Wyoming Statutes
Wyo. Stat. § 17-4-103 (2026)
References to federal statutes.
✓ current as of May 2026
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As used in this act: "Securities Act of 1933" (15 U.S.C. § 77a et seq.), "Securities Exchange Act of 1934" (15 U.S.C. § 78a et seq.), "Public Utility Holding Company Act of 1935" (15 U.S.C. § 79 et seq.), "Investment Company Act of 1940" (15 U.S.C. § 80a-1 et seq.), "Investment Advisers Act of 1940" (15 U.S.C. § 80b-1 et seq.), "Employee Retirement Income Security Act of 1974" (29 U.S.C. § 1001 et seq.), "National Housing Act" (12 U.S.C. § 1701 et seq.), "Commodity Exchange Act" (7 U.S.C. § 1 et seq.), "Internal Revenue Code" (26 U.S.C. § 1 et seq.), "Securities Investor Protection Act of 1970" (15 U.S.C. § 78aaa et seq.), "Securities Litigation Uniform Standards Act of 1998" (112 Stat. 3227), "Small Business Investment Act of 1958" (15 U.S.C. § 661 et seq.), and "Electronic Signatures in Global and National Commerce Act" (15 U.S.C. § 7001 et seq.) mean those statutes and the rules and regulations adopted under those statutes, as in effect on the date of enactment of this act.
Notes of Decisions
Cited in 1
case, 1982–1982 · leading case: Gaudina v. Haberman, 644 P.2d 159 (Wyo. 1982).
Gaudina v. Haberman, 644 P.2d 159 (Wyo. 1982). “1965, now § 17-4-103, W.S.1977: “(a) Registration required — It is unlawful for any person to transact business in this state as a broker-dealer or agent unless he is registered under this act [§§ 17-117.”
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