART 261b

• § 261b.1 — Basis and scope
• § 261b.10 — Certification of General Counsel
• § 261b.11 — Transcripts, recordings, and minutes
• § 261b.12 — Procedures for inspection and obtaining copies of transcriptions and minutes
• § 261b.13 — Fees
• § 261b.2 — Definitions
• § 261b.3 — Conduct of agency business
• § 261b.4 — Meetings open to public observation
• § 261b.5 — Exemptions
• § 261b.6 — Public announcement of meetings
• § 261b.7 — Meetings closed to public observation under expedited procedures
• § 261b.8 — Meetings closed to public observation under regular procedures
• § 261b.9 — Changes with respect to publicly announced meeting

PART 261

• § 261.1 — Authority, purpose, and scope
• § 261.2 — Definitions
• § 261.3 — Custodian of records; certification; service; alternative authority
• § 261.4 — Prohibition against disclosure
• § 261.10 — Published information
• § 261.11 — Records available to the public upon request
• § 261.12 — Processing requests
• § 261.13 — Responses to requests
• § 261.14 — Appeals
• § 261.15 — Exemptions from disclosure
• § 261.16 — Fee schedules; waiver of fees
• § 261.17 — Request for confidential treatment
• § 261.18 — Process for addressing a submitter's request for confidential treatment
• § 261.20 — General
• § 261.21 — Confidential supervisory information made available to supervised financial institutions
• § 261.22 — Nonpublic information made available by the Board to governmental agencies and entities exercising governmental authority
• § 261.23 — Other disclosure of confidential supervisory information
• § 261.24 — Subpoenas, orders compelling production, and other process

PART 262

• § 262.1 — Basis and scope
• § 262.2 — Procedure for regulations
• § 262.3 — Applications
• § 262.4 — Adjudication with formal hearing
• § 262.5 — Appearance and practice
• § 262.6 — Forms
• § 262.7 — Use of supervisory guidance
• § 262.8-262.24 — 262.8-262.24 [Reserved]
• § 262.25 — Policy statement regarding notice of applications; timeliness of comments; informal meetings

PART 263

• § 263.1 — Scope
• § 263.2 — Rules of construction
• § 263.3 — Definitions
• § 263.4 — Authority of the Board
• § 263.5 — Authority of the administrative law judge (“ALJ”)
• § 263.6 — Appearance and practice in adjudicatory proceedings
• § 263.7 — Good faith certification
• § 263.8 — Conflicts of interest
• § 263.9 — Ex parte communications
• § 263.10 — Filing of papers
• § 263.11 — Service of papers
• § 263.12 — Construction of time limits
• § 263.13 — Change of time limits
• § 263.14 — Witness fees and expenses
• § 263.15 — Opportunity for informal settlement
• § 263.16 — The Board's right to conduct examination
• § 263.17 — Collateral attacks on adjudicatory proceeding
• § 263.18 — Commencement of proceeding and contents of notice
• § 263.19 — Answer
• § 263.20 — Amended pleadings
• § 263.21 — Failure to appear
• § 263.22 — Consolidation and severance of actions
• § 263.23 — Motions
• § 263.24 — Scope of document discovery
• § 263.25 — Request for document discovery from parties
• § 263.26 — Document subpoenas to nonparties
• § 263.27 — Deposition of witness unavailable for hearing
• § 263.28 — Interlocutory review
• § 263.29 — Summary disposition
• § 263.30 — Partial summary disposition
• § 263.31 — Scheduling and prehearing conferences
• § 263.32 — Prehearing submissions
• § 263.33 — Public hearings
• § 263.34 — Hearing subpoenas
• § 263.35 — Conduct of hearings
• § 263.36 — Evidence
• § 263.37 — Post-hearing filings
• § 263.38 — Recommended decision and filing of record
• § 263.39 — Exceptions to recommended decision
• § 263.40 — Review by the Board
• § 263.41 — Stays pending judicial review
• § 263.50 — Purpose and scope
• § 263.51 — Definitions
• § 263.52 — Address for filing
• § 263.53 — Discovery depositions
• § 263.54 — Delegation to the Office of Financial Institution Adjudication
• § 263.55 — Board as Presiding Officer
• § 263.56 — Initial licensing proceedings
• § 263.57 — Sanctions relating to conduct in an adjudicatory proceeding
• § 263.60 — Scope
• § 263.61 — Opportunity for informal proceeding
• § 263.62 — Relevant considerations for assessment of civil penalty
• § 263.63 — Assessment order
• § 263.64 — Payment of civil penalty
• § 263.65 — Civil money penalty inflation adjustments
• § 263.70 — Purpose and scope
• § 263.71 — Notice or order of suspension, removal, or prohibition
• § 263.72 — Request for informal hearing
• § 263.73 — Order for informal hearing
• § 263.74 — Decision of the Board
• § 263.80 — Purpose and scope
• § 263.81 — Definitions
• § 263.82 — Establishment of minimum capital levels
• § 263.83 — Issuance of capital directives
• § 263.84 — Enforcement of directive
• § 263.85 — Establishment of increased capital level for specific institutions
• § 263.90 — Scope
• § 263.91 — Censure, suspension or debarment
• § 263.92 — Definitions
• § 263.93 — Eligibility to practice
• § 263.94 — Conduct warranting sanctions
• § 263.95 — Initiation of disciplinary proceeding
• § 263.96 — Conferences
• § 263.97 — Proceedings under this subpart
• § 263.98 — Effect of suspension, debarment or censure
• § 263.99 — Petition for reinstatement
• § 263.100 — Authority and scope
• § 263.101 — Standards for awards
• § 263.102 — Prevailing party
• § 263.103 — Eligibility of applicants
• § 263.104 — Application for awards
• § 263.105 — Statement of net worth
• § 263.106 — Measure of awards
• § 263.107 — Statement of fees and expenses
• § 263.108 — Responses to application
• § 263.109 — Further proceedings
• § 263.110 — Recommended decision
• § 263.111 — Action by the Board
• § 263.201 — Scope
• § 263.202 — Directives to take prompt regulatory action
• § 263.203 — Procedures for reclassifying a state member bank based on criteria other than capital
• § 263.204 — Order to dismiss a director or senior executive officer
• § 263.205 — Enforcement of directives
• § 263.300 — Scope
• § 263.301 — Purpose
• § 263.302 — Determination and notification of failure to meet safety and soundness standard and request for compliance plan
• § 263.303 — Filing of safety and soundness compliance plan
• § 263.304 — Issuance of orders to correct deficiencies and to take or refrain from taking other actions
• § 263.305 — Enforcement of orders
• § 263.400 — Scope
• § 263.401 — Definitions
• § 263.402 — Removal, suspension, or debarment
• § 263.403 — Automatic removal, suspension, and debarment
• § 263.404 — Notice of removal, suspension, or debarment
• § 263.405 — Petition for reinstatement
• § 263.450 — Scope
• § 263.451 — Definitions
• § 263.452 — Conduct of a formal investigative proceeding
• § 263.453 — Powers of the designated representative
• § 263.454 — Confidentiality of proceedings
• § 263.455 — Transcripts
• § 263.456 — Rights of witnesses
• § 263.457 — Subpoenas

PART 264a

• § 264a.1 — What is the purpose and scope of this part?
• § 264a.2 — Who is considered a senior examiner of the Federal Reserve?
• § 264a.3 — What special post-employment restrictions apply to senior examiners?
• § 264a.4 — When do these special restrictions become effective and may they be waived?
• § 264a.5 — What are the penalties for violating these special post-employment restrictions?
• § 264a.6 — What other definitions and rules of construction apply for purposes of this part?

PART 264b

• § 264b.1 — Purpose and scope
• § 264b.10 — Certain grants excluded
• § 264b.2 — Definitions
• § 264b.3 — Restrictions on acceptance of gifts and decorations
• § 264b.4 — Gifts of minimal value
• § 264b.5 — Gifts of more than minimal value
• § 264b.6 — Requirements for gifts of more than minimal value
• § 264b.7 — Decorations
• § 264b.8 — Disposition or retention of gifts and decorations deposited with the Office of the Secretary
• § 264b.9 — Enforcement

PART 264

• § 264.101 — Cross-reference to employees' ethical conduct standards and financial disclosure regulations

PART 265

• § 265.1 — Authority, purpose, and scope
• § 265.2 — Delegation of functions generally
• § 265.3 — Board review of delegated actions
• § 265.4 — Functions delegated to Board members or staff within the Division of Board Members
• § 265.5 — Functions delegated to the Secretary of the Board
• § 265.6 — Functions delegated to the General Counsel
• § 265.7 — Functions delegated to the Director of the Division of Supervision and Regulation
• § 265.8 — Functions delegated to the Director of the Division of Consumer and Community Affairs
• § 265.9 — Functions delegated to the Director of the Division of International Finance
• § 265.10 — Functions delegated to the Director of the Division of Monetary Affairs
• § 265.11 — Functions delegated to the Director of the Division of Reserve Bank Operations and Payment Systems
• § 265.12 — Functions delegated to the Secretary of the Federal Open Market Committee
• § 265.13 — Functions delegated to the Director of the Division of Financial Stability
• § 265.14-265.19 — 265.14-265.19 [Reserved]
• § 265.20 — Functions delegated to Federal Reserve Banks

PART 266

• § 266.1 — Basis and scope
• § 266.2 — Definitions
• § 266.3 — Limitations
• § 266.4 — Suspension of appearance privilege
• § 266.5 — Criminal penalties

PART 267

• § 267.1 — Purpose and scope
• § 267.2 — Definitions
• § 267.3 — Referral of debts for collection action, including offset
• § 267.4 — Administrative wage garnishment
• § 267.5 — Salary offset
• § 267.6 — Interest, penalties, and administrative costs

PART 268

• § 268.1 — Authority, purpose and scope
• § 268.2 — Definitions
• § 268.101 — General policy for equal opportunity
• § 268.102 — Board program for equal employment opportunity
• § 268.103 — Complaints of discrimination covered by this part
• § 268.104 — Pre-complaint processing
• § 268.105 — Individual complaints
• § 268.106 — Dismissals of complaints
• § 268.107 — Investigation of complaints
• § 268.108 — Hearings
• § 268.109 — Final action by the Board
• § 268.201 — Age Discrimination in Employment Act
• § 268.202 — Equal Pay Act
• § 268.203 — Rehabilitation Act
• § 268.204 — Class complaints
• § 268.205 — [Reserved]
• § 268.301 — Negotiated grievance procedure
• § 268.302 — [Reserved]
• § 268.401 — Appeals to the Equal Employment Opportunity Commission
• § 268.402 — Time for appeals to the Equal Employment Opportunity Commission
• § 268.403 — How to appeal
• § 268.404 — Appellate Procedure
• § 268.405 — Decisions on appeals
• § 268.406 — Civil action: title VII, Age Discrimination in Employment Act and Rehabilitation Act
• § 268.407 — Civil action: Equal Pay Act
• § 268.408 — Effect of filing a civil action
• § 268.501 — Remedies and relief
• § 268.502 — Compliance with final Commission decisions
• § 268.503 — Enforcement of final EEOC decisions
• § 268.504 — Compliance with settlement agreements and final actions
• § 268.505 — Interim relief
• § 268.601 — EEO group statistics
• § 268.602 — Reports to the Commission
• § 268.603 — Voluntary settlement attempts
• § 268.604 — Filing and computation of time
• § 268.605 — Representation and official time
• § 268.606 — Joint processing and consolidation of complaints
• § 268.607 — Delegation of authority
• § 268.701 — Purpose and application
• § 268.702 — Definitions
• § 268.703 — Notice
• § 268.704 — General prohibitions against discrimination
• § 268.705 — Employment
• § 268.706 — Program accessibility: Discrimination prohibited
• § 268.707 — Program accessibility: Existing facilities
• § 268.708 — Program accessibility: New construction and alterations
• § 268.709 — Communications
• § 268.710 — Compliance procedures

PART 269a

• § 269a.1 — Party
• § 269a.2 — Party in interest
• § 269a.3 — Intervenor
• § 269a.4 — Investigator
• § 269a.5 — Hearing officer

PART 269b

• § 269b.110 — Charges
• § 269b.111 — Filing of charges
• § 269b.112 — Contents of the charge
• § 269b.113 — Withdrawal or settlement
• § 269b.120 — Answer to a charge
• § 269b.121 — Contents of answer
• § 269b.210 — Referral to National Center for Dispute Settlement
• § 269b.220 — Priority; acceleration of proceedings
• § 269b.230 — Assessment of costs; posting of bond
• § 269b.240 — The investigation
• § 269b.310 — Appeal rights
• § 269b.320 — Proceedings before the panel
• § 269b.410 — Notice of hearing
• § 269b.420 — Designation of hearing officer
• § 269b.430 — Contents of notice of hearing
• § 269b.440 — Conduct of hearing
• § 269b.441 — Rights of parties
• § 269b.442 — Duties and powers of the hearing officer
• § 269b.443 — Motions before or after a hearing
• § 269b.444 — Objection to conduct of hearing; other motions during hearing
• § 269b.450 — Submission of hearing officer's report to the panel
• § 269b.510 — Review by panel
• § 269b.520 — Exceptions to hearing officer's report
• § 269b.530 — Briefs in support of the hearing officer's report
• § 269b.540 — Action by the panel
• § 269b.610 — Procedures
• § 269b.620 — Action by panel
• § 269b.710 — Rules to be liberally construed
• § 269b.720 — Computation of time for filing papers
• § 269b.730 — Number of copies; form
• § 269b.731 — Signature
• § 269b.740 — Service of pleading and other paper; statement of service
• § 269b.750 — Requests for appearance of witnesses and production of documents

PART 269

• § 269.1 — Definition of a labor organization
• § 269.2 — Membership in a labor organization
• § 269.3 — Recognition of a labor organization and its relationship to a Federal Reserve Bank
• § 269.4 — Determination of appropriate bargaining unit
• § 269.5 — Elections
• § 269.6 — Unfair labor practices
• § 269.7 — Approval of agreement and required contents
• § 269.8 — Grievance procedures
• § 269.9 — Mediation of negotiation impasses
• § 269.10 — Time for internal labor organization business, consultations and negotiations
• § 269.11 — Federal Reserve System Labor Relations Panel
• § 269.12 — Amendment

PART 270

• § 270.1 — Authority
• § 270.2 — Definitions
• § 270.3 — Governing principles
• § 270.4 — Transactions in obligations

PART 271

• § 271.1 — Authority, purpose, and scope
• § 271.2 — Definitions
• § 271.3 — Certification of record; service of subpoenas or other process
• § 271.4 — Prohibition against disclosure
• § 271.10 — Published information
• § 271.11 — Records available to the public upon request
• § 271.12 — Processing requests
• § 271.13 — Responses to requests
• § 271.14 — Appeals
• § 271.15 — Exemptions from disclosure
• § 271.16 — Fee schedules; waiver of fees
• § 271.20 — Subpoenas, orders compelling production, and other process

PART 272

• § 272.1 — Authority
• § 272.2 — Functions of the Committee
• § 272.3 — Meetings
• § 272.4 — Committee actions
• § 272.5 — Notice and public procedure

PART 281

• § 281.1 — Policy regarding the Government in the Sunshine Act

PART 302

• § 302.1 — Purpose
• § 302.2 — Implementation of the Statement Clarifying the Role of Supervisory Guidance
• § 302.3 — Rule of construction

PART 303

• § 303.0 — Scope
• § 303.1 — Scope
• § 303.2 — Definitions
• § 303.3 — General filing procedures
• § 303.4 — Computation of time
• § 303.5 — Effect of Community Reinvestment Act performance on filings
• § 303.6 — Investigations and examinations
• § 303.7 — Public notice requirements
• § 303.8 — Public access to filing
• § 303.9 — Comments
• § 303.10 — Hearings and other meetings
• § 303.11 — Decisions
• § 303.12 — Waivers
• § 303.13 — [Reserved]
• § 303.14 — Being “engaged in the business of receiving deposits other than trust funds.”
• § 303.15 — Certain limited liability companies deemed incorporated under State law
• § 303.16-303.19 — 303.16-303.19 [Reserved]
• § 303.20 — Scope
• § 303.21 — Filing procedures
• § 303.22 — Processing
• § 303.23 — Public notice requirements
• § 303.24 — Application for deposit insurance for an interim institution
• § 303.25 — Continuation of deposit insurance upon withdrawing from membership in the Federal Reserve System
• § 303.26-303.39 — 303.26-303.39 [Reserved]
• § 303.40 — Scope
• § 303.41 — Definitions
• § 303.42 — Filing procedures
• § 303.43 — Processing
• § 303.44 — Special provisions
• § 303.45 — Financial education programs that include the provision of bank products and services
• § 303.47-303.59 — 303.47-303.59 [Reserved]
• § 303.60 — Scope
• § 303.61 — Definitions
• § 303.62 — Transactions requiring prior approval
• § 303.63 — Filing procedures
• § 303.64 — Processing
• § 303.65 — Public notice requirements
• § 303.66-303.79 — 303.66-303.79 [Reserved]
• § 303.80 — Scope
• § 303.81 — Definitions
• § 303.82 — Transactions that require prior notice
• § 303.83 — Transactions that require notice, but not prior notice
• § 303.84 — Transactions that do not require notice
• § 303.85 — Filing procedures
• § 303.86 — Processing
• § 303.87 — Public notice requirements
• § 303.88 — Reporting of stock loans and changes in chief executive officers and directors
• § 303.89-303.99 — 303.89-303.99 [Reserved]
• § 303.100 — Scope
• § 303.101 — Definitions
• § 303.102 — Filing procedures and waiver of prior notice
• § 303.103 — Processing
• § 303.104-303.119 — 303.104-303.119 [Reserved]
• § 303.120 — Scope
• § 303.121 — Filing procedures
• § 303.122 — Processing
• § 303.123-303.139 — 303.123-303.139 [Reserved]
• § 303.140 — Scope
• § 303.141 — Filing procedures
• § 303.142 — Processing
• § 303.143-303.159 — 303.143-303.159 [Reserved]
• § 303.160 — Scope
• § 303.161 — Filing procedures
• § 303.162 — Waiver from compliance
• § 303.163 — Processing
• § 303.164-303.179 — 303.164-303.179 [Reserved]
• § 303.180 — Scope
• § 303.181 — Definitions
• § 303.182 — Establishing, moving or closing a foreign branch of an insured state nonmember bank
• § 303.183 — Investment by insured state nonmember banks in foreign organization
• § 303.184 — Moving an insured branch of a foreign bank
• § 303.185 — Merger transactions involving foreign banks or foreign organizations
• § 303.186 — Exemptions from insurance requirements for a state branch of a foreign bank
• § 303.187 — Approval for an insured state branch of a foreign bank to conduct activities not permissible for federal branches
• § 303.188-303.199 — 303.188-303.199 [Reserved]
• § 303.200 — Scope
• § 303.201 — Filing procedures
• § 303.202 — Processing
• § 303.203 — Applications for capital distributions
• § 303.204 — Applications for acquisitions, branching, and new lines of business
• § 303.205 — Applications for bonuses and increased compensation for senior executive officers
• § 303.206 — Application for payment of principal or interest on subordinated debt
• § 303.207 — Restricted activities for critically undercapitalized institutions
• § 303.208-303.219 — 303.208-303.219 [Reserved]
• § 303.220 — What is section 19 of the Federal Deposit Insurance Act?
• § 303.221 — Who is covered by section 19?
• § 303.222 — Which offenses qualify as “Covered Offenses” under section 19?
• § 303.223 — What constitutes a conviction under section 19?
• § 303.224 — What constitutes a pretrial diversion or similar program under section 19?
• § 303.225 — What are the types of applications that can be filed?
• § 303.226 — When may an application be filed?
• § 303.227 — De minimis Exemption
• § 303.228 — How to file an application
• § 303.229 — How an application is evaluated
• § 303.230 — What will the FDIC do if the application is denied?
• § 303.231 — Waiting time for a subsequent application if an application is denied
• § 303.240 — General
• § 303.241 — Reduce or retire capital stock or capital debt instruments
• § 303.242 — Exercise of trust powers
• § 303.243 — Brokered deposits
• § 303.244 — Golden parachute and severance plan payments
• § 303.245 — Waiver of liability for commonly controlled depository institutions
• § 303.246 — Conversion with diminution of capital
• § 303.247 — Continue or resume status as an insured institution following termination under section 8 of the FDI Act
• § 303.248 — Truth in Lending Act—Relief from reimbursement
• § 303.249 — Management official interlocks
• § 303.250 — Modification of conditions
• § 303.251 — Extension of time
• § 303.252-303.259 — 303.252-303.259 [Reserved]

PART 304

• § 304.1 — Purpose
• § 304.2 — Where to obtain forms and instructions
• § 304.3 — Reports
• § 304.4-304.10 — 304.4-304.10 [Reserved]
• § 304.11 — Authority, purpose, and scope
• § 304.12 — Definitions
• § 304.13 — Reduced reporting
• § 304.14 — Reservation of authority
• § 304.15-304.20 — 304.15-304.20 [Reserved]
• § 304.21 — Authority, purpose, and scope
• § 304.22 — Definitions
• § 304.23 — Notification
• § 304.24 — Bank service provider notification
• § 304.25-304.30 — 304.25-304.30 [Reserved]

PART 307

• § 307.1 — Scope and purpose
• § 307.2 — Certification of assumption of deposit liabilities
• § 307.3 — Notice to depositors when insured status is voluntarily terminated and deposits are not assumed

PART 308

• § 308.0 — Applicability date
• § 308.1 — Scope
• § 308.2 — Rules of construction
• § 308.3 — Definitions
• § 308.4 — Authority of the Board of Directors
• § 308.5 — Authority of the administrative law judge (ALJ)
• § 308.6 — Appearance and practice in adjudicatory proceedings
• § 308.7 — Good faith certification
• § 308.8 — Conflicts of interest
• § 308.9 — Ex parte communications
• § 308.10 — Filing of papers
• § 308.11 — Service of papers
• § 308.12 — Construction of time limits
• § 308.13 — Change of time limits
• § 308.14 — Witness fees and expenses
• § 308.15 — Opportunity for informal settlement
• § 308.16 — FDIC's right to conduct examination
• § 308.17 — Collateral attacks on adjudicatory proceeding
• § 308.18 — Commencement of proceeding and contents of notice
• § 308.19 — Answer
• § 308.20 — Amended pleadings
• § 308.21 — Failure to appear
• § 308.22 — Consolidation and severance of actions
• § 308.23 — Motions
• § 308.24 — Scope of document discovery
• § 308.25 — Request for document discovery from parties
• § 308.26 — Document subpoenas to nonparties
• § 308.27 — Deposition of witness unavailable for hearing
• § 308.28 — Interlocutory review
• § 308.29 — Summary disposition
• § 308.30 — Partial summary disposition
• § 308.31 — Scheduling and prehearing conferences
• § 308.32 — Prehearing submissions
• § 308.33 — Public hearings
• § 308.34 — Hearing subpoenas
• § 308.35 — Conduct of hearings
• § 308.36 — Evidence
• § 308.37 — Post-hearing filings
• § 308.38 — Recommended decision and filing of record
• § 308.39 — Exceptions to recommended decision
• § 308.40 — Review by the Board of Directors
• § 308.41 — Stays pending judicial review
• § 308.100 — Applicability date
• § 308.101 — Scope of Local Rules
• § 308.102 — Authority of Board of Directors and Administrative Officer
• § 308.103 — Assignment of Administrative Law Judge (ALJ)
• § 308.104 — Filings with the Board of Directors
• § 308.105 — Custodian of the record
• § 308.106 — Written testimony in lieu of oral hearing
• § 308.107 — Supplemental discovery rules
• § 308.108 — Sanctions
• § 308.109 — Suspension and disbarment
• § 308.110 — Scope
• § 308.111 — Grounds for disapproval
• § 308.112 — Notice of disapproval
• § 308.113 — Answer to notice of disapproval
• § 308.114 — Burden of proof
• § 308.115 — Scope
• § 308.116 — Assessment of penalties
• § 308.117 — Effective date of, and payment under, an order to pay
• § 308.118 — Collection of penalties
• § 308.119 — Scope
• § 308.120 — Grounds for termination of insurance
• § 308.121 — Notification to primary regulator
• § 308.122 — Notice of intent to terminate
• § 308.123 — Notice to depositors
• § 308.124 — Involuntary termination of insured status for failure to receive deposits
• § 308.125 — Temporary suspension of deposit insurance
• § 308.126 — Special supervisory associations
• § 308.127 — Scope
• § 308.128 — Grounds for cease-and-desist orders
• § 308.129 — Notice to state supervisory authority
• § 308.130 — Effective date of order and service on bank
• § 308.131 — Temporary cease-and-desist order
• § 308.132 — Assessment of penalties
• § 308.133 — Effective date of, and payment under, an order to pay
• § 308.134 — Scope
• § 308.135 — Grounds for imposition of sanctions
• § 308.136 — Notice to and consultation with the Securities and Exchange Commission
• § 308.137 — Effective date of order imposing sanctions
• § 308.138 — Scope
• § 308.139 — Application for exemption
• § 308.140 — Newspaper notice
• § 308.141 — Notice of hearing
• § 308.142 — Hearing
• § 308.143 — Decision of Board of Directors
• § 308.144 — Scope
• § 308.145 — Conduct of investigation
• § 308.146 — Powers of person conducting investigation
• § 308.147 — Investigations confidential
• § 308.148 — Rights of witnesses
• § 308.149 — Service of subpoena
• § 308.150 — Transcripts
• § 308.151 — Scope
• § 308.152 — Grounds for disapproval of notice
• § 308.153 — Procedures where notice of disapproval issues pursuant to § 303.103(c) of this chapter
• § 308.154 — Decision on review
• § 308.155 — Hearing
• § 308.156 — Scope
• § 308.157 — Denial of applications
• § 308.158 — Hearings
• § 308.159-308.160 — 308.159-308.160 [Reserved]
• § 308.161 — Scope
• § 308.162 — Relevant considerations
• § 308.163 — Notice of suspension or prohibition, and orders of removal or prohibition
• § 308.164 — Hearings
• § 308.165 — Scope
• § 308.166 — Grounds for assessment of liability
• § 308.167 — Notice of assessment of liability
• § 308.168 — Effective date of and payment under an order to pay
• § 308.169 — Scope
• § 308.170 — Filing, content, and service of documents
• § 308.171 — Responses to application
• § 308.172 — Eligibility of applicants
• § 308.173 — Prevailing party
• § 308.174 — Standards for awards
• § 308.175 — Measure of awards
• § 308.176 — Application for awards
• § 308.177 — Statement of net worth
• § 308.178 — Statement of fees and expenses
• § 308.179 — Settlement negotiations
• § 308.180 — Further proceedings
• § 308.181 — Recommended decision
• § 308.182 — Board of Directors action
• § 308.183 — Payment of awards
• § 308.200 — Scope
• § 308.201 — Directives to take prompt corrective action
• § 308.202 — Procedures for reclassifying an FDIC-supervised institution based on criteria other than capital
• § 308.203 — Order to dismiss a director or senior executive officer
• § 308.204 — Enforcement of directives
• § 308.300 — Scope
• § 308.301 — Purpose
• § 308.302 — Determination and notification of failure to meet a safety and soundness standard and request for compliance plan
• § 308.303 — Filing of safety and soundness compliance plan
• § 308.304 — Issuance of orders to correct deficiencies and to take or refrain from taking other actions
• § 308.305 — Enforcement of orders
• § 308.400 — Scope
• § 308.401 — Applications for stays of disciplinary sanctions or summary suspensions by a bank clearing agency
• § 308.402 — Applications for review of final disciplinary sanctions, denials of participation, or prohibitions or limitations of access to services imposed by bank clearing agencies
• § 308.500 — Basis, purpose, and scope
• § 308.501 — Definitions
• § 308.502 — Basis for civil penalties and assessments
• § 308.503 — Investigations
• § 308.504 — Review by the reviewing official
• § 308.505 — Prerequisites for issuing a complaint
• § 308.506 — Complaint
• § 308.507 — Service of complaint
• § 308.508 — Answer
• § 308.509 — Default upon failure to file an answer
• § 308.510 — Referral of complaint and answer to the ALJ
• § 308.511 — Notice of hearing
• § 308.512 — Parties to the hearing
• § 308.513 — Separation of functions
• § 308.514 — Ex parte contacts
• § 308.515 — Disqualification of reviewing official or ALJ
• § 308.516 — Rights of parties
• § 308.517 — Authority of the ALJ
• § 308.518 — Prehearing conferences
• § 308.519 — Disclosure of documents
• § 308.520 — Discovery
• § 308.521 — Exchange of witness lists, statements, and exhibits
• § 308.522 — Subpoenas for attendance at hearing
• § 308.523 — Protective order
• § 308.524 — Witness fees
• § 308.525 — Form, filing, and service of papers
• § 308.526 — Computation of time
• § 308.527 — Motions
• § 308.528 — Sanctions
• § 308.529 — The hearing and burden of proof
• § 308.530 — Determining the amount of penalties and assessments
• § 308.531 — Location of hearing
• § 308.532 — Witnesses
• § 308.533 — Evidence
• § 308.534 — The record
• § 308.535 — Post-hearing briefs
• § 308.536 — Initial decision
• § 308.537 — Reconsideration of initial decision
• § 308.538 — Appeal to the Board of Directors
• § 308.539 — Stays ordered by the Department of Justice
• § 308.540 — Stay pending appeal
• § 308.541 — Judicial review
• § 308.542 — Collection of civil penalties and assessments
• § 308.543 — Right to administrative offset
• § 308.544 — Deposit in Treasury of United States
• § 308.545 — Compromise or settlement
• § 308.546 — Limitations
• § 308.600 — Scope
• § 308.601 — Definitions
• § 308.602 — Removal, suspension, or debarment
• § 308.603 — Automatic removal, suspension, and debarment
• § 308.604 — Notice of removal, suspension, or debarment
• § 308.605 — Application for reinstatement

PART 309

• § 309.1 — Purpose and scope
• § 309.2 — Definitions
• § 309.3 — Federal Register publication
• § 309.4 — Publicly available records
• § 309.5 — Procedures for requesting records
• § 309.6 — Disclosure of exempt records
• § 309.7 — Service of process

PART 310

• § 310.1 — Purpose and scope
• § 310.2 — Definitions
• § 310.3 — Procedures for requests pertaining to individual records in a system of records
• § 310.4 — Times, places, and requirements for identification of individuals making requests
• § 310.5 — Disclosure of requested information to individuals
• § 310.6 — Special procedures: Medical records
• § 310.7 — Request for amendment of record
• § 310.8 — Agency review of request for amendment of record
• § 310.9 — Appeal of adverse initial agency determination on access or amendment
• § 310.10 — Disclosure of record to person other than the individual to whom it pertains
• § 310.11 — Fees
• § 310.12 — Penalties
• § 310.13 — Exemptions

PART 311

• § 311.1 — Purpose
• § 311.2 — Definitions
• § 311.3 — Meetings
• § 311.4 — Procedures for announcing meetings
• § 311.5 — Regular procedure for closing meetings
• § 311.6 — Expedited procedure for announcing and closing certain meetings
• § 311.7 — General Counsel certification
• § 311.8 — Transcripts and minutes of meetings

PART 313

• § 313.1 — Scope
• § 313.2 — Purpose
• § 313.3 — Definitions
• § 313.4 — Delegations of authority
• § 313.5-313.19 — 313.5-313.19 [Reserved]
• § 313.20 — Applicability and scope
• § 313.21 — Definitions
• § 313.22 — Collection
• § 313.23 — Offset prior to completion of procedures
• § 313.24 — Omission of procedures
• § 313.25 — Debtor's rights
• § 313.26 — Interest
• § 313.27 — Refunds
• § 313.28 — No requirement for duplicate notice
• § 313.29 — Requests for offset to other federal agencies
• § 313.30 — Requests for offset from other federal agencies
• § 313.31-313.39 — 313.31-313.39 [Reserved]
• § 313.40 — Scope
• § 313.41 — Notice requirement where FDIC is creditor agency
• § 313.42 — Procedures to request a hearing
• § 313.43 — Failure to timely submit request for hearing
• § 313.44 — Procedure for hearing
• § 313.45 — Certification of debt by FDIC as creditor agency
• § 313.46 — Notice of salary offset where FDIC is the paying agency
• § 313.47 — Voluntary repayment agreements as alternative to salary offset where the FDIC is the creditor agency
• § 313.48 — Special review of repayment agreement or salary offset due to changed circumstances
• § 313.49 — Coordinating salary offset with other agencies
• § 313.50 — Interest, penalties, and administrative costs
• § 313.51 — Refunds
• § 313.52 — Request from a creditor agency for services of a hearing official
• § 313.53 — Non-waiver of rights by payments
• § 313.54 — Exception to due process procedures
• § 313.55 — Salary adjustments
• § 313.56-313.79 — 313.56-313.79 [Reserved]
• § 313.80 — Scope and purpose
• § 313.81 — Notice
• § 313.82 — Debtor's rights
• § 313.83 — Form of hearing
• § 313.84 — Effect of timely request
• § 313.85 — Failure to timely request a hearing
• § 313.86 — Hearing official
• § 313.87 — Procedure
• § 313.88 — Format of hearing
• § 313.89 — Date of decision
• § 313.90 — Content of decision
• § 313.91 — Finality of agency action
• § 313.92 — Failure to appear
• § 313.93 — Wage garnishment order
• § 313.94 — Certification by employer
• § 313.95 — Amounts withheld
• § 313.96 — Exclusions from garnishment
• § 313.97 — Financial hardship
• § 313.98 — Ending garnishment
• § 313.99 — Prohibited actions by employer
• § 313.100 — Refunds
• § 313.101 — Right of action
• § 313.102-313.119 — 313.102-313.119 [Reserved]
• § 313.120 — Scope
• § 313.121 — Definitions
• § 313.122 — Notification of debt to FMS
• § 313.123 — Certification and referral of debt
• § 313.124 — Pre-offset notice and consideration of evidence
• § 313.125 — No requirement for duplicate notice
• § 313.126 — Referral of past-due, legally enforceable debt
• § 313.127 — Correcting and updating referral
• § 313.128 — Disposition of amounts collected
• § 313.129-313.139 — 313.129-313.139 [Reserved]
• § 313.140 — Future benefits
• § 313.141 — Notification to OPM
• § 313.142 — Request for administrative offset
• § 313.143 — Cancellation of deduction
• § 313.160 — Treasury notification
• § 313.161 — Certification of debt
• § 313.162 — Compliance with 31 CFR part 285
• § 313.163 — Notification of debts of 180 days or less
• § 313.164-313.180 — 313.164-313.180 [Reserved]
• § 313.181 — Scope
• § 313.182 — Purpose
• § 313.183 — Definitions
• § 313.184 — Collection of civil money penalty debt
• § 313.185-313.190 — 313.185-313.190 [Reserved]

PART 314

• § 314.1 — Threshold indexing
• § 314.2 — [Reserved]

PART 323

• § 323.1 — Authority, purpose, and scope
• § 323.2 — Definitions
• § 323.3 — Appraisals required; transactions requiring a State certified or licensed appraiser
• § 323.4 — Minimum appraisal standards
• § 323.5 — Appraiser independence
• § 323.6 — Professional association membership; competency
• § 323.7 — Enforcement
• § 323.8 — Authority, purpose, and scope
• § 323.9 — Definitions
• § 323.10 — Appraiser panel—annual size calculation
• § 323.11 — Appraisal management company registration
• § 323.12 — Ownership limitations for State-registered appraisal management companies
• § 323.13 — Requirements for Federally regulated appraisal management companies
• § 323.14 — Information to be presented to the Appraisal Subcommittee by participating States
• § 323.15 — Authority, purpose, and scope
• § 323.16 — Definitions
• § 323.17 — Quality control standards

PART 324

• § 324.1 — Purpose, applicability, reservations of authority, and timing
• § 324.2 — Definitions
• § 324.3 — Operational requirements for counterparty credit risk
• § 324.4 — Inadequate capital as an unsafe or unsound practice or condition
• § 324.5 — Issuance of directives
• § 324.6-324.9 — 324.6-324.9 [Reserved]
• § 324.10 — Minimum capital requirements
• § 324.11 — Capital conservation buffer and countercyclical capital buffer amount
• § 324.12 — Community bank leverage ratio framework
• § 324.13-324.19 — 324.13-324.19 [Reserved]
• § 324.20 — Capital components and eligibility criteria for regulatory capital instruments
• § 324.21 — Minority interest
• § 324.22 — Regulatory capital adjustments and deductions
• § 324.23-324.29 — 324.23-324.29 [Reserved]
• § 324.30 — Applicability
• § 324.31 — Mechanics for calculating risk-weighted assets for general credit risk
• § 324.32 — General risk weights
• § 324.33 — Off-balance sheet exposures
• § 324.34 — Derivative contracts
• § 324.35 — Cleared transactions
• § 324.36 — Guarantees and credit derivatives: Substitution treatment
• § 324.37 — Collateralized transactions
• § 324.38 — Unsettled transactions
• § 324.39-324.40 — 324.39-324.40 [Reserved]
• § 324.41 — Operational requirements for securitization exposures
• § 324.42 — Risk-weighted assets for securitization exposures
• § 324.43 — Simplified supervisory formula approach (SSFA) and the gross-up approach
• § 324.44 — Securitization exposures to which the SSFA and gross-up approach do not apply
• § 324.45 — Recognition of credit risk mitigants for securitization exposures
• § 324.46-324.50 — 324.46-324.50 [Reserved]
• § 324.51 — Introduction and exposure measurement
• § 324.52 — Simple risk-weight approach (SRWA)
• § 324.53 — Equity exposures to investment funds
• § 324.54-324.60 — 324.54-324.60 [Reserved]
• § 324.61 — Purpose and scope
• § 324.62 — Disclosure requirements
• § 324.63 — Disclosures by FDIC-supervised institutions described in § 324.61
• § 324.64-324.99 — 324.64-324.99 [Reserved]
• § 324.100 — Purpose, applicability, and principle of conservatism
• § 324.101 — Definitions
• § 324.102-324.120 — 324.102-324.120 [Reserved]
• § 324.121 — Qualification process
• § 324.122 — Qualification requirements
• § 324.123 — Ongoing qualification
• § 324.124 — Merger and acquisition transitional arrangements
• § 324.125-324.130 — 324.125-324.130 [Reserved]
• § 324.131 — Mechanics for calculating total wholesale and retail risk-weighted assets
• § 324.132 — Counterparty credit risk of repo-style transactions, eligible margin loans, and OTC derivative contracts
• § 324.133 — Cleared transactions
• § 324.134 — Guarantees and credit derivatives: PD substitution and LGD adjustment approaches
• § 324.135 — Guarantees and credit derivatives: Double default treatment
• § 324.136 — Unsettled transactions
• § 324.137-324.140 — 324.137-324.140 [Reserved]
• § 324.141 — Operational criteria for recognizing the transfer of risk
• § 324.142 — Risk-weighted assets for securitization exposures
• § 324.143 — Supervisory formula approach (SFA)
• § 324.144 — Simplified supervisory formula approach (SSFA)
• § 324.145 — Recognition of credit risk mitigants for securitization exposures
• § 324.146-324.150 — 324.146-324.150 [Reserved]
• § 324.151 — Introduction and exposure measurement
• § 324.152 — Simple risk weight approach (SRWA)
• § 324.153 — Internal models approach (IMA)
• § 324.154 — Equity exposures to investment funds
• § 324.155 — Equity derivative contracts
• § 324.161 — Qualification requirements for incorporation of operational risk mitigants
• § 324.161-324.160 — 324.161-324.160 [Reserved]
• § 324.162 — Mechanics of risk-weighted asset calculation
• § 324.163-324.170 — 324.163-324.170 [Reserved]
• § 324.171 — Purpose and scope
• § 324.172 — Disclosure requirements
• § 324.173 — Disclosures by certain advanced approaches FDIC-supervised institutions and Category III FDIC-supervised institutions
• § 324.174-324.200 — 324.174-324.200 [Reserved]
• § 324.201 — Purpose, applicability, and reservation of authority
• § 324.202 — Definitions
• § 324.203 — Requirements for application of this subpart F
• § 324.204 — Measure for market risk
• § 324.205 — VaR-based measure
• § 324.206 — Stressed VaR-based measure
• § 324.207 — Specific risk
• § 324.208 — Incremental risk
• § 324.209 — Comprehensive risk
• § 324.210 — Standardized measurement method for specific risk
• § 324.211 — Simplified supervisory formula approach (SSFA)
• § 324.212 — Market risk disclosures
• § 324.213-324.299 — 324.213-324.299 [Reserved]
• § 324.300 — Transitions
• § 324.301 — Current expected credit losses (CECL) transition
• § 324.302 — Exposures Related the Money Market Mutual Fund Liquidity Facility
• § 324.303 — Temporary changes to the community bank leverage ratio framework
• § 324.304 — Temporary exclusions from total leverage exposure
• § 324.305 — Exposures related to the Paycheck Protection Program Lending Facility
• § 324.306-324.399 — 324.306-324.399 [Reserved]
• § 324.401 — Authority, purpose, scope, other supervisory authority, disclosure of capital categories, and transition procedures
• § 324.402 — Notice of capital category
• § 324.403 — Capital measures and capital category definitions
• § 324.404 — Capital restoration plans
• § 324.405 — Mandatory and discretionary supervisory actions

PART 325

• § 325.1 — Authority, purpose, and reservation of authority
• § 325.2 — Definitions
• § 325.3 — Applicability
• § 325.4 — Periodic stress tests required
• § 325.5 — Methodologies and practices
• § 325.6 — Required reports of stress test results to the FDIC and the Board of Governors of the Federal Reserve System
• § 325.7 — Publication of stress test results

PART 326

• § 326.0 — Authority, purpose, and scope
• § 326.1 — Definitions
• § 326.2 — Designation of security officer
• § 326.3 — Security program
• § 326.4 — Reports
• § 326.8 — Bank Secrecy Act compliance

PART 327

• § 327.1 — Purpose and scope
• § 327.2 — Certified statements
• § 327.3 — Payment of assessments
• § 327.4 — Assessment rates
• § 327.5 — Assessment base
• § 327.6 — Mergers and consolidations; other terminations of insurance
• § 327.7 — Payment of interest on assessment underpayments and overpayments
• § 327.8 — Definitions
• § 327.9 — [Reserved]
• § 327.10 — Assessment rate schedules
• § 327.11 — Surcharges and assessments required to raise the reserve ratio of the DIF to 1.35 percent
• § 327.12 — Prepayment of quarterly risk-based assessments
• § 327.13 — Special assessment pursuant to March 12, 2023, systemic risk determination
• § 327.15 — Emergency special assessments
• § 327.16 — Assessment pricing methods—beginning the first assessment period after June 30, 2016, where the reserve ratio of the DIF as of the end of the prior assessment period has reached or exceeded 1.15 percent
• § 327.17 — Mitigating the Deposit Insurance Assessment Effect of Participation in the Money Market Mutual Fund Liquidity Facility, the Paycheck Protection Program Liquidity Facility, and the Paycheck Protection Program
• § 327.30 — Purpose and scope
• § 327.31 — Definitions
• § 327.32 — Determination of aggregate credit amount
• § 327.33 — Determination of eligible institution's credit amount
• § 327.34 — Transferability of credits
• § 327.35 — Application of credits
• § 327.36 — Requests for review of credit amount
• § 327.50 — Dividends

PART 328

• § 328.0 — Purpose
• § 328.1 — Definitions
• § 328.2 — Official sign
• § 328.3 — Signs within institution premises and offering of non-deposit products within institution premises
• § 328.4 — Signs for automated teller machines (ATMs) and like devices
• § 328.5 — Signs for digital deposit-taking channels
• § 328.6 — Official advertising statement requirements
• § 328.7 — Prohibition against receiving deposits at same teller station or window as noninsured institution
• § 328.8 — Policies and procedures
• § 328.100 — Scope
• § 328.101 — Definitions
• § 328.102 — Prohibition
• § 328.103 — Inquiries and complaints
• § 328.104 — Investigations of potential violations
• § 328.105 — Referral to appropriate authority
• § 328.106 — Informal resolution
• § 328.107 — Formal enforcement actions
• § 328.108 — Appeals process
• § 328.109 — Other actions preserved

PART 329

• § 329.1 — Purpose and applicability
• § 329.2 — Reservation of authority
• § 329.3 — Definitions
• § 329.4 — Certain operational requirements
• § 329.10 — Liquidity coverage ratio
• § 329.20 — High-quality liquid asset criteria
• § 329.21 — High-quality liquid asset amount
• § 329.22 — Requirements for eligible high-quality liquid assets
• § 329.30 — Total net cash outflow amount
• § 329.31 — Determining maturity
• § 329.32 — Outflow amounts
• § 329.33 — Inflow amounts
• § 329.34 — Cash flows related to Covered Federal Reserve Facility Funding
• § 329.40 — Liquidity coverage shortfall: Supervisory framework
• § 329.50 — Transitions
• § 329.100 — Net stable funding ratio
• § 329.101 — Determining maturity
• § 329.102 — Rules of construction
• § 329.103 — Calculation of available stable funding amount
• § 329.104 — ASF factors
• § 329.105 — Calculation of required stable funding amount
• § 329.106 — RSF factors
• § 329.107 — Calculation of NSFR derivatives amounts
• § 329.108 — Funding related to Covered Federal Reserve Facility Funding
• § 329.109 — Rules for consolidation
• § 329.110 — NSFR shortfall: supervisory framework
• § 329.120 — Transitions

PART 330

• § 330.1 — Definitions
• § 330.2 — Purpose
• § 330.3 — General principles
• § 330.4 — Continuation of separate deposit insurance after merger of insured depository institutions
• § 330.5 — Recognition of deposit ownership and fiduciary relationships
• § 330.6 — Single ownership accounts
• § 330.7 — Accounts held by an agent, nominee, guardian, custodian or conservator
• § 330.8 — Annuity contract accounts
• § 330.9 — Joint ownership accounts
• § 330.10 — Trust accounts
• § 330.11 — Accounts of a corporation, partnership or unincorporated association
• § 330.12 — Accounts held by a depository institution as the trustee of an irrevocable trust
• § 330.13 — [Reserved]
• § 330.14 — Retirement and other employee benefit plan accounts
• § 330.15 — Accounts held by government depositors
• § 330.16 — [Reserved]
• § 330.101 — Premiums

PART 331

• § 331.1 — Authority, purpose, and scope
• § 331.2 — Definitions
• § 331.3 — Application of host State law
• § 331.4 — Interest rate authority

PART 332

• § 332.1 — Purpose and scope
• § 332.2 — Model privacy form and examples
• § 332.3 — Definitions
• § 332.4 — Initial privacy notice to consumers required
• § 332.5 — Annual privacy notice to customers required
• § 332.6 — Information to be included in privacy notices
• § 332.7 — Form of opt out notice to consumers; opt out methods
• § 332.8 — Revised privacy notices
• § 332.9 — Delivering privacy and opt out notices
• § 332.10 — Limits on disclosure of non-public personal information to nonaffiliated third parties
• § 332.11 — Limits on redisclosure and reuse of information
• § 332.12 — Limits on sharing account number information for marketing purposes
• § 332.13 — Exception to opt out requirements for service providers and joint marketing
• § 332.14 — Exceptions to notice and opt out requirements for processing and servicing transactions
• § 332.15 — Other exceptions to notice and opt out requirements
• § 332.16 — Protection of Fair Credit Reporting Act
• § 332.17 — Relation to State laws
• § 332.18 — Effective date; transition rule

PART 333

• § 333.1 — Classification of general character of business
• § 333.2 — Change in general character of business
• § 333.3 — Consent required for exercise of trust powers
• § 333.4 — Conversions from mutual to stock form
• § 333.101 — Prior consent not required

PART 334

• § 334.1 — Purpose and scope
• § 334.2 — Examples
• § 334.3 — Definitions
• § 334.80-334.82 — 334.80-334.82 [Reserved]
• § 334.83 — Disposal of consumer information
• § 334.90 — Duties regarding the detection, prevention, and mitigation of identity theft
• § 334.91 — Duties of card issuers regarding changes of address

PART 335

• § 335.101 — Scope of part, authority and OMB control number
• § 335.111 — Forms and schedules
• § 335.121 — Listing standards related to audit committees
• § 335.201 — Securities exempted from registration
• § 335.211 — Registration and reporting
• § 335.221 — Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure)
• § 335.231 — Certification, suspension of trading, and removal from listing by exchanges
• § 335.241 — Unlisted trading
• § 335.251 — Forms for notification of action taken by national securities exchanges
• § 335.261 — Exemptions, terminations, and definitions
• § 335.301 — Reports of issuers of securities registered pursuant to section 12
• § 335.311 — Forms for annual, quarterly, current, and other reports of issuers
• § 335.321 — Maintenance of records and issuer's representations in connection with required reports
• § 335.331 — Acquisition statements, acquisition of securities by issuers, and other matters
• § 335.401 — Solicitations of proxies
• § 335.501 — Tender offers
• § 335.601 — Requirements of section 16 of the Securities Exchange Act of 1934
• § 335.611 — Initial statement of beneficial ownership of securities (Form 3)
• § 335.612 — Statement of changes in beneficial ownership of securities (Form 4)
• § 335.613 — Annual statement of beneficial ownership of securities (Form 5)
• § 335.701 — Filing requirements, public reference, and confidentiality
• § 335.801 — Inapplicable SEC regulations; FDIC substituted regulations; additional information

PART 336

• § 336.1 — Cross-reference to employee ethical conduct standards and financial disclosure regulations
• § 336.2 — Authority, purpose and scope
• § 336.3 — Definitions
• § 336.4 — Minimum standards for appointment to a position with the FDIC
• § 336.5 — Minimum standards for employment with the FDIC
• § 336.6 — Verification of compliance
• § 336.7 — Employee responsibility, counseling and distribution of regulation
• § 336.8 — Sanctions and remedial actions
• § 336.9 — Finality of determination
• § 336.10 — Purpose and scope
• § 336.11 — Definitions
• § 336.12 — One-year post-employment restriction
• § 336.13 — Penalties

PART 337

• § 337.1 — Scope
• § 337.2 — Standby letters of credit
• § 337.3 — Limits on extensions of credit to executive officers, directors, and principal shareholders of FDIC-supervised institutions
• § 337.4 — [Reserved]
• § 337.5 — Exemption
• § 337.6 — Brokered deposits
• § 337.7 — Interest rate restrictions
• § 337.8-337.9 — 337.8-337.9 [Reserved]
• § 337.10 — Waiver
• § 337.11 — Effect on other banking practices
• § 337.12 — Frequency of examination

PART 338

• § 338.1 — Purpose
• § 338.2 — Definitions applicable to this subpart
• § 338.3 — Nondiscriminatory advertising
• § 338.4 — Fair housing poster
• § 338.5 — Purpose
• § 338.6 — Definitions applicable to this subpart
• § 338.7 — Recordkeeping requirements
• § 338.8 — Compilation of loan data in register format
• § 338.9 — Mortgage lending of a controlled entity

PART 339

• § 339.1 — Authority, purpose, and scope
• § 339.2 — Definitions
• § 339.3 — Requirement to purchase flood insurance where available
• § 339.4 — Exemptions
• § 339.5 — Escrow requirement
• § 339.6 — Required use of standard flood hazard determination form
• § 339.7 — Force placement of flood insurance
• § 339.8 — Determination fees
• § 339.9 — Notice of special flood hazards and availability of Federal disaster relief assistance
• § 339.10 — Notice of servicer's identity

PART 340

• § 340.1 — What is the statutory authority for the regulation, what are its purpose and scope, and can the FDIC have other policies on related topics?
• § 340.2 — Definitions
• § 340.3 — What are the restrictions on the sale of assets by the FDIC if the buyer wants to finance the purchase with a loan from the FDIC?
• § 340.4 — What are the restrictions on the sale of assets by the FDIC regardless of the method of financing?
• § 340.5 — Can the FDIC deny a loan to a buyer who is not disqualified from purchasing assets using seller-financing under this regulation?
• § 340.6 — What is the effect of this part on transactions that were entered into before its effective date?
• § 340.7 — When is a certification required, and who does not have to provide a certification?
• § 340.8 — Does this part apply in the case of a workout, resolution, or settlement of obligations?

PART 341

• § 341.1 — Scope
• § 341.2 — Definitions
• § 341.3 — Registration as securities transfer agent
• § 341.4 — Amendments to registration
• § 341.5 — Withdrawal from registration
• § 341.6 — Reports

PART 343

• § 343.10 — Purpose and scope
• § 343.20 — Definitions
• § 343.30 — Prohibited practices
• § 343.40 — What you must disclose
• § 343.50 — Where insurance activities may take place
• § 343.60 — Qualification and licensing requirements for insurance sales personnel

PART 344

• § 344.1 — Purpose and scope
• § 344.2 — Exceptions
• § 344.3 — Definitions
• § 344.4 — Recordkeeping
• § 344.5 — Content and time of notification
• § 344.6 — Notification by agreement; alternative forms and times of notification
• § 344.7 — Settlement of securities transactions
• § 344.8 — Securities trading policies and procedures
• § 344.9 — Personal securities trading reporting by officers and employees of FDIC-supervised institutions
• § 344.10 — Waivers

PART 345

• § 345.11 — Authority, purposes, and scope
• § 345.12 — Definitions
• § 345.13 — Consideration of community development loans, community development investments, and community development services
• § 345.14 — Community development illustrative list; Confirmation of eligibility
• § 345.15 — Impact and responsiveness review of community development loans, community development investments, and community development services
• § 345.16 — Facility-based assessment areas
• § 345.17 — Retail lending assessment areas
• § 345.18 — Outside retail lending areas
• § 345.19 — Areas for eligible community development loans, community development investments, and community development services
• § 345.20 — [Reserved]
• § 345.21 — Evaluation of CRA performance in general
• § 345.22 — Retail lending test
• § 345.23 — Retail services and products test
• § 345.24 — Community development financing test
• § 345.25 — Community development services test
• § 345.26 — Limited purpose banks
• § 345.27 — Strategic plan
• § 345.28 — Assigned conclusions and ratings
• § 345.29 — Small bank performance evaluation
• § 345.30 — Intermediate bank performance evaluation
• § 345.31 — Effect of CRA performance on applications
• § 345.42 — Data collection, reporting, and disclosure
• § 345.43 — Content and availability of public file
• § 345.44 — Public notice by banks
• § 345.45 — Publication of planned examination schedule
• § 345.46 — Public engagement
• § 345.51 — Applicability dates and transition provisions

PART 346

• § 346.1 — Purpose and scope of this part
• § 346.2 — Definition of covered agreement
• § 346.3 — CRA communications
• § 346.4 — Fulfillment of the CRA
• § 346.5 — Related agreements considered a single agreement
• § 346.6 — Disclosure of covered agreements
• § 346.7 — Annual reports
• § 346.8 — Release of information under FOIA
• § 346.9 — Compliance provisions
• § 346.10 — Transition provisions
• § 346.11 — Other definitions and rules of construction used in this part

PART 347

• § 347.101 — Authority, purpose, and scope
• § 347.102 — Definitions
• § 347.103 — Effect of state law on actions taken under this subpart
• § 347.104 — Insured state nonmember bank investments in foreign organizations
• § 347.105 — Permissible financial activities outside the United States
• § 347.106 — Going concerns
• § 347.107 — Joint ventures
• § 347.108 — Portfolio investments
• § 347.109 — Limitations on indirect investments in nonfinancial foreign organizations
• § 347.110 — Affiliate holdings
• § 347.111 — Underwriting and dealing limits applicable to foreign organizations held by insured state nonmember banks
• § 347.112 — Restrictions applicable to foreign organizations that act as futures commission merchants
• § 347.113 — Restrictions applicable to activities by a foreign organization in the United States
• § 347.114 — Extensions of credit to foreign organizations held by insured state nonmember banks; shares of foreign organizations held in connection with debts previously contracted
• § 347.115 — Permissible activities for a foreign branch of an insured state nonmember bank
• § 347.116 — Recordkeeping and supervision of foreign activities of insured state nonmember banks
• § 347.117 — General consent
• § 347.118 — Expedited processing
• § 347.119 — Specific consent
• § 347.120 — Computation of investment amounts
• § 347.121 — Requirements for insured state nonmember bank to close a foreign branch
• § 347.122 — Limitations applicable to the authority provided in this subpart
• § 347.201 — Authority, purpose, and scope
• § 347.202 — Definitions
• § 347.203 — Deposit insurance required for all branches of foreign banks engaged in domestic retail deposit activity in the same State
• § 347.204 — Commitment to be examined and provide information
• § 347.205 — Record maintenance
• § 347.206 — Domestic retail deposit activity requiring deposit insurance by U.S. branch of a foreign bank
• § 347.207 — Disclosure of supervisory information to foreign supervisors
• § 347.208 — Assessment base deductions by insured branch
• § 347.209 — Pledge of assets
• § 347.210 — Asset maintenance
• § 347.211 — Examination of branches of foreign banks
• § 347.212 — FDIC approval to conduct activities that are not permissible for federal branches
• § 347.213 — Establishment or operation of noninsured foreign branch
• § 347.214 — Branch established under section 5 of the International Banking Act
• § 347.215 — Exemptions from deposit insurance requirement
• § 347.216 — Depositor notification
• § 347.301 — Purpose, authority, and scope
• § 347.302 — Definitions
• § 347.303 — Allocated transfer risk reserve
• § 347.304 — Accounting for fees on international loans
• § 347.305 — Reporting and disclosure of international assets

PART 348

• § 348.1 — Purpose and scope
• § 348.2 — Other definitions and rules of construction
• § 348.3 — Prohibitions
• § 348.4 — Interlocking relationships permitted by statute
• § 348.5 — Small market share exemption
• § 348.6 — General exemption
• § 348.7 — Change in circumstances
• § 348.8 — Enforcement

PART 349

• § 349.1 — Authority, purpose, scope, exemptions and compliance dates
• § 349.2 — Definitions
• § 349.3 — Initial margin
• § 349.4 — Variation margin
• § 349.5 — Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements
• § 349.6 — Eligible collateral
• § 349.7 — Segregation of collateral
• § 349.8 — Initial margin models and standardized amounts
• § 349.9 — Cross-border application of margin requirements
• § 349.10 — Documentation of margin matters
• § 349.11 — Special rules for affiliates
• § 349.12 — Capital
• § 349.13 — Authority, purpose, and scope
• § 349.14 — Definitions
• § 349.15 — Prohibited transactions
• § 349.16 — Filing procedures
• § 349.17 — Application and closing out of offsetting long and short positions
• § 349.18 — Disclosure
• § 349.19 — Recordkeeping
• § 349.20 — Capital requirements
• § 349.21 — Margin requirements
• § 349.22 — Required reporting to customers
• § 349.23 — Unlawful representations
• § 349.24 — Authorization to trade
• § 349.25 — Trading and operational standards
• § 349.26 — Supervision
• § 349.27 — Notice of transfers
• § 349.28 — Customer dispute resolution

PART 351

• § 351.1 — Authority, purpose, scope, and relationship to other authorities
• § 351.2 — Definitions
• § 351.3 — Prohibition on proprietary trading
• § 351.4 — Permitted underwriting and market making-related activities
• § 351.5 — Permitted risk-mitigating hedging activities
• § 351.6 — Other permitted proprietary trading activities
• § 351.7 — Limitations on permitted proprietary trading activities
• § 351.8-351.9 — 351.8-351.9 [Reserved]
• § 351.10 — Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund
• § 351.11 — Permitted organizing and offering, underwriting, and market making with respect to a covered fund
• § 351.12 — Permitted investment in a covered fund
• § 351.13 — Other permitted covered fund activities and investments
• § 351.14 — Limitations on relationships with a covered fund
• § 351.15 — Other limitations on permitted covered fund activities
• § 351.16 — Ownership of Interests in and Sponsorship of Issuers of Certain Collateralized Debt Obligations Backed by Trust-Preferred Securities
• § 351.17-351.19 — 351.17-351.19 [Reserved]
• § 351.20 — Program for compliance; reporting
• § 351.21 — Termination of activities or investments; penalties for violations

PART 352

• § 352.1 — Purpose
• § 352.2 — Application
• § 352.3 — Definitions
• § 352.4 — Nondiscrimination in any program or activity conducted by the FDIC
• § 352.5 — Accessibility to electronic and information technology
• § 352.6 — Employment
• § 352.7 — Accessibility of programs and activities: Existing facilities
• § 352.8 — Program accessibility: New construction and alterations
• § 352.9 — Communications
• § 352.10 — Compliance procedures
• § 352.11 — Notice

PART 353

• § 353.1 — Purpose and scope
• § 353.2 — Definitions
• § 353.3 — Reports and records

PART 354

• § 354.1 — Scope
• § 354.2 — Definitions
• § 354.3 — Written agreement
• § 354.4 — Required commitments and provisions of written agreement
• § 354.5 — Restrictions on industrial bank subsidiaries of Covered Companies
• § 354.6 — Reservation of authority

PART 357

• § 357.1 — Economically depressed regions

PART 359

• § 359.0 — Scope
• § 359.1 — Definitions
• § 359.2 — Golden parachute payments prohibited
• § 359.3 — Prohibited indemnification payments
• § 359.4 — Permissible golden parachute payments
• § 359.5 — Permissible indemnification payments
• § 359.6 — Filing instructions
• § 359.7 — Applicability in the event of receivership

PART 360

• § 360.1 — Least-cost resolution
• § 360.2 — Federal Home Loan banks as secured creditors
• § 360.3 — Priorities
• § 360.4 — Administrative expenses
• § 360.5 — Definition of qualified financial contracts
• § 360.6 — Treatment of financial assets transferred in connection with a securitization or participation
• § 360.7 — Post-insolvency interest
• § 360.8 — Method for determining deposit and other liability account balances at a failed insured depository institution
• § 360.9 — Large-bank deposit insurance determination modernization
• § 360.10 — Resolution plans required for insured depository institutions with $100 billion or more in total assets; informational filings required for insured depository institutions with at least $50 billion but less than $100 billion in total assets
• § 360.11 — Records of failed insured depository institutions

PART 361

• § 361.1 — Why do minority- and women-owned businesses need this outreach regulation?
• § 361.2 — Why does the FDIC have this outreach program?
• § 361.3 — Who may participate in this outreach program?
• § 361.4 — What contracts are eligible for this outreach program?
• § 361.5 — What are the FDIC's oversight and monitoring responsibilities in administering this program?
• § 361.6 — What outreach efforts are included in this program?

PART 362

• § 362.1 — Purpose and scope
• § 362.2 — Definitions
• § 362.3 — Activities of insured State banks
• § 362.4 — Subsidiaries of insured State banks
• § 362.5 — Approvals previously granted
• § 362.6 — Purpose and scope
• § 362.7 — Definitions
• § 362.8 — Restrictions on activities of insured state nonmember banks affiliated with certain securities companies
• § 362.9 — Purpose and scope
• § 362.10 — Definitions
• § 362.11 — Activities of insured savings associations
• § 362.12 — Service corporations of insured State savings associations
• § 362.13 — Approvals previously granted
• § 362.14 — Purpose and scope
• § 362.15 — Acquiring or establishing a subsidiary; conducting new activities through a subsidiary
• § 362.16 — Purpose and scope
• § 362.17 — Definitions
• § 362.18 — Financial subsidiaries of insured state nonmember banks

PART 363

• § 363.0 — OMB control number
• § 363.1 — Scope and definitions
• § 363.2 — Annual reporting requirements
• § 363.3 — Independent public accountant
• § 363.4 — Filing and notice requirements
• § 363.5 — Audit committees
• § 363.6 — Discretion to exempt certain insured depository institutions from this part

PART 364

• § 364.100 — Purpose
• § 364.101 — Standards for safety and soundness

PART 365

• § 365.1 — Purpose and scope
• § 365.2 — Real estate lending standards

PART 366

• § 366.0 — Definitions
• § 366.1 — What is the purpose of this part?
• § 366.2 — What is the scope of this part?
• § 366.3 — Who cannot perform contractual services for the FDIC?
• § 366.4 — When is there a pattern or practice of defalcation?
• § 366.5 — What causes a substantial loss to a federal deposit insurance fund?
• § 366.6 — How is my ownership or control determined?
• § 366.7 — Will the FDIC waive the prohibitions under § 366.3?
• § 366.8 — Who can grant a waiver of a prohibition or conflict of interest?
• § 366.9 — What other requirements could prevent me from performing contractual services for the FDIC?
• § 366.10 — When would I have a conflict of interest?
• § 366.11 — Will the FDIC waive a conflict of interest?
• § 366.12 — What are the FDIC's minimum standards of ethical responsibility?
• § 366.13 — What is my obligation regarding confidential information?
• § 366.14 — What information must I provide the FDIC?
• § 366.15 — What advice or determinations will the FDIC provide me on the applicability of this part?
• § 366.16 — When may I seek a reconsideration or review of an FDIC determination?
• § 366.17 — What are the possible consequences for violating this part?

PART 367

• § 367.1 — Authority, purpose, scope and application
• § 367.2 — Definitions
• § 367.3 — Appropriate officials
• § 367.4 — [Reserved]
• § 367.5 — Exclusions
• § 367.6 — Causes for exclusion
• § 367.7 — Suspensions
• § 367.8 — Causes for suspension
• § 367.9 — Imputation of causes
• § 367.10-367.11 — 367.10-367.11 [Reserved]
• § 367.12 — Procedures
• § 367.13 — Notices
• § 367.14 — Responses
• § 367.15 — Additional proceedings as to disputed material facts
• § 367.16 — Ethics Counselor decisions
• § 367.17 — Duration of suspensions and exclusions
• § 367.18 — Abrogation of contracts
• § 367.19 — Exceptions to suspensions and exclusions
• § 367.20 — Review and reconsideration of Ethics Counselor decisions

PART 368

• § 368.1 — Scope
• § 368.2 — Definitions
• § 368.3 — Business conduct
• § 368.4 — Recommendations to customers
• § 368.5 — Customer information
• § 368.100 — Obligations concerning institutional customers

PART 369

• § 369.1 — Purpose and scope
• § 369.2 — Definitions
• § 369.3 — Loan-to-deposit ratio screen
• § 369.4 — Credit needs determination
• § 369.5 — Sanctions

PART 370

• § 370.1 — Purpose and scope
• § 370.2 — Definitions
• § 370.3 — Information technology system requirements
• § 370.4 — Recordkeeping requirements
• § 370.5 — Actions required for certain deposit accounts with transactional features
• § 370.6 — Implementation
• § 370.7 — Accelerated implementation
• § 370.8 — Relief
• § 370.9 — Communication with the FDIC
• § 370.10 — Compliance

PART 371

• § 371.1 — Scope, purpose, and compliance dates
• § 371.2 — Definitions
• § 371.3 — Maintenance of records
• § 371.4 — Content of records
• § 371.5 — Exemptions
• § 371.6 — Transition for existing records entities
• § 371.7 — Enforcement actions

PART 373

• § 373.1 — Purpose and scope
• § 373.2 — Definitions
• § 373.3 — Base risk retention requirement
• § 373.4 — Standard risk retention
• § 373.5 — Revolving pool securitizations
• § 373.6 — Eligible ABCP conduits
• § 373.7 — Commercial mortgage-backed securities
• § 373.8 — Federal National Mortgage Association and Federal Home Loan Mortgage Corporation ABS
• § 373.9 — Open market CLOs
• § 373.10 — Qualified tender option bonds
• § 373.11 — Allocation of risk retention to an originator
• § 373.12 — Hedging, transfer and financing prohibitions
• § 373.13 — Exemption for qualified residential mortgages
• § 373.14 — Definitions applicable to qualifying commercial loans, qualifying commercial real estate loans, and qualifying automobile loans
• § 373.15 — Qualifying commercial loans, commercial real estate loans, and automobile loans
• § 373.16 — Underwriting standards for qualifying commercial loans
• § 373.17 — Underwriting standards for qualifying CRE loans
• § 373.18 — Underwriting standards for qualifying automobile loans
• § 373.19 — General exemptions
• § 373.20 — Safe harbor for certain foreign-related transactions
• § 373.21 — Additional exemptions
• § 373.22 — Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption

PART 380

• § 380.1 — Definitions
• § 380.2 — [Reserved]
• § 380.3 — Treatment of personal service agreements
• § 380.4 — [Reserved]
• § 380.5 — Treatment of covered financial companies that are subsidiaries of insurance companies
• § 380.6 — Limitation on liens on assets of covered financial companies that are insurance companies or covered subsidiaries of insurance companies
• § 380.7 — Recoupment of compensation from senior executives and directors
• § 380.8 — Predominantly engaged in activities that are financial or incidental thereto
• § 380.9 — Treatment of fraudulent and preferential transfers
• § 380.10 — Maximum obligation limitation
• § 380.11 — Treatment of mutual insurance holding companies
• § 380.12 — Enforcement of subsidiary and affiliate contracts by the FDIC as receiver of a covered financial company
• § 380.13 — Restrictions on sale of assets of a covered financial company by the Federal Deposit Insurance Corporation
• § 380.14 — Record retention requirements
• § 380.15-380.19 — 380.15-380.19 [Reserved]
• § 380.20 — [Reserved]
• § 380.21 — Priorities
• § 380.22 — Administrative expenses of the receiver
• § 380.23 — Amounts owed to the United States
• § 380.24 — Priority of claims arising out of loss of setoff rights
• § 380.25 — Post-insolvency interest
• § 380.26 — Effect of transfer of assets and obligations to a bridge financial company
• § 380.27 — Treatment of similarly situated claimants
• § 380.28-380.29 — 380.28-380.29 [Reserved]
• § 380.30 — Receivership administrative claims process
• § 380.31 — Scope
• § 380.32 — Claims bar date
• § 380.33 — Notice requirements
• § 380.34 — Procedures for filing claim
• § 380.35 — Determination of claims
• § 380.36 — Decision period
• § 380.37 — Notification of determination
• § 380.38 — Procedures for seeking judicial determination of disallowed claim
• § 380.39 — Contingent claims
• § 380.40-380.49 — 380.40-380.49 [Reserved]
• § 380.50 — Determination of secured claims
• § 380.51 — Consent to certain actions
• § 380.52 — Adequate protection
• § 380.53 — Repudiation of secured contract
• § 380.60 — Definitions
• § 380.61 — Appointment of receiver and trustee for covered broker or dealer
• § 380.62 — Notice and application for protective decree for covered broker or dealer
• § 380.63 — Bridge broker or dealer
• § 380.64 — Claims of customers and other creditors of a covered broker or dealer
• § 380.65 — Priorities for unsecured claims against a covered broker or dealer
• § 380.66 — Administrative expenses of SIPC
• § 380.67 — Qualified Financial Contracts

PART 381

• § 381.1 — Authority and scope
• § 381.2 — Definitions
• § 381.3 — Critical operations
• § 381.4 — Resolution plan required
• § 381.5 — Informational content of a full resolution plan
• § 381.6 — Informational content of a targeted resolution plan
• § 381.7 — Informational content of a reduced resolution plan
• § 381.8 — Review of resolution plans; resubmission of deficient resolution plans
• § 381.9 — Failure to cure deficiencies on resubmission of a resolution plan
• § 381.10 — Consultation
• § 381.11 — No limiting effect or private right of action; confidentiality of resolution plans
• § 381.12 — Enforcement

PART 382

• § 382.1 — Definitions
• § 382.2 — Applicability
• § 382.3 — U.S. special resolution regimes
• § 382.4 — Insolvency proceedings
• § 382.5 — Approval of enhanced creditor protection conditions
• § 382.6 — [Reserved]
• § 382.7 — Exclusion of certain QFCs

PART 390

• § 390.280 — When do the definitions in this subpart apply?
• § 390.281 — Account
• § 390.282 — Accountholder
• § 390.283 — Affiliate
• § 390.284 — Affiliated person
• § 390.285 — Audit period
• § 390.286 — Certificate account
• § 390.287 — Consumer credit
• § 390.288 — Controlling person
• § 390.289 — Corporation
• § 390.290 — Demand accounts
• § 390.291 — Director
• § 390.292 — Financial institution
• § 390.293 — Immediate family
• § 390.294 — Land loan
• § 390.295 — Low-rent housing
• § 390.296 — Money Market Deposit Accounts
• § 390.297 — Negotiable Order of Withdrawal Accounts
• § 390.298 — Nonresidential construction loan
• § 390.299 — Nonwithdrawable account
• § 390.300 — Note account
• § 390.301 — [Reserved]
• § 390.302 — Officer
• § 390.303 — Parent company; subsidiary
• § 390.304 — Political subdivision
• § 390.305 — Principal office
• § 390.306 — Public unit
• § 390.307 — Savings account
• § 390.308 — State savings association
• § 390.309 — Security
• § 390.310 — Service corporation
• § 390.311 — State
• § 390.312 — Subordinated debt security
• § 390.313 — Tax and loan account
• § 390.314 — United States Treasury General Account
• § 390.315 — United States Treasury Time Deposit Open Account
• § 390.316 — With recourse
• § 390.410 — Definitions
• § 390.411 — Offering circular requirement
• § 390.412 — Exemptions
• § 390.413 — Non-public offering
• § 390.414 — Filing and signature requirements
• § 390.415 — Effective date
• § 390.416 — Form, content, and accounting
• § 390.417 — Use of the offering circular
• § 390.418 — Escrow requirement
• § 390.419 — Unsafe or unsound practices
• § 390.420 — Withdrawal or abandonment
• § 390.421 — Securities sale report
• § 390.422 — Public disclosure and confidential treatment
• § 390.423 — Waiver
• § 390.424 — Requests for interpretive advice or waiver
• § 390.425 — Delayed or continuous offering and sale of securities
• § 390.426 — Sales of securities at an office of a State savings association
• § 390.427 — Current and periodic reports
• § 390.428 — Approval of the security
• § 390.429 — Form for securities sale report
• § 390.430 — Filing of copies of offering circulars in certain exempt offerings

PART 400

• § 400.101 — Cross-reference to employee financial disclosure and ethical conduct standards regulations

PART 403

• § 403.1 — General policies and definitions
• § 403.2 — Responsibilities
• § 403.3 — Classification principles and authority
• § 403.4 — Derivative classification
• § 403.5 — Declassification and downgrading
• § 403.6 — Systematic review for declassification
• § 403.7 — Mandatory review for declassification
• § 403.8 — Appeals
• § 403.9 — Fees
• § 403.10 — Safeguarding
• § 403.11 — Enforcement and investigation procedures

PART 404

• § 404.1 — General provisions
• § 404.2 — Proactive disclosures
• § 404.3 — Request requirements
• § 404.5 — Responsibility for responding to requests
• § 404.6 — Time for processing response to requests
• § 404.7 — Release of records
• § 404.8 — Responses to requests
• § 404.9 — Confidential commercial information
• § 404.10 — Schedule of fees
• § 404.11 — Fee waivers or reductions
• § 404.12 — Administrative appeals
• § 404.13 — Preservation of records
• § 404.14 — General provisions
• § 404.15 — Definitions
• § 404.16 — Requirements of request for access
• § 404.17 — Initial determination
• § 404.18 — Schedule of fees
• § 404.19 — Appeal of denials of access
• § 404.20 — Requests for correction of records
• § 404.21 — Request for accounting of record disclosures
• § 404.22 — Notice of court-ordered and emergency disclosures
• § 404.23 — Submission of social security and passport numbers
• § 404.24 — Government contracts
• § 404.25 — Other rights and services
• § 404.26 — Exemptions: EIB-35—Office of Inspector General Investigative Records
• § 404.27 — Applicability
• § 404.28 — Definitions
• § 404.29 — Demand requirements
• § 404.30 — Notification of General Counsel required
• § 404.31 — Restrictions on testimony and production of records
• § 404.32 — Factors General Counsel may consider in determining whether to authorize testimony and/or the production of records
• § 404.33 — Procedure for declining to testify and/or produce records
• § 404.34 — Procedure in the event a decision concerning a demand is not made prior to the time a response to the demand is required
• § 404.35 — Procedure in the event of an adverse ruling
• § 404.36 — Procedure for demands for testimony or production of documents regarding confidential information
• § 404.37 — Procedures for requests for Ex-Im Bank employees to provide expert or opinion testimony
• § 404.38 — No private right of action

PART 407

• § 407.1 — Purpose, scope and definitions
• § 407.2 — Closing meetings
• § 407.3 — Procedures applicable to regularly scheduled meetings
• § 407.4 — Procedures applicable to other meetings
• § 407.5 — Certification by General Counsel
• § 407.6 — Transcripts, recordings and minutes of closed meetings
• § 407.7 — Relationship to Freedom of Information Act

PART 408

• § 408.1 — Background
• § 408.2 — Purpose
• § 408.3 — Applicability
• § 408.4 — Early involvement in foreign activities for which Eximbank financing may be requested
• § 408.5 — Ensuring environmental documents are actually considered in Agency decision-making
• § 408.6 — Typical classes of action
• § 408.7 — Environmental information

PART 410

• § 410.101 — Purpose
• § 410.102 — Application
• § 410.103 — Definitions
• § 410.104-410.109 — 410.104-410.109 [Reserved]
• § 410.110 — Self-evaluation
• § 410.111 — Notice
• § 410.112-410.129 — 410.112-410.129 [Reserved]
• § 410.130 — General prohibitions against discrimination
• § 410.131-410.139 — 410.131-410.139 [Reserved]
• § 410.140 — Employment
• § 410.141-410.148 — 410.141-410.148 [Reserved]
• § 410.149 — Program accessibility: Discrimination prohibited
• § 410.150 — Program accessibility: Existing facilities
• § 410.151 — Program accessibility: New construction and alterations
• § 410.152-410.159 — 410.152-410.159 [Reserved]
• § 410.160 — Communications
• § 410.161-410.169 — 410.161-410.169 [Reserved]
• § 410.170 — Compliance procedures
• § 410.171-410.999 — 410.171-410.999 [Reserved]

PART 411

• § 411.100 — Conditions on use of funds
• § 411.105 — Definitions
• § 411.110 — Certification and disclosure
• § 411.200 — Agency and legislative liaison
• § 411.205 — Professional and technical services
• § 411.210 — Reporting
• § 411.300 — Professional and technical services
• § 411.400 — Penalties
• § 411.405 — Penalty procedures
• § 411.410 — Enforcement
• § 411.500 — Secretary of Defense
• § 411.600 — Semi-annual compilation
• § 411.605 — Inspector General report

PART 412

• § 412.1 — Authority
• § 412.3 — General
• § 412.5 — Policy
• § 412.7 — Conditions for acceptance
• § 412.9 — Conflict of interest analysis
• § 412.11 — Payment guidelines
• § 412.13 — Limitations and penalties

PART 414

• § 414.1 — Collection of conference and other fees

PART 600

• § 600.1 — The Farm Credit Act
• § 600.2 — Farm Credit Administration
• § 600.3 — Farm Credit Administration Board
• § 600.4 — Organization of the Farm Credit Administration
• § 600.10 — Service of Process

PART 601

• § 601.100 — Cross-references to employee ethical conduct standards and financial disclosure regulations

PART 602

• § 602.1 — Purpose and scope
• § 602.2 — Disclosing reports of examination and other non-public information
• § 602.3 — Definitions
• § 602.4 — How to make a request
• § 602.5 — FCA response to requests for records
• § 602.6 — FOIA exemptions
• § 602.7 — Confidential business information
• § 602.8 — Appeals
• § 602.9 — Current FOIA index
• § 602.10 — Definitions
• § 602.11 — Fees by type of requester
• § 602.12 — Fees
• § 602.13 — Fee waiver
• § 602.14 — Advance payments—notice
• § 602.15 — Interest on unpaid fees
• § 602.16 — Combining requests
• § 602.17 — Policy
• § 602.18 — Definitions
• § 602.19 — Request for testimony or production of documents
• § 602.20 — Testimony of FCA employees
• § 602.21 — Production of FCA documents
• § 602.22 — Fees
• § 602.23 — Responses to demands served on FCA employees
• § 602.24 — Responses to demands served on non-FCA employees or entities
• § 602.25 — General

PART 603

• § 603.300 — Purpose and scope
• § 603.305 — Definitions
• § 603.310 — Procedures for requests pertaining to individual records in a record system
• § 603.315 — Times, places, and requirements for identification of individuals making requests
• § 603.320 — Disclosure of requested information to individuals
• § 603.325 — Special procedures for medical records
• § 603.330 — Request for amendment to record
• § 603.335 — Agency review of request for amendment of record
• § 603.340 — Appeal of an initial adverse determination of a request to amend a record
• § 603.345 — Fees for providing copies of records
• § 603.350 — Criminal penalties
• § 603.355 — Exemptions

PART 604

• § 604.400 — Definitions
• § 604.405 — Notice of public observation
• § 604.410 — Scope of application
• § 604.415 — Open meetings
• § 604.420 — Exemptive provisions
• § 604.425 — Announcement of meetings
• § 604.430 — Closure of meetings
• § 604.435 — Record of closed meetings or closed portion of a meeting
• § 604.440 — Requests for information

PART 605

• § 605.500 — Policy
• § 605.501 — Information Security Officer
• § 605.502 — Program and procedures

PART 606

• § 606.601 — Purpose
• § 606.602 — Application
• § 606.603 — Definitions
• § 606.604-606.609 — 606.604-606.609 [Reserved]
• § 606.610 — Self-evaluation
• § 606.611 — Notice
• § 606.612-606.629 — 606.612-606.629 [Reserved]
• § 606.630 — General prohibitions against discrimination
• § 606.631-606.639 — 606.631-606.639 [Reserved]
• § 606.640 — Employment
• § 606.641-606.648 — 606.641-606.648 [Reserved]
• § 606.649 — Program accessibility: Discrimination prohibited
• § 606.650 — Program accessibility: Existing facilities
• § 606.651 — Program accessibility: New construction and alterations
• § 606.652-606.659 — 606.652-606.659 [Reserved]
• § 606.660 — Communications
• § 606.661-606.669 — 606.661-606.669 [Reserved]
• § 606.670 — Compliance procedures
• § 606.671-606.999 — 606.671-606.999 [Reserved]

PART 607

• § 607.1 — Purpose and scope
• § 607.2 — Definitions
• § 607.3 — Assessment of banks, associations, and designated other System entities
• § 607.4 — Assessment of other System entities
• § 607.5 — Notice of assessment
• § 607.6 — Payment of assessment
• § 607.7 — Late-payment charges on assessments
• § 607.8 — Reimbursements for services to non-System entities
• § 607.9 — Reimbursable billings
• § 607.10 — Adjustments for overpayment or underpayment of assessments
• § 607.11 — Report of assessments and expenses

PART 608

• § 608.801 — Authority
• § 608.802 — Applicability
• § 608.803 — Definitions
• § 608.804 — Delegation of authority
• § 608.805 — Responsibility for collection
• § 608.806 — Demand for payment
• § 608.807 — Right to inspect and copy records
• § 608.808 — Right to offer to repay claim
• § 608.809 — Right to agency review
• § 608.810 — Review procedures
• § 608.811 — Special review
• § 608.812 — Charges for interest, administrative costs, and penalties
• § 608.813 — Contracting for collection services
• § 608.814 — Reporting of credit information
• § 608.815 — Credit report
• § 608.820 — Applicability
• § 608.821 — Collection by offset
• § 608.822 — Notice requirements before offset
• § 608.823 — Right to review of claim
• § 608.824 — Waiver of procedural requirements
• § 608.825 — Coordinating offset with other Federal agencies
• § 608.826 — Stay of offset
• § 608.827 — Offset against amounts payable from Civil Service Retirement and Disability Fund
• § 608.835 — Purpose
• § 608.836 — Applicability of regulations
• § 608.837 — Definitions
• § 608.838 — Waiver requests and claims to the General Accounting Office
• § 608.839 — Procedures for salary offset
• § 608.840 — Refunds
• § 608.841 — Requesting current paying agency to offset salary
• § 608.842 — Responsibility of the FCA as the paying agency
• § 608.843 — Nonwaiver of rights by payments

PART 609

• § 609.905 — In general
• § 609.930 — Cyber risk management
• § 609.935 — Business planning
• § 609.945 — Records retention
• § 609.950 — Electronic communications

PART 610

• § 610.101 — Cross reference

PART 611

• § 611.100 — Definitions
• § 611.110 — Meetings of stockholders
• § 611.210 — Director qualifications and training
• § 611.220 — Outside directors
• § 611.310 — Eligibility for membership on bank and association boards and subsequent employment
• § 611.320 — Impartiality in the election of directors
• § 611.325 — Bank and association nominating committees
• § 611.326 — Floor nominations for open Farm Credit bank and association director positions
• § 611.330 — Disclosures of Farm Credit bank and association director-nominees
• § 611.340 — Confidentiality and security in voting
• § 611.350 — Application of cooperative principles to the election of directors
• § 611.360 — [Reserved]
• § 611.400 — Compensation of bank board members
• § 611.410 — [Reserved]
• § 611.500 — General
• § 611.501 — Procedures
• § 611.505 — Farm Credit Administration review
• § 611.510 — Approval procedures
• § 611.515 — Information statement
• § 611.520 — Plan of transfer
• § 611.525 — Stockholder reconsideration
• § 611.1000 — General authority
• § 611.1010 — Farm Credit bank charter amendment procedures
• § 611.1020 — Requirements for mergers or consolidations of Farm Credit banks
• § 611.1030 — [Reserved]
• § 611.1040 — Creation of new associations
• § 611.1120 — General authority
• § 611.1121 — Association charter amendment procedures
• § 611.1122 — Requirements for association mergers or consolidations
• § 611.1123 — Association merger or consolidation agreements
• § 611.1124 — Territorial adjustments
• § 611.1125 — Treatment of associations not approving districtwide mergers
• § 611.1126 — Reconsiderations of mergers and consolidations
• § 611.1130 — Inter-System transfer of funds and equities
• § 611.1135 — Incorporation of service corporations
• § 611.1136 — Regulation and examination of service corporations
• § 611.1137 — Title VIII service corporations
• § 611.1150 — Purpose and scope
• § 611.1151 — Definitions
• § 611.1152 — Authority over equity investments in UBEs for business activity
• § 611.1153 — General restrictions and prohibitions on the use of UBEs
• § 611.1154 — Notice of equity investments in UBEs
• § 611.1155 — Approval of equity investments in UBEs
• § 611.1156 — Ongoing requirements
• § 611.1157 — Disclosure and reporting requirements
• § 611.1158 — Grandfather provision
• § 611.1200 — Applicability of this subpart
• § 611.1205 — Definitions that apply in this subpart
• § 611.1210 — Advance notices—commencement resolution and notice to equity holders
• § 611.1211 — Special requirements
• § 611.1215 — Communications with the public and equity holders
• § 611.1216 — Public availability of documents related to the termination
• § 611.1217 — Plain language requirements
• § 611.1218 — Role of directors
• § 611.1219 — Prohibited acts
• § 611.1220 — Termination resolution
• § 611.1221 — Submission to FCA of plan of termination and disclosure information; other required submissions
• § 611.1223 — Plan of termination—contents
• § 611.1230 — FCA review and approval—plan of termination
• § 611.1235 — Plan of termination—distribution
• § 611.1240 — Voting record date and stockholder approval
• § 611.1245 — Stockholder reconsideration
• § 611.1246 — Filing of termination application and its contents
• § 611.1247 — FCA review and approval—termination
• § 611.1250 — Preliminary exit fee estimate
• § 611.1255 — Exit fee calculation
• § 611.1260 — Payment of debts and assessments—terminating association
• § 611.1265 — Retirement of a terminating association's investment in its affiliated bank
• § 611.1270 — Repayment of obligations—terminating bank
• § 611.1275 — Retirement of equities held by other System institutions
• § 611.1280 — Dissenting stockholders' rights
• § 611.1285 — Loan refinancing by borrowers
• § 611.1290 — Continuation of borrower rights

PART 612

• § 612.2130 — Definitions
• § 612.2135 — Standards of conduct—core principles
• § 612.2137 — Elements of a Standards of Conduct Program
• § 612.2140 — [Reserved]
• § 612.2145 — Disclosing and reporting conflicts of interest
• § 612.2150 — Prohibited conduct
• § 612.2155-612.2165 — 612.2155-612.2165 [Reserved]
• § 612.2170 — Standards of Conduct Official
• § 612.2180 — Standards of conduct for agents
• § 612.2260-612.2270 — 612.2260-612.2270 [Reserved]
• § 612.2300 — Purpose and scope
• § 612.2301 — Referrals
• § 612.2302 — Notification of board of directors and bonding company
• § 612.2303 — Institution responsibilities

PART 613

• § 613.3000 — Financing for farmers, ranchers, and aquatic producers or harvesters
• § 613.3005 — Lending objective
• § 613.3010 — Financing for processing or marketing operations
• § 613.3020 — Financing for farm-related service businesses
• § 613.3030 — Rural home financing
• § 613.3100 — Domestic lending
• § 613.3200 — International lending
• § 613.3300 — Participations and other interests in loans to similar entities

PART 614

• § 614.4000 — Farm Credit Banks
• § 614.4010 — Agricultural credit banks
• § 614.4020 — Banks for cooperatives
• § 614.4030 — Federal land credit associations
• § 614.4040 — Production credit associations
• § 614.4050 — Agricultural credit associations
• § 614.4055 — Federal Agricultural Mortgage Corporation loan participations
• § 614.4060 — Affiliates established pursuant to section 8.5(e)(1) of the Farm Credit Act of 1971
• § 614.4070 — Loans and chartered territory—Farm Credit Banks, agricultural credit banks, Federal land bank associations, Federal land credit associations, production credit associations, and agricultural credit associations
• § 614.4080 — Loans and chartered territory—banks for cooperatives
• § 614.4100 — Policies governing lending through Federal land bank associations
• § 614.4110 — Transfer of direct lending authority to Federal land bank associations and agricultural credit associations
• § 614.4120 — Policies governing extensions of credit to direct lender associations and OFIs
• § 614.4125 — Funding and discount relationships between Farm Credit Banks or agricultural credit banks and direct lender associations
• § 614.4130 — Funding and discount relationships between Farm Credit Banks or agricultural credit banks and OFIs
• § 614.4150 — Lending policies and loan underwriting standards
• § 614.4155 — Interest rates
• § 614.4160 — Differential interest rate programs
• § 614.4165 — Young, beginning, and small farmers and ranchers
• § 614.4170 — General
• § 614.4175 — Uninsured voluntary and involuntary accounts
• § 614.4200 — General requirements
• § 614.4231 — Certain seasonal commodity loans to cooperatives
• § 614.4232 — Loans to domestic lessors
• § 614.4233 — International loans
• § 614.4240 — Collateral definitions
• § 614.4245 — Collateral evaluation policies
• § 614.4250 — Collateral evaluation standards
• § 614.4255 — Independence requirements
• § 614.4260 — Evaluation requirements
• § 614.4265 — Real property evaluations
• § 614.4266 — Personal and intangible property evaluations
• § 614.4267 — Professional association membership; competency
• § 614.4325 — Purchase and sale of interests in loans
• § 614.4330 — Loan participations
• § 614.4335 — Borrower stock requirements
• § 614.4337 — Disclosure to borrowers
• § 614.4340 — General
• § 614.4345 — Guaranty agreements
• § 614.4350 — Definitions
• § 614.4351 — Computation of lending and leasing limit base
• § 614.4352 — Farm Credit Banks and agricultural credit banks
• § 614.4353 — Direct lender associations
• § 614.4354 — [Reserved]
• § 614.4355 — Banks for cooperatives
• § 614.4356 — Farm Credit Leasing Services Corporation
• § 614.4357 — Banks for cooperatives look-through notes
• § 614.4358 — Computation of obligations
• § 614.4359 — Attribution rules
• § 614.4360 — Lending and leasing limit violations
• § 614.4361 — Transition
• § 614.4362 — Loan and lease concentration risk mitigation policy
• § 614.4450 — General requirements
• § 614.4460 — Loan approval responsibility
• § 614.4470 — Loans subject to bank approval
• § 614.4525 — General
• § 614.4530 — Special loans, production credit associations and agricultural credit associations
• § 614.4540 — Other financing institution access to Farm Credit Banks and agricultural credit banks for funding, discount, and other similar financial assistance
• § 614.4550 — Place of discount
• § 614.4560 — Requirements for OFI funding relationships
• § 614.4570 — Recourse and security
• § 614.4580 — Limitation on the extension of funding, discount and other similar financial assistance to an OFI
• § 614.4590 — Equitable treatment of OFIs and Farm Credit System associations
• § 614.4595 — Public disclosure about OFIs
• § 614.4600 — Insolvency of an OFI
• § 614.4700 — Financing foreign trade receivables
• § 614.4710 — [Reserved]
• § 614.4720 — Letters of credit
• § 614.4800 — Guarantees and contracts of suretyship
• § 614.4810 — Standby letters of credit
• § 614.4900 — Foreign exchange
• § 614.4910 — Basic authorities
• § 614.4920 — Purpose and scope
• § 614.4925 — Definitions
• § 614.4930 — Requirement to purchase flood insurance where available
• § 614.4932 — Exemptions
• § 614.4935 — Escrow requirement
• § 614.4940 — Required use of standard flood hazard determination form
• § 614.4945 — Force placement of flood insurance
• § 614.4950 — Determination fees
• § 614.4955 — Notice of special flood hazards and availability of Federal disaster relief assistance
• § 614.4960 — Notice of servicer's identity

PART 615

• § 615.5000 — General responsibilities
• § 615.5010 — Funding Corporation
• § 615.5030 — Borrowings from commercial banks
• § 615.5040 — Borrowings from financial institutions other than commercial banks
• § 615.5045 — Definitions
• § 615.5050 — Collateral requirements
• § 615.5060 — Special collateral requirement
• § 615.5090 — Reduction in carrying value of collateral
• § 615.5100 — Authority to issue
• § 615.5101 — Requirements for issuance
• § 615.5102 — Issuance of debt obligations through the Funding Corporation
• § 615.5103-615.5104 — 615.5103-615.5104 [Reserved]
• § 615.5105 — Consolidated Systemwide notes
• § 615.5110 — Authority to issue (other funding)
• § 615.5120 — Purchase eligibility requirement
• § 615.5130 — Procedures
• § 615.5131 — Definitions
• § 615.5132 — Investment purposes
• § 615.5133 — Investment management
• § 615.5134 — Liquidity reserve
• § 615.5136 — Emergencies impeding normal access of Farm Credit banks to capital markets
• § 615.5140 — Eligible investments
• § 615.5142 — [Reserved]
• § 615.5143 — Management of ineligible investments and reservation of authority to require divestiture
• § 615.5144 — Banks for cooperatives and agricultural credit banks
• § 615.5170 — Real and personal property
• § 615.5171 — Transfer of capital from banks to associations
• § 615.5172 — Production credit association and agricultural credit association investment in farmers' notes given to cooperatives and dealers
• § 615.5173 — Stock of the Federal Agricultural Mortgage Corporation
• § 615.5174 — Farmer Mac securities
• § 615.5175 — Investments in Farm Credit System institution preferred stock
• § 615.5180 — Bank interest rate risk management program
• § 615.5182 — Interest rate risk management by associations and other Farm Credit System institutions other than banks
• § 615.5200 — Capital planning
• § 615.5201 — Definitions
• § 615.5205 — Minimum permanent capital standards
• § 615.5206 — Permanent capital ratio computation
• § 615.5207 — Capital adjustments and associated reductions to assets
• § 615.5208 — Allotment of allocated investments
• § 615.5209-615.5212 — 615.5209-615.5212 [Reserved]
• § 615.5215 — Distribution of earnings
• § 615.5216 — [Reserved]
• § 615.5220 — Capitalization bylaws
• § 615.5230 — Implementation of cooperative principles
• § 615.5240 — Regulatory capital requirements
• § 615.5245 — Limitations on association preferred stock
• § 615.5250 — Disclosure requirements for sales of borrower stock
• § 615.5255 — Disclosure and review requirements for sales of other equities
• § 615.5260 — Retirement of eligible borrower stock
• § 615.5270 — Retirement of other equities
• § 615.5280 — Retirement in event of default
• § 615.5290 — Retirement of capital stock and participation certificates in event of restructuring
• § 615.5295 — Payment of dividends
• § 615.5350 — General—Applicability
• § 615.5351 — Standards for determination of appropriate individual institution minimum capital ratios
• § 615.5352 — Procedures
• § 615.5353 — Relation to other actions
• § 615.5354 — Enforcement
• § 615.5355 — Purpose and scope
• § 615.5356 — Notice of intent to issue a capital directive
• § 615.5357 — Response to notice
• § 615.5358 — Decision
• § 615.5359 — Issuance of a capital directive
• § 615.5360 — Reconsideration based on change in circumstances
• § 615.5361 — Relation to other administrative actions
• § 615.5450 — Definitions
• § 615.5451 — Book-entry and definitive securities
• § 615.5452 — Law governing rights and obligations of Federal Reserve Banks, Farm Credit banks, and Funding Corporation; rights of any person against Federal Reserve Banks, Farm Credit banks, and Funding Corporation
• § 615.5453 — Law governing other interests
• § 615.5454 — Creation of participant's security entitlement; security interests
• § 615.5455 — Obligations of the Farm Credit banks and the Funding Corporation; no adverse claims
• § 615.5456 — Authority of Federal Reserve Banks
• § 615.5457 — Withdrawal of eligible book-entry securities for conversion to definitive form
• § 615.5458 — Waiver of regulations
• § 615.5459 — Liability of Farm Credit banks, Funding Corporation and Federal Reserve Banks
• § 615.5460 — Additional provisions
• § 615.5461 — Lost, stolen, destroyed, mutilated or defaced Farm Credit securities, including coupons
• § 615.5462 — Restrictive endorsement of bearer securities
• § 615.5500 — Definitions
• § 615.5502 — Issuance of global debt securities
• § 615.5550 — Bankers' acceptances
• § 615.5570 — Book-entry procedures for Federal Agricultural Mortgage Corporation Securities

PART 616

• § 616.600 — Definitions
• § 616.6100 — Purchase and sale of interests in leases
• § 616.6200 — Out-of-territory leasing
• § 616.6300 — Leasing policies, procedures, and underwriting standards
• § 616.6400 — Documentation
• § 616.6500 — Investment in leased assets
• § 616.6600 — Leasing limit
• § 616.6700 — Stock purchase requirements
• § 616.6800 — Disclosure requirements

PART 617

• § 617.7000 — Definitions
• § 617.7005 — When may electronic communications be used in the borrower rights process?
• § 617.7010 — May borrower rights be waived?
• § 617.7015 — What happens to borrower rights when a loan is sold?
• § 617.7100 — Who must make and who is entitled to receive an effective interest rate disclosure?
• § 617.7105 — When must a qualified lender disclose the effective interest rate to a borrower?
• § 617.7110 — How should a qualified lender disclose the cost of borrower stock or participation certificates?
• § 617.7115 — How should a qualified lender disclose loan origination charges?
• § 617.7120 — How should a qualified lender present the disclosures to a borrower?
• § 617.7125 — How should a qualified lender determine the effective interest rate?
• § 617.7130 — What initial disclosures must a qualified lender make to a borrower?
• § 617.7135 — What subsequent disclosures must a qualified lender make to a borrower?
• § 617.7200 — What disclosures must a qualified lender make to a borrower on loans offered with more than one rate of interest?
• § 617.7300 — When acting on a loan application, what are the notice requirements and review rights?
• § 617.7305 — What is a CRC and who are the members?
• § 617.7310 — What is the review process of the CRC?
• § 617.7315 — What records must the qualified lender maintain on behalf of the CRC?
• § 617.7400 — What protections exist for borrowers who meet all loan obligations?
• § 617.7405 — On what policies are loan restructurings based?
• § 617.7410 — When and how does a qualified lender notify a borrower of the right to seek loan restructuring?
• § 617.7415 — How does a qualified lender decide to restructure a loan?
• § 617.7420 — How will a decision on an application for restructuring be issued?
• § 617.7425 — What type of notice should be given to a borrower before foreclosure?
• § 617.7430 — Are institutions required to participate in state agricultural loan mediation programs?
• § 617.7500 — What is a directive used for and what may it require?
• § 617.7505 — How will the qualified lender know when FCA is considering issuing a distressed loan restructuring directive?
• § 617.7510 — What should the qualified lender do when it receives notice of a distressed loan restructuring directive?
• § 617.7515 — How does the FCA decide whether to issue a directive?
• § 617.7520 — How does the FCA issue a directive and when will it be effective?
• § 617.7525 — May FCA use other enforcement actions?
• § 617.7600 — What are the definitions used in this subpart?
• § 617.7605 — How should System institutions document whether the borrower had the financial resources to avoid foreclosure?
• § 617.7610 — What should the System institution do when it decides to sell acquired agricultural real estate?
• § 617.7615 — What should the System institution do when it decides to lease acquired agricultural real estate?
• § 617.7620 — What should the System institution do when it decides to sell acquired agricultural real estate at a public auction?
• § 617.7625 — Whom should the System institution notify?
• § 617.7630 — Does this Federal requirement affect any state property laws?

PART 618

• § 618.8000 — Definitions
• § 618.8005 — Eligibility
• § 618.8010 — Related services authorization process
• § 618.8015 — Policy guidelines
• § 618.8020 — Feasibility requirements
• § 618.8025 — Feasibility reviews
• § 618.8030 — Out-of-territory related services
• § 618.8040 — Authorized insurance services
• § 618.8300 — General regulation
• § 618.8310 — Lists of borrowers and stockholders
• § 618.8320 — Data regarding borrowers and loan applicants
• § 618.8325 — Disclosure of loan documents
• § 618.8330 — Production of documents and testimony during litigation
• § 618.8340 — [Reserved]
• § 618.8360 — [Reserved]
• § 618.8370 — [Reserved]
• § 618.8430 — Internal controls
• § 618.8440 — Planning

PART 619

• § 619.9000 — The Act
• § 619.9010 — Additional security
• § 619.9015 — Agricultural credit associations
• § 619.9020 — Agricultural credit banks
• § 619.9025 — Agricultural land
• § 619.9050 — Associations
• § 619.9060 — Bank for cooperatives
• § 619.9110 — Consolidation
• § 619.9130 — Differential interest rates
• § 619.9135 — Direct lender
• § 619.9140 — Farm Credit bank(s)
• § 619.9145 — Farm Credit Bank
• § 619.9146 — Farm Credit institutions
• § 619.9155 — Federal land credit association
• § 619.9170 — Fixed interest rate
• § 619.9180 — Fixed interest spread
• § 619.9185 — Funding Corporation
• § 619.9195 — [Reserved]
• § 619.9200 — Loss-sharing agreements
• § 619.9210 — Merger
• § 619.9230 — Open-end mortgage loan plans
• § 619.9235 — Outside director
• § 619.9240 — Participation agreement
• § 619.9250 — Participation certificates
• § 619.9260 — Primary security
• § 619.9270 — Qualified Public Accountant or External Auditor
• § 619.9310 — Senior officer
• § 619.9320 — Shareholder or stockholder
• § 619.9330 — Speculative purposes
• § 619.9335 — Supplemental retirement plan or supplemental executive retirement plan
• § 619.9338 — Unincorporated business entities
• § 619.9340 — Variable interest rate

PART 620

• § 620.1 — Definitions
• § 620.2 — Preparing and filing reports
• § 620.3 — Accuracy of reports and assessment of internal control over financial reporting
• § 620.4 — Preparing and providing the annual report
• § 620.5 — Contents of the annual report to shareholders
• § 620.6 — Disclosures in the annual report to shareholders relating to directors and senior officers
• § 620.10 — Preparing the quarterly report
• § 620.11 — Content of quarterly report to shareholders
• § 620.15 — Notice of significant or material events
• § 620.17 — Special notice provisions for events related to noncompliance with minimum regulatory capital ratios
• § 620.20 — Preparing and distributing the information statement
• § 620.21 — Contents of the information statement
• § 620.30 — Audit committees
• § 620.31 — Compensation committees

PART 621

• § 621.1 — Purpose and applicability
• § 621.2 — Definitions
• § 621.3 — Application of generally accepted accounting principles
• § 621.4 — Audit by qualified public accountant
• § 621.5 — Accounting for the allowance for credit losses and chargeoffs
• § 621.6 — Categorizing high-risk loans and other property owned
• § 621.7 — Rule of aggregation
• § 621.8 — Application of payments and income recognition on nonaccrual loans
• § 621.9 — Reinstatement to accrual status
• § 621.10 — Monitoring of performance categories and other property owned
• § 621.12 — Reports of condition and performance
• § 621.13 — Content and standards—general rules
• § 621.14 — Certification of correctness
• § 621.15 — Reports of accounts and exposures
• § 621.30 — General
• § 621.31 — Non-audit services
• § 621.32 — Conflicts of interest and rotation

PART 622

• § 622.1 — Scope of regulations
• § 622.2 — Definitions
• § 622.3 — Appearance and practice
• § 622.4 — Commencement of proceedings
• § 622.5 — Answer
• § 622.6 — Opportunity for informal settlement
• § 622.7 — Conduct of hearings
• § 622.8 — Rules of evidence
• § 622.9 — Subpoenas
• § 622.10 — Depositions
• § 622.11 — Motions
• § 622.12 — Proposed findings and conclusions; recommended decision
• § 622.13 — Exceptions
• § 622.14 — Briefs
• § 622.15 — Oral argument before the Board
• § 622.16 — Notice of submission to the Board
• § 622.17 — Decision of the Board
• § 622.18 — Filing
• § 622.19 — Service
• § 622.20 — Documents in proceedings confidential
• § 622.21 — Computing time
• § 622.22 — Retained authority
• § 622.23-622.50 — 622.23-622.50 [Reserved]
• § 622.51 — Definitions
• § 622.52 — Purpose and scope
• § 622.53-622.54 — 622.53-622.54 [Reserved]
• § 622.55 — Notice of assessment of civil money penalty
• § 622.56 — Request for formal hearing on assessment
• § 622.57 — Waiver of hearing; consent
• § 622.58 — Hearing on assessment
• § 622.59 — Assessment order
• § 622.60 — Payment of civil money penalty
• § 622.61 — Adjustment of civil money penalties by the rate of inflation under the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended
• § 622.62-622.75 — 622.62-622.75 [Reserved]
• § 622.76 — Definitions
• § 622.77 — Purpose and scope
• § 622.78 — Suspension, prohibition or removal
• § 622.79 — Petition for informal hearing
• § 622.80 — Informal hearing
• § 622.81 — Default
• § 622.82 — Decision of the Board
• § 622.83-622.100 — 622.83-622.100 [Reserved]
• § 622.101 — Definitions
• § 622.102 — Scope
• § 622.103 — Formal investigations are confidential
• § 622.104 — Order to conduct formal investigation
• § 622.105 — Conduct of investigation
• § 622.106 — Service of subpoena and payment of witness fees
• § 622.107 — Transcripts

PART 623

• § 623.1 — Scope of part
• § 623.2 — Definitions
• § 623.3 — Who may practice
• § 623.4 — Suspension and debarment
• § 623.5 — Reinstatement
• § 623.6 — Duty to file information concerning adverse judicial or administrative action
• § 623.7 — Proceeding under this part

PART 624

• § 624.1 — Authority, purpose, scope, exemptions and compliance dates
• § 624.2 — Definitions
• § 624.3 — Initial margin
• § 624.4 — Variation margin
• § 624.5 — Netting arrangements, minimum transfer amount and satisfaction of collecting and posting requirements
• § 624.6 — Eligible collateral
• § 624.7 — Segregation of collateral
• § 624.8 — Initial margin models and standardized amounts
• § 624.9 — Cross-border application of margin requirements
• § 624.10 — Documentation of margin matters
• § 624.11 — Special rules for affiliates
• § 624.12 — Capital

PART 625

• § 625.1 — Purpose
• § 625.2 — Proceedings covered
• § 625.3 — Eligibility of applicants
• § 625.4 — Standards for awards
• § 625.5 — Allowable fees and expenses
• § 625.6 — Rulemaking on maximum rates for attorney fees
• § 625.7 — Awards against other agencies
• § 625.10 — Contents of application
• § 625.11 — Net worth exhibit
• § 625.12 — Documentation of fees and expenses
• § 625.13 — When an application may be filed
• § 625.20 — Settlement
• § 625.21 — Filing and service of documents
• § 625.22 — Answer to application
• § 625.23 — Reply
• § 625.24 — Comments by other parties
• § 625.25 — Further proceedings
• § 625.26 — Recommended decision
• § 625.27 — Board decision
• § 625.28 — Judicial review
• § 625.29 — Payment of award

PART 626

• § 626.6000 — Definitions
• § 626.6005 — Nondiscrimination in lending and other services
• § 626.6010 — Nondiscrimination in applications
• § 626.6015 — Nondiscriminatory appraisal
• § 626.6020 — Nondiscriminatory advertising
• § 626.6025 — Equal housing lender poster
• § 626.6030 — Complaints

PART 627

• § 627.1 — Applicability
• § 627.2 — Definitions
• § 627.3 — Grounds for appointing FCSIC as conservator or receiver
• § 627.4 — Action for the removal of the conservator or receiver
• § 627.10 — FCSIC as Conservator
• § 627.20 — FCSIC as receiver
• § 627.40 — Voluntary liquidation
• § 627.41 — Preservation of equity

PART 628

• § 628.1 — Purpose, applicability, and reservations of authority
• § 628.2 — Definitions
• § 628.3 — Operational requirements for certain exposures
• § 628.4-628.9 — 628.4-628.9 [Reserved]
• § 628.10 — Minimum capital requirements
• § 628.11 — Capital buffer amounts
• § 628.12-628.19 — 628.12-628.19 [Reserved]
• § 628.20 — Capital components and eligibility criteria for tier 1 and tier 2 capital instruments
• § 628.21 — Capital bylaw or board resolution to include equities in tier 1 and tier 2 capital
• § 628.22 — Regulatory capital adjustments and deductions
• § 628.23 — Limit on inclusion of third-party capital in total (tier 1 and tier 2) capital
• § 628.24-628.29 — 628.24-628.29 [Reserved]
• § 628.30 — Applicability
• § 628.31 — Mechanics for calculating risk-weighted assets for general credit risk
• § 628.32 — General risk weights
• § 628.33 — Off-balance sheet exposures
• § 628.34 — OTC derivative contracts
• § 628.35 — Cleared transactions
• § 628.36 — Guarantees and credit derivatives: Substitution treatment
• § 628.37 — Collateralized transactions
• § 628.38 — Unsettled transactions
• § 628.39-628.40 — 628.39-628.40 [Reserved]
• § 628.41 — Operational requirements for securitization exposures
• § 628.42 — Risk-weighted assets for securitization exposures
• § 628.43 — Simplified supervisory formula approach (SSFA) and the gross-up approach
• § 628.44 — Securitization exposures to which the SSFA and gross-up approach do not apply
• § 628.45 — Recognition of credit risk mitigants for securitization exposures
• § 628.46-628.50 — 628.46-628.50 [Reserved]
• § 628.51 — Introduction and exposure measurement
• § 628.52 — Simple risk-weight approach (SRWA)
• § 628.53 — Equity exposures to investment funds
• § 628.54-628.60 — 628.54-628.60 [Reserved]
• § 628.61 — Purpose and scope
• § 628.62 — Disclosure requirements
• § 628.63 — Disclosures
• § 628.64-628.99 — 628.64-628.99 [Reserved]
• § 628.300 — Transitions
• § 628.301 — Initial compliance and reporting requirements

PART 630

• § 630.1 — Purpose
• § 630.2 — Definitions
• § 630.3 — Publishing and filing the report to investors
• § 630.4 — Responsibilities for preparing the report to investors
• § 630.5 — Accuracy of reports and assessment of internal control over financial reporting
• § 630.6 — Funding Corporation committees
• § 630.20 — Contents of the annual report to investors
• § 630.40 — Contents of the quarterly report to investors

PART 650

• § 650.1 — Definitions
• § 650.2 — Regulatory authority
• § 650.3 — Supervision and enforcement
• § 650.4 — Access to Corporation records and personnel
• § 650.5 — Reports of examination
• § 650.6 — Criminal referrals
• § 650.10 — Voluntary liquidation
• § 650.13 — Grounds for appointment of a receiver or conservator
• § 650.14 — Action for removal of receiver or conservator
• § 650.15 — Appointment of a receiver
• § 650.20 — Powers and duties of the receiver
• § 650.25 — Report to Congress
• § 650.30 — Preservation of equity
• § 650.35 — Notice to stockholders
• § 650.40 — Creditor claims
• § 650.45 — Priority of claims
• § 650.50 — Payment of claims
• § 650.55 — Inventory, audit, and reports
• § 650.60 — Final discharge and release of the receiver
• § 650.65 — Appointment of a conservator
• § 650.70 — Powers and duties of the conservator
• § 650.75 — Inventory, examination, and reports to stockholders
• § 650.80 — Final discharge and release of the conservator

PART 651

• § 651.1 — Definitions
• § 651.2 — [Reserved]
• § 651.21 — [Reserved]
• § 651.22 — Conflict-of-interest policy
• § 651.23 — Implementation of policy
• § 651.24 — Director, officer, employee, and agent responsibilities
• § 651.30 — [Reserved]
• § 651.35 — [Reserved]
• § 651.40 — [Reserved]
• § 651.50 — Committees of the Corporation's board of directors

PART 652

• § 652.1 — Purpose
• § 652.5 — Definitions
• § 652.10 — Investment management
• § 652.15 — Non-program investment purposes and limitation
• § 652.20 — Eligible non-program investments
• § 652.23 — Other non-program investments
• § 652.25 — Ineligible investments
• § 652.27 — Reservation of authority for investment activities
• § 652.30 — Interest rate risk management
• § 652.35 — Liquidity management
• § 652.40 — Liquidity reserve requirement and supplemental liquidity
• § 652.45 — Temporary regulatory waivers or modifications for extraordinary situations
• § 652.50 — Definitions
• § 652.55 — General
• § 652.60 — Corporate business planning
• § 652.61 — Capital planning
• § 652.62 — Notice to OSMO of capital distributions
• § 652.65 — Risk-based capital stress test
• § 652.70 — Risk-based capital level
• § 652.75 — Your responsibility for determining the risk-based capital level
• § 652.80 — When you must determine the risk-based capital level
• § 652.85 — When to report the risk-based capital level
• § 652.90 — How to report your risk-based capital determination
• § 652.95 — Failure to meet capital requirements
• § 652.100 — Audit of the risk-based capital stress test

PART 653

• § 653.1 — Definitions
• § 653.2 — General
• § 653.3 — Risk management
• § 653.4 — Internal controls

PART 655

• § 655.1 — Definitions
• § 655.10 — Reports of condition
• § 655.15 — Interim reports, notices, and proxy statements
• § 655.20 — Securities not registered under the Securities Act
• § 655.21 — Filings and communications with the U.S. Treasury, the SEC, and NYSE

PART 700

• § 700.1 — Scope
• § 700.2 — Definitions

PART 701

• § 701.1 — Federal credit union chartering, field of membership modifications, and conversions
• § 701.2 — Federal credit union bylaws
• § 701.3 — Member inspection of credit union books, records, and minutes
• § 701.4 — General authorities and duties of Federal credit union directors
• § 701.5 — [Reserved]
• § 701.6 — Fees paid by Federal credit unions
• § 701.7-701.13 — 701.7-701.13 [Reserved]
• § 701.14 — Change in official or senior executive officer in credit unions that are newly chartered or are in troubled condition
• § 701.15-701.18 — 701.15-701.18 [Reserved]
• § 701.19 — Benefits for employees of Federal credit unions
• § 701.20 — Suretyship and guaranty
• § 701.21 — Loans to members and lines of credit to members
• § 701.22 — Loan participations
• § 701.23 — Purchase, sale, and pledge of eligible obligations
• § 701.24 — Refund of interest
• § 701.25 — Loans to credit unions
• § 701.26 — Credit union service contracts
• § 701.27-701.29 — 701.27-701.29 [Reserved]
• § 701.30 — Services for nonmembers within the field of membership
• § 701.31 — Nondiscrimination requirements
• § 701.32 — Payment on shares by public units and nonmembers
• § 701.33 — Reimbursement, insurance, and indemnification of officials and employees
• § 701.34 — Designation of low income status
• § 701.35 — Share, share draft, and share certificate accounts
• § 701.36 — Federal credit union occupancy and disposal of acquired and abandoned premises
• § 701.37 — Treasury tax and loan depositaries; depositaries and financial agents of the Government
• § 701.38 — Borrowed funds
• § 701.39 — Statutory lien

PART 702

• § 702.1 — Authority, purpose, scope, and other supervisory authority
• § 702.2 — Definitions
• § 702.101 — Capital measures, capital adequacy, effective date of classification, and notice to NCUA
• § 702.102 — Capital classification
• § 702.103 — Applicability of risk-based capital measures
• § 702.104 — Risk-based capital ratio
• § 702.105 — Derivative contracts
• § 702.106 — Prompt corrective action for adequately capitalized credit unions
• § 702.107 — Prompt corrective action for undercapitalized credit unions
• § 702.108 — Prompt corrective action for significantly undercapitalized credit unions
• § 702.109 — Prompt corrective action for critically undercapitalized credit unions
• § 702.110 — Consultation with state officials on proposed prompt corrective action
• § 702.111 — Net worth restoration plans (NWRP)
• § 702.112 — Reserves
• § 702.113 — Full and fair disclosure of financial condition
• § 702.114 — Payment of dividends
• § 702.201 — Scope and definition
• § 702.202 — Net worth categories for new credit unions
• § 702.203 — Prompt corrective action for adequately capitalized new credit unions
• § 702.204 — Prompt corrective action for moderately capitalized, marginally capitalized, or minimally capitalized new credit unions
• § 702.205 — Prompt corrective action for uncapitalized new credit unions
• § 702.206 — Revised business plans (RBP) for new credit unions
• § 702.207 — Consideration of Subordinated Debt and Grandfathered Secondary Capital for new credit unions
• § 702.208 — Incentives for new credit unions
• § 702.209 — Reserves
• § 702.210 — Full and fair disclosure of financial condition
• § 702.211 — Payment of dividends
• § 702.301 — Authority, purpose, and reservation of authority
• § 702.302 — Definitions
• § 702.303 — Capital policy
• § 702.304 — Capital planning
• § 702.305 — NCUA action on capital plans
• § 702.306 — Annual supervisory stress testing
• § 702.401 — Purpose and scope
• § 702.402 — Definitions
• § 702.403 — Eligibility
• § 702.404 — Requirements of the Subordinated Debt Note
• § 702.405 — Disclosures
• § 702.406 — Requirements related to the offer, sale, and issuance of Subordinated Debt Notes
• § 702.407 — Discounting of amount treated as Regulatory Capital
• § 702.408 — Preapproval to issue Subordinated Debt
• § 702.409 — Preapproval for federally insured, state-chartered credit unions to issue Subordinated Debt
• § 702.410 — Interest payments on Subordinated Debt
• § 702.411 — Prior written approval to prepay Subordinated Debt
• § 702.412 — Effect of a merger or dissolution on the treatment of Subordinated Debt as Regulatory Capital
• § 702.413 — Repudiation safe harbor
• § 702.414 — Regulations governing Grandfathered Secondary Capital
• § 702.701 — Authority, purpose, and scope
• § 702.702 — Definitions
• § 702.703 — CECL transition provisions

PART 703

• § 703.1 — Purpose and scope
• § 703.2 — Definitions
• § 703.3 — Investment policies
• § 703.4 — Recordkeeping and documentation requirements
• § 703.5 — Discretionary control over investments and investment advisers
• § 703.6 — Credit analysis
• § 703.7 — Notice of non-compliant investments
• § 703.8 — Broker-dealers
• § 703.9 — Safekeeping of investments
• § 703.10 — Monitoring non-security investments
• § 703.11 — Valuing securities
• § 703.12 — Monitoring securities
• § 703.13 — Permissible investment activities
• § 703.14 — Permissible investments
• § 703.15 — Prohibited investment activities
• § 703.16 — Prohibited investments
• § 703.17 — Conflicts of interest
• § 703.18 — Grandfathered investments
• § 703.19 — Investment pilot program
• § 703.20 — Request for additional authority
• § 703.101 — Purpose and scope
• § 703.102 — Definitions
• § 703.103 — Requirements related to the characteristics of permissible Interest Rate Risk Derivatives
• § 703.104 — Requirements for Counterparty agreements, collateral and Margining
• § 703.105 — Reporting requirements
• § 703.106 — Operational support requirements
• § 703.107 — External service providers
• § 703.108 — Notification and application requirements
• § 703.109 — Regulatory violation or unsafe and unsound condition

PART 704

• § 704.1 — Scope
• § 704.2 — Definitions
• § 704.3 — Corporate credit union capital
• § 704.4 — Prompt corrective action
• § 704.5 — Investments
• § 704.6 — Credit risk management
• § 704.7 — Lending
• § 704.8 — Asset and liability management
• § 704.9 — Liquidity management
• § 704.10 — Investment action plan
• § 704.11 — Credit Union Service Organizations (CUSOs)
• § 704.12 — Permissible services
• § 704.13 — Board responsibilities
• § 704.14 — Representation
• § 704.15 — Audit and reporting requirements
• § 704.16 — Contracts/written agreements
• § 704.17 — State-chartered corporate credit unions
• § 704.18 — Fidelity bond coverage
• § 704.19 — Disclosure of executive compensation
• § 704.20 — [Reserved]
• § 704.21 — Enterprise risk management
• § 704.22 — Membership fees

PART 705

• § 705.1 — Authority, purpose, and scope
• § 705.2 — Definitions
• § 705.3 — Eligibility requirements
• § 705.4 — Permissible uses of loan funds
• § 705.5 — Terms and conditions for loans
• § 705.6 — Terms and conditions for technical assistance grants
• § 705.7 — Application and award processes
• § 705.8 — Urgency
• § 705.9 — Reporting and monitoring
• § 705.10 — Appeals

PART 707

• § 707.1 — Authority, purpose, coverage and effect on State laws
• § 707.2 — Definitions
• § 707.3 — General disclosure requirements
• § 707.4 — Account disclosures
• § 707.5 — Subsequent disclosures
• § 707.6 — Periodic statement disclosures
• § 707.7 — Payment of dividends
• § 707.8 — Advertising
• § 707.9 — Enforcement and record retention
• § 707.10 — [Reserved]
• § 707.11 — Additional disclosure requirements for overdraft services

PART 708a

• § 708a.101 — Definitions
• § 708a.102 — Authority to convert
• § 708a.103 — Board of directors' approval and members' opportunity to comment
• § 708a.104 — Disclosures and communications to members
• § 708a.105 — Notice to NCUA
• § 708a.106 — Membership approval of a proposal to convert
• § 708a.107 — Certification of vote on conversion proposal
• § 708a.108 — NCUA oversight of methods and procedures of membership vote
• § 708a.109 — Other regulatory oversight of methods and procedures of membership vote
• § 708a.110 — Completion of conversion
• § 708a.111 — Limit on compensation of officials
• § 708a.112 — Voting incentives
• § 708a.113 — Voting guidelines
• § 708a.301 — Definitions
• § 708a.302 — Authority to merge
• § 708a.303 — Board of directors' approval and members' opportunity to comment
• § 708a.304 — Notice to NCUA and request to proceed with member vote
• § 708a.305 — Disclosures and communications to members
• § 708a.306 — Membership approval of a proposal to merge
• § 708a.307 — Certification of vote on merger proposal
• § 708a.308 — NCUA approval of the merger
• § 708a.309 — Completion of merger
• § 708a.310 — Limits on compensation of officials
• § 708a.311 — Voting incentives
• § 708a.312 — Voting guidelines

PART 708b

• § 708b.1 — Scope
• § 708b.101 — Mergers generally
• § 708b.102 — Special provisions for federal insurance
• § 708b.103 — Preparation of merger plan
• § 708b.104 — Submission of merger proposal to the NCUA
• § 708b.105 — Approval of merger proposal by the NCUA
• § 708b.106 — Approval of the merger proposal by members
• § 708b.107 — Certification of vote on merger proposal
• § 708b.108 — Completion of merger
• § 708b.2 — Definitions
• § 708b.201 — Termination of insurance
• § 708b.202 — Notice to members of proposal to terminate insurance
• § 708b.203 — Conversion of insurance
• § 708b.204 — Notice to members of proposal to convert insurance
• § 708b.205 — Modifications to notice and ballot
• § 708b.206 — Share insurance communications to members
• § 708b.301 — Conversion of insurance (State Chartered Credit Union)
• § 708b.302 — Conversion of insurance (Federal Credit Union)
• § 708b.303 — Conversion of insurance through merger
• § 708b.304 — Merger of a federally insured credit union into another federally insured credit union

PART 709

• § 709.0 — Scope
• § 709.1 — Definitions
• § 709.2 — NCUA Board as liquidating agent
• § 709.3 — Challenge to revocation of charter and involuntary liquidation
• § 709.4 — Powers and duties of liquidating agent
• § 709.5 — Payout priorities in involuntary liquidation
• § 709.6 — Initial determination of creditor claims by the liquidating agent
• § 709.7 — Procedures for agency review or judicial determination of claims
• § 709.8 — Expedited determination of creditor claims
• § 709.9 — Treatment of financial assets transferred in connection with a securitization or participation
• § 709.10 — Treatment by conservator or liquidating agent of collateralized public funds
• § 709.11 — Prepayment fees to Federal Home Loan Bank
• § 709.12 — Treatment of swap agreements in liquidation or conservatorship

PART 710

• § 710.0 — Scope
• § 710.1 — Definitions
• § 710.2 — Responsibility for conducting voluntary liquidation
• § 710.3 — Approval of the liquidation proposal by members
• § 710.4 — Transaction of business during liquidation
• § 710.5 — Notice of liquidation to creditors
• § 710.6 — Distribution of assets
• § 710.7 — Retention of records
• § 710.8 — Certificate of dissolution and liquidation
• § 710.9 — Federally insured state-chartered credit unions

PART 711

• § 711.1 — Authority, purpose, and scope
• § 711.2 — Definitions
• § 711.3 — Prohibitions
• § 711.4 — Interlocking relationships permitted by statute
• § 711.5 — Small market share exemption
• § 711.6 — General exemption
• § 711.7 — Change in circumstances
• § 711.8 — Enforcement

PART 712

• § 712.1 — What does this part cover?
• § 712.2 — How much can an FCU invest in or loan to CUSOs, and what parties may participate?
• § 712.3 — What are the characteristics of and what requirements apply to CUSOs?
• § 712.4 — What must a FICU and a CUSO do to maintain separate corporate identities?
• § 712.5 — What activities and services are preapproved for CUSOs?
• § 712.6 — What activities and services are prohibited for CUSOs?
• § 712.8 — What transaction and compensation limits might apply to individuals related to both an FCU and a CUSO?
• § 712.9 — [Reserved]
• § 712.10 — How can a state supervisory authority obtain an exemption for FISCUs from compliance with § 712.3(d)(1), (2), and (3)?
• § 712.11 — What requirements apply to subsidiary CUSOs?

PART 713

• § 713.1 — What is the scope of this section?
• § 713.2 — What are the responsibilities of a federally insured credit union's board of directors under this section?
• § 713.3 — What bond coverage must a federally insured credit union have?
• § 713.4 — What bond forms may a federally insured credit union use?
• § 713.5 — What is the required minimum dollar amount of coverage?
• § 713.6 — What is the permissible deductible?
• § 713.7 — May the NCUA Board require a federally insured credit union to secure additional insurance coverage?

PART 714

• § 714.1 — What does this part cover?
• § 714.2 — What are the permissible leasing arrangements?
• § 714.3 — Must you own the leased property in an indirect leasing arrangement?
• § 714.4 — What are the lease requirements?
• § 714.5 — What is required if you rely on an estimated residual value greater than 25% of the original cost of the leased property?
• § 714.6 — Are you required to retain salvage powers over the leased property?
• § 714.7 — What are the insurance requirements applicable to leasing?
• § 714.8 — Are the early payment provisions, or interest rate provisions, applicable in leasing arrangements?
• § 714.9 — [Reserved]
• § 714.10 — What other laws must you comply with when engaged in leasing?

PART 715

• § 715.1 — Scope of this part
• § 715.2 — Definitions used in this part
• § 715.3 — General responsibilities of the Supervisory Committee
• § 715.4 — Audit responsibility of the Supervisory Committee
• § 715.5 — Audit of Federal Credit Unions
• § 715.6 — Audit of Federally-insured State-chartered credit unions
• § 715.7 — Supervisory Committee audit alternatives to a financial statement audit
• § 715.8 — Requirements for verification of accounts and passbooks
• § 715.9 — Assistance from outside, compensated person
• § 715.10 — Audit report and working paper maintenance and access
• § 715.11 — Sanctions for failure to comply with this part
• § 715.12 — Statutory audit remedies for Federal credit unions

PART 716

• § 716.1 — Cross reference

PART 717

• § 717.80-717.81 — 717.80-717.81 [Reserved]
• § 717.82 — Duties of users regarding address discrepancies
• § 717.83 — Disposal of consumer information
• § 717.90 — Duties regarding the detection, prevention, and mitigation of identity theft
• § 717.91 — Duties of card issuers regarding changes of address

PART 721

• § 721.1 — What does this part cover?
• § 721.2 — What is an incidental powers activity?
• § 721.3 — What categories of activities are preapproved as incidental powers necessary or requisite to carry on a credit union's business?
• § 721.4 — How may a credit union apply to engage in an activity that is not preapproved as within a credit union's incidental powers?
• § 721.5 — What limitations apply to a credit union engaging in activities approved under this part?
• § 721.6 — May a credit union derive income from activities approved under this part?
• § 721.7 — What are the potential conflicts of interest for officials and employees when credit unions engage in activities approved under this part?

PART 722

• § 722.101 — Authority, purpose, and scope
• § 722.102 — Definitions
• § 722.103 — Appraisals and written estimates of market value requirements for real estate-related financial transactions
• § 722.104 — Minimum appraisal standards
• § 722.105 — Appraiser independence
• § 722.106 — Professional association membership; competency
• § 722.107 — Enforcement
• § 722.201 — Authority, purpose, and scope
• § 722.202 — Definitions
• § 722.203 — Quality control standards

PART 723

• § 723.1 — Purpose and scope
• § 723.2 — Definitions
• § 723.3 — Board of directors and management responsibilities
• § 723.4 — Commercial loan policy
• § 723.5 — Collateral and security
• § 723.6 — Construction and development loans
• § 723.7 — Prohibited activities
• § 723.8 — Aggregate member business loan limit; exclusions and exceptions
• § 723.9 — Transitional provisions
• § 723.10 — State regulation of business lending

PART 724

• § 724.1 — Federal credit unions acting as trustees and custodians of certain tax-advantaged savings plans
• § 724.2 — Self-directed plans
• § 724.3 — Appointment of successor trustee or custodian

PART 725

• § 725.1 — Scope
• § 725.2 — Definitions
• § 725.3 — Regular membership
• § 725.4 — Agent membership
• § 725.5 — Capital stock
• § 725.6 — Termination of membership
• § 725.7 — Special share accounts in federally chartered agent members
• § 725.8-725.16 — 725.8-725.16 [Reserved]
• § 725.17 — Applications for extensions of credit
• § 725.18 — Creditworthiness
• § 725.19 — Collateral requirements
• § 725.20 — Repayment, security and credit reporting agreements; other terms and conditions
• § 725.21 — Modification of agreements
• § 725.22 — Advances to insurance organizations
• § 725.23 — Other advances

PART 740

• § 740.0 — Scope
• § 740.1 — Definitions
• § 740.2 — Accuracy of advertising
• § 740.3 — Advertising of excess insurance
• § 740.4 — Requirements for the official sign
• § 740.5 — Requirements for the official advertising statement

PART 741

• § 741.0 — Scope
• § 741.1 — Examination
• § 741.2 — Maximum borrowing authority
• § 741.3 — Criteria
• § 741.4 — Insurance premium and one percent deposit
• § 741.5 — Notice of termination of excess insurance coverage
• § 741.6 — Financial and statistical and other reports
• § 741.7 — Conversion to a state-chartered credit union
• § 741.8 — Purchase of assets and assumption of liabilities
• § 741.9 — Uninsured membership shares
• § 741.10 — Disclosure of share insurance
• § 741.11 — Foreign branching
• § 741.12 — Liquidity and contingency funding plans
• § 741.201 — Minimum fidelity bond requirements
• § 741.202 — Audit and verification requirements
• § 741.203 — Minimum loan policy requirements
• § 741.204 — Maximum public unit and nonmember accounts, and low-income designation
• § 741.205 — Reporting requirements for credit unions that are newly chartered or in troubled condition
• § 741.206 — Corporate credit unions
• § 741.207 — Community development revolving loan program for credit unions
• § 741.208 — Mergers of federally insured credit unions: voluntary termination or conversion of insured status
• § 741.209 — Management official interlocks
• § 741.210 — Central liquidity facility
• § 741.211 — Advertising
• § 741.212 — Share insurance
• § 741.213 — Administrative actions, adjudicative hearings, rules of practice and procedure
• § 741.214 — Report of crime or catastrophic act and Bank Secrecy Act compliance
• § 741.215 — Records preservation program
• § 741.216 — Flood insurance
• § 741.217 — Truth in savings
• § 741.218 — Involuntary liquidation and creditor claims
• § 741.219 — Investment requirements
• § 741.220 — Privacy of consumer financial information
• § 741.221 — Suretyship and guaranty requirements
• § 741.222 — Credit union service organizations
• § 741.223 — Registration of residential mortgage loan originators
• § 741.224 — Golden parachute and indemnification payments
• § 741.225 — Loan participations
• § 741.226 — Subordinated Debt
• § 741.227 — Loans to credit unions
• § 741.228 — Succession planning

PART 745

• § 745.0 — Scope
• § 745.1 — Definitions
• § 745.2 — General principles applicable in determining insurance of accounts
• § 745.3 — Single ownership accounts
• § 745.4 — Revocable trust accounts
• § 745.5 — Accounts held by executors or administrators
• § 745.6 — Accounts held by a corporation, partnership, or unincorporated association
• § 745.7 — Shares accepted in a foreign currency
• § 745.8 — Joint ownership accounts
• § 745.9-1 — Trust accounts
• § 745.9-2 — Retirement and other employee benefit plan accounts
• § 745.10 — Accounts held by government depositors
• § 745.11 — Accounts evidenced by negotiable instruments
• § 745.12 — Account obligations for payment of items forwarded for collection by depository institution acting as agent
• § 745.13 — Notification to members/shareholders
• § 745.14 — Interest on lawyers trust accounts and other similar escrow accounts
• § 745.200 — General
• § 745.201 — Processing of insurance claims
• § 745.202 — Judicial review

PART 746

• § 746.101 — Authority, purpose, and scope
• § 746.102 — Definitions
• § 746.103 — Material supervisory determinations
• § 746.104 — General provisions
• § 746.105 — Procedures for reconsideration from the appropriate program office
• § 746.106 — Procedures for requesting review by the Director of the Office of Examination and Insurance
• § 746.107 — Procedures for appealing to the Supervisory Review Committee
• § 746.108 — Composition of Supervisory Review Committee
• § 746.109 — Procedures for appealing to the NCUA Board
• § 746.110 — Administration of the appeal
• § 746.111 — Oral hearing
• § 746.112 — Retaliation prohibited
• § 746.113 — Coordination with State supervisory authority
• § 746.201 — Authority, purpose, and scope
• § 746.202 — Definitions
• § 746.203 — Request for reconsideration
• § 746.204 — Appeal to the Board
• § 746.205 — Preliminary considerations regarding the appeal
• § 746.206 — Administration of the appeal
• § 746.207 — Procedures for oral hearing

PART 747

• § 747.0 — Scope of this part
• § 747.1 — Scope
• § 747.2 — Rules of construction
• § 747.3 — Definitions
• § 747.4 — Authority of the NCUA Board
• § 747.5 — Authority of the administrative law judge (ALJ)
• § 747.6 — Appearance and practice in adjudicatory proceedings
• § 747.7 — Good faith certification
• § 747.8 — Conflicts of interest
• § 747.9 — Ex parte communications
• § 747.10 — Filing of papers
• § 747.11 — Service of papers
• § 747.12 — Construction of time limits
• § 747.13 — Change of time limits
• § 747.14 — Witness fees and expenses
• § 747.15 — Opportunity for informal settlement
• § 747.16 — The NCUA's right to conduct examination
• § 747.17 — Collateral attacks on adjudicatory proceeding
• § 747.18 — Commencement of proceeding and contents of notice
• § 747.19 — Answer
• § 747.20 — Amended pleadings
• § 747.21 — Failure to appear
• § 747.22 — Consolidation and severance of actions
• § 747.23 — Motions
• § 747.24 — Scope of document discovery
• § 747.25 — Request for document discovery from parties
• § 747.26 — Document subpoenas to nonparties
• § 747.27 — Deposition of witness unavailable for hearing
• § 747.28 — Interlocutory review
• § 747.29 — Summary disposition
• § 747.30 — Partial summary disposition
• § 747.31 — Scheduling and prehearing conferences
• § 747.32 — Prehearing submissions
• § 747.33 — Public hearings
• § 747.34 — Hearing subpoenas
• § 747.35 — Conduct of hearings
• § 747.36 — Evidence
• § 747.37 — Post-hearing filings
• § 747.38 — Recommended decision and filing of record
• § 747.39 — Exceptions to recommended decision
• § 747.40 — Review by the NCUA Board
• § 747.41 — Stays pending judicial review
• § 747.100 — Discovery limitations
• § 747.201 — Scope
• § 747.202 — Grounds for termination of insurance
• § 747.203 — Notice of charges
• § 747.204 — Notice of intention to terminate insured status
• § 747.205 — Order terminating insured status
• § 747.206 — Consent to termination of insured status
• § 747.207 — Notice of termination of insured status
• § 747.208 — Duties after termination
• § 747.301 — Scope
• § 747.302 — Rules of practice; remainder of board of directors
• § 747.303 — Notice of suspension or prohibition
• § 747.304 — Removal or permanent prohibition
• § 747.305 — Effectiveness of suspension or removal until completion of hearing
• § 747.306 — Notice of opportunity for hearing
• § 747.307 — Hearing
• § 747.308 — Waiver of hearing; failure to request hearing or review based on written submissions; failure to appear
• § 747.309 — Decision of the NCUA Board
• § 747.310 — Reconsideration by the NCUA Board
• § 747.311 — Relevant considerations
• § 747.401 — Scope
• § 747.402 — Grounds for suspension or revocation of charter and for involuntary liquidation
• § 747.403 — Notice of intent to suspend or revoke charter; notice of suspension
• § 747.404 — Notice of hearing
• § 747.405 — Issuance of order
• § 747.406 — Cancellation of charter
• § 747.601 — Purpose and scope
• § 747.602 — Eligibility of applicants
• § 747.603 — Prevailing party
• § 747.604 — Standards for award
• § 747.605 — Allowable fees and expenses
• § 747.606 — Contents of application
• § 747.607 — Statement of net worth
• § 747.608 — Documentation of fees and expenses
• § 747.609 — Filing and service of applications
• § 747.610 — Answer to application
• § 747.611 — Comments by other parties
• § 747.612 — Settlement
• § 747.613 — Further proceedings
• § 747.614 — Recommended decision
• § 747.615 — Decision of the NCUA Board
• § 747.616 — Payment of award
• § 747.701 — Applicability
• § 747.702 — Information obtained in investigations
• § 747.703 — Authority to conduct investigations
• § 747.801 — Applicability
• § 747.802 — Non-public formal investigative proceedings
• § 747.803 — Subpoenas
• § 747.804 — Oath; false statements
• § 747.805 — Self-incrimination; immunity
• § 747.806 — Transcripts
• § 747.807 — Rights of witnesses
• § 747.1001 — Adjustment of civil monetary penalties by the rate of inflation
• § 747.2001 — Scope
• § 747.2002 — Review of orders imposing discretionary supervisory action
• § 747.2003 — Review of order reclassifying a credit union on safety and soundness criteria
• § 747.2004 — Review of order to dismiss a director or senior executive officer
• § 747.2005 — Enforcement of orders
• § 747.3001 — Scope
• § 747.3002 — Review of orders imposing discretionary supervisory action
• § 747.3003 — Review of order reclassifying a corporate credit union on safety and soundness criteria
• § 747.3004 — Review of order to dismiss a director or senior executive officer
• § 747.3005 — Enforcement of directives
• § 747.3006 — Conservatorship or liquidation of critically undercapitalized corporate credit union

PART 748

• § 748.0 — Security program
• § 748.1 — Filing of reports
• § 748.2 — Procedures for monitoring Bank Secrecy Act (BSA) compliance

PART 749

• § 749.0 — Purpose and scope
• § 749.1 — Definitions
• § 749.2 — Vital records preservation program
• § 749.3 — Vital records center
• § 749.4 — Format for vital records preservation
• § 749.5 — Format for records required by other NCUA regulations

PART 750

• § 750.0 — Scope
• § 750.1 — Definitions
• § 750.2 — Golden parachute payments prohibited
• § 750.3 — Prohibited indemnification payments
• § 750.4 — Permissible golden parachute payments
• § 750.5 — Permissible indemnification payments
• § 750.6 — Filing instructions; appeal
• § 750.7 — Applicability in the event of liquidation or conservatorship

PART 752

• § 752.1 — What is section 205(d) of the Federal Credit Union Act?
• § 752.2 — Who is covered by section 205(d)?
• § 752.3 — Which offenses qualify as “Covered Offenses” under section 205(d)?
• § 752.4 — What constitutes a conviction under section 205(d)?
• § 752.5 — What constitutes a pretrial diversion or similar program under section 205(d)?
• § 752.6 — What are the types of applications that can be filed?
• § 752.7 — When may an application be filed?
• § 752.8 — What is the de minimis exemption?
• § 752.9 — How does an individual or a credit union file an application?
• § 752.10 — How will the NCUA evaluate an application?
• § 752.11 — What will the NCUA do if the application is denied?

PART 760

• § 760.1 — Authority, purpose, and scope
• § 760.2 — Definitions
• § 760.3 — Requirement to purchase flood insurance where available
• § 760.4 — Exemptions
• § 760.5 — Escrow requirement
• § 760.6 — Required use of standard flood hazard determination form
• § 760.7 — Force placement of flood insurance
• § 760.8 — Determination fees
• § 760.9 — Notice of special flood hazards and availability of Federal disaster relief assistance
• § 760.10 — Notice of servicer's identity

PART 761

• § 761.1 — Cross reference

PART 790

• § 790.1 — Scope
• § 790.2 — Central and field office organization
• § 790.3 — Requests for action

PART 791

• § 791.1 — Scope
• § 791.2 — Number of votes required for board action
• § 791.3 — Voting by proxy
• § 791.4 — Methods of acting
• § 791.5 — Scheduling of board meetings
• § 791.6 — Subject matter of a meeting
• § 791.7 — Scope
• § 791.8 — Promulgation of NCUA rules and regulations
• § 791.9 — Scope
• § 791.10 — Definitions
• § 791.11 — Open meetings
• § 791.12 — Exemptions
• § 791.13 — Public announcement of meetings
• § 791.14 — Regular procedure for closing meeting discussions or limiting the disclosure of information
• § 791.15 — Requests for open meeting
• § 791.16 — General counsel certification
• § 791.17 — Maintenance of meeting records
• § 791.18 — Public availability of meeting records and other documents
• § 791.19 — Purpose
• § 791.20 — Implementation of the Interagency Statement
• § 791.21 — Rule of construction

PART 792

• § 792.01 — What is the purpose of this subpart?
• § 792.02 — What records does NCUA make available to the public for inspection and copying?
• § 792.03 — How will I know which records to request?
• § 792.04 — How can I obtain these records?
• § 792.05 — What is the significance of records made available and indexed?
• § 792.06 — Can I obtain other records?
• § 792.07 — Where do I send my request?
• § 792.08 — What must I include in my request?
• § 792.09 — What if my request does not meet the requirements of this subpart?
• § 792.10 — What will NCUA do with my request?
• § 792.11 — What kind of records are exempt from public disclosure?
• § 792.12 — How will I know what records NCUA has determined to be exempt?
• § 792.13 — Can I get the records in different forms or formats?
• § 792.14 — Who is responsible for responding to my request?
• § 792.15 — How long will it take to process my request?
• § 792.16 — What unusual circumstances can delay NCUA's response?
• § 792.17 — What can I do if the time limit passes and I still have not received a response?
• § 792.18 — What if my request is urgent and I cannot wait for the records?
• § 792.19 — How does NCUA calculate the fees for processing my request?
• § 792.20 — What are the charges for each fee category?
• § 792.21 — Will NCUA provide a fee estimate?
• § 792.22 — What will NCUA charge for other services?
• § 792.23 — Can I avoid charges by sending multiple, small requests?
• § 792.24 — Can NCUA charge me interest if I fail to pay my bill?
• § 792.25 — Will NCUA charge me if the records are not found or are determined to be exempt?
• § 792.26 — Will I be asked to pay fees in advance?
• § 792.27 — Can fees be reduced or waived?
• § 792.28 — What if I am not satisfied with the response I receive?
• § 792.29 — If I send NCUA confidential commercial information, can it be disclosed under FOIA?
• § 792.30 — Is there a prohibition against disclosure of exempt records?
• § 792.31 — Can exempt records be disclosed to credit unions, financial institutions and state or federal agencies?
• § 792.32 — Can exempt records be disclosed to investigatory agencies?
• § 792.40 — What does this subpart prohibit?
• § 792.41 — When does this subpart apply?
• § 792.42 — How do I request nonpublic records or testimony?
• § 792.43 — What must my written request contain?
• § 792.44 — When should I make a request?
• § 792.45 — Where do I send my request?
• § 792.46 — What will the NCUA do with my request?
• § 792.47 — If my request is granted, what fees apply?
• § 792.48 — If my request is granted, what restrictions apply?
• § 792.49 — Definitions
• § 792.50 — Program
• § 792.51 — Procedures
• § 792.52 — Scope
• § 792.53 — Definitions
• § 792.54 — Procedures for requests pertaining to individual records in a system of records
• § 792.55 — Times, places, and requirements for identification of individuals making requests and identification of records requested
• § 792.56 — Notice of existence of records, access decisions and disclosure of requested information; time limits
• § 792.57 — Special procedures: Information furnished by other agencies; medical records
• § 792.58 — Requests for correction or amendment to a record; administrative review of requests
• § 792.59 — Appeal of initial determination
• § 792.60 — Disclosure of record to person other than the individual to whom it pertains
• § 792.61 — Accounting for disclosures
• § 792.62 — Requests for accounting for disclosures
• § 792.63 — Collection of information from individuals; information forms
• § 792.64 — Contracting for the operation of a system of records
• § 792.65 — Fees
• § 792.66 — Exemptions
• § 792.67 — Security of systems of records
• § 792.68 — Use and collection of Social Security numbers
• § 792.69 — Training and employee standards of conduct with regard to privacy

PART 793

• § 793.1 — Scope of regulations
• § 793.2 — Administrative claim; when presented; place of filing
• § 793.3 — Administrative claim; who may file
• § 793.4 — Administrative claims; evidence and information to be submitted
• § 793.5 — Investigation, examination, and determination of claims
• § 793.6 — Final denial of claim
• § 793.7 — Payment of approved claims
• § 793.8 — Release
• § 793.9 — Penalties
• § 793.10 — Limitation on National Credit Union Administration's authority

PART 794

• § 794.101 — Purpose
• § 794.102 — Application
• § 794.103 — Definitions
• § 794.104-794.109 — 794.104-794.109 [Reserved]
• § 794.110 — Self-evaluation
• § 794.111 — Notice
• § 794.112-794.129 — 794.112-794.129 [Reserved]
• § 794.130 — General prohibitions against discrimination
• § 794.131-794.139 — 794.131-794.139 [Reserved]
• § 794.140 — Employment
• § 794.141-794.148 — 794.141-794.148 [Reserved]
• § 794.149 — Program accessibility: Discrimination prohibited
• § 794.150 — Program accessibility: Existing facilities
• § 794.151 — Program accessibility: New construction and alterations
• § 794.152-794.159 — 794.152-794.159 [Reserved]
• § 794.160 — Communications
• § 794.161-794.169 — 794.161-794.169 [Reserved]
• § 794.170 — Compliance procedures
• § 794.171-794.999 — 794.171-794.999 [Reserved]

PART 796

• § 796.1 — What is the purpose and scope of this part?
• § 796.2 — Who is considered a senior examiner of the NCUA?
• § 796.3 — What special post-employment restrictions apply to senior examiners?
• § 796.4 — When do these special restrictions become effective and may they be waived?
• § 796.5 — What are the penalties for violating these special post-employment restrictions?
• § 796.6 — What other definitions and rules of construction apply for purposes of this part?

PART 797

• § 797.1 — Scope
• § 797.2 — Purpose
• § 797.3 — Definitions
• § 797.4 — Delegation of authority
• § 797.5 — Authority and scope
• § 797.6 — Administrative offset prior to completion of procedures
• § 797.7 — Procedures
• § 797.8 — Right to agency review
• § 797.9 — Review procedures
• § 797.10 — Special review
• § 797.11 — Interest, administrative costs, and penalties
• § 797.12 — Refunds
• § 797.13 — Requests for administrative offset where NCUA is the creditor agency
• § 797.14 — Requests for administrative offset from other federal agencies where NCUA is the paying agency
• § 797.15 — Administrative offset against amounts payable from Civil Service Retirement and Disability Fund
• § 797.16 — Stay of offset
• § 797.17 — Authority and scope
• § 797.18 — Notice requirements where NCUA is the creditor agency
• § 797.19 — Review of NCUA records related to the debt
• § 797.20 — Procedures to request a hearing
• § 797.21 — Hearing procedures
• § 797.22 — Voluntary repayment agreement
• § 797.23 — Certification where NCUA is the creditor agency
• § 797.24 — Certification where NCUA is the paying agency
• § 797.25 — Recovery from final check or other payments due a separated employee

PART 1001

• § 1001.1 — Authority and purpose
• § 1001.2 — Definitions

PART 1002

• § 1002.1 — Authority, scope and purpose
• § 1002.2 — Definitions
• § 1002.3 — Limited exceptions for certain classes of transactions
• § 1002.4 — General rules
• § 1002.5 — Rules concerning requests for information
• § 1002.6 — Rules concerning evaluation of applications
• § 1002.7 — Rules concerning extensions of credit
• § 1002.8 — Special purpose credit programs
• § 1002.9 — Notifications
• § 1002.10 — Furnishing of credit information
• § 1002.11 — Relation to state law
• § 1002.12 — Record retention
• § 1002.13 — Information for monitoring purposes
• § 1002.14 — Rules on providing appraisals and other valuations
• § 1002.15 — Incentives for self-testing and self-correction
• § 1002.16 — Enforcement, penalties and liabilities
• § 1002.101 — Authority, purpose, and scope
• § 1002.102 — Definitions
• § 1002.103 — Covered applications
• § 1002.104 — Covered credit transactions and excluded transactions
• § 1002.105 — Covered financial institutions and exempt institutions
• § 1002.106 — Business and small business
• § 1002.107 — Compilation of reportable data
• § 1002.108 — Firewall
• § 1002.109 — Reporting of data to the Bureau
• § 1002.110 — Publication of data and other disclosures
• § 1002.111 — Recordkeeping
• § 1002.112 — Enforcement
• § 1002.113 — Severability
• § 1002.114 — Effective date, compliance date, and special transitional rules

PART 1003

• § 1003.1 — Authority, purpose, and scope
• § 1003.2 — Definitions
• § 1003.3 — Exempt institutions and excluded and partially exempt transactions
• § 1003.4 — Compilation of reportable data
• § 1003.5 — Disclosure and reporting
• § 1003.6 — Enforcement

PART 1004

• § 1004.1 — Authority, purpose, and scope
• § 1004.2 — Definitions
• § 1004.3 — Preemption of State law
• § 1004.4 — Requirements for alternative mortgage transactions

PART 1005

• § 1005.1 — Authority and purpose
• § 1005.2 — Definitions
• § 1005.3 — Coverage
• § 1005.4 — General disclosure requirements; jointly offered services
• § 1005.5 — Issuance of access devices
• § 1005.6 — Liability of consumer for unauthorized transfers
• § 1005.7 — Initial disclosures
• § 1005.8 — Change in terms notice; error resolution notice
• § 1005.9 — Receipts at electronic terminals; periodic statements
• § 1005.10 — Preauthorized transfers
• § 1005.11 — Procedures for resolving errors
• § 1005.12 — Relation to other laws
• § 1005.13 — Administrative enforcement; record retention
• § 1005.14 — Electronic fund transfer service provider not holding consumer's account
• § 1005.15 — Electronic fund transfer of government benefits
• § 1005.16 — Disclosures at automated teller machines
• § 1005.17 — Requirements for overdraft services
• § 1005.18 — Requirements for financial institutions offering prepaid accounts
• § 1005.19 — Internet posting of prepaid account agreements
• § 1005.20 — Requirements for gift cards and gift certificates
• § 1005.30 — Remittance transfer definitions
• § 1005.31 — Disclosures
• § 1005.32 — Estimates
• § 1005.33 — Procedures for resolving errors
• § 1005.34 — Procedures for cancellation and refund of remittance transfers
• § 1005.35 — Acts of agents
• § 1005.36 — Transfers scheduled before the date of transfer

PART 1006

• § 1006.1 — Authority, purpose, and coverage
• § 1006.2 — Definitions
• § 1006.6 — Communications in connection with debt collection
• § 1006.10 — Acquisition of location information
• § 1006.14 — Harassing, oppressive, or abusive conduct
• § 1006.18 — False, deceptive, or misleading representations or means
• § 1006.22 — Unfair or unconscionable means
• § 1006.26 — Collection of time-barred debts
• § 1006.30 — Other prohibited practices
• § 1006.34 — Notice for validation of debts
• § 1006.38 — Disputes and requests for original-creditor information
• § 1006.42 — Sending required disclosures
• § 1006.100 — Record retention
• § 1006.104 — Relation to State laws
• § 1006.108 — Exemption for State regulation

PART 1007

• § 1007.101 — Authority, purpose, and scope
• § 1007.102 — Definitions
• § 1007.103 — Registration of mortgage loan originators
• § 1007.104 — Policies and procedures
• § 1007.105 — Use of unique identifier

PART 1008

• § 1008.1 — Purpose
• § 1008.3 — Confidentiality of information
• § 1008.20 — Scope of this subpart
• § 1008.23 — Definitions
• § 1008.101 — Scope of this subpart
• § 1008.103 — Individuals required to be licensed by states
• § 1008.105 — Minimum loan originator license requirements
• § 1008.107 — Minimum annual license renewal requirements
• § 1008.109 — Effective date of state requirements imposed on individuals
• § 1008.111 — Other minimum requirements for state licensing systems
• § 1008.113 — Performance standards
• § 1008.115 — Determination of noncompliance
• § 1008.201 — Scope of this subpart
• § 1008.203 — The Bureau's establishment of loan originator licensing system
• § 1008.205 — The Bureau's establishment of nationwide mortgage licensing system and registry
• § 1008.301 — Scope of this subpart
• § 1008.303 — Financial reporting
• § 1008.305 — Data security
• § 1008.307 — Fees
• § 1008.309 — Absence of liability for good-faith administration
• § 1008.401 — The Bureau's authority to examine loan originator records
• § 1008.403-1008.405 — 1008.403-1008.405 [Reserved]

PART 1009

• § 1009.1 — Scope
• § 1009.2 — Definitions
• § 1009.3 — Disclosures in periodic statements and account records
• § 1009.4 — Disclosures in advertising and on the premises
• § 1009.5 — Disclosure acknowledgment
• § 1009.6 — Exception for certain depository institutions
• § 1009.7 — Enforcement

PART 1010

• § 1010.1 — Definitions
• § 1010.2 — [Reserved]
• § 1010.3 — General applicability
• § 1010.4 — Exemptions—general
• § 1010.5 — Statutory exemptions
• § 1010.6 — One hundred lot exemption
• § 1010.7 — Twelve lot exemption
• § 1010.8 — Scattered site subdivisions
• § 1010.9 — Twenty acre lots
• § 1010.10 — Single-family residence exemption
• § 1010.11 — Manufactured home exemption
• § 1010.12 — Intrastate exemption
• § 1010.13 — Metropolitan Statistical Area (MSA) exemption
• § 1010.14 — Regulatory exemptions
• § 1010.15 — Regulatory exemption—multiple site subdivision—determination required
• § 1010.16 — Regulatory exemption—determination required
• § 1010.17 — Advisory opinion
• § 1010.18 — No Action Letter
• § 1010.19 — [Reserved]
• § 1010.20 — Requirements for registering a subdivision—Statement of Record—filing and form
• § 1010.21 — Effective dates
• § 1010.22 — Statement of record—initial or consolidated
• § 1010.23 — Amendment—filing and form
• § 1010.24-1010.28 — 1010.24-1010.28 [Reserved]
• § 1010.29 — Use of property report—misstatements, omissions, or representation of Bureau approval prohibited
• § 1010.35 — Payment of fees
• § 1010.45 — Suspensions
• § 1010.100 — Statement of Record—format
• § 1010.101 — [Reserved]
• § 1010.102 — General instructions for completing the Statement of Record
• § 1010.103 — Developer obligated improvements
• § 1010.104 — [Reserved]
• § 1010.105 — Cover page
• § 1010.106 — Table of contents
• § 1010.107 — Risks of buying land
• § 1010.108 — General information
• § 1010.109 — Title to the property and land use
• § 1010.110 — Roads
• § 1010.111 — Utilities
• § 1010.112 — Financial information
• § 1010.113 — Local services
• § 1010.114 — Recreational facilities
• § 1010.115 — Subdivision characteristics and climate
• § 1010.116 — Additional information
• § 1010.117 — Cost sheet, signature of Senior Executive Officer
• § 1010.118 — Receipt, agent certification, and cancellation page
• § 1010.200 — Instructions for Statement of Record, Additional Information and Documentation
• § 1010.201-1010.207 — 1010.201-1010.207 [Reserved]
• § 1010.208 — General information
• § 1010.209 — Title and land use
• § 1010.210 — Roads
• § 1010.211 — Utilities
• § 1010.212 — Financial information
• § 1010.214 — Recreational facilities
• § 1010.215 — Subdivision characteristics and climate
• § 1010.216 — Additional information
• § 1010.219 — Affirmation
• § 1010.310 — Annual report of activity
• § 1010.500 — General
• § 1010.503 — Notice of certification
• § 1010.504 — Cooperation among certified states and between certified states and the Director
• § 1010.505 — Withdrawal of state certification
• § 1010.506 — State/Federal filing requirements
• § 1010.507 — Effect of suspension or withdrawal of certification granted under 15 U.S.C. 1708(a)(1): Full disclosure requirement
• § 1010.508 — Effect of suspension of certification granted under 15 U.S.C. 1708(a)(2): Sufficient protection requirement
• § 1010.552 — Previously accepted state filings
• § 1010.556 — Previously accepted state filings—amendments and consolidations
• § 1010.558 — Previously accepted state filings—notice of revocation rights on property report cover page
• § 1010.559 — Previously accepted state filings—notice of revocation rights in contracts and agreements

PART 1011

• § 1011.1 — General
• § 1011.2 — Revocation regardless of registration
• § 1011.4 — Contract requirements and revocation
• § 1011.5 — Reimbursement
• § 1011.10 — General
• § 1011.15 — Unlawful sales practices—statutory provisions
• § 1011.20 — Unlawful sales practices—regulatory provisions
• § 1011.25 — Misleading sales practices
• § 1011.27 — Fair housing
• § 1011.30 — Persons to whom subpart B is inapplicable
• § 1011.50 — Advertising disclaimers; subdivisions registered and effective with the Bureau

PART 1012

• § 1012.30 — Scope of this subpart
• § 1012.35 — Prefiling assistance
• § 1012.40 — Processing of filings
• § 1012.105-1012.200 — 1012.105-1012.200 [Reserved]
• § 1012.205 — Suspension notice prior to effective date
• § 1012.210 — Hearings—suspension notice prior to effective date
• § 1012.215 — Notice of proceedings subsequent to effective date
• § 1012.220 — Hearings—notice of proceedings subsequent to effective date
• § 1012.225 — Suspension order for failure to cooperate
• § 1012.230 — Suspension order pending amendments
• § 1012.235 — Hearings—suspension orders for failure to cooperate and pending amendments
• § 1012.236 — Notice of proceedings to withdraw a State's certification
• § 1012.237 — Hearings—notice of proceedings pursuant to withdrawal of state certification
• § 1012.238 — Notices of proceedings to terminate exemptions
• § 1012.239 — Hearings—notice of proceedings pursuant to exemptions

PART 1013

• § 1013.1 — Authority, scope, purpose, and enforcement
• § 1013.2 — Definitions
• § 1013.3 — General disclosure requirements
• § 1013.4 — Content of disclosures
• § 1013.5 — Renegotiations, extensions, and assumptions
• § 1013.6 — [Reserved]
• § 1013.7 — Advertising
• § 1013.8 — Record retention
• § 1013.9 — Relation to state laws

PART 1014

• § 1014.1 — Scope of regulations in this part
• § 1014.2 — Definitions
• § 1014.3 — Prohibited representations
• § 1014.4 — Waiver not permitted
• § 1014.5 — Recordkeeping requirements
• § 1014.6 — Actions by states
• § 1014.7 — Severability

PART 1015

• § 1015.1 — Scope of regulations in this part
• § 1015.2 — Definitions
• § 1015.3 — Prohibited representations
• § 1015.4 — Disclosures required in commercial communications
• § 1015.5 — Prohibition on collection of advance payments and related disclosures
• § 1015.6 — Assisting and facilitating
• § 1015.7 — Exemptions
• § 1015.8 — Waiver not permitted
• § 1015.9 — Recordkeeping and compliance requirements
• § 1015.10 — Actions by states
• § 1015.11 — Severability

PART 1016

• § 1016.1 — Purpose and scope
• § 1016.2 — Model privacy form and examples
• § 1016.3 — Definitions
• § 1016.4 — Initial privacy notice to consumers required
• § 1016.5 — Annual privacy notice to customers required
• § 1016.6 — Information to be included in privacy notices
• § 1016.7 — Form of opt out notice to consumers; opt out methods
• § 1016.8 — Revised privacy notices
• § 1016.9 — Delivering privacy and opt out notices
• § 1016.10 — Limits on disclosure of nonpublic personal information to nonaffiliated third parties
• § 1016.11 — Limits on redisclosure and reuse of information
• § 1016.12 — Limits on sharing account number information for marketing purposes
• § 1016.13 — Exception to opt out requirements for service providers and joint marketing
• § 1016.14 — Exceptions to notice and opt out requirements for processing and servicing transactions
• § 1016.15 — Other exceptions to notice and opt out requirements
• § 1016.16 — Protection of Fair Credit Reporting Act
• § 1016.17 — Relation to state laws

PART 1022

• § 1022.1 — Purpose, scope, and model forms and disclosures
• § 1022.2 — Examples
• § 1022.3 — Definitions
• § 1022.20 — Coverage and definitions
• § 1022.21 — Affiliate marketing opt-out and exceptions
• § 1022.22 — Scope and duration of opt-out
• § 1022.23 — Contents of opt-out notice; consolidated and equivalent notices
• § 1022.24 — Reasonable opportunity to opt out
• § 1022.25 — Reasonable and simple methods of opting out
• § 1022.26 — Delivery of opt-out notices
• § 1022.27 — Renewal of opt-out
• § 1022.30 — Obtaining or using medical information in connection with a determination of eligibility for credit
• § 1022.31 — Limits on redisclosure of information
• § 1022.32 — Sharing medical information with affiliates
• § 1022.33-1022.37 — 1022.33-1022.37 [Reserved]
• § 1022.38 — Duty of consumer reporting agencies regarding medical debt information
• § 1022.40 — Scope
• § 1022.41 — Definitions
• § 1022.42 — Reasonable policies and procedures concerning the accuracy and integrity of furnished information
• § 1022.43 — Direct disputes
• § 1022.50-1022.53 — 1022.50-1022.53 [Reserved]
• § 1022.54 — Duties of users making written firm offers of credit or insurance based on information contained in consumer files
• § 1022.55-1022.59 — 1022.55-1022.59 [Reserved]
• § 1022.70 — Scope
• § 1022.71 — Definitions
• § 1022.72 — General requirements for risk-based pricing notices
• § 1022.73 — Content, form, and timing of risk-based pricing notices
• § 1022.74 — Exceptions
• § 1022.75 — Rules of construction
• § 1022.80-1022.81 — 1022.80-1022.81 [Reserved]
• § 1022.82 — Duties of users regarding address discrepancies
• § 1022.120 — [Reserved]
• § 1022.121 — Active duty alerts
• § 1022.122 — [Reserved]
• § 1022.123 — Appropriate proof of identity
• § 1022.124-1022.129 — 1022.124-1022.129 [Reserved]
• § 1022.130 — Definitions
• § 1022.131-1022.135 — 1022.131-1022.135 [Reserved]
• § 1022.136 — Centralized source for requesting annual file disclosures from nationwide consumer reporting agencies
• § 1022.137 — Streamlined process for requesting annual file disclosures from nationwide specialty consumer reporting agencies
• § 1022.138 — Prevention of deceptive marketing of free credit reports
• § 1022.139 — [Reserved]
• § 1022.140 — Prohibition against circumventing or evading treatment as a consumer reporting agency
• § 1022.141 — Reasonable charges for certain disclosures
• § 1022.142 — Prohibition on inclusion of adverse information in consumer reporting in cases of human trafficking

PART 1024

• § 1024.1 — Designation
• § 1024.2 — Definitions
• § 1024.3 — E-Sign applicability
• § 1024.4 — Reliance upon rule, regulation, or interpretation by the Bureau
• § 1024.5 — Coverage of RESPA
• § 1024.6 — Special information booklet at time of loan application
• § 1024.7 — Good faith estimate
• § 1024.8 — Use of HUD-1 or HUD-1A settlement statements
• § 1024.9 — Reproduction of settlement statements
• § 1024.10 — One-day advance inspection of HUD-1 or HUD-1A settlement statement; delivery; recordkeeping
• § 1024.11 — Mailing
• § 1024.12 — No fee
• § 1024.13 — [Reserved]
• § 1024.14 — Prohibition against kickbacks and unearned fees
• § 1024.15 — Affiliated business arrangements
• § 1024.16 — Title companies
• § 1024.17 — Escrow accounts
• § 1024.18-1024.19 — 1024.18-1024.19 [Reserved]
• § 1024.20 — List of homeownership counseling organizations
• § 1024.30 — Scope
• § 1024.31 — Definitions
• § 1024.32 — General disclosure requirements
• § 1024.33 — Mortgage servicing transfers
• § 1024.34 — Timely escrow payments and treatment of escrow account balances
• § 1024.35 — Error resolution procedures
• § 1024.36 — Requests for information
• § 1024.37 — Force-placed insurance
• § 1024.38 — General servicing policies, procedures, and requirements
• § 1024.39 — Early intervention requirements for certain borrowers
• § 1024.40 — Continuity of contact
• § 1024.41 — Loss mitigation procedures

PART 1026

• § 1026.1 — Authority, purpose, coverage, organization, enforcement, and liability
• § 1026.2 — Definitions and rules of construction
• § 1026.3 — Exempt transactions
• § 1026.4 — Finance charge
• § 1026.5 — General disclosure requirements
• § 1026.6 — Account-opening disclosures
• § 1026.7 — Periodic statement
• § 1026.8 — Identifying transactions on periodic statements
• § 1026.9 — Subsequent disclosure requirements
• § 1026.10 — Payments
• § 1026.11 — Treatment of credit balances; account termination
• § 1026.12 — Special credit card provisions
• § 1026.13 — Billing error resolution
• § 1026.14 — Determination of annual percentage rate
• § 1026.15 — Right of rescission
• § 1026.16 — Advertising
• § 1026.17 — General disclosure requirements
• § 1026.18 — Content of disclosures
• § 1026.19 — Certain mortgage and variable-rate transactions
• § 1026.20 — Disclosure requirements regarding post-consummation events
• § 1026.21 — Treatment of credit balances
• § 1026.22 — Determination of annual percentage rate
• § 1026.23 — Right of rescission
• § 1026.24 — Advertising
• § 1026.25 — Record retention
• § 1026.26 — Use of annual percentage rate in oral disclosures
• § 1026.27 — Language of disclosures
• § 1026.28 — Effect on state laws
• § 1026.29 — State exemptions
• § 1026.30 — Limitation on rates
• § 1026.31 — General rules
• § 1026.32 — Requirements for high-cost mortgages
• § 1026.33 — Requirements for reverse mortgages
• § 1026.34 — Prohibited acts or practices in connection with high-cost mortgages
• § 1026.35 — Requirements for higher-priced mortgage loans
• § 1026.36 — Prohibited acts or practices and certain requirements for credit secured by a dwelling
• § 1026.37 — Content of disclosures for certain mortgage transactions (Loan Estimate)
• § 1026.38 — Content of disclosures for certain mortgage transactions (Closing Disclosure)
• § 1026.39 — Mortgage transfer disclosures
• § 1026.40 — Requirements for home equity plans
• § 1026.41 — Periodic statements for residential mortgage loans
• § 1026.42 — Valuation independence
• § 1026.43 — Minimum standards for transactions secured by a dwelling
• § 1026.44-1026.45 — 1026.44-1026.45 [Reserved]
• § 1026.46 — Special disclosure requirements for private education loans
• § 1026.47 — Content of disclosures
• § 1026.48 — Limitations on private education loans
• § 1026.51 — Ability to Pay
• § 1026.52 — Limitations on fees
• § 1026.53 — Allocation of payments
• § 1026.54 — Limitations on the imposition of finance charges
• § 1026.55 — Limitations on increasing annual percentage rates, fees, and charges
• § 1026.56 — Requirements for over-the-limit transactions
• § 1026.57 — Reporting and marketing rules for college student open-end credit
• § 1026.58 — Internet posting of credit card agreements
• § 1026.59 — Reevaluation of rate increases
• § 1026.60 — Credit and charge card applications and solicitations
• § 1026.61 — Hybrid prepaid-credit cards
• § 1026.62 — Overdraft credit

PART 1030

• § 1030.1 — Authority, purpose, coverage, and effect on state laws
• § 1030.2 — Definitions
• § 1030.3 — General disclosure requirements
• § 1030.4 — Account disclosures
• § 1030.5 — Subsequent disclosures
• § 1030.6 — Periodic statement disclosures
• § 1030.7 — Payment of interest
• § 1030.8 — Advertising
• § 1030.9 — Enforcement and record retention
• § 1030.10 — [Reserved]
• § 1030.11 — Additional disclosure requirements for overdraft services

PART 1033

• § 1033.101 — Authority, purpose, and organization
• § 1033.111 — Coverage of data providers
• § 1033.121 — Compliance dates
• § 1033.131 — Definitions
• § 1033.141 — Standard-setting bodies
• § 1033.201 — Availability and prohibition against evasion
• § 1033.211 — Covered data
• § 1033.221 — Exceptions
• § 1033.301 — General requirements
• § 1033.311 — Requirements applicable to developer interface
• § 1033.321 — Interface access
• § 1033.331 — Responding to requests for information
• § 1033.341 — Information about the data provider
• § 1033.351 — Policies and procedures
• § 1033.401 — Third party authorization; general
• § 1033.411 — Authorization disclosure
• § 1033.421 — Third party obligations
• § 1033.431 — Use of data aggregator
• § 1033.441 — Policies and procedures for third party record retention

PART 1041

• § 1041.1 — Authority and purpose
• § 1041.2 — Definitions
• § 1041.3 — Scope of coverage; exclusions; exemptions
• § 1041.7 — Identification of unfair and abusive practice
• § 1041.8 — Prohibited payment transfer attempts
• § 1041.9 — Disclosure of payment transfer attempts
• § 1041.10-1041.11 — 1041.10-1041.11 [Reserved]
• § 1041.12 — Compliance program and record retention
• § 1041.13 — Prohibition against evasion
• § 1041.14 — Severability
• § 1041.15 — Effective and compliance dates

PART 1070

• § 1070.1 — Authority, purpose, and scope
• § 1070.2 — General definitions
• § 1070.3 — Custodian of records; certification; alternative authority
• § 1070.4 — Records of the CFPB not to be otherwise disclosed
• § 1070.5 — Service of summonses and complaints
• § 1070.10 — General
• § 1070.11 — Information made available; discretionary disclosures
• § 1070.12 — Publication in the Federal Register
• § 1070.13 — Public inspection in an electronic format
• § 1070.14 — Requests for CFPB records
• § 1070.15 — Responsibility for responding to requests for CFPB records
• § 1070.16 — Timing of responses to requests for CFPB records
• § 1070.17 — Requests for expedited processing
• § 1070.18 — Responses to requests for CFPB records
• § 1070.19 — Classified information
• § 1070.20 — Requests for business information provided to the CFPB
• § 1070.21 — Administrative appeals
• § 1070.22 — Fees for processing requests for CFPB records
• § 1070.23 — Authority and responsibilities of the Chief FOIA Officer
• § 1070.30 — Purpose and scope; definitions
• § 1070.31 — Service of subpoenas, court orders, and other demands for CFPB information or action
• § 1070.32 — Testimony and production of documents prohibited unless approved by the General Counsel
• § 1070.33 — Procedure when testimony or production of documents is sought; general
• § 1070.34 — Procedure when response to demand is required prior to receiving instructions
• § 1070.35 — Procedure in the event of an adverse ruling
• § 1070.36 — Considerations in determining whether the CFPB will comply with a demand or request
• § 1070.37 — Prohibition on providing expert or opinion testimony
• § 1070.40 — Purpose and scope
• § 1070.41 — Non-disclosure of confidential information
• § 1070.42 — Disclosure of confidential supervisory information and confidential investigative information
• § 1070.43 — Disclosure of confidential information to agencies
• § 1070.44 — Disclosure of confidential consumer complaint information
• § 1070.45 — Affirmative disclosure of confidential information
• § 1070.46 — Other disclosures of confidential information
• § 1070.47 — Other rules regarding the disclosure of confidential information
• § 1070.48 — Disclosure of confidential information by the Inspector General
• § 1070.50 — Purpose and scope; definitions
• § 1070.51 — Authority and responsibilities of the Chief Privacy Officer
• § 1070.52 — Fees
• § 1070.53 — Request for access to records
• § 1070.54 — CFPB procedures for responding to a request for access
• § 1070.55 — Special procedures for medical records
• § 1070.56 — Request for amendment of records
• § 1070.57 — CFPB review of a request for amendment of records
• § 1070.58 — Appeal of adverse determination of request for access or amendment
• § 1070.59 — Restrictions on disclosure
• § 1070.60 — Exempt records
• § 1070.61 — Training; rules of conduct; penalties for non-compliance
• § 1070.62 — Preservation of records
• § 1070.63 — Use and collection of Social Security numbers

PART 1071

• § 1071.100 — Purpose
• § 1071.101 — When the Act applies
• § 1071.102 — Proceedings covered
• § 1071.103 — Eligibility of applicants
• § 1071.104 — Standards for awards
• § 1071.105 — Allowable fees and other expenses
• § 1071.106 — Delegations of authority
• § 1071.200 — Contents of application
• § 1071.201 — Net worth exhibit
• § 1071.202 — Documentation of fees and expenses
• § 1071.203 — When an application may be filed
• § 1071.300 — Filing and service of documents
• § 1071.301 — Answer to application
• § 1071.302 — Reply
• § 1071.303 — Comments by other parties
• § 1071.304 — Settlement
• § 1071.305 — Further proceedings
• § 1071.306 — Recommended decision
• § 1071.307 — Bureau review
• § 1071.308 — Judicial review
• § 1071.309 — Payment of award

PART 1072

• § 1072.101 — Purpose
• § 1072.102 — Application
• § 1072.103 — Definitions
• § 1072.104 — Review of compliance
• § 1072.105 — Notice
• § 1072.106 — General prohibitions against discrimination
• § 1072.107 — Employment
• § 1072.108 — Program accessibility: Discrimination prohibited
• § 1072.109 — Program accessibility: Existing facilities
• § 1072.110 — Program accessibility: New construction and alterations
• § 1072.111 — Communications
• § 1072.112 — Compliance procedures

PART 1073

• § 1073.101 — Scope
• § 1073.102 — Purpose
• § 1073.103 — Definitions
• § 1073.201 — Applicability and scope
• § 1073.202 — Collection
• § 1073.203 — Omission of procedures
• § 1073.204 — Debtor's rights
• § 1073.205 — No requirement for duplicate notice
• § 1073.206 — Interest, penalties, and administrative costs
• § 1073.207 — Termination or suspension of collection action
• § 1073.208 — Refunds
• § 1073.209 — Request for offset to other Federal agencies
• § 1073.210 — Request for offset from other Federal agencies
• § 1073.301 — Scope
• § 1073.302 — Notice requirement where CFPB is creditor agency
• § 1073.303 — Procedures to request a hearing
• § 1073.304 — Failure to timely submit request for a hearing
• § 1073.305 — Procedures for hearing
• § 1073.306 — Salary offset process
• § 1073.307 — Voluntary repayment agreements as alternative to salary offset where the CFPB is the creditor agency
• § 1073.308 — Special review of repayment agreement or salary offset due to changed circumstances
• § 1073.309 — Interest, penalties, and administrative costs
• § 1073.310 — Refunds
• § 1073.311 — Non-waiver of rights by payment
• § 1073.312 — Exception to procedures
• § 1073.401 — Administrative wage garnishment
• § 1073.501 — Tax refund offset

PART 1074

• § 1074.2 — Purpose
• § 1074.3 — Implementation of the Statement Clarifying the Role of Supervisory Guidance

PART 1075

• § 1075.100 — Scope and purpose
• § 1075.101 — Definitions
• § 1075.102 — Fund administrator
• § 1075.103 — Eligible victims
• § 1075.104 — Payments to victims
• § 1075.105 — Allocating funds from the Civil Penalty Fund—in general
• § 1075.106 — Allocating funds to classes of victims
• § 1075.107 — Allocating funds to consumer education and financial literacy programs
• § 1075.108 — Distributing payments to victims
• § 1075.109 — When payments to victims are impracticable
• § 1075.110 — Reporting requirements

PART 1076

• § 1076.101 — Claims against a Bureau employee based on negligence, wrongful act or omission

PART 1080

• § 1080.1 — Scope
• § 1080.2 — Definitions
• § 1080.3 — Policy as to private controversies
• § 1080.4 — Initiating and conducting investigations
• § 1080.5 — Notification of purpose
• § 1080.6 — Civil investigative demands
• § 1080.7 — Investigational hearings
• § 1080.8 — Withholding requested material
• § 1080.9 — Rights of witnesses in investigations
• § 1080.10 — Noncompliance with civil investigative demands
• § 1080.11 — Disposition
• § 1080.12 — Orders requiring witnesses to testify or provide other information and granting immunity
• § 1080.13 — Custodians
• § 1080.14 — Confidential treatment of demand material and non-public nature of investigations

PART 1081

• § 1081.100 — Scope of the rules of practice
• § 1081.101 — Expedition and fairness of proceedings
• § 1081.102 — Rules of construction
• § 1081.103 — Definitions
• § 1081.104 — Authority of the hearing officer
• § 1081.105 — Assignment, substitution, performance, disqualification of hearing officer
• § 1081.106 — Deadlines
• § 1081.107 — Appearance and practice in adjudication proceedings
• § 1081.108 — Good faith certification
• § 1081.109 — Conflict of interest
• § 1081.110 — Ex parte communication
• § 1081.111 — Filing of papers
• § 1081.112 — Formal requirements as to papers filed
• § 1081.113 — Service of papers
• § 1081.114 — Construction of time limits
• § 1081.115 — Change of time limits
• § 1081.116 — Witness fees and expenses
• § 1081.117 — Bureau's right to conduct examination, collect information
• § 1081.118 — Collateral attacks on adjudication proceedings
• § 1081.119 — Confidential information; protective orders
• § 1081.120 — Settlement
• § 1081.121 — Cooperation with other agencies
• § 1081.200 — Commencement of proceeding and contents of notice of charges
• § 1081.201 — Answer and disclosure statement and notification of financial interest
• § 1081.202 — Amended pleadings
• § 1081.203 — Scheduling conference
• § 1081.204 — Consolidation and severance of actions
• § 1081.205 — Non-dispositive motions
• § 1081.206 — Availability of documents for inspection and copying
• § 1081.207 — Production of witness statements
• § 1081.208 — Subpoenas
• § 1081.209 — Deposition of witness unavailable for hearing
• § 1081.210 — Expert discovery
• § 1081.211 — Interlocutory review
• § 1081.212 — Dispositive motions
• § 1081.213 — Partial summary disposition
• § 1081.214 — Prehearing conferences
• § 1081.215 — Prehearing submissions
• § 1081.216 — Amicus participation
• § 1081.300 — Public hearings
• § 1081.301 — Failure to appear
• § 1081.302 — Conduct of hearings
• § 1081.303 — Evidence
• § 1081.304 — Record of the hearing
• § 1081.305 — Post-hearing filings
• § 1081.306 — Record in proceedings before hearing officer; retention of documents; copies
• § 1081.400 — Recommended decision of the hearing officer
• § 1081.401 — Transmission of documents to Director; record index; certification
• § 1081.402 — Notice of appeal; review by the Director
• § 1081.403 — Briefs filed with the Director
• § 1081.404 — Oral argument before the Director
• § 1081.405 — Decision of the Director
• § 1081.406 — Reconsideration
• § 1081.407 — Effective date; stays pending judicial review
• § 1081.500 — Scope
• § 1081.501 — Basis for issuance, form, and service
• § 1081.502 — Judicial review, duration

PART 1082

• § 1082.1 — Procedures for notifying the Bureau of Consumer Financial Protection when a State Official takes an action to enforce title X of the Dodd-Frank Wall Street Reform and Consumer Financial Protection Act of 2010

PART 1083

• § 1083.1 — Adjustment of civil penalty amounts

PART 1090

• § 1090.100 — Scope and purpose
• § 1090.101 — Definitions
• § 1090.102 — Status as larger participant subject to supervision
• § 1090.103 — Assessing status as a larger participant
• § 1090.104 — Consumer Reporting Market
• § 1090.105 — Consumer debt collection market
• § 1090.106 — Student loan servicing market
• § 1090.107 — International Money Transfer Market
• § 1090.108 — Automobile financing market
• § 1090.109 — General-use digital consumer payment applications market

PART 1091

• § 1091.100 — Scope and purpose
• § 1091.101 — Definitions
• § 1091.102 — Issuance of Notice of Reasonable Cause
• § 1091.103 — Contents of Notice
• § 1091.104 — Service of Notice
• § 1091.105 — Response
• § 1091.106 — Supplemental oral response
• § 1091.107 — Manner of filing and serving papers
• § 1091.108 — Recommended determination
• § 1091.109 — Determination by the Director
• § 1091.110 — Voluntary consent to Bureau's authority
• § 1091.111 — Notice and response included in adjudication proceeding otherwise brought by the Bureau
• § 1091.112 — No limitation on relief sought in civil action or administrative adjudication
• § 1091.113 — Petition for termination of order
• § 1091.114 — Construction of time limits
• § 1091.115 — Change of time limits and confidentiality of proceedings

PART 1101

• § 1101.1 — Scope and purpose
• § 1101.2 — Authority and functions
• § 1101.3 — Organization and methods of operation
• § 1101.4 — Disclosure of information, policies, and records
• § 1101.5 — Testimony and production of documents in response to subpoena, order, etc

PART 1102

• § 1102.1 — Authority, purpose, and scope
• § 1102.2 — Definitions
• § 1102.3 — Request for Temporary Waiver
• § 1102.4 — Petition requesting the ASC initiate a temporary waiver proceeding
• § 1102.5 — Order initiating a temporary waiver proceeding
• § 1102.6 — Notice and comment
• § 1102.7 — ASC determination
• § 1102.8 — Waiver extension
• § 1102.9 — Waiver termination
• § 1102.20 — Authority, purpose, and scope
• § 1102.21 — Definitions
• § 1102.22 — Appearance and practice before the Subcommittee
• § 1102.23 — Formal requirements as to papers filed
• § 1102.24 — Filing requirements
• § 1102.25 — Service
• § 1102.26 — When papers are deemed filed or served
• § 1102.27 — Computing time
• § 1102.28 — Documents and exhibits in proceedings public
• § 1102.29 — Conduct of proceedings
• § 1102.30 — Rules of evidence
• § 1102.31 — Burden of proof
• § 1102.32 — Notice of Intention to Commence a Proceeding
• § 1102.33 — Rebuttal or Notice Not To Contest
• § 1102.34 — Briefs, memoranda and statements
• § 1102.35 — Opportunity for informal settlement
• § 1102.36 — Oral presentations
• § 1102.37 — Decision of the Subcommittee and judicial review
• § 1102.38 — Compliance activities
• § 1102.39 — Duty to cooperate
• § 1102.100 — Authority, purpose and scope
• § 1102.101 — Definitions
• § 1102.102 — Times, places and requirements for requests pertaining to individual records in a record system and for the identification of individuals making requests for access to records pertaining to them
• § 1102.103 — Disclosure of requested records
• § 1102.104 — Special procedure: Medical records
• § 1102.105 — Requests for amendment of records
• § 1102.106 — Review of requests for amendment
• § 1102.107 — Appeal of initial adverse agency determination regarding access or amendment
• § 1102.108 — General provisions
• § 1102.109 — Fees
• § 1102.110 — Penalties
• § 1102.300 — Purpose and scope
• § 1102.301 — Definitions
• § 1102.302 — ASC authority and functions
• § 1102.303 — Organization and methods of operation
• § 1102.304 — Federal Register publication
• § 1102.305 — Publicly available records
• § 1102.306 — Procedures for requesting records
• § 1102.307 — Disclosure of exempt records
• § 1102.308 — Right to petition for issuance, amendment and repeal of rules of general application
• § 1102.309 — Confidential treatment procedures
• § 1102.310 — Service of process
• § 1102.400 — Authority, purpose, and scope
• § 1102.401 — Definitions
• § 1102.402 — Establishing the annual AMC registry fee
• § 1102.403 — Collection and transmission of annual AMC registry fees

PART 1200

• § 1200.1 — Federal Housing Finance Agency
• § 1200.2 — Organization of the Federal Housing Finance Agency
• § 1200.3 — Official logo and seal
• § 1200.4 — OMB control numbers assigned under the Paperwork Reduction Act

PART 1201

• § 1201.1 — Definitions

PART 1202

• § 1202.1 — Why did FHFA issue this part?
• § 1202.2 — What do the terms in this part mean?
• § 1202.3 — What information can I obtain through the FOIA?
• § 1202.4 — What information is exempt from disclosure?
• § 1202.5 — How do I request information from FHFA under the FOIA?
• § 1202.6 — What if my request does not have all the information FHFA requires?
• § 1202.7 — How will FHFA respond to my FOIA request?
• § 1202.8 — If the requested records contain confidential commercial information, what procedures will FHFA follow?
• § 1202.9 — How do I appeal a response denying my FOIA request?
• § 1202.10 — Will FHFA expedite my request or appeal?
• § 1202.11 — What will it cost to get the records I requested?
• § 1202.12 — Is there anything else I need to know about FOIA procedures?

PART 1203

• § 1203.1 — Purpose and scope
• § 1203.2 — Definitions
• § 1203.3 — Eligible parties
• § 1203.4 — Standards for awards
• § 1203.5 — Allowable fees and expenses
• § 1203.6 — Rulemaking on maximum rate for fees
• § 1203.7 — Awards against other agencies
• § 1203.8-1203.9 — 1203.8-1203.9 [Reserved]
• § 1203.10 — Contents of the application for award
• § 1203.11 — Confidentiality of net worth exhibit
• § 1203.12 — Documentation for fees and expenses
• § 1203.13-1203.19 — 1203.13-1203.19 [Reserved]
• § 1203.20 — Filing and service of the application for award and related papers
• § 1203.21 — Response to the application for award
• § 1203.22 — Reply to the response
• § 1203.23 — Comments by other parties
• § 1203.24 — Settlement
• § 1203.25 — Further proceedings on the application for award
• § 1203.26 — Decision of the adjudicative officer
• § 1203.27 — Review by FHFA
• § 1203.28 — Judicial review
• § 1203.29 — Payment of award

PART 1204

• § 1204.1 — Why did FHFA issue this part?
• § 1204.2 — What do the terms in this part mean?
• § 1204.3 — How do I make a Privacy Act request?
• § 1204.4 — How will FHFA or FHFA-OIG respond to my Privacy Act request?
• § 1204.5 — What if I am dissatisfied with the response to my Privacy Act request?
• § 1204.6 — What does it cost to get records under the Privacy Act?
• § 1204.7 — Are there any exemptions from the Privacy Act?
• § 1204.8 — How are records secured?
• § 1204.9 — Does FHFA or FHFA-OIG collect and use Social Security numbers?
• § 1204.10 — What are FHFA and FHFA-OIG employee responsibilities under the Privacy Act?
• § 1204.11 — May FHFA-OIG obtain Privacy Act records from other Federal agencies for law enforcement purposes?

PART 1206

• § 1206.1 — Purpose
• § 1206.2 — Definitions
• § 1206.3 — Annual assessments
• § 1206.4 — Increased costs of regulation
• § 1206.5 — Working capital fund
• § 1206.6 — Notice and review
• § 1206.7 — Delinquent payment
• § 1206.8 — Enforcement of payment

PART 1207

• § 1207.1 — Definitions
• § 1207.2 — FHFA workforce diversity; Equal Employment Opportunity Program
• § 1207.3 — FHFA contracting and diversity and inclusion
• § 1207.4 — Limitations

PART 1208

• § 1208.1 — Authority and scope
• § 1208.2 — Definitions
• § 1208.3 — Referrals to the Department of the Treasury, collection services, and use of credit bureaus
• § 1208.4 — Reporting delinquent debts to credit bureaus
• § 1208.5-1208.19 — 1208.5-1208.19 [Reserved]
• § 1208.20 — Authority and scope
• § 1208.21 — Notice requirements before salary offset where FHFA is the creditor agency
• § 1208.22 — Review of FHFA records related to the debt
• § 1208.23 — Opportunity for a hearing where FHFA is the creditor agency
• § 1208.24 — Certification where FHFA is the creditor agency
• § 1208.25 — Voluntary repayment agreements as alternative to salary offset where FHFA is the creditor agency
• § 1208.26 — Special review where FHFA is the creditor agency
• § 1208.27 — Notice of salary offset where FHFA is the paying agency
• § 1208.28 — Procedures for salary offset where FHFA is the paying agency
• § 1208.29 — Coordinating salary offset with other agencies
• § 1208.30 — Interest, penalties, and administrative costs
• § 1208.31 — Refunds
• § 1208.32 — Request from a creditor agency for the services of a hearing official
• § 1208.33 — Non-waiver of rights by payments
• § 1208.40 — Authority and scope
• § 1208.41 — Collection
• § 1208.42 — Administrative offset prior to completion of procedures
• § 1208.43 — Procedures
• § 1208.44 — Interest, penalties, and administrative costs
• § 1208.45 — Refunds
• § 1208.46 — No requirement for duplicate notice
• § 1208.47 — Requests for administrative offset to other Federal agencies
• § 1208.48 — Requests for administrative offset from other Federal agencies
• § 1208.49 — Administrative offset against amounts payable from Civil Service Retirement and Disability Fund
• § 1208.50 — Authority and scope
• § 1208.51 — Definitions
• § 1208.52 — Procedures
• § 1208.53 — No requirement for duplicate notice
• § 1208.54-1208.59 — 1208.54-1208.59 [Reserved]
• § 1208.60 — Scope and purpose
• § 1208.61 — Notice
• § 1208.62 — Debtor's rights
• § 1208.63 — Form of hearing
• § 1208.64 — Effect of timely request
• § 1208.65 — Failure to timely request a hearing
• § 1208.66 — Hearing official
• § 1208.67 — Procedure
• § 1208.68 — Format of hearing
• § 1208.69 — Date of decision
• § 1208.70 — Content of decision
• § 1208.71 — Finality of agency action
• § 1208.72 — Failure to appear
• § 1208.73 — Wage garnishment order
• § 1208.74 — Certification by employer
• § 1208.75 — Amounts withheld
• § 1208.76 — Exclusions from garnishment
• § 1208.77 — Financial hardship
• § 1208.78 — Ending garnishment
• § 1208.79 — Prohibited actions by employer
• § 1208.80 — Refunds
• § 1208.81 — Right of action

PART 1209

• § 1209.1 — Scope
• § 1209.2 — Rules of construction
• § 1209.3 — Definitions
• § 1209.4 — Scope and authority
• § 1209.5 — Cease and desist proceedings
• § 1209.6 — Temporary cease and desist orders
• § 1209.7 — Civil money penalties
• § 1209.8 — Removal and prohibition proceedings
• § 1209.9 — Supervisory actions not affected
• § 1209.10 — Authority of the Director
• § 1209.11 — Authority of the Presiding Officer
• § 1209.12 — Public hearings; closed hearings
• § 1209.13 — Good faith certification
• § 1209.14 — Ex parte communications
• § 1209.15 — Filing of papers
• § 1209.16 — Service of papers
• § 1209.17 — Time computations
• § 1209.18 — Change of time limits
• § 1209.19 — Witness fees and expenses
• § 1209.20 — Opportunity for informal settlement
• § 1209.21 — Conduct of examination
• § 1209.22 — Collateral attacks on adjudicatory proceeding
• § 1209.23 — Commencement of proceeding and contents of notice of charges
• § 1209.24 — Answer
• § 1209.25 — Amended pleadings
• § 1209.26 — Failure to appear
• § 1209.27 — Consolidation and severance of actions
• § 1209.28 — Motions
• § 1209.29 — Discovery
• § 1209.30 — Request for document discovery from parties
• § 1209.31 — Document discovery subpoenas to non-parties
• § 1209.32 — Deposition of witness unavailable for hearing
• § 1209.33 — Interlocutory review
• § 1209.34 — Summary disposition
• § 1209.35 — Partial summary disposition
• § 1209.36 — Scheduling and pre-hearing conferences
• § 1209.37 — Pre-hearing submissions
• § 1209.38 — Hearing subpoenas
• § 1209.39-1209.49 — 1209.39-1209.49 [Reserved]
• § 1209.50 — Conduct of hearings
• § 1209.51 — Evidence
• § 1209.52 — Post-hearing filings
• § 1209.53 — Recommended decision and filing of record
• § 1209.54 — Exceptions to recommended decision
• § 1209.55 — Review by Director
• § 1209.56 — Exhaustion of administrative remedies
• § 1209.57 — Judicial review; no automatic stay
• § 1209.58-1209.69 — 1209.58-1209.69 [Reserved]
• § 1209.70 — Scope
• § 1209.71 — Definitions
• § 1209.72 — Appearance and practice in adjudicatory proceedings
• § 1209.73 — Conflicts of interest
• § 1209.74 — Sanctions
• § 1209.75 — Censure, suspension, disbarment, and reinstatement
• § 1209.76-1209.79 — 1209.76-1209.79 [Reserved]
• § 1209.80 — Inflation adjustments
• § 1209.81 — Applicability
• § 1209.82-1209.99 — 1209.82-1209.99 [Reserved]
• § 1209.100 — Scope
• § 1209.101 — Suspension, removal, or prohibition
• § 1209.102 — Hearing on removal or suspension
• § 1209.103 — Recommended and final decisions

PART 1211

• § 1211.1 — Definitions
• § 1211.2 — Waivers
• § 1211.3 — Approvals
• § 1211.4 — Non-Objection Letters
• § 1211.5 — Regulatory Interpretations
• § 1211.6 — Submission requirements

PART 1212

• § 1212.1 — Purpose and scope
• § 1212.2 — Definitions
• § 1212.3 — Post-employment restriction for senior examiners
• § 1212.4 — Waiver
• § 1212.5 — Penalties

PART 1213

• § 1213.1 — Purpose and scope
• § 1213.2 — Definitions
• § 1213.3 — Authorities and duties of the Ombudsman
• § 1213.4 — Complaints and appeals from a regulated entity or the Office of Finance
• § 1213.5 — Complaints from a person
• § 1213.6 — No retaliation
• § 1213.7 — Confidentiality

PART 1214

• § 1214.1 — Definitions
• § 1214.2 — Purpose and scope
• § 1214.3 — General rule
• § 1214.4 — Exceptions

PART 1215

• § 1215.1 — Scope and purpose
• § 1215.2 — Applicability
• § 1215.3 — Definitions
• § 1215.4 — General prohibition
• § 1215.5 — Delegation
• § 1215.6 — Factors FHFA may consider
• § 1215.7 — Serving demands and submitting requests
• § 1215.8 — Timing and form of demands and requests
• § 1215.9 — Failure to meet this part's requirements
• § 1215.10 — Processing demands and requests
• § 1215.11 — FHFA determination
• § 1215.12 — Restrictions that apply to testimony
• § 1215.13 — Restrictions that apply to records and information
• § 1215.14 — Procedure in the event of an adverse FHFA determination
• § 1215.15 — Conflicting court order
• § 1215.16 — Fees
• § 1215.17 — Responses to demands served on nonemployees
• § 1215.18 — Inspector General

PART 1217

• § 1217.1 — Purpose and scope
• § 1217.2 — Definitions
• § 1217.3 — Basis for civil penalties and assessments
• § 1217.4 — Investigation
• § 1217.5 — Request for approval by the Department of Justice
• § 1217.6 — Notice
• § 1217.7 — Response
• § 1217.8 — Statute of limitations
• § 1217.9 — Hearings
• § 1217.10 — Settlements

PART 1221

• § 1221.1 — Authority, purpose, scope, exemptions and compliance dates
• § 1221.2 — Definitions
• § 1221.3 — Initial margin
• § 1221.4 — Variation margin
• § 1221.5 — Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements
• § 1221.6 — Eligible collateral
• § 1221.7 — Segregation of collateral
• § 1221.8 — Initial margin models and standardized amounts
• § 1221.9 — Cross-border application of margin requirements
• § 1221.10 — Documentation of margin matters
• § 1221.11 — Special rules for affiliates
• § 1221.12 — Capital

PART 1222

• § 1222. — 27 Authority, purpose, and scope
• § 1222.1 — Purpose and scope
• § 1222.2 — Reservation of authority
• § 1222.20 — Authority, purpose, and scope
• § 1222.21 — Definitions
• § 1222.22 — Appraiser panel—annual size calculation
• § 1222.23 — Appraisal management company registration
• § 1222.24 — Ownership limitations for State-registered appraisal management companies
• § 1222.25 — Requirements for Federally regulated appraisal management companies
• § 1222.26 — Information to be presented to the Appraisal Subcommittee by participating States
• § 1222.28 — Definitions
• § 1222.29 — Quality control standards

PART 1223

• § 1223.1 — Definitions
• § 1223.2 — Policy, purpose, and scope
• § 1223.3 — Limitations
• § 1223.4-1223.9 — 1223.4-1223.9 [Reserved]
• § 1223.20 — Office of Minority and Women Inclusion
• § 1223.21 — Promoting diversity and ensuring inclusion in all business and activities
• § 1223.22 — Regulated entity reports
• § 1223.23 — Annual reports—format and contents
• § 1223.24 — Enforcement
• § 1223.25 — Office of Finance

PART 1225

• § 1225.1 — Purpose
• § 1225.2 — Definitions
• § 1225.3 — Procedures
• § 1225.4 — Standards and factors
• § 1225.5 — Guidances

PART 1227

• § 1227.1 — Purpose
• § 1227.2 — Definitions
• § 1227.3 — Scope of suspension orders
• § 1227.4 — Regulated entity reports on covered misconduct
• § 1227.5 — Proposed suspension order
• § 1227.6 — Final suspension order
• § 1227.7 — Appeal to the Director
• § 1227.8 — Posting of final suspension orders
• § 1227.9 — Request for reconsideration
• § 1227.10 — Exception to final suspension order in effect

PART 1228

• § 1228.1 — Definitions
• § 1228.2 — Restrictions
• § 1228.3 — Limitations on applicability
• § 1228.4 — State restrictions unaffected

PART 1229

• § 1229.1 — Definitions
• § 1229.2 — Determination of a Bank's capital classification
• § 1229.3 — Criteria for a Bank's capital classification
• § 1229.4 — Reclassification by the Director
• § 1229.5 — Capital distributions for adequately capitalized Banks
• § 1229.6 — Mandatory actions applicable to undercapitalized Banks
• § 1229.7 — Discretionary actions applicable to undercapitalized Banks
• § 1229.8 — Mandatory actions applicable to significantly undercapitalized Banks
• § 1229.9 — Discretionary actions applicable to significantly undercapitalized Banks
• § 1229.10 — Actions applicable to critically undercapitalized Banks
• § 1229.11 — Capital restoration plans
• § 1229.12 — Procedures related to capital classification and other actions
• § 1229.13 — Definitions

PART 1230

• § 1230.1 — Purpose
• § 1230.2 — Definitions
• § 1230.3 — Prohibition and withholding of executive compensation
• § 1230.4 — Prior approval of termination agreements of Enterprises
• § 1230.5 — Submission of supporting information

PART 1231

• § 1231.1 — Purpose
• § 1231.2 — Definitions
• § 1231.3 — Golden parachute payments and agreements
• § 1231.4 — Indemnification payments
• § 1231.5 — Applicability in the event of receivership
• § 1231.6 — Filing instructions

PART 1233

• § 1233.1 — Purpose
• § 1233.2 — Definitions
• § 1233.3 — Reporting
• § 1233.4 — Internal controls, policies, procedures, and training
• § 1233.5 — Protection from liability for reports
• § 1233.6 — Supervisory action

PART 1234

• § 1234.1 — Purpose, scope and reservation of authority
• § 1234.2 — Definitions
• § 1234.3 — Base risk retention requirement
• § 1234.4 — Standard risk retention
• § 1234.5 — Revolving pool securitizations
• § 1234.6 — Eligible ABCP conduits
• § 1234.7 — Commercial mortgage-backed securities
• § 1234.8 — Federal National Mortgage Association and Federal Home Loan Mortgage Corporation ABS
• § 1234.9 — Open market CLOs
• § 1234.10 — Qualified tender option bonds
• § 1234.11 — Allocation of risk retention to an originator
• § 1234.12 — Hedging, transfer and financing prohibitions
• § 1234.13 — Exemption for qualified residential mortgages
• § 1234.14 — Definitions applicable to qualifying commercial real estate loans
• § 1234.15 — Qualifying commercial real estate loans
• § 1234.16 — [Reserved]
• § 1234.17 — Underwriting standards for qualifying CRE loans
• § 1234.18 — [Reserved]
• § 1234.19 — General exemptions
• § 1234.20 — Safe harbor for certain foreign-related transactions
• § 1234.21 — Additional exemptions
• § 1234.22 — Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption

PART 1235

• § 1235.1 — Purpose and scope
• § 1235.2 — Definitions
• § 1235.3 — Establishment and evaluation of a record retention program
• § 1235.4 — Minimum requirements of a record retention program
• § 1235.5 — Record hold
• § 1235.6 — Access to records
• § 1235.7 — Supervisory action

PART 1236

• § 1236.1 — Purpose
• § 1236.2 — Definitions
• § 1236.3 — Prudential standards as regulations or guidelines
• § 1236.4 — Failure to meet a Standard; corrective plans
• § 1236.5 — Failure to submit a corrective plan; noncompliance

PART 1237

• § 1237.1 — Purpose and applicability
• § 1237.2 — Definitions
• § 1237.3 — Powers of the Agency as conservator or receiver
• § 1237.4 — Receivership following conservatorship; administrative expenses
• § 1237.5 — Contracts entered into before appointment of a conservator or receiver
• § 1237.6 — Authority to enforce contracts
• § 1237.7 — Period for determination of claims
• § 1237.8 — Alternate procedures for determination of claims
• § 1237.9 — Priority of expenses and unsecured claims
• § 1237.10 — Limited-life regulated entities
• § 1237.11 — Authority of limited-life regulated entities to obtain credit
• § 1237.12 — Capital distributions while in conservatorship
• § 1237.13 — Payment of Securities Litigation Claims while in conservatorship
• § 1237.14 — Golden parachute payments [Reserved]

PART 1238

• § 1238.1 — Authority and purpose
• § 1238.2 — Definitions
• § 1238.3 — Annual stress test
• § 1238.4 — Methodologies and practices
• § 1238.5 — Required report to FHFA and FRB of stress test results and related information
• § 1238.6 — Post-assessment actions by the Enterprises
• § 1238.7 — Publication of results by regulated entities
• § 1238.8 — Additional implementing action

PART 1239

• § 1239.1 — Purpose
• § 1239.2 — Definitions
• § 1239.3 — Law applicable to corporate governance and indemnification practices
• § 1239.4 — Duties and responsibilities of directors
• § 1239.5 — Board committees
• § 1239.10 — Code of conduct and ethics
• § 1239.11 — Risk management
• § 1239.12 — Compliance program
• § 1239.13 — Regulatory reports
• § 1239.14 — Strategic business plan
• § 1239.20 — Board of directors of the Enterprises
• § 1239.21 — Compensation of Enterprise board members
• § 1239.30 — Bank member products policy
• § 1239.31 — [Reserved]
• § 1239.32 — Audit committee
• § 1239.33 — Dividends

PART 1240

• § 1240.1 — Purpose, applicability, reservations of authority, reporting, and timing
• § 1240.2 — Definitions
• § 1240.3 — Operational requirements for counterparty credit risk
• § 1240.4 — Transition
• § 1240.10 — Capital requirements
• § 1240.11 — Capital conservation buffer and leverage buffer
• § 1240.20 — Capital components and eligibility criteria for regulatory capital instruments
• § 1240.21 — [Reserved]
• § 1240.22 — Regulatory capital adjustments and deductions
• § 1240.30 — Applicability
• § 1240.31 — Mechanics for calculating risk-weighted assets for general credit risk
• § 1240.32 — General risk weights
• § 1240.33 — Single-family mortgage exposures
• § 1240.34 — Multifamily mortgage exposures
• § 1240.35 — Off-balance sheet exposures
• § 1240.36 — Derivative contracts
• § 1240.37 — Cleared transactions
• § 1240.38 — Guarantees and credit derivatives: substitution treatment
• § 1240.39 — Collateralized transactions
• § 1240.40 — Unsettled transactions
• § 1240.41 — Operational requirements for CRT and other securitization exposures
• § 1240.42 — Risk-weighted assets for CRT and other securitization exposures
• § 1240.43 — Simplified supervisory formula approach (SSFA)
• § 1240.44 — Credit risk transfer approach (CRTA)
• § 1240.45 — Securitization exposures to which the SSFA and the CRTA do not apply
• § 1240.46 — Recognition of credit risk mitigants for securitization exposures
• § 1240.51 — Introduction and exposure measurement
• § 1240.52 — Simple risk-weight approach (SRWA)
• § 1240.53-1240.60 — 1240.53-1240.60 [Reserved]
• § 1240.61 — Purpose and scope
• § 1240.62 — Disclosure requirements
• § 1240.63 — Disclosures
• § 1240.100 — Purpose, applicability, and principle of conservatism
• § 1240.101 — Definitions
• § 1240.121 — Minimum requirements
• § 1240.122 — Ongoing qualification
• § 1240.123 — Advanced approaches credit risk-weighted asset calculations
• § 1240.124-1240.160 — 1240.124-1240.160 [Reserved]
• § 1240.161 — Qualification requirements for incorporation of operational risk mitigants
• § 1240.162 — Mechanics of operational risk risk-weighted asset calculation
• § 1240.201 — Purpose, applicability, and reservation of authority
• § 1240.202 — Definitions
• § 1240.203 — Requirements for managing market risk
• § 1240.204 — Measure for spread risk
• § 1240.205 — Market risk disclosures
• § 1240.400 — Stability capital buffer
• § 1240.500 — Capital planning and stress capital buffer determination
• § 1240.501-1240.502 — 1240.501-1240.502 [Reserved]

PART 1242

• § 1242.1 — Purpose; identification as a prudential standard
• § 1242.2 — Definitions
• § 1242.3 — Identification of core business lines
• § 1242.4 — Credible resolution plan required; other notices to FHFA
• § 1242.5 — Informational content of a resolution plan; required and prohibited assumptions
• § 1242.6 — Form of resolution plan; confidentiality
• § 1242.7 — Review of resolution plans; resubmission of deficient resolution plans
• § 1242.8 — No limiting effect or private right of action

PART 1248

• § 1248.1 — Definitions
• § 1248.2 — Purpose
• § 1248.3 — General alignment
• § 1248.4 — Enterprise consultation
• § 1248.5 — Misalignment
• § 1248.6 — Covered programs, policies, and practices
• § 1248.7 — Remedial actions
• § 1248.8 — De minimis exception

PART 1249

• § 1249.10 — Definitions
• § 1249.11 — Maintenance of Enterprise Securities
• § 1249.12 — Law governing rights and obligations of United States, Federal Reserve Banks, and Enterprises; rights of any person against United States, Federal Reserve Banks, and Enterprises; law governing other interests
• § 1249.13 — Creation of Participant's Security Entitlement; security interests
• § 1249.14 — Obligations of Enterprises; no adverse claims
• § 1249.15 — Authority of Federal Reserve Banks
• § 1249.16 — Withdrawal of Eligible Book-entry Enterprise Securities for conversion to definitive form
• § 1249.17 — Waiver of regulations
• § 1249.18 — Liability of Enterprises and Federal Reserve Banks
• § 1249.19 — Additional provisions

PART 1250

• § 1250.1 — Purpose
• § 1250.2 — Procedural requirements
• § 1250.3 — Civil money penalties

PART 1251

• § 1251.1 — Purpose
• § 1251.2 — Definitions
• § 1251.3 — Prohibition on pass-through of cost of allocation; enforcement
• § 1251.4 — Submission of information

PART 1252

• § 1252.1 — Enterprise portfolio holding criteria
• § 1252.2 — Effective duration

PART 1253

• § 1253.1 — Purpose and authority
• § 1253.2 — Definitions
• § 1253.3 — New activity description and exclusions
• § 1253.4 — New product determination
• § 1253.5 — Notice of new activity
• § 1253.6 — Request for prior approval of a new product; public notice; standards for approval
• § 1253.7 — Temporary approval of a new product
• § 1253.8 — Substantially similar activities
• § 1253.9 — New activity and new product submission requirements
• § 1253.10 — Public disclosure
• § 1253.11 — Preservation of authority

PART 1254

• § 1254.1 — Purpose and scope
• § 1254.2 — Definitions
• § 1254.3 — Computation of time
• § 1254.4 — Requirements for use of a credit score
• § 1254.5 — Solicitation of applications
• § 1254.6 — Submission and initial review of applications
• § 1254.7 — Credit Score Assessment
• § 1254.8 — Enterprise Business Assessment
• § 1254.9 — Determinations on applications
• § 1254.10 — Withdrawal of application
• § 1254.11 — Pilot programs

PART 1260

• § 1260.1 — Definitions
• § 1260.2 — Bank information to be shared
• § 1260.3 — Requests to withhold proprietary information
• § 1260.4 — Timing and form of information distribution
• § 1260.5 — Control and disclosure of shared information

PART 1261

• § 1261.1 — [Reserved]
• § 1261.2 — Definitions
• § 1261.3 — General provisions
• § 1261.4 — Designation of member directorships
• § 1261.5 — Director eligibility
• § 1261.6 — Determination of member votes
• § 1261.7 — Nominations for member and independent directorships
• § 1261.8 — Election process
• § 1261.9 — Actions affecting director elections
• § 1261.10 — Independent director conflict of interests
• § 1261.11 — Conflict-of-interests policy for Bank directors
• § 1261.12 — Reporting requirements for Bank directors
• § 1261.13 — Ineligible Bank directors
• § 1261.14 — Vacant Bank directorships
• § 1261.15 — Minimum number of member directorships
• § 1261.16 — [Reserved]
• § 1261.20 — Definitions
• § 1261.21 — General
• § 1261.22 — Directors' compensation policy
• § 1261.23 — Director disapproval
• § 1261.24 — Board meetings

PART 1263

• § 1263.1 — Definitions
• § 1263.2 — Membership application requirements
• § 1263.3 — Decision on application
• § 1263.4 — Automatic membership
• § 1263.5 — Appeals
• § 1263.6 — General eligibility requirements
• § 1263.7 — Duly organized requirement
• § 1263.8 — Subject to inspection and regulation requirement
• § 1263.9 — Makes long-term home mortgage loans requirement
• § 1263.10 — Ten percent requirement for certain insured depository institution applicants
• § 1263.11 — Financial condition requirement for depository institutions and CDFI credit unions
• § 1263.12 — Character of management requirement
• § 1263.13 — Home financing policy requirement
• § 1263.14 — De novo insured depository institution applicants
• § 1263.15 — Recently consolidated applicants
• § 1263.16 — Financial condition requirement for insurance company and certain CDFI applicants
• § 1263.17 — Rebuttable presumptions
• § 1263.18 — Determination of appropriate Bank district for membership
• § 1263.19 — Non-federally-insured credit unions
• § 1263.20 — Stock purchase
• § 1263.21 — [Reserved]
• § 1263.22 — Annual calculation of stock holdings
• § 1263.23 — Excess stock
• § 1263.24 — Consolidations involving members
• § 1263.25 — [Reserved]
• § 1263.26 — Voluntary withdrawal from membership
• § 1263.27 — Involuntary termination of membership
• § 1263.28 — [Reserved]
• § 1263.29 — Disposition of claims
• § 1263.30 — Readmission to membership
• § 1263.31 — Reports and examinations
• § 1263.32 — Official membership insignia

PART 1264

• § 1264.1 — Definitions
• § 1264.2 — Bank authority to make advances to housing associates
• § 1264.3 — Housing associate eligibility requirements
• § 1264.4 — Satisfaction of eligibility requirements
• § 1264.5 — Housing associate application process
• § 1264.6 — Appeals

PART 1265

• § 1265.1 — Definitions
• § 1265.2 — Mission of the Banks
• § 1265.3 — Core mission activities

PART 1266

• § 1266.1 — Definitions
• § 1266.2 — Authorization and application for advances; obligation to repay advances
• § 1266.3 — Purpose of long-term advances; Proxy test
• § 1266.4 — Limitations on access to advances
• § 1266.5 — Terms and conditions for advances
• § 1266.6 — Fees
• § 1266.7 — Collateral
• § 1266.8 — Banks as secured creditors
• § 1266.9 — Pledged collateral; verification
• § 1266.10 — Collateral valuation; appraisals
• § 1266.11 — [Reserved]
• § 1266.12 — Intradistrict transfer of advances
• § 1266.13 — Special advances to savings associations
• § 1266.14 — Advances to the Savings Association Insurance Fund
• § 1266.15 — Liquidation of advances upon termination of membership
• § 1266.16 — Scope
• § 1266.17 — Advances to housing associates

PART 1267

• § 1267.1 — Definitions
• § 1267.2 — Authorized investments and transactions
• § 1267.3 — Prohibited investments and prudential rules
• § 1267.4 — Limitations and prudential requirements on use of derivative instruments

PART 1268

• § 1268.1 — Definitions
• § 1268.2 — Authorization for acquired member assets
• § 1268.3 — Asset requirement
• § 1268.4 — Member or housing associate nexus requirement
• § 1268.5 — Credit risk-sharing requirement
• § 1268.6 — Servicing of AMA loans
• § 1268.7 — Reporting requirements for acquired member assets
• § 1268.8 — Administrative transactions and agreements between Banks

PART 1269

• § 1269.1 — Definitions
• § 1269.2 — Standby letters of credit on behalf of members
• § 1269.3 — Standby letters of credit on behalf of housing associates
• § 1269.4 — Obligation to Bank under all standby letters of credit
• § 1269.5 — Additional provisions applying to all standby letters of credit

PART 1270

• § 1270.1 — Definitions
• § 1270.2 — Authorized liabilities
• § 1270.3 — Deposits from members
• § 1270.4 — Issuance of consolidated obligations
• § 1270.5 — Bank operations
• § 1270.6 — Transactions in consolidated obligations
• § 1270.7 — Lost, stolen, destroyed, mutilated or defaced consolidated obligations
• § 1270.8 — Administrative provision
• § 1270.9 — Conditions for issuance of consolidated obligations
• § 1270.10 — Joint and several liability
• § 1270.11 — Savings clause
• § 1270.12 — Law governing rights and obligations of Banks, FHFA, Office of Finance, United States and Federal Reserve Banks; rights of any Person against Banks, FHFA, Office of Finance, United States and Federal Reserve Banks
• § 1270.13 — Law governing other interests
• § 1270.14 — Creation of Participant's Security Entitlement; security interests
• § 1270.15 — Obligations of the Banks and the Office of Finance; no Adverse Claims
• § 1270.16 — Authority of Federal Reserve Banks
• § 1270.17 — Liability of Banks, FHFA, Office of Finance and Federal Reserve Banks
• § 1270.18 — Additional requirements; notice of attachment for Book-entry consolidated obligations
• § 1270.19 — Reference to certain Department of Treasury commentary and determinations
• § 1270.20 — Consolidated obligations are not obligations of the United States or guaranteed by the United States

PART 1271

• § 1271.1 — Definitions
• § 1271.2 — Authority and scope
• § 1271.3 — General provisions
• § 1271.4 — Incidental powers
• § 1271.5 — Operations
• § 1271.6 — Pricing of services
• § 1271.7 — Rights, powers, responsibilities, duties, and liabilities
• § 1271.10 — Transfer of funds between Banks
• § 1271.11 — Trustee powers
• § 1271.15 — Definitions
• § 1271.16 — Scope
• § 1271.17 — Request for confidential regulatory information
• § 1271.18 — Form of request
• § 1271.19 — Storage of confidential regulatory information
• § 1271.20 — Access to confidential regulatory information
• § 1271.21 — Third party requests for confidential regulatory information
• § 1271.22 — Computer data
• § 1271.30 — Definitions
• § 1271.31 — General authority
• § 1271.32 — Authority to establish investment policies and procedures
• § 1271.33 — Book-entry procedure for Financing Corporation obligations
• § 1271.34 — Bank and Office of Finance employees
• § 1271.35 — Budget and expenses
• § 1271.36 — Administrative expenses
• § 1271.37 — Non-administrative expenses; assessments
• § 1271.38 — Reports to FHFA
• § 1271.39 — Review of books and records
• § 1271.41 — Bank employees

PART 1272

• § 1272.1 — Definitions
• § 1272.2 — Limitation on Bank authority to undertake new business activities
• § 1272.3 — New business activity notice requirement
• § 1272.4 — Review process
• § 1272.5 — Additional information
• § 1272.6 — Examinations
• § 1272.7 — Approval of notices

PART 1273

• § 1273.1 — Definitions
• § 1273.2 — Authority of the OF
• § 1273.3 — Functions of the OF
• § 1273.4 — FHFA oversight
• § 1273.5 — Funding of the OF
• § 1273.6 — Debt management duties of the OF
• § 1273.7 — Structure of the OF board of directors
• § 1273.8 — General duties of the OF board of directors
• § 1273.9 — Audit Committee

PART 1274

• § 1274.1 — Definitions
• § 1274.2 — Audit requirements
• § 1274.3 — Requirements to provide financial and other information to FHFA and the OF

PART 1277

• § 1277.1 — Definitions
• § 1277.2 — Total capital requirement
• § 1277.3 — Risk-based capital requirement
• § 1277.4 — Credit risk capital requirement
• § 1277.5 — Market risk capital requirement
• § 1277.6 — Operational risk capital requirement
• § 1277.7 — Limits on unsecured extensions of credit; reporting requirements
• § 1277.8 — Reporting requirements
• § 1277.20 — Classes of capital stock
• § 1277.21 — Issuance of capital stock
• § 1277.22 — Minimum investment in capital stock
• § 1277.23 — Dividends
• § 1277.24 — Liquidation, merger, or consolidation
• § 1277.25 — Transfer of capital stock
• § 1277.26 — Redemption and repurchase of capital stock
• § 1277.27 — Other restrictions on the repurchase or redemption of Bank stock
• § 1277.28 — Bank capital plans
• § 1277.29 — Amendments to a Bank's capital plan

PART 1278

• § 1278.1 — Definitions
• § 1278.2 — Authority
• § 1278.3 — Merger agreement
• § 1278.4 — Merger application
• § 1278.5 — Approval by Director
• § 1278.6 — Ratification by Bank Members
• § 1278.7 — Consummation of the merger

PART 1281

• § 1281.1 — Definitions
• § 1281.10 — General
• § 1281.11 — Bank housing goals
• § 1281.12 — General counting requirements
• § 1281.13 — Special counting requirements
• § 1281.14 — Determination of compliance with housing goals; notice of determination
• § 1281.15 — Housing plans
• § 1281.20 — Reporting requirements

PART 1282

• § 1282.1 — Definitions
• § 1282.11 — General
• § 1282.12 — Single-family housing goals
• § 1282.13 — Multifamily housing goals and subgoal
• § 1282.14 — Discretionary adjustment of housing goals
• § 1282.15 — General counting requirements
• § 1282.16 — Special counting requirements
• § 1282.17 — Affordability—Income level definitions—family size and income known (owner-occupied units, actual tenants, and prospective tenants)
• § 1282.18 — Affordability—Income level definitions—family size not known (actual or prospective tenants)
• § 1282.19 — Affordability—Rent level definitions—tenant income is not known
• § 1282.20 — Preliminary determination of compliance with housing goals; notice of preliminary determination
• § 1282.21 — Determination of compliance with housing goals, notice of determination
• § 1282.22 — Housing plans
• § 1282.31 — General
• § 1282.32 — Underserved Markets Plan
• § 1282.33 — Manufactured housing market
• § 1282.34 — Affordable housing preservation market
• § 1282.35 — Rural markets
• § 1282.36 — Evaluations, ratings, and Evaluation Guidance
• § 1282.37 — General requirements for credit
• § 1282.38 — General requirements for loan purchases
• § 1282.39 — Special requirements for loan purchases
• § 1282.40 — Failure to comply
• § 1282.41 — Housing plans
• § 1282.61 — General
• § 1282.62 — Mortgage reports
• § 1282.63 — Annual Housing Activities Report
• § 1282.64 — Periodic reports
• § 1282.65 — Enterprise data integrity
• § 1282.66 — Enterprise reports on duty to serve

PART 1290

• § 1290.1 — Definitions
• § 1290.2 — Community support requirements
• § 1290.3 — Community support standards
• § 1290.4 — FHFA review and decision on Community Support Statements
• § 1290.5 — Probation or restriction on member access to long-term Bank advances
• § 1290.6 — Bank community support programs
• § 1290.7 — Bank Advisory Council Annual Reports
• § 1290.8 — Compliance dates

PART 1291

• § 1291.1 — Definitions
• § 1291.2 — Compliance dates
• § 1291.10 — Required annual AHP contribution
• § 1291.11 — Temporary suspension of AHP contributions
• § 1291.12 — Allocation of required annual AHP contribution
• § 1291.13 — Targeted Community Lending Plan; AHP Implementation Plan
• § 1291.14 — Advisory Councils
• § 1291.15 — Agreements
• § 1291.16 — Conflicts of interest
• § 1291.20 — Establishment of programs
• § 1291.21 — Eligible applicants
• § 1291.22 — Funding rounds; application process
• § 1291.23 — Eligible projects
• § 1291.24 — Eligible uses
• § 1291.25 — Scoring methodologies
• § 1291.26 — Scoring criteria for the General Fund
• § 1291.27 — Scoring criteria for Targeted Funds
• § 1291.28 — Approval of AHP applications under the General Fund and Targeted Funds
• § 1291.29 — Modifications of approved AHP applications
• § 1291.30 — Procedures for funding
• § 1291.31 — Lending and re-lending of AHP direct subsidy by revolving loan funds
• § 1291.32 — Use of AHP subsidy in loan pools
• § 1291.40 — Establishment of programs
• § 1291.41 — Eligible applicants
• § 1291.42 — Eligibility requirements
• § 1291.43 — Approval of AHP applications
• § 1291.44 — Procedures for funding
• § 1291.50 — Monitoring under the General Fund and Targeted Funds
• § 1291.51 — Monitoring under Homeownership Set-Aside Programs
• § 1291.60 — Remedial actions for project noncompliance
• § 1291.61 — Recovery of subsidy for member noncompliance
• § 1291.62 — Bank reimbursement of AHP fund
• § 1291.63 — Suspension and debarment
• § 1291.64 — Use of repaid AHP subsidies
• § 1291.65 — Transfer of Program administration
• § 1291.70 — Affordable Housing Reserve Fund

PART 1292

• § 1292.1 — Definitions
• § 1292.2 — Scope
• § 1292.3 — Purpose
• § 1292.4 — Targeted Community Lending Plan
• § 1292.5 — Community Investment Cash Advance Programs
• § 1292.6 — Reporting
• § 1292.7 — Documentation

PART 1301

• § 1301.1 — General
• § 1301.2 — Information made available
• § 1301.3 — Publication in the Federal Register
• § 1301.4 — Public inspection
• § 1301.5 — Requests for Council records
• § 1301.6 — Responsibility for responding to requests for Council records
• § 1301.7 — Timing of responses to requests for Council records
• § 1301.8 — Responses to requests for Council records
• § 1301.9 — Classified information
• § 1301.10 — Requests for business information provided to the Council
• § 1301.11 — Administrative appeals and dispute resolution
• § 1301.12 — Fees for processing requests for Council records

PART 1310

• § 1310.1 — Authority and purpose
• § 1310.2 — Definitions
• § 1310.3 — Amendments
• § 1310.10 — Council determinations regarding nonbank financial companies
• § 1310.11 — Considerations in making proposed and final determinations
• § 1310.12 — Anti-evasion provision
• § 1310.20 — Council information collection; consultation; coordination; confidentiality
• § 1310.21 — Proposed and final determinations; notice and opportunity for an evidentiary hearing
• § 1310.22 — Emergency exception to § 1310.21
• § 1310.23 — Council reevaluation and rescission of determinations

PART 1320

• § 1320.1 — Authority and purpose
• § 1320.2 — Definitions
• § 1320.10 — Factors for consideration in designations
• § 1320.11 — Consultation with financial market utility
• § 1320.12 — Advance notice of proposed determination
• § 1320.13 — Council determination regarding systemic importance
• § 1320.14 — Emergency exception
• § 1320.15 — Notification of final determination regarding systemic importance
• § 1320.16 — Extension of time periods
• § 1320.20 — Council information collection and coordination

PART 1400

• § 1400.1 — Farm Credit System Insurance Corporation
• § 1400.2 — Board of Directors of the Farm Credit System Insurance Corporation
• § 1400.3 — Organization of the Farm Credit System Insurance Corporation

PART 1401

• § 1401.1 — Cross-references to employee ethical conduct standards and financial disclosure regulations

PART 1402

• § 1402.10 — Official records of the Farm Credit System Insurance Corporation
• § 1402.11 — Current index
• § 1402.12 — Identification of records requested
• § 1402.13 — Request for records
• § 1402.14 — Response to requests for records
• § 1402.15 — Business information
• § 1402.20 — Definitions
• § 1402.21 — Categories of requesters—fees
• § 1402.22 — Fees to be charged
• § 1402.23 — Waiver or reduction of fees
• § 1402.24 — Advance payments—notice
• § 1402.25 — Interest
• § 1402.26 — Charges for unsuccessful searches or reviews
• § 1402.27 — Aggregating requests

PART 1403

• § 1403.1 — Purpose and scope
• § 1403.2 — Definitions
• § 1403.3 — Procedures for requests pertaining to individual records in a record system
• § 1403.4 — Times, places, and requirements for identification of individuals making requests
• § 1403.5 — Disclosure of requested information to individuals
• § 1403.6 — Special procedures for medical records
• § 1403.7 — Request for amendment to record
• § 1403.8 — Agency review of request for amendment of record
• § 1403.9 — Appeal of an initial adverse determination of a request to amend a record
• § 1403.10 — Fees for providing copies of records
• § 1403.11 — Criminal penalties
• § 1403.12 — Exemptions

PART 1408

• § 1408.1 — Authority
• § 1408.2 — Applicability
• § 1408.3 — Definitions
• § 1408.4 — Delegation of authority
• § 1408.5 — Responsibility for collection
• § 1408.6 — Demand for payment
• § 1408.7 — Right to inspect and copy records
• § 1408.8 — Right to offer to repay claim
• § 1408.9 — Right to agency review
• § 1408.10 — Review procedures
• § 1408.11 — Special review
• § 1408.12 — Charges for interest, administrative costs, and penalties
• § 1408.13 — Contracting for collection services
• § 1408.14 — Reporting of credit information
• § 1408.15 — Credit report
• § 1408.20 — Applicability
• § 1408.21 — Collection by offset
• § 1408.22 — Notice requirements before offset
• § 1408.23 — Right to review of claim
• § 1408.24 — Waiver of procedural requirements
• § 1408.25 — Coordinating offset with other Federal agencies
• § 1408.26 — Stay of offset
• § 1408.27 — Offset against amounts payable from Civil Service Retirement and Disability Fund
• § 1408.35 — Purpose
• § 1408.36 — Applicability of regulations
• § 1408.37 — Definitions
• § 1408.38 — Waiver requests and claims to the General Accounting Office
• § 1408.39 — Procedures for salary offset
• § 1408.40 — Refunds
• § 1408.41 — Requesting current paying agency to offset salary
• § 1408.42 — Responsibility of the Corporation as the paying agency
• § 1408.43 — Nonwaiver of rights by payments

PART 1410

• § 1410.1 — Purpose and scope
• § 1410.2 — Definitions
• § 1410.3 — Calculation and reporting of premiums due
• § 1410.4 — Payment of premiums
• § 1410.5 — Delinquent premium payments and premium overpayments
• § 1410.6 — Certified statements
• § 1410.7 — Documentation

PART 1411

• § 1411.1 — Inflation adjustment of civil money penalties for failure to file a certified statement, pay any premium required or obtain approval before employment of persons convicted of criminal offenses

PART 1412

• § 1412.1 — Scope
• § 1412.2 — Definitions
• § 1412.3 — Golden parachute payments prohibited
• § 1412.4 — Prohibited indemnification payments
• § 1412.5 — Permissible golden parachute payments
• § 1412.6 — Permissible indemnification payments
• § 1412.7 — Filing instructions
• § 1412.8 — Application in the event of receivership

PART 1500

• § 1500.1 — What type of investments are permitted by this part, and under what conditions may they be made?
• § 1500.2 — What are the limitations on managing or operating a portfolio company held as a merchant banking investment?
• § 1500.3 — What are the holding periods permitted for merchant banking investments?
• § 1500.4 — How are investments in private equity funds treated under this part?
• § 1500.5 — What aggregate thresholds apply to merchant banking investments?
• § 1500.6 — What risk management, record keeping and reporting policies are required to make merchant banking investments?
• § 1500.7 — How do the statutory cross marketing and sections 23A and B limitations apply to merchant banking investments?
• § 1500.8 — Definitions

PART 1501

• § 1501.1 — How do you request the Secretary to determine that an activity is financial in nature or incidental to a financial activity?
• § 1501.2 — What activities has the Secretary determined to be financial in nature or incidental to a financial activity?
• § 1501.3 — Comparable ratings requirement for national banks among the second 50 largest insured banks

PART 1510

• § 1510.1 — Authority, purpose, and scope
• § 1510.2 — Definitions
• § 1510.3 — How does the Funding Corporation pay administrative expenses?
• § 1510.4 — Who may act as the depositary and fiscal agent for the Funding Corporation?
• § 1510.5 — How does the Funding Corporation make interest payments on its obligations?
• § 1510.6 — What must the Funding Corporation do with surplus funds?
• § 1510.7 — What are the Funding Corporation's reporting requirements?
• § 1510.8 — What are the audit requirements for the Funding Corporation?

PART 1511

• § 1511.0 — Applicability
• § 1511.1 — Definitions of terms
• § 1511.2 — Law governing rights and obligations of the Funding Corporation and Federal Reserve Banks; rights of any Person against the Funding Corporation and the Federal Reserve Banks
• § 1511.3 — Law governing other interests
• § 1511.4 — Creation of Participant's Security Entitlement; security interests
• § 1511.5 — Obligations of Funding Corporation; no adverse claims
• § 1511.6 — Authority of Federal Reserve Banks
• § 1511.7 — Liability of the Funding Corporation and Federal Reserve Banks
• § 1511.8 — Notice of attachment

PART 1600

• § 1600.1 — Standards of ethical conduct

PART 1610

• § 1610.1 — General authority
• § 1610.2 — General definitions
• § 1610.3 — Treatment of collected information
• § 1610.4-1610.9 — 1610.4-1610.9 [Reserved]
• § 1610.10 — Centrally cleared repurchase agreement data
• § 1610.11 — Non-centrally Cleared Bilateral Repurchase Agreement Data

PART 1777

• § 1777.1 — Authority, purpose, scope, and implementation dates
• § 1777.2 — Preservation of other authority
• § 1777.3 — Definitions
• § 1777.10 — Developments prompting supervisory response
• § 1777.11 — Supervisory response
• § 1777.12 — Other supervisory action
• § 1777.20 — Capital classifications
• § 1777.21 — Notice of capital category, and adjustments
• § 1777.22 — Limitation on capital distributions
• § 1777.23 — Capital restoration plans
• § 1777.24 — Notice of intent to issue an order
• § 1777.25 — Response to notice
• § 1777.26 — Final notice of order
• § 1777.27 — Exhaustion and review
• § 1777.28 — Appointment of conservator for a significantly undercapitalized or critically undercapitalized Enterprise

PART 1805

• § 1805.100 — Purpose
• § 1805.101 — Summary
• § 1805.102 — Relationship to other CDFI Fund programs
• § 1805.103 — Recipient not instrumentality
• § 1805.104 — Definitions
• § 1805.105 — Uniform Requirements; Waiver authority
• § 1805.106 — OMB control number
• § 1805.200 — Applicant eligibility
• § 1805.201 — Certification as a Community Development Financial Institution
• § 1805.300 — Purposes of financial assistance
• § 1805.301 — Eligible activities
• § 1805.302 — Restrictions on use of assistance
• § 1805.303 — Technical assistance
• § 1805.400 — Investment instruments—general
• § 1805.401 — Forms of investment instruments
• § 1805.402 — Assistance limits
• § 1805.403 — Authority to sell
• § 1805.500 — Matching funds—general
• § 1805.501 — Comparability of form and value
• § 1805.502 — Severe constraints waiver
• § 1805.503 — Time frame for raising match
• § 1805.504 — Retained earnings
• § 1805.600 — Notice of Funds Availability
• § 1805.700 — Evaluation and selection—general
• § 1805.701 — Evaluation of applications
• § 1805.800 — Safety and soundness
• § 1805.801 — Assistance Agreement; sanctions
• § 1805.802 — Payment of funds
• § 1805.803 — Data collection and reporting
• § 1805.804 — Information
• § 1805.805 — Compliance with government requirements
• § 1805.806 — Conflict of interest requirements
• § 1805.807 — Lobbying restrictions
• § 1805.808 — Criminal provisions
• § 1805.809 — CDFI Fund deemed not to control
• § 1805.810 — Limitation on liability
• § 1805.811 — Fraud, waste and abuse

PART 1806

• § 1806.100 — Purpose
• § 1806.101 — Summary
• § 1806.102 — Relationship to other CDFI Fund programs
• § 1806.103 — Definitions
• § 1806.104 — Uniform Administrative Requirements; waiver authority
• § 1806.105 — OMB control number
• § 1806.200 — Applicant eligibility
• § 1806.300 — Eligible Activities
• § 1806.301 — Restrictions of use of award
• § 1806.400 — General
• § 1806.401 — Community eligibility and designation
• § 1806.402 — Measuring and reporting Qualified Activities
• § 1806.403 — Estimated award amounts
• § 1806.404 — Selection process; actual award amounts
• § 1806.405 — Applications for BEA Program Awards
• § 1806.500 — Award Agreement; sanctions
• § 1806.501 — Compliance with government requirements
• § 1806.502 — Fraud, waste, and abuse
• § 1806.503 — Books of account, records, and government access
• § 1806.504 — Retention of records

PART 1807

• § 1807.100 — Purpose
• § 1807.101 — Summary
• § 1807.102 — Relationship to other CDFI Fund programs
• § 1807.103 — Recipient not instrumentality
• § 1807.104 — Definitions
• § 1807.105 — Waiver authority
• § 1807.106 — Presumptive Compliance with Other Federal Programs
• § 1807.107 — Applicability of regulations for CMF Awards
• § 1807.200 — Applicant eligibility
• § 1807.201-1807.299 — 1807.201-1807.299 [Reserved]
• § 1807.300 — Eligible purposes
• § 1807.301 — Eligible Uses
• § 1807.302 — Restrictions on use of a CMF Award
• § 1807.303 — Authorized uses of Program Income
• § 1807.400 — Affordable Housing—General
• § 1807.401 — Affordable Housing—Rental Housing
• § 1807.402 — Affordable Housing—Homeownership
• § 1807.403 — Economic Development Activities
• § 1807.500 — Leveraged Capital; Eligible Project Costs
• § 1807.501 — Commitments
• § 1807.502 — CMF Award limits
• § 1807.503 — Project Completion; Property standards
• § 1807.600 — Tracking funds
• § 1807.601 — Uniform Administrative Requirements
• § 1807.602 — Nature of funds
• § 1807.700 — Notice of funds availability
• § 1807.701-1807.799 — 1807.701-1807.799 [Reserved]
• § 1807.800 — Evaluation and selection—general
• § 1807.801 — Evaluation of Applications
• § 1807.900 — Assistance agreement
• § 1807.901 — Payment of funds
• § 1807.902 — Data collection and reporting
• § 1807.903 — Compliance with government requirements
• § 1807.904 — Lobbying restrictions
• § 1807.905 — Criminal provisions
• § 1807.906 — CDFI Fund deemed not to control
• § 1807.907 — Limitation on liability
• § 1807.908 — Fraud, waste and abuse

PART 1808

• § 1808.100 — Purpose
• § 1808.101 — Summary
• § 1808.102 — Definitions
• § 1808.103 — Participant not instrumentality
• § 1808.104 — Deviations
• § 1808.105 — Relationship to other CDFI Fund programs
• § 1808.106 — OMB control number
• § 1808.200 — Qualified Issuers
• § 1808.201 — Designated Bonding Authority
• § 1808.202 — Eligible CDFIs
• § 1808.300 — Interest rates
• § 1808.301 — Eligible uses of Bond Proceeds
• § 1808.302 — Bond terms and conditions
• § 1808.303 — Risk-Share Pool
• § 1808.304 — Eligible uses of Bond Loan proceeds
• § 1808.305 — Bond Loan terms and conditions
• § 1808.306 — Conditions precedent to Bond and Bond Loan
• § 1808.307 — Secondary Loan Eligible Purposes; Terms and conditions
• § 1808.308 — Relending Fund; Relending Account
• § 1808.309 — Restrictions on uses of Bond Proceeds and Bond Loan proceeds
• § 1808.400 — Notice of Guarantee Availability
• § 1808.401 — Application requirements
• § 1808.500 — Evaluation of Qualified Issuer Applications
• § 1808.501 — Evaluation of Guarantee Applications
• § 1808.502 — Evaluation of Designated Bonding Authority Applications
• § 1808.503 — Consultation with Appropriate Regulatory Agencies
• § 1808.504 — Selection of Qualified Issuers; Approval for Guarantee
• § 1808.600 — Full faith and credit and incontestability of Guarantee
• § 1808.601 — Assignment and transfer of Guarantee
• § 1808.602 — Offer of Guarantee
• § 1808.603 — Issuance of Guarantee
• § 1808.604 — Agreement to Guarantee
• § 1808.605 — Agency Administrative Fee
• § 1808.606 — Program Administrator; Servicer; Master Servicer/Trustee
• § 1808.607 — Representations and warranties of Qualified Issuer with respect to Guarantee
• § 1808.608 — Representations and warranties of Eligible CDFI with respect to each Bond Loan
• § 1808.609 — Representations and warranties of Secondary Borrower
• § 1808.610 — Covenants of Qualified Issuer with respect to Guarantee
• § 1808.611 — Covenants of Eligible CDFI with respect to Bond and each Bond Loan
• § 1808.612 — Specific financial covenants of Eligible CDFI
• § 1808.613 — Negative covenants of Eligible CDFI
• § 1808.614 — Covenants of Secondary Borrower with respect to Secondary Loan
• § 1808.615 — Negative covenants of Secondary Borrower
• § 1808.616 — Events of default and remedies with respect to Bonds
• § 1808.617 — Events of default and remedies with respect to Bond Loans
• § 1808.618 — Events of default and remedies with respect to Secondary Loans
• § 1808.619 — Reporting requirements
• § 1808.620 — Investments in Guaranteed Bonds ineligible for Community Reinvestment Act Purposes
• § 1808.621 — Conflict of interest requirements
• § 1808.622 — Compliance with government requirements
• § 1808.623 — Lobbying restrictions
• § 1808.624 — Criminal provisions
• § 1808.625 — CDFI Fund deemed not to control
• § 1808.626 — Limitation on liability
• § 1808.627 — Fraud, waste and abuse

PART 1815

• § 1815.100 — Policy
• § 1815.101 — Purpose
• § 1815.102 — Definitions
• § 1815.103 — Designation of responsible Fund official
• § 1815.104 — Specific responsibilities of the designated Fund official
• § 1815.105 — Major decision points
• § 1815.106 — Supplemental environmental review
• § 1815.107 — Determination of review requirement
• § 1815.108 — Actions that normally require an EIS
• § 1815.109 — Preparation of an EIS
• § 1815.110 — Categorical exclusion
• § 1815.111 — Actions that require an environmental assessment
• § 1815.112 — Preparation of an environmental assessment
• § 1815.113 — Public involvement
• § 1815.114 — Fund decisionmaking procedures
• § 1815.115 — OMB control number