Pennsylvania Consolidated Statutes

65 Pa. Cons. Stat. § 1107 (2026)

Powers and duties of commission.

✓ current as of May 2026

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§ 1107. Powers and duties of commission.

In addition to other powers and duties prescribed by law, the commission shall:

(1) Prescribe and publish rules and regulations to carry out the provisions of this chapter.

(2) Prescribe forms for statements and reports required to be filed by this chapter and furnish such forms to persons required to file such statements and reports.

(3) Prepare and publish guidelines setting forth recommended uniform methods of accounting and reporting for use by persons required to file statements and reports by this chapter.

(4) Accept and file any information voluntarily supplied that exceeds the requirements of this chapter.

(5) Inspect statements of financial interests which have been filed in order to ascertain whether any reporting person has failed to file such a statement or has filed a deficient statement. If, upon inspection, it is determined that a reporting person has failed to file a statement of financial interests or that any statement which has been filed fails to conform with the requirements of section 1105 (relating to statement of financial interests), then the commission shall in writing notify the person. Such notice shall state in detail the deficiency and the penalties for failure to file or for filing a deficient statement of financial interests.

(6) Provide that statements and reports filed with the commission be made available for public inspection and copying during regular office hours and provide that copying facilities be made available at a charge not to exceed actual cost and advise other State and local agencies of the provisions of this paragraph.

(7) Compile and maintain an index of all reports and statements filed with the commission to facilitate public access to such reports and statements and instruct other State and local agencies which receive and file financial interest statements in the maintenance of systems which facilitate public access to such statements.

(8) Prepare and publish annual summaries of statements and reports filed with the commission.

(9) Preserve statements and reports filed with the commission for a period of five years from date of receipt and advise other State and local agencies which receive and store financial interest statements to preserve such statements for a period of five years from date of receipt.

(10) Issue to any person upon such person's request or to the appointing authority or employer of that person upon the request of such appointing authority or employer an opinion with respect to such person's duties under this chapter. The commission shall, within 14 days, either issue the opinion or advise the person who made the request whether an opinion will be issued. No person who acts in good faith on an opinion issued to him by the commission shall be subject to criminal or civil penalties for so acting, provided that the material facts are as stated in the opinion request. The commission's opinions shall be public records and may from time to time be published. The person requesting the opinion may, however, require that the opinion shall contain such deletions and changes as shall be necessary to protect the identity of the persons involved.

(11) Provide written advice to any person or the appointing authority or employer of such person upon their request with respect to such person's duties under this chapter. Such advice shall be provided within 21 working days of the request, provided that the time may be extended for good cause. It shall be a complete defense in any enforcement proceeding initiated by the commission and evidence of good faith conduct in any other civil or criminal proceeding if the requester, at least 21 working days prior to the alleged violation, requested written advice from the commission in good faith, disclosed truthfully all the material facts and committed the acts complained of either in reliance on the advice or because of the failure of the commission to provide advice within 21 days of the request or such later extended time. The person requesting the advice may, however, require that the advice shall contain such deletions and changes as shall be necessary to protect the identity of the persons involved.

(12) Initiate an inquiry pursuant to section 1108(a) (relating to investigations by commission) where a complaint has not been filed but where there is a reasonable belief that a conflict may exist.

(13) Issue findings, reports and orders relating to investigations initiated pursuant to section 1108 which set forth the alleged violation, findings of fact and conclusions of law. An order may include recommendations to law enforcement officials. Any order resulting from a finding that a public official or public employee has obtained a financial gain in violation of this chapter may require the restitution plus interest of that gain to the appropriate governmental body. The commission or the Office of Attorney General shall have standing to apply to the Commonwealth Court to seek enforcement of an order requiring such restitution. This restitution requirement shall be in addition to any other penalties provided for in this chapter.

(14) Hold hearings, take testimony, issue subpoenas and compel the attendance of witnesses.

(15) Make recommendations to law enforcement officials either for criminal prosecution or dismissal of charges arising out of violations of this chapter.

(16) Prepare and publish special reports, educational materials and technical studies to further the purposes of this chapter.

(17) Prepare and publish prior to June 1 of each year an annual report summarizing the activities of the commission.

(18) Transmit, free of charge, copies of each order, advice and opinion which has become a matter of public record quarterly to the law library of each county, one public library in each county, the State Library, the State Senate Library, each authority appointing commission members under this chapter, the Pennsylvania Association of County Commissioners, the Pennsylvania Association of Boroughs, the Pennsylvania State Association of Township Supervisors, the Pennsylvania State Association of Township Commissioners, the Pennsylvania School Boards Association and the Pennsylvania League of Cities.

(19) Hold at least two public hearings each year, of which at least one shall be held in Harrisburg and at least one shall be held in a location other than Harrisburg, to seek input from persons and organizations who represent any individual subject to the provisions of this chapter and from other interested parties.

Cross References. Section 1107 is referred to in sections 1102, 1109, 13A08, 13A09 of this title.

Notes of Decisions

Cited in 30 cases (3 in the last 5 years), 1999–2025 · leading case: Shaulis v. Pennsylvania State Ethics Comm'n, 833 A.2d 123 (Pa. 2003).

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Shaulis v. Pennsylvania State Ethics Comm'n, 833 A.2d 123 (Pa. 2003). · cites it 12× “See 65 Pa.C.S. § 1107. [4] When the Commission intends to issue an Opinion in response to a request for advice, it is common practice for the Commission to schedule a public meeting.”

Rendell v. Pennsylvania State Ethics Comm'n, 983 A.2d 708 (Pa. 2009). · cites it 4× “See 65 Pa.C.S. § 1107(10), (11) (authorizing the Commission to provide advice and opinions on such matters).”

In Re Nomination of Paulmier, 937 A.2d 364 (Pa. 2007). · cites it 4× “This Court noted that under 65 Pa. C.S. § 1107(5), the Ethics Act requires the Ethics Commission to inspect statements of financial interests, and to inform a candidate if his or her statement fails to conform to the requirements and to list, in writing, the deficiency and any…”

Robinson Twp. v. Commonwealth, 83 A.3d 901 (Pa. 2013). · cites it 2× “Agencies’ Brief (as cross-appellees) at 20-21 (citing 65 Pa.C.S. § 1107(10); 65 P.S. § 67.1310(a)(2); 71 P.”

Rendell v. Pennsylvania State Ethics Comm'n, 938 A.2d 554 (Pa. Commw. Ct. 2007). · cites it 4× “Rendell (Governor) (collectively Petitioners) seek both review in this Court’s appellate jurisdiction and declaratory relief in its original jurisdiction regarding advisory opinions issued by the State Ethics Commission (Commission) pursuant to Section 1107 of the Public…”

C.A. Reuther & A.M. Diakatos v. Delaware Cnty. Bureau of Elections & C. Rossi, 172 A.3d 738 (Pa. Commw. Ct. 2017). · cites it 6× “13 Section 1107(1) of the Ethics Act, 65 Pa. C.S. § 1107(1), commands the Ethics Commission to “[p]rescribe and publish rules and regulations to carry out the provisions of [the Ethics Act].”

Shaulis v. Pennsylvania State Ethics Comm'n, 739 A.2d 1091 (Pa. Commw. Ct. 1999). · cites it 6× “Therein, the Commission informed Shaulis that a preliminary review of her request indicated that advice would be issued pursuant to Sections 1107(10) and (11) of the Act, 65 Pa.C.S. § 1107(10); (11). [2] On January 28, 1999, the Commission sent Shaulis another letter informing…”

Commonwealth v. Honore, 150 A.3d 521 (Pa. Commw. Ct. 2016). · cites it 3× “Due to Honore’s refusal to timely comply with the initial notices, the Commission was authorized to and did issue an order adjudicating Honoré in violation of Section 1104(a) of the Ethics Act and imposed penalties as permitted by Section 1109(f) of the Ethics Act. 4 Because of…”

J.P. Sivick v. State Ethics Comm'n, 202 A.3d 814 (Pa. Commw. Ct. 2019). · cites it 3× “See 65 Pa.C.S. § 1107(13). According to Sivick, since Sivick's Son - the only individual who obtained a financial gain - is not a public official or public employee, 29 the Commission was not authorized to order restitution.”

In Re Nomination of Deyoung, 903 A.2d 1164 (Pa. 2006). “The Ethics Commission is to provide written notice to the party that filed the Statement detailing the deficiency, pursuant to 51 Pa.”

Kistler v. Commonwealth, State Ethics Comm'n, 22 A.3d 223 (Pa. 2011). · cites it 2× “See Brief for Appellant at 36-37 (citing 65 Pa.C.S. § 1107(13), (15)). However, the Commission does not contend that criminal prosecution may not be initiated in any other way, nor does it point to any standards that affirmatively require an administrative mens rea finding as a…”

Rendell v. Pennsylvania State Ethics Comm'n, 961 A.2d 209 (Pa. Commw. Ct. 2008). · cites it 4× “Pursuant to Section 1107 of the Ethics Act, 65 Pa.C.S. § 1107, [2] General Counsel Barbara Adams requested an opinion or advice of counsel from the Ethics Commission regarding Secretary McGinty.”

Show all 30 citing cases →

— 65 Pa. Cons. Stat. § 1107(1) — 1 case

C.A. Reuther & A.M. Diakatos v. Delaware Cnty. Bureau of Elections & C. Rossi, 172 A.3d 738 (Pa. Commw. Ct. 2017). “13 Section 1107(1) of the Ethics Act, 65 Pa. C.S. § 1107(1), commands the Ethics Commission to “[p]rescribe and publish rules and regulations to carry out the provisions of [the Ethics Act].”

— 65 Pa. Cons. Stat. § 1107(10) — 6 cases

Rendell v. Pennsylvania State Ethics Comm'n, 983 A.2d 708 (Pa. 2009). “See 65 Pa.C.S. § 1107(10), (11) (authorizing the Commission to provide advice and opinions on such matters).”

Shaulis v. Pennsylvania State Ethics Comm'n, 833 A.2d 123 (Pa. 2003). “See 65 Pa.C.S. § 1107. [4] When the Commission intends to issue an Opinion in response to a request for advice, it is common practice for the Commission to schedule a public meeting.”

Robinson Twp. v. Commonwealth, 83 A.3d 901 (Pa. 2013). “Agencies’ Brief (as cross-appellees) at 20-21 (citing 65 Pa.C.S. § 1107(10); 65 P.S. § 67.1310(a)(2); 71 P.”

Shaulis v. Pennsylvania State Ethics Comm'n, 739 A.2d 1091 (Pa. Commw. Ct. 1999). “Therein, the Commission informed Shaulis that a preliminary review of her request indicated that advice would be issued pursuant to Sections 1107(10) and (11) of the Act, 65 Pa.C.S. § 1107(10); (11). [2] On January 28, 1999, the Commission sent Shaulis another letter informing…”

Rendell v. Pennsylvania State Ethics Comm'n, 938 A.2d 554 (Pa. Commw. Ct. 2007). “Rendell (Governor) (collectively Petitioners) seek both review in this Court’s appellate jurisdiction and declaratory relief in its original jurisdiction regarding advisory opinions issued by the State Ethics Commission (Commission) pursuant to Section 1107 of the Public…”

— 65 Pa. Cons. Stat. § 1107(13) — 10 cases

J.P. Sivick v. State Ethics Comm'n, 202 A.3d 814 (Pa. Commw. Ct. 2019). “See 65 Pa.C.S. § 1107(13). According to Sivick, since Sivick's Son - the only individual who obtained a financial gain - is not a public official or public employee, 29 the Commission was not authorized to order restitution.”

Kistler v. Commonwealth, State Ethics Comm'n, 22 A.3d 223 (Pa. 2011). “See Brief for Appellant at 36-37 (citing 65 Pa.C.S. § 1107(13), (15)). However, the Commission does not contend that criminal prosecution may not be initiated in any other way, nor does it point to any standards that affirmatively require an administrative mens rea finding as a…”

Commonwealth v. Honore, 150 A.3d 521 (Pa. Commw. Ct. 2016). “Due to Honore’s refusal to timely comply with the initial notices, the Commission was authorized to and did issue an order adjudicating Honoré in violation of Section 1104(a) of the Ethics Act and imposed penalties as permitted by Section 1109(f) of the Ethics Act. 4 Because of…”

Keller v. State Ethics Comm'n, 860 A.2d 659 (Pa. Commw. Ct. 2004).

— 65 Pa. Cons. Stat. § 1107(14) — 1 case

— 65 Pa. Cons. Stat. § 1107(15) — 1 case

Bixler v. State Ethics Comm'n, 847 A.2d 785 (Pa. Commw. Ct. 2004).

— 65 Pa. Cons. Stat. § 1107(5) — 13 cases

In Re Nomination of Paulmier, 937 A.2d 364 (Pa. 2007). “This Court noted that under 65 Pa. C.S. § 1107(5), the Ethics Act requires the Ethics Commission to inspect statements of financial interests, and to inform a candidate if his or her statement fails to conform to the requirements and to list, in writing, the deficiency and any…”

In Re Nomination of Deyoung, 903 A.2d 1164 (Pa. 2006). “The Ethics Commission is to provide written notice to the party that filed the Statement detailing the deficiency, pursuant to 51 Pa.”

In re Nomination Petition of Guzzardi, 99 A.3d 381 (Pa. 2014).

In Re the Nomination Petition of Shimkus, 946 A.2d 139 (Pa. Commw. Ct. 2008).

— 65 Pa. Cons. Stat. § 1107(a) — 1 case

Quaglia v. State Ethics Comm'n, 986 A.2d 974 (Pa. Commw. Ct. 2010).

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