Federal courts sitting in diversity must apply the substantive law of the state, including its unwritten judicial decisions, because no federal general common law exists.
A plaintiff injured by a railroad train brought a negligence action in federal court based on diversity of citizenship. The defendant argued that under Pennsylvania common law, the plaintiff was a trespasser and the railroad owed no duty of care. The lower court refused to apply the state rule, treating the matter as one of general law. The Supreme Court holds that there is no federal general common law. Except for matters governed by the federal constitution or acts of congress, the law to be applied in any diversity case is the law of the state, including its unwritten judicial decisions.
At page 78 Federal courts must apply state substantive law2,321 citing cases“except in matters governed by the federal constitution or by acts of congress, the law to be applied in any case is the law of the state.”
- Rodriguez, No. 2:25-cv-01030 (D. Utah Sept. 17, 2026). (Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state.)
- Anaya, No. 2:25-cv-01065 (D. Utah Sept. 17, 2026). (Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state.)
- Urban Oil & Gas Grp., LLC, Urban Fund III, LP, & Urban Oil & Gas Partners C-1, LP v. Certain Underwriters at Lloyd’s of London, Subscribing to Policy No. B0702GL314250, No. 4:25-cv-01181 (E.D. Tex. Sept. 16, 2026).(The court therefore holds that the alleged violations of the Texas Insurance Code are subject to the substantive laws of New York. Since New York does not recognize Texas statues, the claims must be dismissed.)
- Gulf Coast Bank & Trust Co. d/b/a Lookout Capital v. HHM Intl, Inc. et al., No. 3:25-cv-00045 (E.D. Tenn. Aug. 10, 2026).(Ordinarily, a federal court exercising diversity jurisdiction applies the choice-of-law rules of the forum state.)
- Gaza, No. 1:24-cv-03381 (D. Md. July 20, 2026).(Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state. And whether the law of the state shall be declared by its Legislature in a statu…)
- Macro Elec. Corp. & Steven P. Apelman v. Biotech Restorations of Florida LLC, No. 8:24-cv-01296 (M.D. Fla. July 7, 2026).(Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state.)
- Barnes, No. 2:24-cv-06875 (E.D.N.Y. June 22, 2026).(The Rules of Decision Act directs federal courts to apply state substantive law, leaving federal law to cover the rest.)
- Declan Flight, Inc. v. Textron eAviation, Inc., 177 F.4th 1110 (11th Cir. 2026).published We see no sufficiently pressing federal interests that justify depart- ing from the standard “constitutional ‘allocation of judicial power between state and federal systems established’ in Erie.” Martinez, 740 F.3d at 221 (quoting Hanna v. P…
- King, No. 1:25-cv-00105 (D. Del. Apr. 30, 2026).(There is no federal general common law.)
- Liberty Mut. Ins. Co. v. Cincinnati Ins. Co., No. 24-8077 (10th Cir. Apr. 23, 2026).unpublished(Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state.)
Show 296 more citing cases
- Heavy Equip. Movers & Installation, LLC v. Calgon Carbon Corp., No. 1:24-cv-00061 (S.D. Miss. Mar. 13, 2026).(Federal courts—irrespective of diversity—are to employ the summary judgment standard of Fed. R. Civ. P. 56.)
- Lara-Nieves, No. 3:24-cv-01358 (D.P.R. Mar. 9, 2026).([e]xcept in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state)
- Barnickle, No. 2:24-cv-06953 (E.D.N.Y. Feb. 3, 2026).(The Rules of Decision Act directs federal courts to apply state substantive law, leaving federal law to cover the rest.)
- Stanford v. Brandon Nursing, No. 24-60509 (5th Cir. Nov. 20, 2025).published (Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any _____________________ 5 Erie grounded its constitutional conclusion in legal positivism, the “mandate that all…)
- Ghost L.L.C. v. Ghost Fitness NYC, LLC, No. 1:21-cv-03557 (E.D.N.Y. Aug. 29, 2025).(There is no federal general common law.)
- John-Cedeno v. New York City Health + Hospitals Corp., No. 1:22-cv-07959 (E.D.N.Y. Aug. 22, 2025).(Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state.)
- Global Marine Expl., Inc. v. Repub. of France, 151 F.4th 1296 (11th Cir. 2025).published(There is no federal general common law.)
- Moales v. Land Rover Cherry Hill, No. 3:25-cv-00544 (D. Conn. Apr. 30, 2025).(t[T]here is no federal ‘common law’ of securities, and any rights or liabilities must find their source in the statutes themselves.)
- The Petram Grp., LLC v. Purified Resource Partners, No. 5:25-cv-04002 (N.D. Iowa Apr. 25, 2025).(According to long-settled precedent, a federal court sitting in diversity borrows the forum State's choice-of-law rule.)
- Fournier v. Illinois Tool Works, Inc., No. 2:24-cv-10355 (E.D. Mich. Apr. 15, 2025).([e]xcept in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state)
- Eastep V. Wal-Mart Stores East, LP, No. 2:23-cv-13239 (E.D. Mich. Mar. 25, 2025).([e]xcept in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state)
- Ace Am. Ins. Co. v. Zurich Am. Ins. Co., 765 F. Supp. 3d 705 (S.D. Ohio 2025).published(Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state.)
- Three Gold Resources, LLC v. Energex Power, Inc., No. 2:23-cv-03495 (S.D. Ohio Jan. 28, 2025).(Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state.)
- K.I. v. Tyagi, No. 1:23-cv-02383, 2024 WL 4732703 (D. Md. Nov. 8, 2024). ([T]he law to be applied in any case is the law of the state[, including] . . . law . . . declared by its Legislature in a statute[.])
- Empower AI, Inc. v. Dillahay, No. 1:24-cv-00083, 2024 WL 4351437 (E.D. Va. Sept. 30, 2024).(Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state.)
- Venture Grp. Enter., Inc. v. Vonage Bus. Inc., 750 F. Supp. 3d 260 (S.D.N.Y. 2024).published(Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state.)
- Druzba v. Honda Motor Co., Ltd., No. 2:22-cv-00019 (D. Vt. May 15, 2024).(In a diversity case [federal courts] apply the substantive law of the forum state[.])
- Peterson v. Pickering, No. 1:22-cv-00320 (D. Colo. Feb. 22, 2024). (Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state . . . whether the law of the state shall be declared by its Legislature in a stat…)
- Gallagher v. Santander Consum. USA Inc., No. 4:20-cv-01083 (E.D. Mo. Sept. 30, 2023).(Interpreting state statutes, this court applies that state’s rules of statutory construction)
- McDonald's Corp. v. Vanderbilt Atl. Holdings LLC, No. 1:19-cv-06471 (E.D.N.Y. Sept. 27, 2023).(Except in matters governed by the Federal Constitution or by Acts of Congress, the law to be applied in any case is the law of the State)
- Maitland v. Target Corp., No. 1:20-cv-03892 (E.D.N.Y. Sept. 26, 2023).(In a diversity of citizenship case, state law, here New York’s, applies to substantive issues, and federal law applies to procedural issues.)
- Jada v. Costco Wholesale Corp., No. 1:21-cv-00194 (E.D.N.Y. Sept. 1, 2023).(In a diversity of citizenship case, state law, here New York’s, applies to substantive issues, and federal law applies to procedural issues.)
- Bryant v. Gestamp West Virginia, LLC, No. 2:22-cv-00262 (S.D. W. Va. Aug. 24, 2023).([F]ederal courts are to apply the substantive law the State in which they are sitting would apply if the case had originated in a State court.)
- Pierson v. Kuba, No. 1:22-cv-00007 (N.D. W. Va. Aug. 21, 2023).([F]ederal courts are to apply the substantive law the State in which they are sitting would apply if the case had originated in a State court.)
- Karpavage v. O. C. Seacrets, Inc., No. 1:22-cv-00330 (D. Md. July 27, 2023).(As a court sitting in diversity, we have an obligation to interpret the law in accordance with the Court of Appeals of Maryland, or where the law is unclear, as it appears that the Court of Appeals would rule.)
- The Bert Co. v. Turk, Aplts., 298 A.3d 44 (Pa. 2023).published(Congress has no power to declare substantive rules of common law applicable in a state whether they be local in their nature or ‘general,’ be they commercial law or a part of the law of torts. And no clause in the Cons…)
- The Bert Co. v. Turk, Aplts., 298 A.3d 44 (Pa. 2023).published(Congress has no power to declare substantive rules of common law applicable in a state whether they be local in their nature or ‘general,’ be they commercial law or a part of the law of torts. And no clause in the Cons…)
- Volking v. Airxcel, Inc., No. 6:22-cv-01046 (D. Kan. Apr. 28, 2023).([W]hether the law of the state shall be declared by its Legislature in a statute or by its highest court in a decision is not a matter of federal concern.)
- Holmes v. R/S Logistics, No. 4:22-cv-00281 (S.D. Ga. Apr. 10, 2023).(Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state.)
- Blankenship v. Trump, No. 2:19-cv-00549 (S.D. W. Va. Mar. 30, 2023).([F]ederal courts are to apply the substantive law the State in which they are sitting would apply if the case had originated in a State court.)
- Salehi v. Builders Mut. Ins. Co., No. 1:21-cv-02031 (D. Md. Mar. 30, 2023).(As a court sitting in diversity, we have an obligation to interpret the law in accordance with the Court of Appeals of Maryland, or where the law is unclear, as it appears that the Court of Appeals would rule.)
- Perez v. Simpson, No. 1:18-cv-00064 (W.D. Ky. Mar. 1, 2023).(Except in matters governed by the Federal Constitution or by Acts of Congress, the law to be applied in any case is the law of the State.)
- O'Brien v. Walmart, Inc., 634 F. Supp. 3d 244 (D. Md. 2022).published(As a court sitting in diversity, we have an obligation to interpret the law in accordance with the Court of Appeals of Maryland, or where the law is unclear, as it appears that the Court of Appeals would rule.)
- Korgan v. Cramer, No. 2:21-cv-02567 (D. Kan. Sept. 26, 2022).(Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the State. And whether the law of the state shall be declared by its Legislature in a statu…)
- Pitman Farms v. Kuehl Poultry, LLC, 48 F.4th 866 (8th Cir. 2022).published(Interpreting state statutes, this court applies that state’s rules of statutory construction)
- Whittaker Clark & Daniels v., 173 F.4th 490 (3d Cir. 2026).published
- Golden Corral Corp. v. Illinois Union Ins. Co., 182 F.4th 326 (4th Cir. 2026).published
- Wilson, No. 1:24-cv-01274 (D. Md. Nov. 20, 2025).
- Juliana Swink v. S. Health Partners Inc., 160 F.4th 438 (4th Cir. 2025).published
- Wilson, No. 2:25-cv-13482 (D.S.C. Nov. 20, 2025).
- Morning Light Inc v. Lincoln Benefit Life Co, No. 3:24-cv-01449 (W.D. La. Nov. 26, 2025).
- Tallie, No. 1:25-cv-00091 (N.D. Miss. Dec. 2, 2025).
- Kirby, No. 3:24-cv-00309 (W.D. La. Dec. 2, 2025).
- Perrotta v. Bank of Am., No. 24-50948 (5th Cir. Dec. 3, 2025).unpublished
- United States v. $9,781,900.00 of Funds in the Name of Falcon Strategic Solutions, No. 2022-0898 (D.D.C. Dec. 3, 2025).published
- Ligion, No. 3:24-cv-00024 (E.D. Ky. Dec. 3, 2025).
- Design Gaps, Inc. v. Distinctive Design & Constr. LLC, 162 F.4th 452 (4th Cir. 2025).published
- Messersmith, No. 1:25-cv-00726 (M.D. Pa. Dec. 9, 2025).
- Barona, No. 4:24-cv-01393 (S.D. Tex. Dec. 12, 2025).
- Bradley, No. 1:24-cv-00017 (D. Alaska Dec. 12, 2025).
- Coffee Cap. & Dev., LLC v. RPT Restaurant Acct. Servs., LLC, No. 25-1163 (6th Cir. Dec. 18, 2025).unpublished
- Martin, No. 4:23-cv-01037 (E.D. Mo. Dec. 19, 2025).
- Venegas, No. 3:21-cv-03269 (W.D. La. Dec. 29, 2025).
- Venegas, No. 3:21-cv-03269 (W.D. La. Dec. 30, 2025).
- Ojo, No. 1:25-cv-01110 (M.D. Pa. Jan. 2, 2026).
- Abbott, No. 2:25-cv-04002 (W.D. Mo. Jan. 9, 2026).
- Allstate Indem Co v. Bhagat, 164 F.4th 426 (5th Cir. 2026).published
- John Madsen, et al. v. Heather D’Andrea Fish, et al., No. 3:25-cv-00091 (D. Alaska Jan. 14, 2026).
- John Fay & Janice Fay v. Warren Hosp. Suites, Inc., a Michigan Corp., Et Al., No. 4:19-cv-10902 (E.D. Mich. Jan. 9, 2026).
- Higgins, No. 1:25-cv-01695 (D. Md. Jan. 15, 2026).
- Reilly, No. 1:24-cv-03953 (E.D.N.Y. Jan. 14, 2026).
- Berk v. Choy, No. 24-440, 2026 WL 135974 (U.S. Jan. 20, 2026).published
- Lerner, No. 3:25-cv-01546 (D.P.R. Jan. 21, 2026).
- Navigators Ins. Co. v. Under Armour, Inc., 165 F.4th 171 (4th Cir. 2026).published
- Nicholas Giovannelli v. Walmart Inc., 164 F.4th 1052 (7th Cir. 2026).published
- Nicholas Giovannelli v. Stocktrek Images, Inc., No. 25-1223 (7th Cir. Jan. 22, 2026).published
- Nicholas Giovannelli v. Pixels.com, LLC, No. 25-1185 (7th Cir. Jan. 22, 2026).published
- Nicholas Giovannelli v. Amazon.com, Inc., No. 24-3103 (7th Cir. Jan. 22, 2026).published
- Owens, No. 4:25-cv-00806 (W.D. Mo. Jan. 26, 2026).
- Sexton, No. 2:24-cv-02388 (D. Kan. Jan. 28, 2026).
- Thomas, No. 6:25-cv-00344 (W.D. La. Jan. 28, 2026).
- JoAnn Chase v. Andeavor Logistics, L.P., 165 F.4th 1101 (8th Cir. 2026).published
- Gordon Clark v. Hanover Ins. Grp., et al., No. 3:24-cv-00348 (D. Conn. Jan. 30, 2026).
- Hall, No. 6:25-cv-00828 (W.D. La. Jan. 2, 2026).
- Wood, No. 3:25-cv-00175 (D. Alaska Feb. 4, 2026).
- J&R Slaw, Inc. v. Chesakl Enter., Inc., No. 3:24-cv-01056 (M.D. Pa. Feb. 3, 2026).
- Benchmark Ins. Co. v. Total Remodeling Contractor LLC, No. 8:25-cv-00811 (D. Md. Feb. 6, 2026).
- Cajun Indus., LLC v. Calgon Carbon Corp. & O’Neal Constructors, LLC, No. 1:24-cv-00107 (S.D. Miss. Feb. 11, 2026).
- Reese, No. 3:22-cv-03645 (D.S.C. Feb. 11, 2026).
- Prine, No. 3:23-cv-00025 (M.D. La. Feb. 13, 2026).
- C. Robinson Enter., LLC, et al. v. Alm Baton Rouge, LLC & Amazon.com Servs., LLC; C. Robinson Enter., LLC, et al. v. Amazon Logistics, Inc. & Missy A. Stoker, No. 3:24-cv-00512 (M.D. La. Jan. 16, 2026).
- Scanlon, No. 3:24-cv-00758 (M.D. Pa. Feb. 9, 2026).
- Adams, No. 6:23-cv-00278 (E.D. Okla. Feb. 19, 2026).
- Degtiarova, No. 1:25-cv-02658 (D. Colo. Feb. 20, 2026).
- Lutz, No. 2:25-cv-00725 (W.D. Pa. Feb. 19, 2026).
- Stella Johnson, et al. v. Marathon Petroleum Corp., et al., No. 2:23-cv-04573 (E.D. La. Feb. 23, 2026).
- SRG Inv., LLC v. Discover Card Servs., Inc., et al., No. 3:25-cv-00369 (M.D. La. Feb. 27, 2026).
- Mannion, No. 4:25-cv-11344 (E.D. Mich. Jan. 29, 2026).
- W. First Aid & Saf., LLC v. Aramark Unif. & Career Apparel, LLC, No. 2:23-cv-02184 (D. Kan. Feb. 23, 2026).
- Morris, No. 3:23-cv-00642 (M.D. Tenn. Jan. 28, 2026).
- Martin, No. 5:25-cv-00155 (E.D. Ky. Mar. 2, 2026).
- Nidia Salcedo Valderrama v. Costco Wholesale Corp., No. 24-12472 (11th Cir. Mar. 5, 2026).unpublished
- Edwards, No. 5:24-cv-04087 (D. Kan. Feb. 27, 2026).
- Lawson, No. 3:21-cv-00197 (M.D. Tenn. Feb. 6, 2026).
- W.F., No. 3:25-cv-00853 (M.D. Pa. Feb. 20, 2026).
- Martinez, No. 4:25-cv-00852 (E.D. Mo. Feb. 25, 2026).
- Clark v. Am. Natl Prop., No. 25-20215 (5th Cir. Mar. 11, 2026).unpublished
- Env't Hydrogeological Consultants, Inc. v. North Am. Risk Servs., Inc., No. 25-1409 (4th Cir. Mar. 10, 2026).unpublished
- Tapp, No. 6:23-cv-00198 (E.D. Ky. Mar. 11, 2026).
- Harris, No. 3:23-cv-00607 (M.D. La. Mar. 12, 2026).
- Holland, No. 4:24-cv-12296 (E.D. Mich. Feb. 4, 2026).
- Adeyinka, No. 3:26-cv-00285 (D. Or. Mar. 10, 2026).
- Carter, No. 2:24-cv-00313 (N.D. Ala. Mar. 17, 2026).
- Nvlsp v. United States, No. 24-1757 (Fed. Cir. Mar. 20, 2026).published
- Randall Scott Nelson v. Frankenmuth Mut. Ins. Co., No. 2:24-cv-01277 (N.D. Ala. Mar. 20, 2026).
- Samuel, Son & Co. (USA) Inc. v. SC Prop., LLC., No. 1:24-cv-02861 (D. Md. Mar. 4, 2026).
- Eddie Denhardt v. Wells Fargo Bank N.A., No. 25-11283 (11th Cir. Mar. 23, 2026).unpublished
- Mayor & City Cncl. Of Balt. V. B.P. P.L.C., 353 A.3d 1142 (Md. 2026).published
- Nolazco, No. 1:24-cv-00012 (N.D. Miss. Mar. 24, 2026).
- Brown, No. 2:25-cv-00194 (N.D. Ala. Mar. 24, 2026).
- Walker, No. 5:25-cv-00052 (W.D. Va. Mar. 26, 2026).
- Gurner, No. 3:24-cv-00158 (D. Nev. Jan. 15, 2026).
- Close Armstrong, LLC v. Trunkline Gas Co., LLC, 172 F.4th 516 (7th Cir. 2026).published
- The Blackjewel Liquidation Trust, by & through David J. Beckman, Tr. v. Javelin Global Commodities (US), LP, et al., No. 6:26-cv-00011 (E.D. Ky. Mar. 31, 2026).
- Fowler, No. 3:23-cv-01525 (W.D. La. Mar. 16, 2026).
- Gallegos, No. 1:25-cv-14421 (N.D. Ill. Mar. 6, 2026).
- Amin v. Taylor & Francis Grp., LLC, No. 2025-1313 (D.D.C. Apr. 10, 2026).published
- Cuevas Mach. v. Calgon Carbon, 173 F.4th 222 (5th Cir. 2026).published
- Hencely v. Fluor Corp., No. 24-924 (U.S. Apr. 22, 2026).published
- Lalin, No. 2:24-cv-02335 (E.D. La. Mar. 18, 2026).
- James Brown v. E.T. Browne Drug Co., No. 25-11991 (11th Cir. Apr. 23, 2026).unpublished
- Nicholas Schmitz v. Verdad Asset Mgmt., LLC, No. 25-1955 (4th Cir. Apr. 28, 2026).unpublished
- Boudreaux, No. 3:24-cv-00236 (M.D. La. Apr. 29, 2026).
- Deitz, No. 7:25-cv-00738 (W.D. Va. Apr. 27, 2026).
- In re: Brooks Custom Application, LLC, No. 25-13062 (Bankr. N.D. Miss. May 7, 2026).
- McCormick, No. 1:24-cv-00823 (D. Colo. May 4, 2026).
- Aldabe, No. 3:25-cv-00166 (M.D. Fla. Feb. 13, 2026).
- Oldnar Corp. v. Sanyo N. Am. Corp., No. 25-1589 (6th Cir. May 12, 2026).unpublished
- Moreau, No. 2:26-cv-00422 (E.D. La. May 8, 2026).
- PCC Airfoils, LLC v. Justin Daugherty, 176 F.4th 509 (6th Cir. 2026).published
- Brown, No. 6:26-cv-00016 (W.D. Va. May 19, 2026).
- O'Brien, No. 1:25-cv-01345 (E.D. Va. May 27, 2026).
- Pristine Pools LLC v. Hartford Fire Ins. Co, No. 25-1679 (3d Cir. June 2, 2026).unpublished
- Harleysville Ins. Co., et al. v. SKM Indus., Inc., et al., No. 3:23-cv-00967 (M.D. Pa. Mar. 27, 2026).
- Premark Health Sci., Inc. v. PlantFuel, Inc., PlantFuel Life, Inc., & Brad Pyatt, No. 1:24-cv-01117 (D. Colo. June 2, 2026).
- Comeaux, No. 3:24-cv-00667 (M.D. La. June 5, 2026).
- Vaughn Boyd v. Deadwood Tobacco Co., 178 F.4th 1132 (8th Cir. 2026).published
- Shree Ugtai Express, Inc. d/b/a Holladay Express Shop v. West Bend Ins. Co., No. 1:26-cv-01050 (W.D. Tenn. June 9, 2026).
- Derby, No. 7:26-cv-00272 (W.D. Va. June 10, 2026).
- Butcher, No. 1:25-cv-01887 (D. Md. Apr. 21, 2026).
- Env't Control Restoration Servs., Inc., an Idaho Corp., as an assignee of Ryan Ehrmantrout & Emily Shick v. State Farm Fire & Cas. Co., an, No. 2:25-cv-00070 (E.D. Wash. Apr. 20, 2026).
- Lu, No. 2:24-cv-00386 (N.D. Ind. May 13, 2026).
- Rumph & Assocs., P.C. v. PM Consulting Grp., LLC d/b/a Vistant, LLC, No. 1:25-cv-01293 (D. Md. Apr. 21, 2026).
- Ball, No. 3:24-cv-00632 (S.D. Miss. June 11, 2026).
- Jarrod D. Williams, et al. v. City of Fort Worth, et al., No. 4:25-cv-00574 (N.D. Tex. Feb. 20, 2026).
- Mancias, No. 1:26-cv-00025 (S.D. Miss. June 16, 2026).
- Spencer, No. 5:26-cv-00034 (N.D. Ala. June 17, 2026).
- Larkins v. S.D.P. Mfg., 179 F.4th 304 (5th Cir. 2026).published
- W. Reserve Mut. Cas. Co. v. Noah's Arcade, LLC, et al., No. 3:25-cv-00108 (N.D. Ind. May 19, 2026).
- West Bend Ins. Co. v. Crossroads Prayer Retreat, Virginia Holland, & Timothy Hall, No. 1:25-cv-01218 (W.D. Tenn. June 24, 2026).
- JRW Fam. Ltd. P'ship LLLP v. Bluffs Owner LLC, Sec. Props. Residential LLC, & Ambipar Holdings USA, Inc., No. 1:25-cv-02961, 2026 WL 1758210 (D. Colo. June 18, 2026).
- W. Reserve Mut. Cas. Co. v. Noah's Arcade, LLC, et al., No. 3:25-cv-00108 (N.D. Ind. June 1, 2026).
- West Bend Mut. Ins. Co. v. Budrovich Indoor Training I, LLC, No. 4:25-cv-00858 (E.D. Mo. June 16, 2026).
- Wolfe, No. 2:25-cv-01888 (W.D. La. June 2, 2026).
- Parra, No. 4:25-cv-01375 (E.D. Mo. June 23, 2026).
- Harford Mut. Ins. Co. v. Starstone Nat'l Ins. Co., No. 1:24-cv-03019 (D. Md. June 30, 2026).
- Betskoff, No. 1:25-cv-02306 (D. Md. July 1, 2026).
- Est. of Jacqueline Abrams by Reynaldo Marcano, Adm'r v. Crestbrook Ins. Co., No. 3:23-cv-00307 (M.D. Pa. June 4, 2026).
- Gagliano, No. 1:26-cv-00464 (M.D. Pa. June 23, 2026).
- Dalicier, No. 1:26-cv-01099 (M.D. Pa. June 30, 2026).
- 80 Maple Ave LLC v. Harleysville Ins. Co. of New Jersey, No. 2:25-cv-02878 (D.N.J. June 25, 2026).
- Ryan, No. 8:26-cv-00413 (M.D. Fla. June 3, 2026).
- Belton, No. 3:25-cv-01858 (W.D. La. July 6, 2026).
- Navigators Ins. Co., et al. v. Under Armour, Inc., No. 1:22-cv-02481 (D. Md. July 7, 2026).
- Bobby Clayton v. Essentia Ins. Co., 180 F.4th 1360 (11th Cir. 2026).published
- Bonfiglioli USA, Inc. v. Midwest Engineered Components, Inc., No. 25-5208 (6th Cir. July 29, 2026).published
- Brown, No. 5:24-cv-00049 (W.D. Va. July 16, 2026).
- The Turner Corp. v. Lexington Ins. Co., No. N25C-03-301 PRW CCLD (Del. Super. Ct. Aug. 3, 2026).published
- Blute, No. 2:25-cv-00108 (D. Utah July 15, 2026).
- Oakes Auto, Inc., et al. v. Mitsubishi Motors of North Am., No. 2:24-cv-02175 (D. Kan. July 13, 2026).
- Bryant v. Pettis, No. 25-5600 (9th Cir. Aug. 4, 2026).unpublished
- Verhage, No. 5:25-cv-00335 (N.D. Ala. July 30, 2026).
- Craig Chiaccheri v. Zurich Am. Ins. Co., No. A-9-25 (N.J. Aug. 6, 2026).published
- Adler v. Energy Debt Holdings, No. 25-20475 (5th Cir. Aug. 6, 2026).published
- Saferight, No. 1:25-cv-00071 (W.D. Va. July 27, 2026).
- PSEG Renewable Transmission LLC v. Arentz Fam., LP, No. 25-1730 (4th Cir. Aug. 6, 2026).published
- Mccray, No. 2:26-cv-01409 (W.D. Pa. July 23, 2026).
- Caracillo, No. 1:25-cv-02617 (D. Md. July 24, 2026).
- Thompson, No. 3:25-cv-00654 (W.D. La. July 23, 2026).
- Wishbone Med., Inc. & Nick A. Deeter v. Prof'l Solutions Ins. Co., No. 3:24-cv-00496 (N.D. Ind. July 30, 2026).
- Georgotas, No. 2:24-cv-10034 (D.N.J. July 28, 2026).unpublished
- Hartdegen, No. 6:25-cv-00965 (W.D. La. Aug. 10, 2026).
- Chenevert, No. 1:25-cv-01978 (W.D. La. July 14, 2026).
- Dalicier, No. 1:26-cv-01099 (M.D. Pa. Aug. 6, 2026).
- Willingboro Mun. Utils. Auth. v. Schneider Elec. Bldgs. Americas, Inc., No. 1:25-cv-17101 (D.N.J. Aug. 4, 2026).
- Nannipaneni, No. 4:24-cv-12990 (E.D. Mich. Aug. 13, 2026).
- Bass, No. 4:25-cv-00614 (D.S.C. Aug. 17, 2026).
- Sung-Chul Jung v. Fairfax Taxi, Inc., No. 25-1702 (4th Cir. Aug. 19, 2026).published
- Brian O'Connor v. Fairfax Taxi, Inc., No. 25-1699 (4th Cir. Aug. 19, 2026).published
- Kentucky Gambling Recovery LLC v. Underdog Sports Holdings, Inc., et al., No. 3:25-cv-00066 (E.D. Ky. Aug. 18, 2026).
- Beard, No. 6:25-cv-00251 (E.D. Okla. Aug. 25, 2026).
- Mador, No. 6:24-cv-00146 (E.D. Ky. Aug. 25, 2026).
- Louis Henna, LLC v. State Farm Lloyds, No. 1:24-cv-01349 (W.D. Tex. July 31, 2026).
- Tinkelman, No. 3:25-cv-00632 (M.D. Pa. Aug. 31, 2026).
- Stern, No. 1:25-cv-03545 (D. Md. Sept. 1, 2026).
- McKesson Corp. v. Pain Mgmt. Co. LLC & Brian Dunleavy, No. 2:26-cv-00285 (E.D. Pa. Sept. 2, 2026).
- Mazzei, No. 1:26-cv-01671 (E.D.N.Y. Sept. 3, 2026).
- Eskenasy, No. 5:26-cv-06047 (N.D. Cal. Sept. 3, 2026).
- Tekoma Chaney v. Transdev Servs., Inc. et al., No. 2:24-cv-10761 (C.D. Cal. Sept. 4, 2026).
- Bradley, No. 1:24-cv-00017 (D. Alaska Sept. 8, 2026).
- Gruenwald, No. 2:25-cv-00751 (S.D. Ohio Sept. 10, 2026).
- Greco Inv. Grp., LLC v. Nationwide Mut. Ins. Co., No. 3:25-cv-00336 (S.D. Miss. Sept. 13, 2026).
- Blackmon, No. 3:25-cv-00881 (S.D. Miss. Sept. 13, 2026).
- Price, No. 1:24-cv-02798 (D. Colo. Sept. 15, 2026).
- Forward, No. 5:26-cv-02975 (E.D. Pa. Sept. 15, 2026).
- Kratzert, No. 1:25-cv-01171 (N.D.N.Y. Sept. 16, 2026).
- Montiver, No. 3:25-cv-00039 (D. Alaska Sept. 17, 2026).
- Tate, No. 1:21-cv-00036 (S.D. Ohio Sept. 18, 2026).
- Topel, No. 3:24-cv-01336 (N.D. Ohio Sept. 21, 2026).
- Wells Fargo Bank N.A. v. State Farm Fire & Cas. Co., No. 1:24-cv-00326 (W.D. Pa. Sept. 21, 2026).
- Bing, No. 3:23-cv-00604 (M.D. Pa. Sept. 21, 2026).
- Marlow, No. 1:24-cv-02428 (D. Colo. Sept. 22, 2026).
- Sharpe, No. 1:25-cv-03751 (D. Colo. Sept. 22, 2026).
- Hawkins, No. 2:25-cv-01136 (W.D. La. Sept. 24, 2026).
- Jurek, No. 1:24-cv-00408 (M.D. Pa. Sept. 24, 2026).
- Hollins, No. 6:26-cv-00012 (E.D. Ky. Sept. 25, 2026).
- Wood, No. 2:21-cv-14172 (S.D. Fla. Aug. 27, 2026).
- Higginbotham Ins. Agency, Inc. v. Joshua R. Smith & Ross & Yerger Ins. Inc., No. 3:25-cv-00894 (S.D. Miss. Sept. 28, 2026).
- L.S., No. 3:25-cv-18012 (D.N.J. Sept. 28, 2026).unpublished
- Kane v. Pacap Aviation Fin., LLC, No. 24-5683 (9th Cir. Sept. 29, 2026).published
- Summers v. Texas Dep't of Crim. Just., 206 F. App'x 317 (5th Cir. 2006).unpublished“Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state.”
- Soza v. Marner, 430 P.3d 1265 (Ariz. Ct. App. 2018).published“Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state.”
- Tyne v. Time Warner Ent. Co., 336 F.3d 1286 (11th Cir. 2003).published“Except in matters governed by the Federal Constitution or by Acts of Congress, the law to be applied in any case is the law of the State.”
- Erica Tyne v. Time Warner Ent., 425 F.3d 1363 (11th Cir. 2003).published“Except in matters governed by the Federal Constitution or by Acts of Congress, the law to be applied in any case is the law of the State.”
- Washington v. Countrywide Home Loans, Inc., 655 F.3d 869 (8th Cir. 2011).published“Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case is the law of the state ... whether the law of the state shall be declared by its Legislature in a statut…”
- Mesa Air Grp., Inc. v. Delta Air Lines, Inc., 573 F.3d 1124 (11th Cir. 2009).published“Except in matters governed by the Federal Constitution or by Acts of Congress, the law to be applied in any case is the law of the state.”
- In re World Imports, Ltd., 511 B.R. 738 (Bankr. E.D. Pa. 2014).published“Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any case [in federal court] is the law of the state”
- Cont'l Trend Resources, Inc. v. OXY USA Inc., 101 F.3d 634 (10th Cir. 1996).published“Except in matters governed by the Federal Constitution or by Acts of Congress, the law to be applied in any case is the law of the state.”
At page 79 Federal court authority over state lawmaking114 citing casesWhen choosing the applicable state substantive law while exercising diversity or supplemental jurisdiction, a federal district court applies the choice of law rules of the forum state.
- Stanford v. Brandon Nursing, No. 24-60509 (5th Cir. Nov. 20, 2025).published See Erie, 304 U.S. at 78 (“Except in matters governed by the Federal Constitution or by acts of Congress, the law to be applied in any _____________________ 5 Erie grounded its constitutional conclusion in legal positivism, the “mandate th…
- Dennis O'Connor v. Rachael Eubanks, No. 25-2104 (6th Cir. Aug. 26, 2026).published
- Anthony v. Degrate, No. 01-60902 (5th Cir. June 26, 2002).unpublished
- Blase Indus. Corp. v. Anorad Corp., 442 F.3d 235 (5th Cir. 2006).published
- Wilson v. State Farm Fire & Cas. Ins., 178 F. App'x 437 (5th Cir. 2006).unpublished
- Welborn v. State Farm Mtl Auto, 480 F.3d 685 (5th Cir. 2007).published
- Sec Alarm Fin. v. Green, No. 06-30332 (5th Cir. Mar. 2, 2007).unpublished
- Boyle v. United Tech. Corp., 487 U.S. 500 (1988).published
- Richard A. Gartner v. Bd. of Educ. of Montmorency Cmty. Consol. Sch. Dist. 145, 14 F.3d 604 (7th Cir. 1994).published
- Freddie Hamilton v. Beretta, 222 F.3d 36 (2d Cir. 2000).published
Show 102 more citing cases
- Jason Aamodt v. City of Norfork, Arkansas, 682 F.3d 735 (8th Cir. 2012).published
- Robinson v. Ariyoshi, 658 P.2d 287 (Haw. 1982).published
- Ali Hamza Ahmad al Bahlul v. United States, 792 F.3d 1 (D.C. Cir. 2015).published
- Volvo Constr. Equip. North Am., Inc. v. CLM Equip. Co., 386 F.3d 581 (4th Cir. 2004).published
At page 92 Hazy line between procedural and substantive law41 citing casesThe line between procedural and substantive law is hazy . . . .
- Sims v. BMW of North Am. LLC, No. 6:22-cv-01685 (M.D. Fla. Aug. 16, 2023).([N]o one doubts federal power over procedure.)
- Shady Grove Orthopedic Assocs., P. A. v. Allstate Ins., 559 U.S. 393 (2010).published
- Rose Carota v. Johns Manville Corp., 893 F.2d 448 (1st Cir. 1990).published
- Daniel J. Trierweiler v. Croxton & Trench Holding Corp., a Delaware Corp. Dublin Osaka Grp., Inc., a Nevada Corp. R&b Fin. Grp., a Texas Corp. Columbus Equities Int'l, Inc., Formerly Known as Parsons Sec., Inc., an Ohio Corp. Monetary Fund, Inc., a Texas Corp. Charles W. Trench Benjamin C. Croxton, an Individual Ralph Ben-Schoter Gary S. Okizaki, an Individual Margaret E. Kerr, an Individual Steven Kerr, an Individual Edward R. Lucero, an Individual Leo Copeland, an Individual Steven W. Kochensparger, an Individual Martin Howard Corsberg, an Individual U.S. Monetary Fund, Inc., a Texas Corp. Herbert Watkins, & Wenner, Silvestain & Co., a Colorado P'ship John D. Brasher, Jr., an Individual James G. Watt, an Individual Stephen L. Wenner Gary P. Saltzman Lawrence L. Greenberg Barry H. Silvestain, & MacHol Davis & Michael, P.C. James A. Kaplan, an Individual, Defendants-Third-Party-Plaintiffs-Appellees, & Robert Cooper, Thomas C. Clinton, Third-Party-Defendants. Daniel J. Trierweiler v. MacHol Davis & Michael, P.C., Formerly Known as MacHol & MacHol P.C., a Colorado Corp. James A. Kaplan, Wenner Silvestain & Co., a Colorado Gen. P'ship John D. Brasher, Jr., 90 F.3d 1523 (3d Cir. 1996).published
- Terry Boyd v. BNSF Ry. Co., 858 N.W.2d 797 (Minn. Ct. App. 2014).published
- TransUnion Risk & Alt. Data Solutions, Inc. v. MacLachlan, 625 F. App'x 403 (11th Cir. 2015).unpublished
- Smith v. Aldridge, 904 F.3d 874 (10th Cir. 2018).published
- Tom Hawk v. Pershing, L.L.C., 945 F.3d 915 (5th Cir. 2019).published
- Memphis A. Philip Randolph Inst. v. Tre Hargett, 978 F.3d 378 (6th Cir. 2020).published
- Trierweiler v. Croxton & Trench Holding Corp., 90 F.3d 1523 (10th Cir. 1996).published
Show 28 more citing cases
- Boone v. Knight, 131 F.R.D. 609 (S.D. Ga. 1990).published
- Johnson v. Dixon, 4 Navajo Rptr. 108 (1983).published
- Moore v. Harper, 600 U.S. 1 (2023).published
- KOKO Dev., LLC v. Phillips & Jordan, Inc., 101 F.4th 544 (8th Cir. 2024).published
At page 74 Critiquing the defects of the swift v tyson doctrine32 citing casesstating that federal courts’ application of a general common law “made rights enjoyed under the unwritten ‘general law’ vary according to whether enforcement was sought in the state or in the federal court” and “rendered impossible equal protection of the law
- January Littlejohn v. Sch. Bd. of Leon Cnty. Florida, 132 F.4th 1232 (11th Cir. 2025).published
- Kruse v. Gerdisch, No. 6:23-cv-01153 (D. Kan. Sept. 29, 2025).
- Day & Zimmermann, Inc. v. Challoner, 423 U.S. 3 (1975).published
- Webster v. Reproductive Health Servs., 492 U.S. 490 (1989).published
- Salve Regina Coll. v. Russell, 499 U.S. 225 (1991).published
- Planned Parenthood of Se. Pa. v. Casey, 505 U.S. 833 (1992).published
- Lino Celle & Radio Mindanao Network Usa, Inc. v. Filipino Reporter Enter. Inc. & Libertito Pelayo, 209 F.3d 163 (2d Cir. 2000).published
- Susan Cooper Houben v. Telular Corp., 309 F.3d 1028 (7th Cir. 2002).published
- Lamb v. United States, 526 F. Supp. 1117 (M.D. Ga. 1981).published
- Nat'l Fruit Prod. Co. v. Dwinell-Wright Co., 47 F. Supp. 499 (D. Mass. 1942).published
Show 22 more citing cases
- Northland Power v. Gen. Elec., Co., 105 F. Supp. 2d 775 (S.D. Ohio 1999).published
- Beeman v. Anthem Prescription Mgmt., LLC, 315 P.3d 71 (Cal. 2013).published
- Tamarin Lindenberg v. Jackson Nat'l Life Ins. Co., No. 17-6079 (6th Cir. Mar. 28, 2019).published
- Tamarin Lindenberg v. Jackson Nat'l Life Ins. Co., No. 17-6034 (6th Cir. Mar. 28, 2019).published
- Whittaker Clark & Daniels v., 173 F.4th 490 (3d Cir. 2026).published
- Golden Corral Corp. v. Illinois Union Ins. Co., 182 F.4th 326 (4th Cir. 2026).published
At page 80 Reviewing state law interpretations by federal courts25 citing casesFederal courts of appeal[s] may not review state courts’ interpretations of state law.
- Herbert Boginis v. Marriott Ownership Resorts, Inc., 57 F.3d 1065 (4th Cir. 1995).unpublished
- Musladin v. Lamarque, No. 03-16653 (9th Cir. Oct. 20, 2005).published
- Geomatrix, LLC v. NSF Int'l, 82 F.4th 466 (6th Cir. 2023).published
- Asphalt Trader Ltd. v. Beall, No. 22-4085 (10th Cir. Feb. 21, 2024).unpublished
- Stephen Sewalk v. Valpak Direct Mktg. Sys., LLC, No. 22-13819 (11th Cir. Feb. 26, 2024).unpublished
- Oakley v. A.L. Logistics, LLC, No. 2:20-cv-00085 (M.D. Ala. Mar. 14, 2024).
- Middleton v. Lewis, No. 2:19-cv-00110 (E.D. Ky. Apr. 15, 2020).
- Wheeler v. Ward, No. 3:19-cv-00059, 2020 WL 1442904 (W.D. Ky. Mar. 24, 2020).
- Cottrell v. Greenwell, No. 3:17-cv-00041 (W.D. Ky. Feb. 25, 2021).
- Chabad of Prospect, Inc. v. Louisville Metro Bd. of Zoning Adjustment, 623 F. Supp. 3d 791 (W.D. Ky. 2022).published
Show 15 more citing cases
- Q Clothier New Orleans, LLC v. Twin City Fire Ins. Co., 535 F. Supp. 3d 574 (E.D. La. 2021).published
- State Farm Mut. Auto. Ins. Co. v. Havemeier, No. 0:18-cv-02459 (D. Minn. Sept. 11, 2020).
- Zitny v. Mancini, No. 7:17-cv-03190 (S.D.N.Y. Dec. 22, 2020).
- O'Hanlon v. CRST Lincoln Sales, Inc., No. 7:22-cv-04764 (S.D.N.Y. Dec. 21, 2023).
At page 71 Determining scope of state law application in federal court24 citing casesrejecting Swift v. Tyson’s, 41 U.S. 1 (1842), holding “that federal courts exercising jurisdiction on the ground of diversity of citizenship . . . are free to exercise an independent judgment as to what the common law of the state . . . should be
- Declan Flight, Inc. v. Textron eAviation, Inc., 177 F.4th 1110 (11th Cir. 2026).published We see no sufficiently pressing federal interests that justify depart- ing from the standard “constitutional ‘allocation of judicial power between state and federal systems established’ in Erie.” Martinez, 740 F.3d at 221 (quoting Hanna v. P…
- United States v. Stand. Oil Co. Of California, 332 U.S. 301 (1947).published
- Allied-Bruce Terminix Cos., Inc. v. Dobson, 513 U.S. 265 (1995).published
- Olympic Sports Prods., Inc. v. Universal Athletic Sales Co., Universal Gym Equip. Co., Etc., Universal Gym Equip., Inc., Counterclaimant/appellant v. Olympic Sports Prods., Inc., Counterdefendant/appellee, 760 F.2d 910 (9th Cir. 1985).published
- Mazi Rinehart Charles Rinehart v. W.K. Morgan W.K. Morgan, Sr., D.D.S., P.A., 953 F.2d 639 (4th Cir. 1992).unpublished
- Alfred W. Cytacki & Walter S. Cytacki v. Ap Parts Mfg. Co., a Delaware Corp. Roger M. Slotkin, 74 F.3d 1240 (6th Cir. 1996).unpublished
- Stand. Oil Co. v. United States, 153 F.2d 958 (9th Cir. 1946).published
- In Re New England Mut. Life Ins. Co. Litig., 841 F. Supp. 345 (W.D. Wash. 1994).published
- Am. Home Assurance Co. v. Cohen, 815 F. Supp. 365 (W.D. Wash. 1993).published
- Crichton v. Golden Rule Ins., 576 F.3d 392 (7th Cir. 2009).published
Show 14 more citing cases
- AFC Franchising, LLC v. Danilo Purugganan, 43 F.4th 1285 (11th Cir. 2022).published
- Timmons v. New England Mut. Life Ins., 841 F. Supp. 344 (W.D. Wash. 1994).published
- Olympic Sports Prods., Inc. v. Universal Athletic Sales Co., 760 F.2d 910 (9th Cir. 1985).published
- Flowers v. Am. Nat'l Prop. & Cas. Co., No. 4:19-cv-00385 (E.D. Ark. Sept. 30, 2020).
- January Littlejohn v. Sch. Bd. of Leon Cnty. Florida, 132 F.4th 1232 (11th Cir. 2025).published
- Kruse v. Gerdisch, No. 6:23-cv-01153 (D. Kan. Sept. 29, 2025).
At page 72 Interpreting the scope of a specific statutory provision21 citing cases“all matters except those in which some federal law is controlling.”
- DelCostello v. Int'l Bhd. of Teamsters, 462 U.S. 151 (1983).published
- Seminole Tribe of Florida v. Florida, 517 U.S. 44 (1996).published
- PDK Labs. Inc. v. United States Drug Enf't Admin., 362 F.3d 786 (D.C. Cir. 2004).published
- Larry Cottam & Melanie Cottam v. First Baptist Church of Boulder, 962 F.2d 17 (1st Cir. 1992).published
- Ismael v. Ali, 141 F. App'x 36 (3d Cir. 2005).unpublished
- Nat'l Union Fire Ins. v. Fed. Ins. Co., No. 16-1438 (10th Cir. May 17, 2018).unpublished
- Bryant v. Linn Cnty., 27 F. Supp. 562 (D. Or. 1938).published
- Sellers v. Wake Forest Univ. Baptist Med. Ctr., No. 1:21-cv-00052 (M.D.N.C. Jan. 21, 2022).
- Mulkey v. Jones, No. 1:21-cv-01004 (D.S.D. Mar. 2, 2022).
- Kenderdine v. Roslyn Elevator, No. 1:20-cv-01030 (D.S.D. Dec. 17, 2022).
Show 11 more citing cases
- Lin v. DJ's Int'l Buffet Inc., No. 2:17-cv-04994 (E.D.N.Y. Sept. 27, 2024).
- The Courtland Co., Inc. v. Union Carbide Corp. (Courtland I), No. 2:18-cv-01230 (S.D. W. Va. Dec. 8, 2020).
- The Courtland Co., Inc. v. Union Carbide Corp. (Courtland II), No. 2:19-cv-00894 (S.D. W. Va. Dec. 8, 2020).
- Rick Behr Constr., Inc. v. Zions Bancorporation, N.A., No. 4:25-cv-03430 (S.D. Tex. Sept. 30, 2025).
- S.R., No. 4:25-cv-00508 (S.D. Tex. Dec. 12, 2025).
- Dennis O'Connor v. Rachael Eubanks, No. 25-2104 (6th Cir. Aug. 26, 2026).published
At page 77 Discussing the unconstitutionality of diversity jurisdiction doctrine21 citing casesThere is no federal general common law.
- Declan Flight, Inc. v. Textron eAviation, Inc., 177 F.4th 1110 (11th Cir. 2026).published (There is no federal general common law.)
- Guar. Trust Co. v. York, 326 U.S. 99 (1945).published
- Tamarin Lindenberg v. Jackson Nat'l Life Ins. Co., No. 17-6079 (6th Cir. Mar. 28, 2019).published
- Tamarin Lindenberg v. Jackson Nat'l Life Ins. Co., No. 17-6034 (6th Cir. Mar. 28, 2019).published
- Smallwood v. IL Cent. RR Co, 355 F.3d 357 (5th Cir. 2004).published
- Cannon v. Univ. of Chicago, 441 U.S. 677 (1979).published
- Arizona v. Evans, 514 U.S. 1 (1995).published
- U. S. Term Limits, Inc. v. Thornton, 514 U.S. 779 (1995).published
- United States v. Int'l Bus. MacHines Corp., 517 U.S. 843 (1996).published
- Cassandra Dianne Jackson v. Builders Transp., Inc., a Virginia Corp., & Harvey L. Donahue, 92 F.3d 1179 (4th Cir. 1996).unpublished
Show 11 more citing cases
- Jackson v. Builders Transp., No. 95-2983 (4th Cir. Aug. 2, 1996).unpublished
- In Re Anderson, 447 P.2d 117 (Cal. 1968).published
- Seaboard Fin. Co. v. Davis, 276 F. Supp. 507 (N.D. Ill. 1967).published
At page 73 Applying state law in diversity jurisdiction cases15 citing cases[F]ederal courts exercising jurisdiction in diversity of citizenship cases [should] apply as their rules of decision the law of the State.
- Sommerville v. Union Carbide Corp., No. 2:19-cv-00878, 2024 WL 2139394 (S.D. W. Va. May 13, 2024).([F]ederal courts exercising jurisdiction in diversity of citizenship cases [should] apply as their rules of decision the law of the State.)
- Guar. Trust Co. v. York, 326 U.S. 99 (1945).published
- Bennett v. Home Ins. Co., 998 F.2d 1008 (4th Cir. 1993).unpublished
- Spencer Tunick v. Howard Safir, in His Off. Capacity as the Police Comm'r of the City of New York, & the City of New York, 209 F.3d 67 (2d Cir. 2000).published
- Guar. Trust Co. v. York, 326 U.S. 99 (1945).published
- Frenette v. Vickery, 522 F. Supp. 1098 (D. Conn. 1981).published
- Reinhardt v. BNSF Ry. Co., No. 6:10-cv-00027 (D. Mont. July 22, 2019).
- Taylor-marshall v. City of New Brunswick, No. 3:22-cv-04773 (D.N.J. July 31, 2023).unpublished
- Fid. & Deposit Co. of Maryland v. Omni Constr. Co., Inc., No. 1:19-cv-00049 (N.D. Ohio Apr. 24, 2020).
- Am. Water Heater Co. v. The Taylor Winfield Corp., No. 2:16-cv-00125 (E.D. Tenn. July 23, 2019).
Show 5 more citing cases
- Vaughn v. Herring, No. 1:24-cv-00089 (M.D.N.C. Sept. 30, 2024).
- Hendrix v. Fredonomics, LLC, No. 2:23-cv-02144 (W.D. Ark. Mar. 7, 2025).
- Tripwireless, Inc. v. King, No. 3:24-cv-00843 (N.D. Ind. May 5, 2025).
- Marie Claudine Josephine Dugue Vil v. Gen. Motors LLC, No. 7:25-cv-07881 (S.D.N.Y. Sept. 3, 2026).
At page 178 Discussing state law application and judicial dissent11 citing cases
- Rogers v. Senk, No. 2:20-cv-00386 (M.D. Fla. May 28, 2020).
- Zhang v. Appriss Inc., No. 3:22-cv-00629 (W.D. Ky. Nov. 29, 2022).
- Gonzalez v. Spunk Indus. Inc, No. 1:18-cv-02935, 2019 WL 4392951 (D. Md. Sept. 13, 2019).
- Rogers v. Senk, No. 1:20-cv-00216 (D. Md. May 28, 2020).
- The Harford Mut. Ins. Co. v. iMedia Brands, Inc., No. 1:20-cv-02713 (D. Md. Feb. 9, 2021).
- The Harford Mut. Ins. Co. v. iMedia Brands, Inc., No. 1:20-cv-02713 (D. Md. Apr. 13, 2021).
- The Harford Mut. Ins. Co. v. iMedia Brands, Inc., No. 1:20-cv-02713 (D. Md. Nov. 8, 2021).
- Wormack v. Caesars Baltimore Mgmt. Co., LLC, No. 1:22-cv-01108, 2022 WL 2668183 (D. Md. July 11, 2022).
- Zhang v. Appriss Inc., No. 1:22-cv-02451 (D. Md. Nov. 29, 2022).
- State Farm Fire & Cas. Ins. Co. v. OneOnTarget.com, Inc., No. 1:24-cv-00446 (D. Md. Oct. 8, 2024).
Show 1 more citing case
- Collard v. Bank of Am., No. 1:25-cv-00041 (D. Md. May 1, 2025).
At page 91 Federal courts applying state law versus federal rules8 citing casesexplaining the general precept that, while federal courts operating under diversity jurisdiction apply state substantive law, federal courts always apply their own rules of procedure
- Logical Design Solutions, Inc. v. CVS Pharmacy, Inc., No. 2:20-cv-12077 (D.N.J. Mar. 11, 2021).unpublished
- Norcom Rsch., LLC v. N2p Global Servs., LLC, No. 2:20-cv-12592 (D.N.J. Mar. 26, 2021).unpublished
- Dietrick v. Barnett Outdoors, LLC, No. 3:20-cv-02157 (M.D. Pa. Sept. 30, 2021).
- Gold v. Carter, No. 2:23-cv-00828 (W.D. Pa. Mar. 13, 2024).
- Mcgee v. Carter, No. 2:23-cv-00830 (W.D. Pa. Mar. 13, 2024).
- Tijerina v. Guerra, No. 7:19-cv-00285 (S.D. Tex. Dec. 22, 2020).
- Nies v. Astrel, No. 1:24-cv-00446 (E.D. Wis. Feb. 5, 2025).
- Mays, No. 3:25-cv-00008 (W.D. Va. Mar. 5, 2026).
At page 68 Defining state authority over common law application7 citing cases
- Flake v. Schrader-Bridgeport Int'l, Inc., 538 F. App'x 604 (6th Cir. 2013).unpublished
- Aetna Cas. & Sur. Co. v. Neff, 30 F. Supp. 2d 990 (S.D. Ohio 1998).published
- James River Cas. Co. v. UniControl, Inc., No. 22-3721 (6th Cir. July 14, 2023).unpublished
- Delta Saloon v. AmeriGas Propane, L.P., No. 3:19-cv-00748 (D. Nev. Aug. 6, 2024).
- Cain v. Birge & Held Prop. Mgmt., L.L.C., No. 2:23-cv-00695 (S.D. Ohio Mar. 11, 2025).
- Komorek v. Conflict Int'l, Inc., No. 2:24-cv-01227 (S.D. Ohio Mar. 29, 2025).
- Abira Med. Labs., LLC v. Unitedhealthcare, No. 3:24-cv-07375 (D.N.J. Mar. 31, 2025).unpublished
At page 82 Determining negligence and contributory negligence standards7 citing cases“where the applicable rule of decision is the state law, it is the duty of the federal court to ascertain and apply that law, even though it has not been expounded by the highest court of the state”
- United States v. Int'l Bus. MacHines Corp., 517 U.S. 843 (1996).published
- Bexar Cty Hosp Dist v. Factory Mut., No. 05-51665 (5th Cir. Jan. 25, 2007).published
- McNeal v. Culver, 365 U.S. 109 (1961).published
- Price v. Gulfport Energy Corp., No. 2:20-cv-01057, 2020 WL 5433683 (S.D. Ohio Sept. 10, 2020).
- Austin Shuler's Best Lawns, Inc. v. M. Shapiro Mgmt. Co. LLC, No. 1:23-cv-01394 (W.D. Tex. Oct. 2, 2024).
- Flores, No. 1:25-cv-03656 (N.D. Ill. Oct. 28, 2025).
- Megalomedia v. Philadelphia Indem., No. 23-20570 (5th Cir. Sept. 14, 2026).published
At page 64 Applying state substantive law in diversity insurance disputes5 citing cases“the proposition that federal common law continues to govern the 'obligations to and rights of the united states under its contracts' is nearly as old as erie v. tompkins, 304 u.s. 64 (1938), itself.”
- Cost Bros., Inc. v. The Travelers Indem. Co., 760 F.2d 58 (3d Cir. 1985).published
- Shore Options, Inc. v. Great Am. Ins. Grp., No. 1:20-cv-03835 (D.N.J. Sept. 21, 2020).unpublished
- N&S Restaurant LLC v. Cumberland Mut. Fire Ins. Co., 499 F. Supp. 3d 74 (D.N.J. 2020).
- Johnson v. State Farm Fire & Cas. Co., No. 1:18-cv-15209 (D.N.J. Mar. 29, 2021).unpublished
- Yellowstone Capital LLC & Yitzhak Stern v. Argonaut Ins. Co., No. 2:25-cv-18001 (D.N.J. Aug. 11, 2026).unpublished
At page 69 Determining federal court jurisdiction over state corporate actions6 citing casesMR. JUSTICE BRANDEIS delivered the opinion of the Court. The question for decision is whether the oft-challenged doctrine of Swift v. Tyson[1] shall now be…
- Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541 (1949).published
- Nadkos, Inc. v. Preferred Contractors Ins. Co. Risk Retention Grp., No. 37 (N.Y. June 11, 2019).published
- Emergency Med. Care Facilities, P.C. v. BlueCross BlueShield of Tennessee, Inc., 715 S.W.3d 273 (Tenn. 2025).published
- Innovaire Corp. v. Factory Direct Sales & Consultant, Inc. v. Innovaire Solutions, No. 3:23-cv-01079 (D.P.R. Jan. 16, 2026).
- Marvin Moyers v. State of Indiana, 277 N.E.3d 33 (Ind. 2026).published
At page 66 still good law3 citing casesparties agreed that Swift v. Tyson, 16 Pet. 1 (1842), was still good law
- Blonder-Tongue Labs., Inc. v. Univ. of Illinois Found., 402 U.S. 313 (1971).published
- Vance v. Terrazas, 444 U.S. 252 (1980).published
- Nat'l Ass'n of Broadcasters v. Fed. Commc'ns Comm'n, 554 F.2d 1118 (D.C. Cir. 1976).published
At page 67 Determining the proper method for discerning state law3 citing casesThe simplest way to discern state law is to follow a state statute or a 17 USCA4 Appeal: 25-1375 Doc: 33-1 Filed: 07/17/2026 Pg: 18 of 37 decision by the highest court of the state.
- Jesse Near v. Enerco Grp., Inc., 182 F.4th 341 (4th Cir. 2026).unpublished(The simplest way to discern state law is to follow a state statute or a 17 USCA4 Appeal: 25-1375 Doc: 33-1 Filed: 07/17/2026 Pg: 18 of 37 decision by the highest court of the state.)
- Conradi v. Boone, 316 F. Supp. 918 (S.D. Iowa 1970).published
- Codoni v. Port of Seattle, No. 2:23-cv-00795 (W.D. Wash. Nov. 25, 2024).
At page 76 Scope of state property rights and punitive damages3 citing casesdepended upon the scope of a property right conferred by the State;[13] and the right to exemplary or punitive damages.[14] Furthermore, state decisions…
- Hummel v. Teijin Auto. Tech., Inc., No. 2:23-cv-10341 (E.D. Mich. Sept. 20, 2023).
- Williams v. AT&T Mobility, LLC, No. 5:19-cv-00475 (E.D.N.C. Dec. 13, 2022).
- Liberty Corp. Capital LTD v. Peacemaker Nat'l Training Ctr., LLC, No. 3:17-cv-00025 (N.D. W. Va. Oct. 24, 2018).
At page 87 Limiting federal court authority over state law and contracts3 citing cases“it this court would not be justified in ignoring such a clear and unequivocal pronouncement of the public policy of the state in which it sits, merely to reach out and apply a rule against the asserted privilege established in a non-federal jurisdiction.”
- Rick Behr Constr., Inc. v. Zions Bancorporation, N.A., No. 4:25-cv-03430 (S.D. Tex. Sept. 30, 2025).
- S.R., No. 4:25-cv-00508 (S.D. Tex. Dec. 12, 2025).
- Baker v. Ward, No. 5:19-cv-01187 (W.D. Okla. Dec. 11, 2020).
58 S. Ct. at 827 As we are sitting in diversity, we apply the substantive law of Kentucky, the forum state.2 citing cases
- Correll v. Mut. of Omaha Ins. Co., No. 6:19-cv-00097 (E.D. Ky. Oct. 18, 2023).(As we are sitting in diversity, we apply the substantive law of Kentucky, the forum state.)
- Cornelison v. Speedway LLC, No. 6:20-cv-00207 (E.D. Ky. Feb. 1, 2023).(As we are sitting in diversity, we apply the substantive law of Kentucky, the forum state.)
v.
Tompkins
Lead Opinion
delivered the opinion of the Court.
The question for decision is whether the oft-challenged doctrine of Swift v. Tyson[1] shall now be disapproved.
Tompkins, a citizen of Pennsylvania, was injured on a dark night by a passing freight train of the Erie Railroad Company while walking along its right of way at Hughestown in that State. He claimed that the,accident occurred through negligence in the operation, or maintenance, of the train; that h.e was rightfully on the premises as licensee because on a commonly used beaten: footpath which rah for a short distance alongside the tracks; and that he was struck by something which looked like a door projecting from one of the moving cars. To enforce that claim he brought an action in the federal court for southern New York, which had jurisdiction because the company is a corporation of that State. It denied liability; and the case was tried by a jury.
[*70] The Erie insisted that its duty to Tompkins was no greater than that , owed to a trespasser. It contended, among other things, that its duty to Tompkins, and hence its liability, should be determined in accordance with the Pennsylvania law;,that under the law of Pennsylvania, as declared by its highest' court, persons who use pathways along the railroad right of way — that is a longitudinal pathway as distinguished from a crossing — are to be deemed trespassers; and that the railroad is not liable for injuries to undiscovered trespassers resulting from its negligence, unless it be wanton or wilful. Tompkins denied that any such rule had been established by the decisions of the Pennsylvania courts; and contended that, since there was no statute of the State on the subject, the railroad’s duty and liability is to be determined in federal courts as a matter of general law.
.. The trial judge refused to rule that the applicable law precluded recovery. The jury brought in a verdict of $30,000; and the judgment entered thereon was affirmed by the Circuit Court of Appeals, which held, 90 F. 2d 603, 604, that it was unnecessary to consider whether the law of Pennsylvania was. as contended, because the question was one not of local, but of general, law and that “upon questions of general law the federal courts are free, in the absence of a local statute, to exercise their independent judgment as to what the law is; and it is well settled that the question of the responsibility of a railroad for injuries caused by its servants is one of general law. . . . Where the public has made open and notorious use of a railroad right of way for a long period of time and without objection, the company owes to persons on such permissive pathway a duty of care in the operation of its trains. ... It is likewise generally recognized law that a jury may find that negligence exists toward a pedestrian using a permissive path on the railroad right of way if he is hit by some object projecting from the side of the train.”
[*71] The Erie had contended that application of the Pennsylvania rule was required, among other things, by § 34 of the Federal Judiciary Act of September 24, 1789, c. 20, 28 U. S. C. § 725, which provides:
“The laws of the several States, except where the Constitution, treaties, or statutes of the -United States otherwise require or provide, shall be regarded as rules of decision in trials at common law, in the courts of the United States, in cases where they apply.”
Because of the importance of the question whether the federal court was .free to disregard the alleged rule of the Pennsylvania common law, we granted certiorari.
First. Swift v. Tyson, 16 Pet. 1, 18, held that federal courts exercising jurisdiction on the ground of diversity of citizenship need not, in matters of general jurisprudence, apply the unwritten law of the State as declared by .its highest court; that they are free to exercise an independent judgment as to what the common law of the State is — or should be; and that, as there stated by Mr. Justice Story:
“the true interpretation of the thirty-fourth section limited its application to state laws strictly local, that is to say, to the positive statutes of the state, and the construction thereof adopted by the local tribunals, and to rights and titles to things having a permanent locality, such as the rights and titles to real estate, and other matters immovable and intraterritorial in their nature and character. It never has been supposed by us, that the section did apply, or was intended to apply, to questions of a more general nature, not at all dependent upon local statutes or local usages of a fixed and permanent operation, as, for example, to the construction of ordinary contracts or other written instruments, and especially to questions of general commerbial law, where the state tribunals are called upon to perform the like functions as ourselves, that is, to' ascertain upon general reasoning and legal analogies, what is the true exposition of the contract or[*72] instrument, or what is the just rule furnished by the principles of commercial law to govern the case.”
The Court in applying the rule of § 34 to equity cases, in Mason v. United States, 260 U. S. 545, 559, said: “The statute, however, is merely declarative of the rule which would exist in the absence of the statute.” [2] The federal courts assumed, in' the broad field of “general law,” the power to declare rules of decision which Congress was confessedly without power to enact as statutes. Doubt was repeatedly expressed as'to the correctness of the construction given § 34,[3] and as to the soundness of the rule which it introduced.[4] But it was the more recent research of a competent scholar, who . examined the original document, which established that the construction given to it by the Court was erroneous; and that the purpose of the section was merely to make certain that, in all matters except those in which some federal law is controlling,[*73] the federal courts exercising jurisdiction in diversity of citizenship cases would apply as their rules of decision the law of the State, unwritten as well as written.[5]
Criticism of the doctrine became widespread after the decision of Black & White Taxicab Co. v. Brown & Yellow Taxicab Co., 276 U. S. 518.[6] There, Brown and Yellow, a Kentucky corporation owned by Kentuckians, and the Louisville and Nashville Railroad, also a Kentucky corporation, wished that the former should have the exclusive privilege of soliciting passenger and baggage transportation at the Bowling Green, Kentucky, railroad station; and that the Black and White, a competing Kentucky corporation, should be prevented from interfering with that privilege. Knowing that such a contract would be void under the common law of Kentucky, it was arranged that the Brown and Yellow reincorporate under the law of Tennessee, and that the contract with the railroad should be executed there. The suit was then brought by the Tennessee corporation in the federal court for western Kentucky to enjoin competition by the Black and White; an injunction issued by the District Court[*74] waa sustained lay the Court of Appeals; and this Court, citing many decisions in which the doctrine of Swift v. Tyson had been applied, affirmed the decree.
Second. Experience in applying the doctrine of Swift v. Tyson, had revealed its defects, political and social; and the benefits expected to flow from the rule did not accrue. Persistence of state courts in their own opinions on questions of common law prevented uniformity;[7] and the . impossibility of discovering a satisfactory line of demarcation between the province of general law and that of local law developed a new well of uncertainties.[8]
On the other, hand, the mischievous results of the doctrine had becoihe apparent: Diversity of citizenship jurisdiction was conferred in order to prevent apprehended discrimination in state courts against those not citizens of the State. Swift v. Tyson introduced grave discrimination ’by non-citizens against citizens. It made rights enjoyed under the unwritten “general law” vary according to whether enforcement was sought in the state[*75] or in the federal court; and the privilege of selecting the court in which the right should be determined was conferred upon the non-citizen.[9] Thus, the doctrine rendered impossible equal protection of the law. In attempting to promote uniformity of law throughout the United States^ the doctrine had prevented uniformity in the administration of the law of the State.
The discrimination resulting became in practice far-reaching. This resulted in part from the broad province accorded to the so-called “general law” as to which federal courts exercised an independent judgment.[10] In addition to questions of purely commercial law, “general law” was held to include the obligations under'contracts entered into and to be performed within the State,[11] the extent to which a carrier operating within a State may stipulate for exemption from liability for his own negligence -or that of his employee;[12] the liability for torts committed within the State upon persons resident or property located there, even where the question of liar[*76] bility depended upon the scope of a property right conferred by the State;[13] and the right to exemplary or punitive damages.[14] Furthermore, state decisions construing local deeds,[15] mineral conveyances,[16] and even devises of real estate[17] were disregarded.[18]
In part the discrimination resulted from the wide range of persons held entitled to avail themselves of the federal rule by resort to the diversity of citizenship jurisdiction. Through this jurisdiction individual citizens willing to remove from their own State and' become citizens of another might avail themselves of the federal rule.[19] And, without even change of residence, a corporate citizen of[*77] the State could avail itself of the federal rule by re-incorporating under the laws of another State, as was done in the Taxicab case.
The injustice and confusion incident to the doctrine of Swift v. Tyson have been repeatedly urged as reasons for abolishing or limiting diversity of citizenship jurisdiction.[20] Other legislative relief has been proposed.[21] If only a question of statutory construction were involved, we should not be prepared to abandon a doctrine so widely applied throughout nearly a century.[22] But the uncon[*78]stitutionality of the course pursued has now been made clear and compels us to do so.
Third. Except in matters governed by the Federal Constitution or by Acts of Congress, the law to be applied in any case is the law of the State. And whether the law of the State shall be declared by its Legislature in a statute or by its highest court in a decision is not a matter of federal concern. There is no federal general common law. Congress has no power to declare substantive rules of common law applicable in a State whether they be local in their nature or “general,” be they commercial law or a part of the law of torts. And no clause-in the Constitution purports to confer such a power upon the federal courts. As stated by Mr. Justice Field when protesting in Baltimore & Ohio R. Co. v. Baugh, 149 U. S. 368, 401, against ignoring the Ohio common law of fellow servant liability:
“I am aware that what has been termed the general law of the country — which is often little less than what the judge advancing the doctrine thinks at the time should be the general law on a particular subject — has been often advanced in judicial opinions of this court to control a . conflicting law of a State., I admit that learned judges have fallen into the habit[1] of-repeating this doctrine as a convenient mode of brushing aside the law of a State in conflict with their views. And I confess that, moved and governed by the authority of the great names of those judges, I have, myself, in many instances, unhesitatingly and confidently, but I think now-erroneously, repeated the same doctrine. But, notwithstanding the great names which may be cited in favor of the doctrine, and notwithstanding the frequency with which the doctrine has been reiterated, there stands, as a perpetual protest against its repetition, the Constitution of the United States, which recognizes and preserves the autonomy and independence , of the States — independence in their legislative and inde[*79]pendence in their judicial departments. Supervision over either the legislative or the judicial action of the States is in no case permissible except as to matters by the Constitution specifically authorized or delegated to the United States. Any interference with either, except as thus permitted, is an invasion of the authority of the State and, to that extent, a denial of its independence.”
The fallacy underlying the rule declared in Swift v. Tyson is made clear by Mr. Justice Holmes.[23] The doctrine rests upon the assumption that there is “a transcendental body of law outside of any particular State but obligatory within it unless and until changed by statute,” that federal courts have the power to use their judgment as to what the rules of common law are; and that in the federal courts “the parties are entitled to an independent judgment on matters of general law "—:
“but law in the sense in which courts speak of it today does not exist without some definite authority behind it. The common law so far as it is enforced in a State, whether called common law or not, is not the common law generally but the law of that State existing by the authority of that State without regard to what it may .have been in England or anywhere else. . . .
“the authority and only authority is the State, and if that be so, the voice adopted by the State as its own [whether it be of its Legislature or of its Supremé Court] should utter the last word.”
Thus the doctrine of Swift v. Tyson is, as Mr. Justice Holmes said, “an unconstitutional assumption of powers by courts of the United States which no lapse of time or respectable array of opinion should make us hesitate to correct.” In disapproving that doctrine we do not hold[*80] unconstitutional § 34 of the Federal Judiciary Act of 1789 or any other Act of Congress. We merely declare that in applying the doctrine this Court and the lower courts have invaded rights whicíi in our opinion are reserved by the Constitution to the several States.
Fourth. The defendant contended that by the common law of Pennsylvania as declared by its highest court in Falchetti v. Pennsylvania R. Co., 307 Pa. 203; 160 A. 859, the only duty owed to the plaintiff was to refrain from wilful or wanton injury. The plaintiff denied that such is the Pennsylvania law.[24] In support of their respective contentions the parties discussed and cited many decisions of the Supreme Court of the State. The Circuit Court of Appeals ruled that the question of liability is one of general law; and on thjat ground declined to decide the issue of state law. As. we hold this was error, the judgment is reversed and the case remanded to it for further proceedings in conformity with our opinion.
Reversed.
Mr. Justice Cardozo took no part in the consideration or decision of this case. Mr. Justice Butler.The case presented by the evidence is a simple one. Plaintiff was severely injured in Pennsylvania. While walking on defendant’s right of way along a much-used path at the end of the cross ties of its main track, he came into collision with an open door swinging from the side of a car in a train going in the opposite direction. Having been warned by whistle and headlight, he saw the locomo[*81]tive approaching and had time and space enough to step aside and so avoid danger. To justify his failure to get out of the way, he says that upon many other occasions he had safely walked there while trains'passed.
Invoking jurisdiction on the ground of. diversity of citizenship, plaintiff, a citizen .and resident of Pennsylvania, brought this suit to recover damages against, defendant, a New York corporation, in the federal court for the southern district of that State. The issues were whether negligence of defendant was a proximate cause of his injuries and whether negligence of plaintiff contributed. He claimed that, by hauling the car with the open door, defendant violated a duty to him. The defendant insisted that it violated no duty and that plaintiff’s injuries were caused by his own negligence. ..The jury gave him a verdict on which the trial court entered judgment; the circuit court of appeals affirmed. 90 F. (2d) 603.
Defendant maintained, citing Falchetti v. Pennsylvania R. Co., 307 Pa. 203; 160 A. 859, and Koontz v. B. & O. R. Co., 309 Pa. 122; 163 A. 212, that the only duty owed plaintiff was to refrain from willfully or wantonly injuring him; it argued that the courts of Pennsylvania had so ruled with respect to persons using a customary longitudinal path, as distinguished from one crossing the track. The plaintiff, insisted that the Pennsylvania decisions did not establish the rule for which the defendant contended.. Upon that issue the circuit court of appeals said (p. 604): “We need hot go into this' matter since the defendant concedes that the great weight of authority in other states is' to the contrary.- This concession is fatal to its contention, for upon questions of general law the federal courts are. free, in absence of a local statute, to exercise their independent judgment as to what the law is; and it is well settled that the question of the responsibility of a railroad for injuries caused by its servants is one of general law.”[*82] Upon that basis the court held the evidence sufficient to sustain a finding that plaintiff’s injuries were caused by the negligence of defendant. It also held the question of contributory negligence one for the jury.
Defendant’s petition for writ of certiorari presented two questions: Whether its duty toward plaintiff should have been determined in accordance with the law as found by the highest court of Pennsylvania, and whether the evidence conclusively showed plaintiff guilty of contributory negligence. Plaintiff contends that, as always heretofore held by this Court, the issues of negligence and contributory negligence are to be determined by general law against which local decisions may not be held conclusive; that defendant relies.on a solitary Pennsylvania case of doubtful applicability and that, even jtf the decisions of'the courts of that State were deemed controlling, the same result would have to be reached.
No constitutional question was suggested or argued below or here. And as a general rule, this Court will not consider any question not raised below and presented by the petition. Olson v. United States, 292 U. S. 246, 262. Johnson v. Manhattan Ry. Co., 289 U. S. 479, 494. Gunning v. Cooley, 281 U. S. 90, 98. Here it does not decide either of the questions presented but, changing the rule of decision in force since the foundation of the Government, remands the case td be adjudged according to a standard never before deemed permissible.
The opinion just announced states that “the question for decision is whether the oft-challenged doctrine of Swift v. Tyson [1842, 16 Pet. 1] shall now be disapproved.”
That case involved the construction of the Judiciary Act of 1789, § 34: “The laws of the several states, except where the Constitution, treaties, or statutes of the. United States otherwise require or provide, shall be regarded as rules of decision in trials at common law in the courts of-[*83]the United States in cases where they apply.” Expressing the view of all the members of the Court, Mr. Justice Story said (p. 18): “In the ordinary use of language it will hardly be contended that the decisions of Courts constitute laws. They are, at most, only evidence of what- the laws are, and not. of themselves laws. They are often re-examined, reversed, and qualified by the Courts themselves, whenevér they are found to be either defective, or ill-founded, or otherwise incorrect. The laws of a -state are more usually understood to mean, the rules and enactments promulgated by the legislative authority thereof, or long established local customs having the force of laws. In all the various cases, which have hitherto come before us for decision, this Court have uniformly supposed, that the true interpretation of the thirty-fourth section limited its application to state laws strictly local, that is to say, to the positive statutes of the state, and the construction thereof adopted by the local tribunals, and to rights and titles' to things having a permanent locality, such as the rights and titles to' real- estate, and other matters immovable and intraterritorial in their nature and character. It never has been supposed by us, that the section did apply, or was designed to apply, to questions of a more general nature, not at all dependent upon local statutes or local usages of a fixed and permanent operation, as, for example, to the construction of ordinary contracts or other written instruments, and especially to questions of general commercial law, where the state .tribunals are called upon'to perform the like functions as ourselves, that is, to ascertain upon general reasoning and legal analogies, what is the true exposition of the contract or instrument, or what is the just rule furnished by the prin-. ciples of commercial law to govern the case. And we have not now the slightest difficulty in holding., that this section, upon its true intendment and construction, is strictly limited to local statutes and local usages of the .character[*84] before stated, and does not extend to contracts and other instruments of a commercial nature, the true interpretation and effect whereof are to be sought, not in the decisions of the local tribunals, but in the general principles and doctrines of commercial jurisprudence. Undoubtedly, the decisions of the local tribunals upon such subjects are entitled to, and will receive, the most deliberate attention and respect of this Court; but they cannot furnish positive rules, or conclusive authority, by which our own judgments are to be bound up and governed.” (Italics added.)
The doctrine of that case has been followed by this Court in an unbroken line of decisions. So far as appears, it was not questioned until more than 50 years later, and then by a single judge.[1] Baltimore & Ohio R. Co. v. Baugh, 149 U. S. 368, 390. In that case, Mr. Justice Brewer, speaking for the Court, truly said (p. 373): “Whatever differences of opinion may have been expressed, have not been on the question whether a matter of general law should be settled by the independent judgment of this court, rather than through an adherence to the decisions of the state courts, but upon the other question, whether a given matter is one of local or of general law.”
And since that decision, the division of opinion in this Court has been one of the same character as it was before. In 1910, Mr. Justice Holmes, speaking for himself and two other Justices, dissented from the holding that a[*85] court of the United States was bound to exercise its own independent judgment in the construction of a conveyance made before the state courts had rendered an authoritative decision as to its meaning and effect. Kuhn v. Fairmont Coal Co., 215 U. S. 349. But that dissent accepted (p. 371) as ‘‘settled” the doctrine of Swift v. Tyson, and insisted (p. 372) merely that the case under consideration was by nature and necessity peculiarly local.
Thereafter, as before, the doctrine was constantly applied.[2] In Black & White Taxicab Co. v. Brown & Yellow Taxicab Co., 276 U. S. 518, three judges dissented. The writer of the dissent, Mr. Justice Holmes, said, however (p. 535): “I should leave Swift v. Tyson undisturbed, as I indicated in Kuhn v. Fairmont Coal Co., but I would not allow it to spread the assumed dominion into new fields.”
No more unqualified application of the doctrine can be found than in decisions of this Court speaking through Mr. Justice Holmes. United Zinc Co. v. Britt, 258 U. S. 268. Baltimore & Ohio R. Co. v. Goodman, 275 U. S. 66, 70. Without in the slightest departing from that doctrine, but implicitly applying it, the strictnéss of the rule laid down in the Goodman case was somewhat ameliorated by Pokora v. Wabash Ry. Co., 292 U. S. 98.
Whenever possible, consistently with standards sustained by reason and authority constituting the general, law, this Court has followed applicable decisions of state courts. Mutual Life Ins. Co. v. Johnson, 293 U. S. 335, 339. See Burgess v. Seligman, 107 U. S. 20, 34. Black & White Taxicab Co. v. Brown & Yellow Taxicab Co., supra, 530. Unquestionably the issues off negligence and contributory negligence upon which decision of this case[*86] depends are questions of general law. Hough v. Railway Co., 100 U. S. 213, 226. Lake, Shore & M. S. Ry. Co. v. Prentice, 147 U. S. 101. Baltimore & Ohio R. Co. v. Baugh, supra. Gardner v. Michigan Central R. Co., 150 U. S. 349, 358. Central Vermont Ry. Co. v. White, 238 U. S. 507, 512. Baltimore & Ohio R. Co. v. Goodman, supra. Pokora v. Wabash Ry. Co., supra.
While amendments to § 34 have from time to time been suggested, the section., stands as originally enacted. Evidently Congress has intended throughout the years that the rule of decision as construed should continue to govern federal courts in trials at common law. The opinion just announced suggests that Mr. Warren’s research has established that from the beginning this Court has erroneously construed § 34. But that author’s “New Light on the History of the Federal Judiciary Act of 1789” does not purport to be authoritative and was intended to be no more than suggestive. The .weight to be given to his discovery has never been discussed at this bar. Nor does the. opinion indicate the ground, disclosed by the research. In his dissenting opinion in the Taxicab case, Mr. Justice Holmes referred to Mr., barren’s work but failed to persuade the Court that “laws” as used in § 34 included varying and possibly ill-considered rulings by the courts of á State on questions of. common law. See, e. g., Swift v. Tyson, supra, 16-17. It well may be that, if the Court should now call for argument of counsel on the basis of Mr. Warren’s research, it would adhere to the construction it has always put upon § 34-. Indeed, the opinion in this case so indicates. For it declares: “If only a question of statutory construction were involved, we should not be prepared to abandon a doctrine so widely applied throughout a century. But the unconstitutionality of the course pursued has now been made clear and compels us to do so.” This means that, so far as concerns the rule of decision now condemned, the Judiciary Act of 1789, passed to establish judicial[*87] courts to exert the judicial power of the United States, and especially § 34 of that Act as construed, is unconstitutional; that federal courts are now bound to follow decisions of the courts of the State in which the controversies arise; and that Congress is powerless otherwise to ordain. It is hard to foresee the consequences of the radical change so made. Our opinion in the Taxicab case cites numerous decisions of this Court which serve in part to indicate the field from which it is now intended forever to bar the federal courts. It extends to all matters of contracts and torts not positively governed by state enactments. Counsel searching for precedent and reasoning to disclose common-law principles on which to guide clients and conduct litigation are by this decision told that as to all of these questions the decisions of this Court and other federal courts are no longer anywhere authoritative.
This Court has often emphasized its reluctance to consider constitutional questions, and that legislation will not be held invalid as repugnant to the fundamental law if the case may be decided upon any other ground. In view of grave consequences liable to result from erroneous exertion of its power to set aside legislation, the Court should move cautiously, seek assistance of counsel, act only after ample deliberation, show that the question is before the Court, that its decision cannot be avoided by construction of the statute assailed or otherwise, indicate precisely the principle or provision of the Constitution held to have been transgressed, and fully disclose. the reasons and authorities found to warrant the conclusion of invalidity. These safeguards against the improvident use of the great power to invalidate legislation are so well-grounded and familiar that statement of reasons or citation of authority to support them is no longer necessary. But see e. g.: Charles River Bridge v. Warren Bridge, 11 Pet. 420, 553; Township of Pine Grove v. Talcott, 19 Wall. 666, 673; Chicago & G. T. Ry. Co. v. Wellman, 143 U. S. 339, 345;[*88] Baker v. Grice, 169 U. S. 284, 292; Martin v. District of Columbia, 205 U. S. 135, 140.
So far as appears, no litigant has ever challenged the power of Congress to establish the: rule as construed. It has so long endured that its destruction now without appropriate deliberation cannot be justified. There is nothing in the opinion to suggest that consideration of any constitutional question is necessary to a decision of the case. By way of reasoning, it contains nothing that requires the conclusion reached. Admittedly,- there is no authority to support that conclusion. Against the protest of those joining in this opinion, the Court declines to assign the case for reargument. It may not justly be assumed that the labor and argument of counsel for the parties would not disclose the right conclusion and aid the Court in the statement of reasons to support it. Indeed, it would have been appropriate to give Congress opportunity to be heard before devesting it of power to prescribe rules of decision to be followed' in the courts of the United States. See Myers v. United States, 272 U. S. 52, 176.
The course pursued by the Court in this case is repugnant to the Act of Congress of August 24, 1937, 50 Stat. 751. It declares: “That whenever the constitutionality of any Act of Congress affecting the public interest is drawn in question in any court of the United States in any suit or proceeding to which the United States, or any agency thereof, or any officer or employee thereof, as such officer or employee, is not a party, the court having jurisdiction of the suit or proceeding shall certify such fact to the Attorney General. In any such case the court shall permit the United States to intervene and become á party for presentation of evidence (if evidence is otherwise receivable in such suit or proceeding) and argument upon the question of the constitutionality of such Act.. .In any such suit or proceeding the United States shall, subject to the applicable provisions of law, have all the rights of a.[*89] party and the liabilities of a party as to court costs to the extent necessary for a proper presentation of the facts and law relating to the constitutionality of such Act.” That provision extends to this Court. § 5. If defendant had applied for and obtained the writ of certiorari upon the claim that, as now’ held, Congress has no power to prescribe the rule of decision, § 34 as construed, it would have been the duty of thi^ Court to issue the prescribed certificate to the Attorney General in order that the United States might intervene and be heard on .the constitutional question. Within the purpose of the statute and its true intent and meaning, the constitutionality of that measure has been “drawn in question.” Congress intended to give the United States the right to be heard in every case involving constitutionality of an Act affecting ihe public interest. In view of the rule that, in the absence of chállenge of constitutionality, statutes will not here be invalidated on that ground, the Act of August 24, 1937 extends to cases where constitutionality is first “drawn’ in question” by the Court. No extraordinary or-unusual action by the Court after submission of the cause should be permitted to frustrate the wholesome purpose of that Act. The duty it imposes ought here to be willingly assumed. If it were doubtful whether this case is within the scope of the Act, the Court should give the United States opportunity to intervene and, if so advised, to present argument on the constitutional question, for undoubtedly it is one of great public importance. That would be to construe the Act according to its meaning.
The Court’s opinion in its first sentence defines the question to be whether the doctrine of Swift v. Tyson shall now be disapproved; it recites (p. 72) that Congress is without power to prescribe rules of decision that have been followed by federal courts as s, result of the construction of § 34 in Swift v. Tyson and since; after discussion, it declares (pp. 77-78) that “the unconstitutionality of the course pursued [meanin the rule of decision[*90] resulting from that construction] compels" abandonment of the doctrine so long applied; and then near the end' of the last page the Court states that it does not hold § 34 unconstitutional, but merely that, in applying the doctrine of Swift v. Tyson construing it, this Court and the lower courts have invaded rights which are reserved by the Constitution to the several States. But, plainly through the form of words employed, the substance of the decision appears; it strikes down as unconstitutional § 34 as construed by our decisions; it divests the Congress of power to prescribe rules to be followed by federal courts when deciding questions of general law. In that broad field it compels this and the lower federal courts to follow decisions of the courts of a particular State.
I am of opinion that the constitutional validity of the rule need not be considered, because under the law, as found by the courts of Pennsylvania and -generally throughout the country, it is plain that the evidence required a finding that plaintiff was guilty of negligence that contributed to cause his injuries and that the judgment below should be reversed upon that ground.
Mr. Justice McReynolds concurs in this opinion.16 Pet. 1 (1842). Leading cases applying the doctrine are collected in Black & White Taxicab Co. v. Brown & Yellow Taxicab Co., 276 U. S. 518, 530, 531. Dissent from its application or extension was expressed as early as 1845 by Mr. Justice McKinley (and Mr. Chief Justice Taney) in Lane v. Vick, 3 How. 464, 477. Dissenting opinions were also written by Mr. Justice Daniel in Rowan v. Runnels, 5 How. 134, 140; by Mr. Justice Nelson in Williamson v. Berry, 8 How. 495, 550, 558; by Mr. Justice Campbell in Pease v. Peck, 18 How. 595, 599, 600; and by Mr. Justice Miller in Gelpcke v. City of Dubuque, 1 Wall. 175, 207, and Butz v. City of Muscatine, 8 Wall. 575, 585. Vigorous attack upon the entire doctrine was made by Mr. Justice Field in Baltimore & Ohio R. Co. v. Baugh, 149 U. S. 368, 390, and by Mr. Justice Holmes in Kuhn v. Fairmont Coal Co., 215 U. S. 349, 370, and in the Taxicab case, 276 U. S. at 532.
In Hawkins v. Barney’s Lessee, 5 Pet. 457, 464, it was stated that § 34 “has been uniformly held to be no more than a declaration of what the law would have been without it: to wit, that the lex loci must be the governing rule of private right, under whatever jurisdiction private right comes to be examined.” See also Bank of Hamilton v. Dudley’s Lessee, 2 Pet. 492, 525. Compare Jackson v. Chew, 12 Wheat. 153, 162, 168; Livingston v. Moore, 7 Pet. 469, 542.
Pepper, The Border Land of Federal and State Decisions (1889) 57; Gray, The Nature and Sources of Law (1909 ed.) §§ 533-34; Trickett, Non-Federal Law Administered in Federal Courts (1906) 40 Am. L. Rev. 819, 821-24.
Street, Is There a General Commercial Law of the United States (1873) 21 Am. L. Reg. 473; Hornblower, Conflict between State and Federal Decisions (1880) 14 Am. L. Rev. 211; Meigs, Decisions of the Federal Courts on Questions of State Law (1882) 8 So. L. Rev. (n. s.) 452, (1911) 45 Am. L. Rev. 47; Heiskell, Conflict between Federal and State Decisions (1882) 16 Am. L. Rev. 743; Rand, Swift v. Tyson versus Gelpcke v. Dubuque (1895) 8 Harv. L. Rev. 328, 341-43: Mills, Should Federal Courts Ignore State Laws (1900) 34 Am. L. Rev. 51; Carpenter, Court Decisions and the Common Law (1917) 17 Col. L. Rev. 593, 602-03.
Charles Warren, New Light on the History of the Federal Judiciary Act of 1789 (1923) 37 Harv. L. Rev. 49, 51-52, 81-88, 108.
Shelton, Concurrent Jurisdiction — Its Necessity and its Dangers (1928) 15 Va. L. Rev. 137; Frankfurter, Distribution of Judicial Power Between Federal and State Courts (1928) 13 Corn. L. Q. 499, 524-30; Johnson, State Law and the Federal Courts (1929) 17 Ky. L. J. 355; Fordham, The Federal Courts and the. Construction of Uniform State. Laws (1929) 7 N. C. L. Rev. 423; Dobie, Seven Implications of Swift v. Tyson (1930) 16 Va. L. Rev. 225; Dawson, Conflict of Decisions between State and Federal Courts in Kentucky, and the Remedy (1931) 20 Ky. L. J. 1; Campbell, Is Swift v. Tyson an Argument for or against Abolishing Diversity of Citizenship Jurisdiction (1932) 18 A. B. A. J. 809; Ball, Revision of Federal Diversity-Jurisdiction (1933) 28 Ill. L. Rev. 356, 362-64; Fordham, Swift v. Tyson and the Construction of State Statutes (1935) 41 W. Va. L. Q. 131.
Compare Mr. Justice Miller in Gelpcke v. City of Dubuque, 1 Wall. 175, 209. The conflicts listed in Holt, The Concurrent Jurisdiction of the Federal and State Courts (1888) 160 et seq. cover twenty-eight pages. See also Frankfurter, supra note 6, at 524-30; Dawson, supra note 6; Note, Aftermath of the Supreme Court’s Stop, Look and Listen Rule (1930) 43 Harv. L. Rev. 926; cf. Yntema and Jaffin, Preliminary Analysis of Concurrent Jurisdiction (1931) 79 U. of Pa. L. Rev. 869, 881-86. Moreover, as pointed out by Judge Augustus N. Hand in Cole v. Pennsylvania R. Co., 43 F. 2d 953, 956-57, decisions of this Court on common law questions are less likely than formerly to promote uniformity.
Compare 2 Warren, The Supreme Court in United States History (rev. ed. 1935) 89: “Probably no decision of the Court has ever given rise to more uncertainty as to legal rights; and though doubtless intended to promote uniformity in the operation of business transactions, its chief effect has been to render it difficult for business men to know in advance to what particular topic the Court would apply the doctrine. . . .” The Federal Digest, through the 1937 .volume, lists nearly 1000 decisions involving the distinction between questions of general and of local law.
It was even possible for a non-resident plaintiff defeated on a point of law in the highest court of a State nevertheless to win out by taking a nonsuit and renewing the controversy in the federal court. Compare Gardner v. Michigan Cent. R. Co., 150 U. S. 349; Harrison v. Foley, 206 Fed. 57 (C. C. A. 8); Interstate Realty & Inv. Co. v. Bibb County, 293 Fed. 721 (C. C. A. 5); see Mills, supra note 4, at 52.
For a recent survey of the scope of the doctrine, see Sharp & Brennan, The Application of the Doctrine of Swift v. Tyson since 1900 (1929) 4 Ind. L. J. 367.
Black & White Taxicab Co. v. Brown & Yellow Taxicab Co., 276 U. S. 518; Rowan v. Runnels, 5 How. 134, 139; Boyce v. Tabb, 18 Wall. 546, 548; Johnson v. Chas. D. Norton Co., 159 Fed. 361 (C. C. A. 6); Keene Five Cent Sav. Bank v. Reid, 123 Fed. 221 (C. C. A. 8).
Railroad Co. v. Lockwood, 17 Wall. 357, 367—68; Liverpool & G. W. Steam Co. v. Phenix Ins. Co., 129 U. S. 397, 443; Eels v. St. Louis, K. & N. W. Ry. Co., 52 Fed. 903 (C. C. S. D. Iowa); Fowler v. Pennsylvania R. Co., 229 Fed. 373 (C. C. A. 2).
Chicago v. Robbins, 2 Black 418, 428. Compare Yates v. Milwaukee, 10 Wall. 497, 506-07; Yeates v. Illinois Cent. R. Co., 137 Fed. 943 (C. C. N. D. Ill.); Curtis v. Cleveland, C. C. & St. L. Ry. Co., 140 Fed. 777 (C. C. E. D. Ill.). See also Hough v. Railway Co., 100 U. S. 213, 226; Baltimore & Ohio R. Co. v. Baugh, 149 U. S. 368; Gardner v. Michigan Cent. R. Co., 150 U. S. 349, 358; Beutler v. Grand Trunk Junction Ry. Co., 224 U. S. 85; Baltimore & Ohio R. Co. v. Goodman, 275 U. S. 66; Pokora v. Wabash Ry. Co., 292 U. S. 98; Cole v. Pennsylvania R. Co., 43 F. (2d) 953 (C. C. A. 2).
Lake Shore & M. S. Ry. Co. v. Prentice, 147 U. S. 101, 106; Norfolk & P. Traction Co. v. Miller, 174 Fed. 607 (C. C. A. 4); Greene v. Keithley, 86 F. (2d) 239 (C. C. A. 8).
Foxcroft v. Mallet, 4 How. 353, 379; Midland Valley R. Co. v. Sutter, 28 F. (2d) 163 (C. C. A. 8); Midland Valley R. Co. v. Jarvis, 29 F. (2d) 539 (C. C. A. 8).
Kuhn v. Fairmont Coal Co., 215 U. S. 349; Mid-Continent Petroleum Corp. v. Sauder, 67 F. (2d) 9, 12 (C. C. A. 10), reversed on other grounds, 292 U. S. 272.
Lane v. Vick, 3 How. 464, 476; Barber v. Pittsburgh, F. W. & C. R. Co., 166 U. S. 83, 99-100; Messinger v. Anderson, 171 Fed. 785, 791-792 (C. C. A. 6), reversed on other grounds, 225 U. S. 436; Knox & Lewis v. Alwood, 228 Fed. 753 (S. D. Ga.).
Compare, also, Williamson v. Berry, 8 How. 495; Watson v. Tarpley, 18 How. 517; Gelpcke v. City of Dubuque, 1 Wall. 175.
See Cheever v. Wilson, 9 Wall. 108, 123; Robertson v. Carson, 19 Wall. 94, 106-07; Morris v. Gilmer, 129 U. S. 315, 328; Dickerman v. Northern Trust Co., 176 U. S. 181, 192; Williamson v. Osenton, 232 U. S. 619, 625.
See, e. g., Hearings Before a Subcommittee of the Senate Committee on the Judiciary on S. 937, S. 939, and S. 3243, 72d Cong., 1st Sess. (1932) 6-8; Hearing Before the House Committee on the Judiciary on H. R. 10594, H. R. 4526, and H. R. 11508, 72d Cong., 1st Sess., ser. 12 (1932) 97-104; Sen. Rep. No. 530, 72d Cong., 1st Sess. (1932) 4-6; Collier, A Plea Against Jurisdiction Because of Diversity (1913) 76 Cent. L. J. 263, 264, 266; Frankfurter, supra note 6; Ball, supra note 6; Warren, Corporations and Diversity of Citizenship (1933) 19 Va. L. Rev. 661, 686.
Thus, bills which would abrogate the doctrine of Swift v. Tyson have been introduced. S. 4333, 70th Cong., 1st Sess.; S. 96, 71st Cong., 1st Sess.; H. R. 8094, 72d Cong., 1st Sess. See also Mills, supra note 4, at 68-69; Dobie, supra note 6, at 241; Frankfurter, supra note 6, at 530; Campbell, supra note 6, at 811. State statutes on conflicting questions of “general law” have also been suggested. See Heiskell, supra note 4, at 760; Dawson, supra note 6; Dobie, supra note 6, at 241.
The doctrine has not been without defenders. See Eliot, The Common Law of the Federal Courts (1902) 36 Am. L. Rev. 498, 523-25; A. B. Parker, The Common Law Jurisdiction of the United States Courts (1907) 17 Yale L. J. 1; Schofield, Swift v. Tyson: Uniformity of Judge-Made State Law in State and Federal Courts (1910) 4 Ill. L. Rev. 533; Brown, The Jurisdiction of the Federal Courts Based on Diversity of Citizenship (1929) 78 U. of Pa. L. Rev. 179, 189-91; J. J. Parker) The Federal Jurisdiction and Recent Attacks Upon It (1932) 18 A. B. A. J. 433, 438; Yntema, The Jurisdiction of the Federal Courts in Controversies Between Citizens of Different States (1933) 19 A. B. A. J. 71, 74-75; Beutel, Common Law Judicial Technique and the Law of Negotiable Instruments— Two Unfortunate Decisions (1934) 9 Tulane L. Rev. 64.
Kuhn v. Fairmont Coal Co., 215 U. S. 349, 370-372; Black & White Taxicab Co. v. Brown & Yellow Taxicab Co., 276 U. S. 518, 532-36.
Tompkins also contended that the alleged rule of the Falchetti case is not in any event applicable here because he .was struck at the 'intersection of the longitudinal pathway and a.transverse crossing. The court below found it unnecessary to consider this contention, and we leave the question open.
Mr. Justice Field filed a dissenting opinion,-several sentences of which are quoted in the decision just announced. The dissent failed to impress any of his associates. It assumes that adherence to § 34 as construed involves a supervision over legislative or judicial action of the states. There is no foundation for that suggestion. Clearly the dissent of the learned Justice rests upon misapprehension of the rule. He joined in applying the doctrine for more than a quarter of a century before his dissent. The reports do not disclose that he objected to it in any later case. Cf. Oakes v. Mase, 165 U. S. 363.
In Salem Trust Co. v. Manufacturers’ Finance Co., 264 U. S. 182, Mr. Justice Holmes and Mr. Justice Brandeis concurred (p. 200) in the judgment of the Court upon a question of general law on the ground that the rights of the parties were governed by state law.
Concurrence
I concur in the conclusion reached in this case, in the disapproval of the doctrine of Swift v. Tyson, and in the reasoning of the majority opinion except in so far as it relies upon the unconstitutionality of the “course pursued” by the federal courts.
The “doctrine of Swift v. Tyson,” as I understand it, is that the words “the laws,” as used in § 34, line one, of the Federal Judiciary Act of September 24, 1789, do not include in their meaning “the decisions of the local tribunals.” Mr. Justice Story, in deciding that point, said (16 Pet. 19):
[*91] “Undoubtedly, the decisions of the local tribunals upon such subjects are entitled to, and will receive, the most deliberate attention and respect of this Court; but they cannot furnish positive rules, or conclusive authority, by which our own judgments are to be bound up and governed.”
To decide the case now before us and to “disapprove” the doctrine of Swift v. Tyson requires only that we say that the words “the laws” include in their meaning the decisions of the local tribunals. As the majority opinion shows, by its reference to Mr. Warren’s researches and the first quotation from Mr. Justice Holmes, that this Court is now of the view that “laws” includes “decisions,” it is unnecessary to go further and declare that the “course pursued” was “unconstitutional,” instead of merely erroneous.
The “unconstitutional” course referred to in the majority opinion is apparently the ruling in Swift v. Tyson that the supposed omission of Congress to legislate as to the effect of decisions leaves federal courts free to interpret general law for themselves. I am not at all sure whether, in the absence of federal statutory direction, federal courts would be compelled to follow state decisions. There was sufficient doubt about the matter in 1789 to induce the first Congress to legislate. No former opinions of this Court have passed upon it. Mr. Justice Holmes evidently saw nothing “unconstitutional” which required the overruling of Swift v. Tyson, for he said in the very opinion quoted by the majority, “I should leave Swift v. Tyson undisturbed, as I indicated in Kuhn v. Fairmont Coal Co., but I would not allow it to spread the assumed dominion into new fields.” Black & White Taxicab Co. v. Brown & Yellow Taxicab Co., 276 U. S. 518, 535. If the opinion commits this Court to the position that the Congress is without power to declare what rules of substantive law shall govern the federal courts,[*92] that conclusion also seems questionable. The line between procedural and substantive law is hazy but no one doubts federal power over procedure. Wayman v. Southard, 10 Wheat. 1. The Judiciary Article and the “necessary and proper” clause of Article One may fully authorize legislation, such as this section of the Judiciary Act.
In this Court, stare decisis, in statutory construction, is a useful rule, hot an inexorable command. Burnet v. Coronado Oil & Gas Co., 285 U. S. 393, dissent, p. 406, note 1. Compare Read v. Bishop of Lincoln, [1892] A. C. 644, 655; London Street Tramways Co. v. London County Council, [1898] A. C. 375, 379. It seems preferable to overturn an established construction- of an Act of Congress, rather than, in the circumstances of this case, to interpret the Constitution. Cf. United States v. Delaware & Hudson Co., 213 U. S. 366.
. There is no occasion to discuss further the range or soundness of these few; phrases of the opinion. It is sufficient now to call attention, to them and express my own non-acquiescence.