Barber v. Page, 390 U.S. 719 (1968). · Go Syfert
Barber v. Page, 390 U.S. 719 (1968). Cases Citing This Book View Copy Cite
ScopeOverruled by Crawford v. Washington on other grounds: 3 citing opinions limit it to other grounds.
3 on other grounds
How later opinions annotate it (1 example)
Counts are distinct citing opinions whose annotation names this case. The flag stays red when any point is no longer good law; the scope says how far that reaches.
Quick Summary

A witness is not unavailable for confrontation clause purposes unless the prosecution demonstrates a good faith effort to secure the witness's presence at trial.

A defendant was convicted of armed robbery based on the transcript of a witness's preliminary hearing testimony. The witness was incarcerated in a federal prison in another state at the time of trial. The State argued the witness was unavailable and that the defendant had waived his right to confrontation by failing to cross-examine the witness during the preliminary hearing. The Court holds that a witness is not unavailable for the purposes of the confrontation exception unless the prosecution makes a good-faith effort to secure the witness's presence. Because the State made no effort to obtain the witness via writs of habeas corpus, the defendant's Sixth and Fourteenth Amendment rights were violated.

6,428 citation events (1,957 in the last 25 years) across 185 distinct courts.
Treatment trajectory · 1968 → 2026 · click a year to view as-of
1968 1997 2026
Cited for
At page 724 Prosecutorial duty to secure witness presence at trial192 citing casesIn short, a witness is not ‘unavailable’ for purposes of the [former-testimony] exception to the confrontation requirement unless the prosecutorial authorities have made a good-faith effort to obtain his presence at trial.5 citing courts put it this way · also cited as 20 L. Ed. 2d at 260; 88 S. Ct. at 1322; 88 S. Ct. at 1321 · 186 listed here · 1 cautionary
  • Arthur Tate, Warden v. Timothy Flenoy, 47 F.3d 1170 (6th Cir. 1995).unpublished Distinguished · 2 cites
    The Court also distinguished Barber v. Page, where "the State made absolutely no effort to obtain the presence [of the witness] other than to ascertain that he was in federal prison outside Oklahoma." Id. at 210 (quoting Barber, 390 U.S. a…
  • ELSIK, STEVEN JAMES v. the State of Texas, 714 S.W.3d 27 (Tex. Crim. App. 2024).published 4 cites
    (In short, a witness is not ‘unavailable’ for purposes of the [former-testimony] exception to the confrontation requirement unless the prosecutorial authorities have made a good-faith effort to obtain his presence at tr…)
  • Brass v. Williams, No. 2:13-cv-02020 (D. Nev. May 1, 2020). 2 cites
    (The lengths to which a prosecutor must go to establish good faith is a 19 question of reasonableness.)
  • State v. Clonts, 802 S.E.2d 531 (N.C. Ct. App. 2017).published 31 cites
    (while there may be some justification for holding that the opportunity for cross-examination of a witness at a preliminary hearing satisfies the demand of the confrontation clause where the witness is shown to be actua…)
  • State v. Tribble, 2012 VT 105, 67 A.3d 210.published
    Barber v. Page, 390 U.S. 719, 725 (1968) (“The right to confrontation is basically a trial right.
  • Hernandez v. State, 188 P.3d 1126 (Nev. 2008).published 2 cites
    ([A] witness is not ‘unavailable’ . . . unless the prosecutorial authorities have made a good-faith effort to obtain his [or her] presence at trial.)
  • Morgan v. Commonwealth, 650 S.E.2d 541 (Va. Ct. App. 2007).published
    See Douglas v. Alabama, 380 U.S. 415, 418 , 85 S.Ct. 1074, 1076-77 , 13 L.Ed.2d 934 (1965) (“Our cases construing the [Confrontation Cjlause hold that a primary interest secured by it is the right of cross-examination; an adequate opportun…
  • Quinn Hamilton v. Jack Morgan, Warden, 474 F.3d 854 (6th Cir. 2007).published 2 cites
    ([A] witness is not ‘unavailable’ for purposes of the . . . exception to the confrontation requirement unless the prosecutorial authorities have made a good-faith effort to obtain his presence at trial.)
  • Willie Brumley v. Curtis Wingard, 269 F.3d 629 (6th Cir. 2001).published 13 cites
    In particular, the Roberts Court examined the requirement, found in a long line of Confrontation Clause cases involving prior testimony, that before such statements can be admitted the government must demonstrate that the declarant is unav…
  • State v. Brown, 744 A.2d 831 (R.I. 2000).published 3 cites
    ([A] witness is not ‘unavailable’ for purposes of the * * * exception to the confrontation requirement unless the prosecutional authorities have made a good-faith effort to obtain his presence at trial)
Show 176 more citing casesLoad the other 41
At page 725 Defining the scope of the right to confrontation185 citing cases“unless the prosecutorial authorities have made a good-faith effort to obtain his presence at trial.”76 citing courts quote it · 1 cautionary
  • People v. Ashford, 265 Cal. App. 2d 673 (Cal. Ct. App. 1968).published Cited "but see" · 8 cites
    (People v. Hernandez, supra, 263 Cal.App.2d 242, 252 ; People v. Berger, supra, 258 Cal.App.2d 622, 626-627 ; People v. Haney, supra, 249 Cal.App.2d 810, 816-817 , People v. Washington, supra, 248 Cal.App.2d 470 , 473-474 and 476-477; Peop…
  • Braman, No. 2:24-cv-11201 (E.D. Mich. Sept. 22, 2026).
    (there may be some justification for holding that the opportunity for cross-examination of a witness at a preliminary hearing satisfies the demand of the confrontation clause)
  • United States v. Sergeant RENE ALFARO, No. 20220282 (A.C.C.A. Feb. 12, 2026).published
    (The right to confrontation is basically a trial right.)
  • State of Alaska v. The Est. of Harry Powell, 563 P.3d 50 (Alaska 2025).published 2 cites
    (The right to confrontation is basically a trial right . . . simply because [the function of a preliminary hearing] is the more limited one of determining whether probable cause exists to hold the accused for trial.)
  • Julio Rocael Aguilar Lopez v. State of Florida, 397 So. 3d 1035 (Fla. 4th DCA 2024).published
    (To suggest that failure to cross-examine [a witness at a preliminary hearing] constitutes a waiver of the right of confrontation at a subsequent trial hardly comports with this Court’s definition of a waiver[.])
  • Ross v. Williams, No. 2:14-cv-01527 (D. Nev. Apr. 23, 2024). 2 cites
    ([T]here may be some justification for holding that the 18 opportunity for cross-examination of a witness at a preliminary hearing satisfies the demand of the 19 confrontation clause where the witness is shown to be act…)
  • McCray v. Capra, 45 F.4th 634 (2d Cir. 2022).published
    (The right to confrontation is basically a trial right.)
  • People v. Gray, 63 Cal. App. 5th 947 (Cal. Ct. App. 2021).published
    (The right to confrontation is basically a trial right)
  • State v. Earl, No. 1 CA-CR 19-0592 (Ariz. Ct. App. Jan. 19, 2021).unpublished
    (The right to confrontation is basically a trial right.)
  • State v. Ruggles, 2020-Ohio-2886, 154 N.E.3d 151.published
    (The right to confrontation is basically a trial right)
Show 175 more citing cases
At page 722 Exception to confrontation clause for prior testimony77 citing cases“there has traditionally been an exception to the confrontation requirement where a witness is unavailable and has given testimony at previous judicial proceedings against the same defendant which was subject to cross-examination by that defendant.”22 citing courts quote it · also cited as 20 L. Ed. 2d at 258 · 76 listed here
Show 66 more citing cases
At page 721 Defining the scope of the right to confrontation29 citing casesstating same2 citing courts put it this way · also cited as 88 S. Ct. at 1320 · 26 listed here
Show 16 more citing casesLoad the other 9
At page 723 Rejecting witness absence as automatic confrontation waiver21 citing casesinsufficient where State knew witness was incarcerated and made no effort to obtain witness’s presence at trial1 citing court put it this way · also cited as 20 L. Ed. 2d at 259
  • State v. Clonts, 802 S.E.2d 531 (N.C. Ct. App. 2017).published 31 cites
    See Barber , 390 U.S. at 725 -26 , 88 S.Ct. at 1322 , 20 L.Ed.2d at 260 ("while there may be some justification for holding that the opportunity for cross-examination of a witness at a preliminary hearing satisfies the demand of the confro…
  • Jenkins, No. 3:16-cv-01064 (N.D. Ohio Sept. 22, 2026).
  • People v. Sandoval, 87 Cal. App. 4th 1425 (Cal. Ct. App. 2001).published
  • In re Marraccini, 908 A.2d 377 (Ct. Jud. Disc. Pa 2006).published
  • Bentley v. State, 706 P.2d 1193 (Alaska Ct. App. 1985).published
  • State v. Henderson, 554 S.W.2d 117 (Tenn. 1977).published
  • Brown v. Berghuis, 638 F. Supp. 2d 795 (E.D. Mich. 2009).published
  • People v. McFall, 569 N.W.2d 828 (Mich. Ct. App. 1997).published
  • People v. Masters, 134 Cal. App. 3d 509 (Cal. Ct. App. 1982).published
  • Commonwealth v. Swenor, 323 N.E.2d 742 (Mass. App. Ct. 1975).published
Show 11 more citing casesLoad the other 4
At page 720 Confrontation clause rights when witness is unavailable4 citing casesholding that state prosecutors failed to show a witness was unavailable when he was being held in a federal prison outside the2 citing courts put it this way
The right of confrontation *626 may not be dispensed with so lightly.no pin page on record · 2 citing cases listed
  • Castello v. State, 555 S.W.3d 612 (Tex. App.—Houston [1st Dist.] 2018).published 3 cites
    (The right of confrontation *626 may not be dispensed with so lightly.)
  • London v. State, 526 S.W.3d 596 (Tex. App.—Houston [1st Dist.] 2017).published 3 cites
    (The right of confrontation may not be dispensed with so lightly.)
Quoted next to this citation, but not language from this opinion
“[A] witness is not ‘unavailable’ for purposes of .. . the exception to the confrontation requirement unless the prosecutorial authorities have made a good-faith effort to obtain his [or her] presence at trial.”quoted beside the cite; not in this opinion · 4 citing cases listed
  • Quinn Hamilton v. Jack Morgan, Warden, 474 F.3d 854 (6th Cir. 2007).published 2 cites
    “[A] witness is not ‘unavailable’ for purposes of the ... exception to the confrontation requirement unless the pros-ecutorial authorities have made a good-faith effort to obtain his presence at trial.”
  • State v. Brown, 744 A.2d 831 (R.I. 2000).published 3 cites
    “[A] witness is not ‘unavailable’ for purposes of the * * * exception to the confrontation requirement unless the prosecutional authorities have made a good-faith effort to obtain his presence at trial”
  • United States v. Claude Leander Riley, 657 F.2d 1377 (8th Cir. 1981).published
    “[A] witness is not ‘unavailable’ for purposes of .. . the exception to the confrontation requirement unless the prosecutorial authorities have made a good-faith effort to obtain his [or her] presence at trial.”
  • United States v. Yida, 498 F.3d 945 (9th Cir. 2007).published
    “[A] witness is not ‘unavailable’ for purposes of the ... exception to the confrontation requirement unless the pros-ecutorial authorities have made a good-faith effort to obtain his presence at trial.”
Other citing cases4 with no pin cite or quoted language on record
Barber
v.
Page, Warden
703.
Supreme Court of the United States.
Apr 29, 1968.
Published opinion
390 U.S. 719
1968 U.S. LEXIS 1877
Ira C. Rothgerber, Jr., by appointment of the Court, 389 tJ. S. 910, argued the cause and filed briefs for petitioner., Charles L. Owens, Assistant Attorney General of Oklahoma, argued the cause for respondent. With him on the brief was G. T. Blankenship, Attorney General.
Marshall, Harlan.
Cited by 1,826 opinions  |  Published
24 passages pin-cited by 43 cases
Pinpoint authority: #1,654 of 633,719
Citer courts: Kentucky Supreme Court (15) · Sixth Circuit (13) · Court of Criminal Appeals of A… (9) · Ninth Circuit (9) · Court of Appeals of Texas (9) · Court of Appeals of Washington (9) · Supreme Court of Alabama (6)

Lead Opinion

Mr. Justice Marshall

delivered the opinion of the Court.

The question presented is whether petitioner was deprived of his Sixth and Fourteenth Amendment right’ to be confronted with the witnesses against him at his trial in Oklahoma for armed robbery, at which the principal evidence against him consisted of the reading of a transcript of the preliminary hearing testimony of a witness who at the time of trial was incarcerated in a federal prison in Texas.

Petitioner and one Woods were jointly charged with the robbery, and at the preliminary hearing were represented by the same retained counsel, a Mr. Parks. During the course of the hearing, Woods agreed to waive his privilege against self-incrimination. Parks then withdrew as Woods’ attorney but continued to represent petitioner. Thereupon Woods proceeded to give testimony that incriminated petitioner. Parks did not cross-examine Woods, although an attorney for another codefendant did.

By the time petitioner was brought to trial some seven months later, Woods was incarcerated in a federal penitentiary in Texarkana, Texas, about 225 miles from the trial court in Oklahoma. The State proposed to introduce against petitioner the transcript of Woods’ testimony at the preliminary hearing on the ground that Woods was unavailable to testify because he was outside the jurisdiction. Petitioner objected to that course on the ground that it would deprive him of his right to be confronted with the witnesses against him. His objection was overruled and the transcript was admitted and read to the jury, which found him guilty. On appeal[*721] the Oklahoma Court of Criminal Appeals affirmed his conviction. Barber v. State, 388 P. 2d 320 (Okla. Crim. App. 1963).

Petitioner then sought federal habeas corpus, claiming that the use of the transcript of Woods’ testimony-in his state trial deprived him of his federal constitutional right to confrontation in violation of the Sixth and Fourteenth Amendments. His contention was rejected by the District Court and on appeal the Court of Appeals for the Tenth Circuit, one judge dissenting, affirmed. 381 F. 2d 479 (1966). We granted certiorari, 389 U. S. 819 (1967), to consider petitioner’s denial of confrontation claim, and we reverse.

Many years ago this Court stated that “[t]he primary object of the [Confrontation Clause of the Sixth Amendment] . . . was to prevent depositions or ex parte affidavits . . . being used against the prisoner in lieu of a personal examination and cross-examination of the witness in which the accused has an opportunity, not only of testing the recollection and sifting the conscience of the witness, but of compelling him to stand face to face with the jury in order that they may look at him, and judge by his demeanor upon the stand and the manner in which he gives his testimony whether he is worthy of belief.” Mattox v. United States, 156 U. S. 237, 242-243 (1895). More recently, in holding the Sixth Amendment right of confrontation applicable to the States through the Fourteenth Amendment, this Court said, “There are few subjects, perhaps, upon which this Court and other courts have been more nearly unanimous than in their expressions of belief that the right of confrontation and cross-examination is an essential and fundamental requirement for the kind of fair trial which is this country’s constitutional goal.” Pointer v. Texas, 380 U. S. 400, 405 (1965). See also Douglas v. Alabama, 380 U. S. 415 (1965).

[*722] It is true that there has traditionally been an exception to the confrontation requirement where a witness is unavailable and has given testimony at previous judicial proceedings against the same defendant which was subject to cross-examination by that defendant. E. g., Mattox v. United States, supra (witnesses who testified in original trial died prior to the second trial). This exception has been explained as arising from necessity and has been justified on the ground that the right of cross-examination initially afforded provides substantial compliance with the purposes behind the confrontation requirement. See 5 Wigmore, Evidence §§ 1395-1396, 1402 (3d ed. 1940); C. McCormick, Evidence §§ 231, 234 (1954).

Here the State argues that the introduction of the transcript is within that exception on the grounds that Woods was outside the jurisdiction and therefore “unavailable” at the time of trial, and that the right of cross-examination was afforded petitioner at the preliminary hearing, 'although not utilized then by him. For the purpose of this decision we shall assume that petitioner made a valid waiver of his right to cross-examine Woods at the preliminary hearing, although such an assumption seems open to considerable question under the circumstances.[1]

[*723] We start with the fact that the State made absolutely no effort to obtain the presence of Woods at trial other than to ascertain that he was in a federal prison outside Oklahoma. It must be acknowledged that various courts[2] and commentators[3] have heretofore assumed that the mere absence of a witness from the jurisdiction was sufficient ground for dispensing with confrontation on the theory that “it is impossible to compel his attendance, because the process of the trial Court is of no force without the jurisdiction, and the party desiring his testimony is therefore helpless.” 5 Wigmore, Evidence § 1404 (3d ed. 1940).

Whatever may have been the accuracy of that theory at one time, it is clear that at the present time increased cooperation between the States themselves and between the States and the Federal Government has largely deprived it of any continuing validity in the criminal law.[4] [*724] For example, in the case of a prospective witness currently in federal custody, 28 U. S. C. § 2241 (c) (5) gives ■federal courts the power to issue writs of habeas corpus ad testificandum at the request of state prosecutorial authorities. See Gilmore v. United States, 129 F. 2d 199, 202 (C. A. 10th Cir. 1942); United States v. McGaha, 205 F. Supp. 949 (D. C. E. D. Tenn. 1962). In addition, it is the policy of the United States Bureau of Prisons to permit federal prisoners to testify in state court criminal proceedings pursuant to writs of habeas corpus ad testificandum issued out of state courts.[5] Cf. Lawrence v. Willingham,, 373 F. 2d 731 (C. A. 10th Cir. 1967) (habeas corpus ad prosequendum).

In this case the state authorities made no effort to avail themselves of either of the above alternative means of seeking to secure Woods’ presence at petitioner’s trial. The Court of Appeals majority appears to have reasoned that because the State would have had to request an exercise of discretion on the part of federal authorities, it was under no obligation to make any such request. Yet as Judge Aldrich, sitting by designation, pointed out in dissent below, “the possibility of a refusal is not the equivalent of asking and receiving a rebuff.” 381 F. 2d, at 481. In short, a witness is not “unavailable” for purposes of the foregoing exception to the confrontation[*725] requirement unless the prosecutorial authorities have made a good-faith effort to obtain his presence at trial. The State made no such effort here, and, so far as this record reveals, the sole reason why Woods was not present to testify in person was because the State did not attempt to seek his presence. The right of confrontation may not be dispensed with so lightly.

The State argues that petitioner waived his right to confront Woods at trial by not cross-examining him at the preliminary hearing. That contention is untenable. Not only was petitioner unaware that Woods would be in a federal prison at the time of his trial, but he was also unaware that, even assuming Woods’ incarceration, the State would make no effort to produce Woods at trial. To suggest that failure to cross-examine in such circumstances constitutes a waiver of the right of confrontation at a subsequent trial hardly comports with this Court’s definition of a waiver as “an intentional relinquishment or abandonment of a known right or privilege.” Johnson v. Zerbst, 304 U. S. 458, 464 (1938); Brookhart v. Janis, 384 U. S. 1, 4 (1966).

Moreover, we would reach the same result on the facts of this case had petitioner’s counsel actually cross-examined Woods at the preliminary hearing. See Motes v. United States, 178 U. S. 458 (1900). The right to confrontation is basically a trial right. It includes both the opportunity to cross-examine and the occasion for the jury to weigh the demeanor of the witness. A preliminary hearing is ordinarily a much less searching exploration into the merits of a case than a trial, simply because its function is the more limited one of determining whether probable cause exists to hold the accused for trial. While there may be some justification for holding that the opportunity for cross-examination of a witness at a preliminary hearing satisfies the demands of the confrontation clause where the witness is shown[*726] to be actually unavailable, this is not, as we have pointed out, such a case.[6]

The judgment of the Court of Appeals for the Tenth Circuit is reversed and the case is remanded for further proceedings consistent with this opinion.

It is so ordered.

1

Since Woods and his attorney Parks presumably discussed Woods’ connection with the crime before the preliminary hearing, it would seem highly probable that effective cross-examination by Parks of Woods would have necessitated covering material about which Woods had made confidential communications to Parks. While the State may be correct in asserting that Woods had waived, under Oklahoma law, his right to assert the attorney-client privilege as to those matters by testifying, at the very least serious ethical questions would seem to be presented to Parks under those circumstances. And in fact, the cases cited by the State in support of its contention that the attorney-client privilege would not have[*723] barred cross-examination by Parks involved situations where the client had testified about the existence and nature of the communications bétween himself and his attorney prior to the introduction of the attorney’s testimony by way of rebuttal. E. g., Brown v. State, 9 Okla. Crim. 382, 132 P. 359 (1913); Boring v. Harber, 130 Okla. 251, 267 P. 252 (1927). As far as the record reveals, Woods did not testify about any communications between himself and Parks and hence the applicability of the foregoing cases is questionable.

2

See cases collected in 5 Wigmore, Evidence § 1404, n. 5 (3d ed., 1964 Supp.).

3

E. g., C. McCormick, Evidence §234 (1954).

4

For witnesses not in prison, the Uniform Act To Secure the Attendance of Witnesses from Without a State in Criminal Proceedings provides a means by which prosecuting authorities from one State can obtain an order from a court in the State where the witness is found directing the witness to appear in court in the first State to testify. The State seeking his appearance must pay the witness a specified sum as a travel allowance and compensation for his time. As of 1967 the Uniform Act was in force in 45 States, the District of Columbia, the Canal Zone, Puerto Rico, and the[*724] Virgin Islands. See 9 Uniform Laws Ann. 50 (1967 Supp.). For witnesses in prison, quite probably many state courts would utilize the common-law writ of habeas corpus ad testificandum at the request of prosecutorial authorities of a sister State upon a showing that adequate safeguards to keep the prisoner in custody would be maintained.

5

Department of Justice, United States Marshals Manual §§ 720.04-720.06. Cf. Brief for the United States as Amicus Curiae, Smith v. Hooey, No. 495, Mise., October Term, 1967 (habeas corpus ad prosequendum from state court normally honored by Bureau of Prisons).

6

Cf. Holman v. Washington, 364 F. 2d 618 (C. A.,5th Cir. 1966); Government of the Virgin Islands v. Aquino, 378 F. 2d 540 (C. A. 3d Cir. 1967).

Concurrence

MR. Justice Harlan,

concurring.

I agree that the State’s failure to attempt to obtain the presence of the witness denied petitioner due process, and I therefore concur in the opinion of the Court on the premises of my opinion in Pointer v. Texas, 380 U. S. 400, 408.