ethical rule (California) · Go Syfert
← California issues

ethical rule in California

47 California opinions name it 3 courts 1989–2026 14 in the last five years

The cases below were cited by California courts in a sentence that names this issue. Sides come from how each citing opinion treated the case (Syfertize flag on that citation), so a case can appear on both: that is where the law is contested. A red or yellow chip is the case's own overall treatment.

Followed or applied (33)

CaseFollowedCited
Sheppard, Mullin, Richter & Hampton, LLP v. J-M Mfg. Co.green
cal · 2018 · cited in 7 California opinions naming this issue, 2020–2026
2 sentences

2026(See Sheppard, supra, 6 Cal.5th at p. 74 [an attorney contract that violates an ethical rule is contrary to public policy and therefore unenforceable]; BASF Ethics Opinion, supra, at p. 7 [an “engagement agreement must disclose the reasonably foreseeable risk” clients will disagree on whether to accept an aggregate settlement offer]; Moore, supra, 81 Fordham L.Rev. at pp. 3253-3254 [“since it will be extremely difficult for clients to withdraw from the group and obtain individual representation once an aggregate settlement offer is negotiated, it is critical that clients be advised of the mate

2024(Id. at p. 79.) Turning to the merits of the case before it, the Supreme Court opined that the “limitations in rule 3-310(C)(3) serve to enforce ‘the attorney’s duty— and the client’s legitimate expectation—of loyalty.” (Sheppard, Mullin, supra, 6 Cal.5th at p. 84 .) “It is for this reason that the rules encompass simultaneous representation even in unrelated matters where there is no risk that confidential information will be transmitted.” (Ibid.) Because the “transaction was entered under terms that undermined an ethical rule designed for the protection of the client as well as for the prese

37
Oasis West Realty v. Goldmangreen
cal · 2011 · cited in 3 California opinions naming this issue, 2015–2023
2 sentences

2023Hindley makes much of the ethical rule that “ ‘an attorney is forbidden to do either of two things after severing [a] relationship with a former client. [The attorney] may not do anything which will injuriously affect [the] former client in any matter in which [the attorney] formerly represented [the client] nor may [the attorney] at any time use against [the] former client knowledge or information acquired by virtue of the previous relationship.’ ” (Oasis West Realty, LLC v. Goldman (2011) 51 Cal.4th 811, 821 (Oasis); see Cal Rules Prof.

2023Hindley makes much of the ethical rule that “ ‘an attorney is forbidden to do either of two things after severing [a] relationship with a former client. [The attorney] may not do anything which will injuriously affect [the] former client in any matter in which [the attorney] formerly represented [the client] nor may [the attorney] at any time use against [the] former client knowledge or information acquired by virtue of the previous relationship.’ ” (Oasis West Realty, LLC v. Goldman (2011) 51 Cal.4th 811, 821 (Oasis); see Cal Rules Prof.

33
Nix v. Whitesidegreen
scotus · 1986 · cited in 3 California opinions naming this issue, 2013–2023
2 sentences

2023(See Nix v. Whiteside (1986) 475 U.S. 157, 165 [ 106 S.Ct. 988 , 89 33 L.Ed.2d 123 ] [“breach of an ethical standard does not necessarily make out a denial of the Sixth Amendment guarantee of assistance of counsel”].) To the extent defendant contends that defense counsel would have provided additional testimony beyond her declaration had she not felt bound by rule 3.7(a), the argument fails because there is no indication counsel held back additional testimony for this or any other reason, and defendant does not identify any testimony that counsel could have provided but failed to present based

2023(See Nix v. Whiteside (1986) 475 U.S. 157, 165 [ 106 S.Ct. 988 , 89 33 L.Ed.2d 123 ] [“breach of an ethical standard does not necessarily make out a denial of the Sixth Amendment guarantee of assistance of counsel”].) To the extent defendant contends that defense counsel would have provided additional testimony beyond her declaration had she not felt bound by rule 3.7(a), the argument fails because there is no indication counsel held back additional testimony for this or any other reason, and defendant does not identify any testimony that counsel could have provided but failed to present based

33
Savage v. Pacific Gas & Electric Co.green
calctapp · 1993 · cited in 2 California opinions naming this issue, 2016–2023
2 sentences

2023Co. (9th Cir. 1999) 173 F.3d. 725, 731 [“Absent a clear and unambiguous ruling from a court or agency of competent jurisdiction, statements by laypersons that purport to interpret the meaning of a statute or regulation are opinion statements, and not statements of fact.”]; see also Savage v. Pacific Gas & Electric Co. (1993) 21 Cal.App.4th 434, 445 [A statement that a 39 journalist had a conflict of interest was not actionable because “[t]he determination of a conflict of interest involves . . . an application of an ethical standard to facts, reflecting the exercise of judgment.

2016(Cf. Savage v. Pacific Gas & Electric Co. (1993) 21 Cal.App.4th 434, 445 [ 26 Cal.Rptr.2d 305 ] [concluding statements about conflicts of interest inevitably involve “an application of an ethical standard to facts, reflecting the exercise of judgment” that “[do] not imply an objective fact that can be proved to be true or false”].) Instead, Hydraulx argues that *1318 the terms “whistle-blow,” “bad business practices” and being “burned” communicated or implied that Hydraulx engaged in some other undisclosed conduct involving dishonesty.

22
General Dynamics Corp. v. Superior Courtgreen
cal · 1994 · cited in 2 California opinions naming this issue, 2012–2012
2 sentences

2012California has not formally adopted those rules as an ethical standard (General Dynamics Corp. v. Superior Court (1994) 7 Cal.4th 1164, 1190, fn. 6 [ 32 Cal.Rptr.2d 1 , 876 P.2d 487 ]), but rule 1-100(A) of the Rules of Professional Conduct, applicable to California attorneys, provides that “[e]thics opinions and rules and standards promulgated by . . . bar associations may also be considered” when judging the actions or omissions of an attorney.

2012California has not formally adopted those rules as an ethical standard (General Dynamics Corp. v. Superior Court (1994) 7 Cal.4th 1164, 1190, fn. 6 ), but rule 1-100(A) of the Rules of Professional Conduct, applicable to California attorneys, provides that ―[e]thics opinions and rules and standards promulgated by . . . bar associations may also be considered‖ when judging the actions or omissions of an attorney. ―Thus, the ABA Model Rules of Professional Conduct may be considered as a collateral source, particularly in areas where there is no direct authority in California and there is no conf

22
Brian Keith Lord,petitioner-Appellee v. Tana Wood, Superintendent, Brian Keith Lord v. Tana Wood, Superintendentgreen
ca9 · 1999 · cited in 2 California opinions naming this issue, 2000–2006
2 sentences

2006(People v. Bolin (1998) 18 Cal.4th 297, 334-335 [ 75 Cal.Rptr.2d 412 , 956 P.2d 374 ]; see Anderson v. Calderon (9th Cir. 2000) 232 F.3d 1053, 1089 [no prejudice even though counsel made “risky” but reasonable argument for jury nullification].) Lord v. Wood The superior court granted habeas corpus relief based on the theory that “Biely regarded it as established that his client was at the scene and that it would be both useless and unethical to attempt to prove otherwise.” Citing Lord v. Wood (1999) 184 F.3d 1083, 1095 , footnote 9, it ruled that Biely’s belief in defendant’s guilt did not cre

2000Such a basis exists when facts known to the lawyer or the client’s own statements indicate to the lawyer that the testimony or other evidence is false.’ . . . [C]ounsel’s belief in their client’s guilt certainly cannot create an ethical bar against introduction of exculpatory evidence.” (Lord v. Wood (9th Cir. 1999) 184 F.3d 1083, 1095, fn. 9 .) “It is the role of the judge or jury to determine the facts, not that of the attorney.” (United States ex rel.

22
Mickens v. Taylorgreen
scotus · 2002 · cited in 3 California opinions naming this issue, 2013–2023
2 sentences

2013We must therefore examine the record to determine (i) whether arguments or actions omitted would likely have been made by counsel who did not have a conflict of interest, and (ii) whether there may have been a tactical reason (other than the asserted conflict of interest) that might have caused any such omission.' " ( Doolin, supra, 45 Cal.4th at p. 418 .) In Mickens, supra, 535 U.S. 162, 176 , the U.S. Supreme Court clarified these distinctions: " 'Breach of an ethical standard does not necessarily make out a denial of the Sixth Amendment guarantee of assistance of counsel.' " The variously i

2013We must therefore examine the record to determine (i) whether arguments or actions omitted would likely have been made by counsel who did not have a conflict of interest, and (ii) whether there may have been a tactical reason (other than the asserted conflict of interest) that might have caused any such omission.' " ( Doolin, supra, 45 Cal.4th at p. 418 .) In Mickens, supra, 535 U.S. 162, 176 , the U.S. Supreme Court clarified these distinctions: " 'Breach of an ethical standard does not necessarily make out a denial of the Sixth Amendment guarantee of assistance of counsel.' " The variously i

13
People v. Doolingreen
cal · 2009 · cited in 3 California opinions naming this issue, 2013–2023
2 sentences

2016Rather, the Sixth Amendment inquiry is into whether the attorney‟s conduct was „reasonably effective.‟ To counteract the natural tendency to fault an unsuccessful defense, a court reviewing a claim of ineffective assistance must „indulge a strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance.‟ [Citation.] In giving shape to the perimeters of this range of reasonable professional assistance, Strickland mandates that „[prevailing] norms of 6 practice as reflected in American Bar Association Standards and the like, . . . are guides to determi

2013We must therefore examine the record to determine (i) whether arguments or actions omitted would likely have been made by counsel who did not have a conflict of interest, and (ii) whether there may have been a tactical reason (other than the asserted conflict of interest) that might have caused any such omission.' " ( Doolin, supra, 45 Cal.4th at p. 418 .) In Mickens, supra, 535 U.S. 162, 176 , the U.S. Supreme Court clarified these distinctions: " 'Breach of an ethical standard does not necessarily make out a denial of the Sixth Amendment guarantee of assistance of counsel.' " The variously i

13
Birbrower, Montalbano, Condon & Frank v. Superior Courtgreen
cal · 1998 · cited in 3 California opinions naming this issue, 2018–2022
2 sentences

2022(Birbrower, supra, 17 Cal.4th at p. 139 .) 15 Here, the central misconduct that Brawerman and TMI contend invalidates the Retainer Agreement is the same as the misconduct at issue in Birbrower: an attorney licensed in other states but not in California3 engaged in the practice of law in California.

2021(See Sheppard, Mullin, supra, 6 Cal.5th at p. 79 [“the case law does not establish . . . that an attorney- services contract may be declared illegal in its entirety simply because it contains a provision that conflicts with an attorney’s obligations under [an ethical rule]”].) “It is only when ‘the illegality taints the entire contract’ that courts may declare ‘the entire transaction is illegal and unenforceable.’” (Id. at pp. 79-80; see Koenig v. Warner Unified School Dist. (2019) 41 Cal.App.5th 43 , 56 [“‘“If the central purpose of the contract is tainted with illegality, then the contract a

13
Cal Pak Delivery, Inc. v. United Parcel Service, Inc.green
calctapp · 1997 · cited in 2 California opinions naming this issue, 2003–2018
2 sentences

2018(See, e.g., Cal Pak , supra , 52 Cal.App.4th at pp. 15-16, 60 Cal.Rptr.2d 207 ; Rest.3d Law Governing Lawyers, supra , § 37.) The difference between these approaches reflects a difference in the nature of the conflicts at issue-a Government Code section 1090 violation inheres in the very fact of the official's interest in the transaction, and cannot be avoided by full disclosure ( Thomson , at pp. 649-650, 214 Cal.Rptr. 139 , 699 P.2d 316 )-as well as a different judgment about the range of remedies that will effectively avoid undermining incentives to comply with the relevant rules (see id. a

2003(See Cal Pak Delivery, Inc. v. United Parcel Service, Inc., supra, 52 Cal.App.4th at p. 8.) Aguilar also maintains that, because AICCI’s attorneys said they would protect Aguilar’s financial interests, Aguilar was somehow lulled into not appealing the order.

12
Hernandez v. VITAMIN SHOPPE INDUSTRIES INC.green
calctapp · 2009 · cited in 2 California opinions naming this issue, 2016–2016
2 sentences

2016For example, once a class is certified, class counsel represent absent class members for purposes of the ethical rule that prohibits communication with represented parties. 2 (See *1108 Hernandez v. Vitamin Shoppe Industries Inc. (2009) 174 Cal.App.4th 1441, 1459 [ 95 Cal.Rptr.3d 734 ]; Parks v. Eastwood Ins.

2016For example, once a class is certified, class counsel represent absent class members for purposes of the ethical rule that prohibits communication with represented parties. 2 (See *1108 Hernandez v. Vitamin Shoppe Industries Inc. (2009) 174 Cal.App.4th 1441, 1459 [ 95 Cal.Rptr.3d 734 ]; Parks v. Eastwood Ins.

12
Passante v. McWilliamgreen
calctapp · 1997 · cited in 2 California opinions naming this issue, 2014–2015
2 sentences

2015Conduct, rule 3-300), and courts have interpreted this ethical rule (and its predecessor) to obligate the attorney to give “‘to his client “all that reasonable advice against himself that he would have given him against a third person.”’” (Beery v. State Bar (1987) 43 Cal.3d 802, 813 , quoting Felton, supra, 92 Cal. at p. 469 ; Passante v. McWilliam (1997) 53 Cal.App.4th 1240, 1248 ; Mayhew, supra, 53 Cal.App.4th at p. 1369 .) 6 For the same reasons, we reject Joline’s related argument that the 50/50 split in the costs of the trust were unfair because of the small statistical likelihood that s

2014Conduct, rule 3-300(A)), and courts have interpreted this ethical rule (and its predecessor) to obligate the attorney to give “ ‘to his client “all that reasonable advice against himself that he would have given him against a third person.” ’ ” (Beery v. State Bar (1987) 43 Cal.3d 802, 813 [ 239 Cal.Rptr. 121 , 739 P.2d 1289 ], quoting Felton, supra, 92 Cal. at p. 469; see Passante v. McWilliam (1997) 53 Cal.App.4th 1240, 1248 [ 62 Cal.Rptr.2d 298 ]; Mayhew, supra, 53 Cal.App.4th at p. 1369.) Yaspan made no such disclosures to the Fergusons in this case; instead, he followed rule 3-300’s requi

12
Mayhew v. Benninghoffgreen
calctapp · 1997 · cited in 2 California opinions naming this issue, 2014–2015
2 sentences

2015Conduct, rule 3-300), and courts have interpreted this ethical rule (and its predecessor) to obligate the attorney to give “‘to his client “all that reasonable advice against himself that he would have given him against a third person.”’” (Beery v. State Bar (1987) 43 Cal.3d 802, 813 , quoting Felton, supra, 92 Cal. at p. 469 ; Passante v. McWilliam (1997) 53 Cal.App.4th 1240, 1248 ; Mayhew, supra, 53 Cal.App.4th at p. 1369 .) 6 For the same reasons, we reject Joline’s related argument that the 50/50 split in the costs of the trust were unfair because of the small statistical likelihood that s

2015Conduct, rule 3-300), and courts have interpreted this ethical rule (and its predecessor) to obligate the attorney to give “‘to his client “all that reasonable advice against himself that he would have given him against a third person.”’” (Beery v. State Bar (1987) 43 Cal.3d 802, 813 , quoting Felton, supra, 92 Cal. at p. 469 ; Passante v. McWilliam (1997) 53 Cal.App.4th 1240, 1248 ; Mayhew, supra, 53 Cal.App.4th at p. 1369 .) 6 For the same reasons, we reject Joline’s related argument that the 50/50 split in the costs of the trust were unfair because of the small statistical likelihood that s

12
Felton v. Le Bretongreen
cal · 1891 · cited in 2 California opinions naming this issue, 2014–2015
2 sentences

2015Conduct, rule 3-300), and courts have interpreted this ethical rule (and its predecessor) to obligate the attorney to give “‘to his client “all that reasonable advice against himself that he would have given him against a third person.”’” (Beery v. State Bar (1987) 43 Cal.3d 802, 813 , quoting Felton, supra, 92 Cal. at p. 469 ; Passante v. McWilliam (1997) 53 Cal.App.4th 1240, 1248 ; Mayhew, supra, 53 Cal.App.4th at p. 1369 .) 6 For the same reasons, we reject Joline’s related argument that the 50/50 split in the costs of the trust were unfair because of the small statistical likelihood that s

2015Conduct, rule 3-300), and courts have interpreted this ethical rule (and its predecessor) to obligate the attorney to give “‘to his client “all that reasonable advice against himself that he would have given him against a third person.”’” (Beery v. State Bar (1987) 43 Cal.3d 802, 813 , quoting Felton, supra, 92 Cal. at p. 469 ; Passante v. McWilliam (1997) 53 Cal.App.4th 1240, 1248 ; Mayhew, supra, 53 Cal.App.4th at p. 1369 .) 6 For the same reasons, we reject Joline’s related argument that the 50/50 split in the costs of the trust were unfair because of the small statistical likelihood that s

12
Beery v. State Bargreen
cal · 1987 · cited in 2 California opinions naming this issue, 2014–2015
2 sentences

2015Conduct, rule 3-300), and courts have interpreted this ethical rule (and its predecessor) to obligate the attorney to give “‘to his client “all that reasonable advice against himself that he would have given him against a third person.”’” (Beery v. State Bar (1987) 43 Cal.3d 802, 813 , quoting Felton, supra, 92 Cal. at p. 469 ; Passante v. McWilliam (1997) 53 Cal.App.4th 1240, 1248 ; Mayhew, supra, 53 Cal.App.4th at p. 1369 .) 6 For the same reasons, we reject Joline’s related argument that the 50/50 split in the costs of the trust were unfair because of the small statistical likelihood that s

2014Conduct, rule 3-300(A)), and courts have interpreted this ethical rule (and its predecessor) to obligate the attorney to give “ ‘to his client “all that reasonable advice against himself that he would have given him against a third person.” ’ ” (Beery v. State Bar (1987) 43 Cal.3d 802, 813 [ 239 Cal.Rptr. 121 , 739 P.2d 1289 ], quoting Felton, supra, 92 Cal. at p. 469; see Passante v. McWilliam (1997) 53 Cal.App.4th 1240, 1248 [ 62 Cal.Rptr.2d 298 ]; Mayhew, supra, 53 Cal.App.4th at p. 1369.) Yaspan made no such disclosures to the Fergusons in this case; instead, he followed rule 3-300’s requi

12
Coastal Abstract Service, Inc. v. First American Title Insurance Company, John M. Hollenbeckgreen
ca1 · 1999 · cited in 1 California opinions naming this issue, 2023–2023
1 sentence

2023Co. (9th Cir. 1999) 173 F.3d. 725, 731 [“Absent a clear and unambiguous ruling from a court or agency of competent jurisdiction, statements by laypersons that purport to interpret the meaning of a statute or regulation are opinion statements, and not statements of fact.”]; see also Savage v. Pacific Gas & Electric Co. (1993) 21 Cal.App.4th 434, 445 [A statement that a 39 journalist had a conflict of interest was not actionable because “[t]he determination of a conflict of interest involves . . . an application of an ethical standard to facts, reflecting the exercise of judgment.

11
Layton v. State Bargreen
cal · 1990 · cited in 1 California opinions naming this issue, 2021–2021
11
Honeycutt v. JPMorgan Chase Bank, N.A.green
calctapp5d · 2018 · cited in 1 California opinions naming this issue, 2021–2021
11
Thomson v. Callgreen
cal · 1985 · cited in 1 California opinions naming this issue, 2018–2018
11
Huskinson & Brown, Limited Liability Partnership v. Wolfgreen
cal · 2004 · cited in 1 California opinions naming this issue, 2018–2018
11
Golden Eagle Insurance v. Foremost Insurancegreen
calctapp · 1993 · cited in 1 California opinions naming this issue, 2013–2013
11
Griffiths v. Superior Courtgreen
calctapp · 2002 · cited in 1 California opinions naming this issue, 2012–2012
11
Watson v. Superior Courtgreen
calctapp · 2009 · cited in 1 California opinions naming this issue, 2012–2012
11
Henriksen v. Great American Savings & Loangreen
calctapp · 1992 · cited in 1 California opinions naming this issue, 2010–2010
11
Stephen Wayne Anderson v. Arthur Calderon, Wardengreen
ca9 · 2000 · cited in 1 California opinions naming this issue, 2006–2006
11
People v. Bolingreen
cal · 1998 · cited in 1 California opinions naming this issue, 2006–2006
11
People v. Webbgreen
cal · 1993 · cited in 1 California opinions naming this issue, 2003–2003
11
Reich v. Club Universegreen
calctapp · 1981 · cited in 1 California opinions naming this issue, 2003–2003
11
Poly Software International, Inc. v. Yu Sugreen
utd · 1995 · cited in 1 California opinions naming this issue, 1995–1995
11
Curran v. Mount Diablo Council of Boy Scouts of Americagreen
calctapp · 1983 · cited in 1 California opinions naming this issue, 1994–1994
11
Pinsker v. Pacific Coast Society of Orthodontistsgreen
cal · 1974 · cited in 1 California opinions naming this issue, 1994–1994
11
Bernstein v. Alameda-Contra Costa Medical Ass'ngreen
calctapp · 1956 · cited in 1 California opinions naming this issue, 1994–1994
11
Gendron v. State Bargreen
cal · 1983 · cited in 1 California opinions naming this issue, 1989–1989
11

Distinguished, questioned or overruled (0)

CaseNegativeCited
No negative-treatment citations attached to this issue in California. Read the followed side critically anyway.

Also cited on this issue (25)

CaseCitedYears
Pringle v. La Chapelle green
calctapp · 1999
2 sentences

2021(See Pringle v. La Chapelle (1999) 73 Cal.App.4th 1000, 1005-1006 .) Instead, “there must be a serious violation of the attorney’s responsibilities before an attorney who violates an ethical rule is required to forfeit fees.” (Id. at p. 1006; see Sheppard, Mullin, Richter & Hampton, LLP v. J-M Manufacturing Co., Inc. (2018) 6 Cal.5th 59, 89-90 ; Sullivan v. Dorsa (2005) 128 Cal.App.4th 947, 965 .) Hill has not alleged any such serious violation here.

2020(Pringle v. La Chapelle, supra, 73 Cal.App.4th at pp. 1005–1006.) Prior case precedent suggested that, before an attorney who violated an ethical rule was required to forfeit fees, there must be a serious violation of the attorney’s responsibilities, such as fraud, unfairness, violation or excess of authority, or acts of impropriety inconsistent with the character of the profession and the faithful discharge of duties.

42005–2021
AI Credit Corp. v. Aguilar & Sebastinelli green
calctapp · 2003
2 sentences

2016Credit Corp., Inc. v. Aguilar & Sebastinelli (2003) 113 Cal.App.4th 1072 , 6 Cal.Rptr.3d 813 [law firm not entitled to fees after it helped a new client enforce a judgment against a former client by assisting the new client in locating and pursuing the former client's assets].) Another case, Fair v. Bakhtiari (2011) 195 Cal.App.4th 1135 , 125 Cal.Rptr.3d 765 ( Fair ), noted that attorneys are not entitled to fees where the ethical violation is "one that pervades the whole relationship." ( Id . at p. 1150, 125 Cal.Rptr.3d 765 .) Fair affirmed the trial court's denial of quantum meruit recovery

2016Credit Corp., Inc. v. Aguilar & Sebastinelli (2003) 113 Cal.App.4th 1072 , 6 Cal.Rptr.3d 813 [law firm not entitled to fees after it helped a new client enforce a judgment against a former client by assisting the new client in locating and pursuing the former client's assets].) Another case, Fair v. Bakhtiari (2011) 195 Cal.App.4th 1135 , 125 Cal.Rptr.3d 765 ( Fair ), noted that attorneys are not entitled to fees where the ethical violation is "one that pervades the whole relationship." ( Id . at p. 1150, 125 Cal.Rptr.3d 765 .) Fair affirmed the trial court's denial of quantum meruit recovery

32016–2016
Fair v. Bakhtiari green
calctapp · 2011
2 sentences

2016Credit Corp., Inc. v. Aguilar & Sebastinelli (2003) 113 Cal.App.4th 1072 , 6 Cal.Rptr.3d 813 [law firm not entitled to fees after it helped a new client enforce a judgment against a former client by assisting the new client in locating and pursuing the former client's assets].) Another case, Fair v. Bakhtiari (2011) 195 Cal.App.4th 1135 , 125 Cal.Rptr.3d 765 ( Fair ), noted that attorneys are not entitled to fees where the ethical violation is "one that pervades the whole relationship." ( Id . at p. 1150, 125 Cal.Rptr.3d 765 .) Fair affirmed the trial court's denial of quantum meruit recovery

2016Credit Corp., Inc. v. Aguilar & Sebastinelli (2003) 113 Cal.App.4th 1072 , 6 Cal.Rptr.3d 813 [law firm not entitled to fees after it helped a new client enforce a judgment against a former client by assisting the new client in locating and pursuing the former client's assets].) Another case, Fair v. Bakhtiari (2011) 195 Cal.App.4th 1135 , 125 Cal.Rptr.3d 765 ( Fair ), noted that attorneys are not entitled to fees where the ethical violation is "one that pervades the whole relationship." ( Id . at p. 1150, 125 Cal.Rptr.3d 765 .) Fair affirmed the trial court's denial of quantum meruit recovery

32016–2016
Morgan Clark v. Millsap green
cal · 1926
2 sentences

2014La Chapelle has not cited a case in which the individual defendant, who executed the fee contract for himself as well as for the corporation, is not obligated to pay fees. [¶] Further, the Supreme Court case addressing the issue, and upon which all others are based (Clark v. Millsap (1926) 197 Cal. 765 , [ 242 P. 918 ]), seems to suggest there must be a serious violation of the attorney’s responsibilities before an attorney who violates an ethical rule is required to forfeit fees.” (Id. at pp. 1005-1006, fn. omitted.) Unlike Pringle, this case 18 denied AAA’s motion for attorney fees to be pai

2014La Chapelle has not cited a case in which the individual defendant, who executed the fee contract for himself as well as for the corporation, is not obligated to pay fees. [¶] Further, the Supreme Court case addressing the issue, and upon which all others are based (Clark v. Millsap (1926) 197 Cal. 765 , [ 242 P. 918 ]), seems to suggest there must be a serious violation of the attorney’s responsibilities before an attorney who violates an ethical rule is required to forfeit fees.” (Id. at pp. 1005-1006, fn. omitted.) Unlike Pringle, this case 18 denied AAA’s motion for attorney fees to be pai

31999–2014
Hamilton v. State Bar green
cal · 1979
2 sentences

2024That fact alone is not dispositive. 12 Dickson cites case law to argue that “[i]f an attorney keeps his own funds in his client trust account, the attorney is committing an ethical violation.” (Hamilton v. State Bar (1979) 23 Cal.3d 868, 876 ; Murray v. State Bar (1985) 40 Cal.3d 575, 583 .) Those cases describe extreme situations in which an attorney blatantly ignored the applicable rules concerning client trust accounts, which is not the circumstance here, as the funds were located in HFM’s client trust account only for a short time pending a planned transfer to HFM’s operating account.

2024That fact alone is not dispositive. 12 Dickson cites case law to argue that “[i]f an attorney keeps his own funds in his client trust account, the attorney is committing an ethical violation.” (Hamilton v. State Bar (1979) 23 Cal.3d 868, 876 ; Murray v. State Bar (1985) 40 Cal.3d 575, 583 .) Those cases describe extreme situations in which an attorney blatantly ignored the applicable rules concerning client trust accounts, which is not the circumstance here, as the funds were located in HFM’s client trust account only for a short time pending a planned transfer to HFM’s operating account.

22024–2024
Murray v. State Bar green
cal · 1985
2 sentences

2024That fact alone is not dispositive. 12 Dickson cites case law to argue that “[i]f an attorney keeps his own funds in his client trust account, the attorney is committing an ethical violation.” (Hamilton v. State Bar (1979) 23 Cal.3d 868, 876 ; Murray v. State Bar (1985) 40 Cal.3d 575, 583 .) Those cases describe extreme situations in which an attorney blatantly ignored the applicable rules concerning client trust accounts, which is not the circumstance here, as the funds were located in HFM’s client trust account only for a short time pending a planned transfer to HFM’s operating account.

2024That fact alone is not dispositive. 12 Dickson cites case law to argue that “[i]f an attorney keeps his own funds in his client trust account, the attorney is committing an ethical violation.” (Hamilton v. State Bar (1979) 23 Cal.3d 868, 876 ; Murray v. State Bar (1985) 40 Cal.3d 575, 583 .) Those cases describe extreme situations in which an attorney blatantly ignored the applicable rules concerning client trust accounts, which is not the circumstance here, as the funds were located in HFM’s client trust account only for a short time pending a planned transfer to HFM’s operating account.

22024–2024
Prakashpalan v. Engstrom, Lipscomb & Lack green
calctapp · 2014
2 sentences

2024Dickson also cites Prakashpalan v. Engstrom, Lipscomb & Lack (2014) 223 Cal.App.4th 1105, 1123 , which explains that “an attorney’s client trust account is an express trust.” That case does not specifically discuss the limited circumstances, set forth in rule 1.15(c), in which a law firm is permitted to briefly hold its own funds in a client trust account. 12 C.

2024Dickson also cites Prakashpalan v. Engstrom, Lipscomb & Lack (2014) 223 Cal.App.4th 1105, 1123 , which explains that “an attorney’s client trust account is an express trust.” That case does not specifically discuss the limited circumstances, set forth in rule 1.15(c), in which a law firm is permitted to briefly hold its own funds in a client trust account. 12 C.

22024–2024
Flatt v. Superior Court green
cal · 1994
2 sentences

2022The simultaneous representation of opposing parties in the same litigation is “the most egregious example” of an ethical violation respecting attorney-client conflicts. ( Flatt, supra, 9 Cal.4th at pp. 282-283.) Preovolos Lewin is not purporting to represent Thanasi and also Peter in the same litigation, so there is no issue as to simultaneous or concurrent representation. 17 and its attorney employees) from representing Thanasi (the current client) in Peter’s probate matter.

2015(See Oasis West Realty, LLC v. Goldman (2011) 51 Cal.4th 811, 821 [ 124 Cal.Rptr.3d 256 , 250 P.3d 1115 ].) Although the California Supreme Court has emphasized the duty of maintaining client confidences in successive representation cases (see, e.g., Flatt, supra, 9 Cal.4th at p. 283 ), the duty of loyalty also plays a role, as recognized in the long-standing rule that “ ‘an attorney is forbidden to do either of two things after severing his relationship with a former client.

22015–2022
Sullivan v. Dorsa green
calctapp · 2005
2 sentences

2021(See Pringle v. La Chapelle (1999) 73 Cal.App.4th 1000, 1005-1006 .) Instead, “there must be a serious violation of the attorney’s responsibilities before an attorney who violates an ethical rule is required to forfeit fees.” (Id. at p. 1006; see Sheppard, Mullin, Richter & Hampton, LLP v. J-M Manufacturing Co., Inc. (2018) 6 Cal.5th 59, 89-90 ; Sullivan v. Dorsa (2005) 128 Cal.App.4th 947, 965 .) Hill has not alleged any such serious violation here.

2018The majority's reliance on Pringle , Mardirossian , and Sullivan is problematic for an additional and important reason: all three are contrary to the majority's analysis insofar as they place the burden on the client to defeat recovery by showing that the ethical violation was serious and caused harm. ( Pringle , supra , 73 Cal.App.4th at pp. 1006, 1007, 87 Cal.Rptr.2d 90 ["On the record [the client] presented, we cannot ascertain if the purported violation of the rules was serious, if any act was inconsistent with the character of the profession," or if the attorney "had obtained or would exp

22018–2021
Calvert v. Stoner green
cal · 1948
2 sentences

2021(Id. at pp. 12-13.) The Supreme Court explained that “the portion of the fee agreement . . . that includes payment for services rendered in New York may be enforceable to the extent that the illegal compensation can be severed from the rest of the agreement.” (Id. at p. 13.) In Calvert v. Stoner (1948) 33 Cal.2d 97 (Calvert) the Supreme Court held a provision in a contingency fee agreement that prohibited the client from entering into a litigation settlement without her attorney’s approval, even if illegal, did not render the entire agreement illegal, where the attorney never sought to enforce

2018Code, § 1599 [contract with "several distinct objects" may be void as to an unlawful one and valid as to a lawful one]; Birbrower, Montalbano, Condon & Frank v. Superior Court (1998) 17 Cal.4th 119 , 137-139, 70 Cal.Rptr.2d 304 , 949 P.2d 1 [when attorney-service contract was valid as to services performed in New York and invalid as to those performed in California, the valid part would be severed from the remainder, allowing law firm to seek contractual fees for New York work]; Calvert v. Stoner (1948) 33 Cal.2d 97 , 103-105, 199 P.2d 297 [invalid provision in fee agreement prevented client f

22018–2021
People v. Cox green
cal · 1991
2 sentences

2016Rather, the Sixth Amendment inquiry is into whether the attorney‟s conduct was „reasonably effective.‟ To counteract the natural tendency to fault an unsuccessful defense, a court reviewing a claim of ineffective assistance must „indulge a strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance.‟ [Citation.] In giving shape to the perimeters of this range of reasonable professional assistance, Strickland mandates that „[prevailing] norms of 6 practice as reflected in American Bar Association Standards and the like, . . . are guides to determi

2013Rather, the Sixth Amendment inquiry is into whether the attorney‟s conduct was „reasonably effective.‟ To counteract the natural tendency to fault an unsuccessful defense, a court reviewing a claim of ineffective assistance must „indulge a strong presumption that counsel‟s conduct falls within the wide range of reasonable professional assistance.‟ [Citation.] In giving shape to the perimeters of this range of reasonable professional assistance, Strickland mandates that „[prevailing] norms of 12 practice as reflected in American Bar Association Standards and the like, . . . are guides to determ

22013–2016
Giraldo v. Department of Corrections & Rehabilitation green
calctapp · 2008
1 sentence

2026(Giraldo v. Department of Corrections & Rehabilitation (2008) 168 Cal.App.4th 231, 251 .) McGrath Kavinoky relies on Brawerman to support its position on the same issue both parties raised in the trial court: whether McGrath Kavinoky’s engagement agreements were unenforceable under Sheppard. 9 McGrath Kavinoky argues that, even if it “later” violated an ethical rule by failing to disclose a conflict that arose when its clients accepted the aggregate settlement, that violation would not void the engagement agreements.

12026–2026
Altschul v. Sayble green
calctapp · 1978
1 sentence

2022(Ibid., citing Chambers v. Kay (2002) 29 Cal.4th 142 , 159 and Altschul v. Sayble (1978) 83 Cal.App.3d 153, 164 .) By contrast, Sheppard Mullin cited several cases in which the Supreme Court had held that violations of the Rules of Professional Conduct did not preclude enforcement of a contract as a whole.

12022–2022
Chambers v. Kay green
cal · 2002
1 sentence

2022(Ibid., citing Chambers v. Kay (2002) 29 Cal.4th 142 , 159 and Altschul v. Sayble (1978) 83 Cal.App.3d 153, 164 .) By contrast, Sheppard Mullin cited several cases in which the Supreme Court had held that violations of the Rules of Professional Conduct did not preclude enforcement of a contract as a whole.

12022–2022
Mardirossian & Associates, Inc. v. Ersoff green
calctapp · 2007
12018–2018
Goldstein v. Lees green
calctapp · 1975
12018–2018
Moncharsh v. Heily & Blase green
cal · 1992
12018–2018
Jeffry v. Pounds green
calctapp · 1977
12018–2018
Keene v. Harling green
cal · 1964
12018–2018
Parks v. Eastwood Insurance Services, Inc. green
cacd · 2002
12016–2016
Reliable Money Order, Inc. v. McKnight Sales Co. green
ca7 · 2013
12015–2015
People Ex Rel. Deparment of Corporations. v. Speedee Oil Change Systems, Inc. green
cal · 1999
12010–2010
Benasra v. MITCHELL SILBERBERG & KNUPP LLP green
calctapp · 2004
12009–2009
United States v. Johnson green
ca3 · 1977
12000–2000
Washburn v. City of Berkeley green
calctapp · 1987
11994–1994

Statutes the citing opinions construe

CA § Cal. Civil Code § 1667 (5) CA § Cal. Evidence Code § 452 (4) CA § Cal. Civil Code § 1550 (3) CA § Cal. Civil Code § 1607 (3) CA § Cal. Penal Code § 1239 (3) USC § 9u.s.c.1 (3)

Counted by distinct opinions that both name this issue and are annotated to the section; sections every opinion cites regardless of issue are not filtered here, so read the counts against the total above.

Where else courts name it

IA 137 (1983–2026) NJ 59 (1956–2026) OH 50 (1993–2026) FL 47 (1968–2024) CA 47 (1989–2026) NY 44 (1984–2026) WV 39 (1986–2022) CO 32 (1987–2022) AZ 27 (1981–2025) MD 25 (1989–2021) MA 18 (1984–2025) TX 18 (1991–2025) KS 18 (1897–2026) DC 17 (1981–2025) GA 17 (1993–2024) IL 16 (1988–2024) CT 16 (1993–2017) OR 15 (1981–2019) OK 15 (1994–2025) LA 15 (1983–2022) WA 15 (1988–2026) ME 13 (2002–2024) MS 12 (1962–2023) NM 11 (1993–2025) KY 10 (1994–2025) WY 9 (1990–2005) PA 9 (1984–2024) VA 9 (1928–2019) MI 9 (1973–2025) IN 8 (1977–2019) MN 7 (1989–2018) MO 7 (1977–2024) ND 7 (2003–2016) UT 7 (1985–2024) VI 6 (2013–2024) VT 5 (2004–2015) AR 5 (1987–2006) TN 5 (2000–2024) WI 5 (2004–2026) SC 4 (1996–2015) DE 4 (1940–2025) NV 4 (1989–2004) RI 3 (1989–2010) SD 3 (1904–2003) AK 3 (2001–2016) ID 3 (1981–1989) AL 2 (1973–1979)

Opinions by the citing court's state. A doctrine retained in one state and abandoned in another shows up here as a year span that stalls.

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